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The Four Types of Research Paradigms: A Comprehensive Guide

The Four Types of Research Paradigms: A Comprehensive Guide

5-minute read

  • 22nd January 2023

In this guide, you’ll learn all about the four research paradigms and how to choose the right one for your research.

Introduction to Research Paradigms

A paradigm is a system of beliefs, ideas, values, or habits that form the basis for a way of thinking about the world. Therefore, a research paradigm is an approach, model, or framework from which to conduct research. The research paradigm helps you to form a research philosophy, which in turn informs your research methodology.

Your research methodology is essentially the “how” of your research – how you design your study to not only accomplish your research’s aims and objectives but also to ensure your results are reliable and valid. Choosing the correct research paradigm is crucial because it provides a logical structure for conducting your research and improves the quality of your work, assuming it’s followed correctly.

Three Pillars: Ontology, Epistemology, and Methodology

Before we jump into the four types of research paradigms, we need to consider the three pillars of a research paradigm.

Ontology addresses the question, “What is reality?” It’s the study of being. This pillar is about finding out what you seek to research. What do you aim to examine?

Epistemology is the study of knowledge. It asks, “How is knowledge gathered and from what sources?”

Methodology involves the system in which you choose to investigate, measure, and analyze your research’s aims and objectives. It answers the “how” questions.

Let’s now take a look at the different research paradigms.

1.   Positivist Research Paradigm

The positivist research paradigm assumes that there is one objective reality, and people can know this reality and accurately describe and explain it. Positivists rely on their observations through their senses to gain knowledge of their surroundings.

In this singular objective reality, researchers can compare their claims and ascertain the truth. This means researchers are limited to data collection and interpretations from an objective viewpoint. As a result, positivists usually use quantitative methodologies in their research (e.g., statistics, social surveys, and structured questionnaires).

This research paradigm is mostly used in natural sciences, physical sciences, or whenever large sample sizes are being used.

2.   Interpretivist Research Paradigm

Interpretivists believe that different people in society experience and understand reality in different ways – while there may be only “one” reality, everyone interprets it according to their own view. They also believe that all research is influenced and shaped by researchers’ worldviews and theories.

As a result, interpretivists use qualitative methods and techniques to conduct their research. This includes interviews, focus groups, observations of a phenomenon, or collecting documentation on a phenomenon (e.g., newspaper articles, reports, or information from websites).

3.   Critical Theory Research Paradigm

The critical theory paradigm asserts that social science can never be 100% objective or value-free. This paradigm is focused on enacting social change through scientific investigation. Critical theorists question knowledge and procedures and acknowledge how power is used (or abused) in the phenomena or systems they’re investigating.

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Researchers using this paradigm are more often than not aiming to create a more just, egalitarian society in which individual and collective freedoms are secure. Both quantitative and qualitative methods can be used with this paradigm.

4.   Constructivist Research Paradigm

Constructivism asserts that reality is a construct of our minds ; therefore, reality is subjective. Constructivists believe that all knowledge comes from our experiences and reflections on those experiences and oppose the idea that there is a single methodology to generate knowledge.

This paradigm is mostly associated with qualitative research approaches due to its focus on experiences and subjectivity. The researcher focuses on participants’ experiences as well as their own.

Choosing the Right Research Paradigm for Your Study

Once you have a comprehensive understanding of each paradigm, you’re faced with a big question: which paradigm should you choose? The answer to this will set the course of your research and determine its success, findings, and results.

To start, you need to identify your research problem, research objectives , and hypothesis . This will help you to establish what you want to accomplish or understand from your research and the path you need to take to achieve this.

You can begin this process by asking yourself some questions:

  • What is the nature of your research problem (i.e., quantitative or qualitative)?
  • How can you acquire the knowledge you need and communicate it to others? For example, is this knowledge already available in other forms (e.g., documents) and do you need to gain it by gathering or observing other people’s experiences or by experiencing it personally?
  • What is the nature of the reality that you want to study? Is it objective or subjective?

Depending on the problem and objective, other questions may arise during this process that lead you to a suitable paradigm. Ultimately, you must be able to state, explain, and justify the research paradigm you select for your research and be prepared to include this in your dissertation’s methodology and design section.

Using Two Paradigms

If the nature of your research problem and objectives involves both quantitative and qualitative aspects, then you might consider using two paradigms or a mixed methods approach . In this, one paradigm is used to frame the qualitative aspects of the study and another for the quantitative aspects. This is acceptable, although you will be tasked with explaining your rationale for using both of these paradigms in your research.

Choosing the right research paradigm for your research can seem like an insurmountable task. It requires you to:

●  Have a comprehensive understanding of the paradigms,

●  Identify your research problem, objectives, and hypothesis, and

●  Be able to state, explain, and justify the paradigm you select in your methodology and design section.

Although conducting your research and putting your dissertation together is no easy task, proofreading it can be! Our experts are here to make your writing shine. Your first 500 words are free !

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over-arching theory

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The Structure of Scientific Theories

Scientific inquiry has led to immense explanatory and technological successes, partly as a result of the pervasiveness of scientific theories. Relativity theory, evolutionary theory, and plate tectonics were, and continue to be, wildly successful families of theories within physics, biology, and geology. Other powerful theory clusters inhabit comparatively recent disciplines such as cognitive science, climate science, molecular biology, microeconomics, and Geographic Information Science (GIS). Effective scientific theories magnify understanding, help supply legitimate explanations, and assist in formulating predictions. Moving from their knowledge-producing representational functions to their interventional roles (Hacking 1983), theories are integral to building technologies used within consumer, industrial, and scientific milieus.

This entry explores the structure of scientific theories from the perspective of the Syntactic, Semantic, and Pragmatic Views. Each of these answers questions such as the following in unique ways. What is the best characterization of the composition and function of scientific theory? How is theory linked with world? Which philosophical tools can and should be employed in describing and reconstructing scientific theory? Is an understanding of practice and application necessary for a comprehension of the core structure of a scientific theory? Finally, and most generally, how are these three views ultimately related?

1.1 Syntactic, Semantic, and Pragmatic Views: The Basics

1.2 two examples: newtonian mechanics and population genetics, 2.1 theory structure per the syntactic view, 2.2 a running example: newtonian mechanics, 2.3 interpreting theory structure per the syntactic view, 2.4 taking stock: syntactic view, 3.1 theory structure per the semantic view, 3.2 a running example: newtonian mechanics, 3.3 interpreting theory structure per the semantic view, 3.4 taking stock: semantic view, 4.1 theory structure per the pragmatic view, 4.2 a running example: newtonian mechanics, 4.3 interpreting theory structure per the pragmatic view, 4.4 taking stock: pragmatic view, 5. population genetics, 6. conclusion, other internet resources, related entries, 1. introduction.

In philosophy, three families of perspectives on scientific theory are operative: the Syntactic View , the Semantic View , and the Pragmatic View. Savage distills these philosophical perspectives thus:

The syntactic view that a theory is an axiomatized collection of sentences has been challenged by the semantic view that a theory is a collection of nonlinguistic models, and both are challenged by the view that a theory is an amorphous entity consisting perhaps of sentences and models, but just as importantly of exemplars, problems, standards, skills, practices and tendencies. (Savage 1990, vii–viii)

Mormann (2007) characterizes the Syntactic and Semantic Views in similar terms, and is among the first to use the term “Pragmatic View” to capture the third view (137). The three views are baptized via a trichotomy from linguistics deriving from the work of Charles Morris, following Charles S. Peirce. In a classic exposition, the logical positivist Carnap writes:

If in an investigation explicit reference is made to the speaker, or, to put it in more general terms, to the user of a language, then we assign it to the field of pragmatics . (Whether in this case reference to designata is made or not makes no difference for this classification.) If we abstract from the user of the language and analyze only the expressions and their designata, we are in the field of semantics . And if, finally, we abstract from the designata also and analyze only the relations between the expressions, we are in (logical) syntax . The whole science of language, consisting of the three parts mentioned, is called semiotic . (1942, 9; see also Carnap 1939, 3–5, 16)

To summarize, syntax concerns grammar and abstract structures; semantics investigates meaning and representation; and pragmatics explores use. Importantly, while no view is oblivious to the syntax, semantics, or pragmatics of theory, the baptism of each is a product of how one of the three aspects of language is perceived to be dominant: theory as syntactic logical reconstruction (Syntactic View); theory as semantically meaningful mathematical modeling (Semantic View); or theory structure as complex and as closely tied to theory pragmatics, i.e., function and context (Pragmatic View). Each of these philosophical perspectives on scientific theory will be reviewed in this entry. Their relations will be briefly considered in the Conclusion.

It will be helpful to pare each perspective down to its essence. Each endorses a substantive thesis about the structure of scientific theories.

For the Syntactic View, the structure of a scientific theory is its reconstruction in terms of sentences cast in a metamathematical language. Metamathematics is the axiomatic machinery for building clear foundations of mathematics, and includes predicate logic, set theory, and model theory (e.g., Zach 2009; Hacking 2014). A central question of the Syntactic View is: in which logical language should we recast scientific theory?

Some defenders of the Semantic View keep important aspects of this reconstructive agenda, moving the metamathematical apparatus from predicate logic to set theory. Other advocates of the Semantic View insist that the structure of scientific theory is solely mathematical. They argue that we should remain at the mathematical level, rather than move up (or down) a level, into foundations of mathematics. A central question for the Semantic View is: which mathematical models are actually used in science?

Finally, for the Pragmatic View, scientific theory is internally and externally complex. Mathematical components, while often present, are neither necessary nor sufficient for characterizing the core structure of scientific theories. Theory also consists of a rich variety of nonformal components (e.g., analogies and natural kinds). Thus, the Pragmatic View argues, a proper analysis of the grammar (syntax) and meaning (semantics) of theory must pay heed to scientific theory complexity, as well as to the multifarious assumptions, purposes, values, and practices informing theory. A central question the Pragmatic View poses is: which theory components and which modes of theorizing are present in scientific theories found across a variety of disciplines?

In adopting a descriptive perspective on the structure of scientific theories, each view also deploys, at least implicitly, a prescriptive characterization of our central topic. In other words, postulating that scientific theory is \(X\) (e.g., \(X\) = a set-theoretic structure, as per Suppes 1960, 1962, 1967, 1968, 2002) also implies that what is not \(X\) (or could not be recast as \(X\)) is not (or could not possibly be) a scientific theory, and would not help us in providing scientific understanding, explanation, prediction, and intervention. For the Syntactic View, what is not (or cannot be) reconstructed axiomatically is not theoretical, while for the Semantic View, what is not (or cannot be) modeled mathematically is not theoretical. In contrast, in part due to its pluralism about what a scientific theory actually (and possibly) is, and because it interprets theory structure as distributed in practices, the Pragmatic View resists the definitional and normative terms set by the other two views. As a result, the Pragmatic View ultimately reforms the very concepts of “theory” and “theory structure.”

This encyclopedia entry will be organized as follows. After presenting this piece’s two sustained examples, immediately below, the three views are reviewed in as many substantive sections. Each section starts with a brief overview before characterizing that perspective’s account of theory structure. Newtonian mechanics is used as a running example within each section. The interpretation of theory structure—viz., how theory “hooks up” with phenomena, experiment, and the world—is also reviewed in each section. In the final section of this entry, we turn to population genetics and an analysis of the Hardy-Weinberg Principle (HWP) to compare and contrast each view. The Conclusion suggests, and remains non-committal about, three kinds of relations among the views: identity , combat , and complementarity . Theory is not a single, static entity that we are seeing from three different perspectives, as we might represent the Earth using three distinct mathematical map projections. Rather, theory itself changes as a consequence of perspective adopted.

Two examples will be used to illustrate differences between the three views: Newtonian mechanics and population genetics. While relativity theory is the preferred theory of the Syntactic View, Newtonian mechanics is more straightforward. Somewhat permissively construed, the theory of Newtonian mechanics employs the basic conceptual machinery of inertial reference frames, centers of mass, Newton’s laws of motion, etc., to describe the dynamics and kinematics of, among other phenomena, point masses acting vis-à-vis gravitational forces (e.g. the solar system) or with respect to forces involved in collisions (e.g., pool balls on a pool table; a closed container filled with gas). Newtonian mechanics is explored in each section.

Population genetics investigates the genetic composition of populations of natural and domesticated species, including the dynamics and causes of changes in gene frequencies in such populations (for overviews, see Lloyd 1994 [1988]; Gould 2002; Pigliucci and Müller 2010; Okasha 2012). Population genetics emerged as a discipline with the early 20 th century work of R.A. Fisher, Sewall Wright, and J.B.S. Haldane, who synthesized Darwinian evolutionary theory and Mendelian genetics. One important part of population genetic theory is the Hardy-Weinberg Principle. HWP is a null model mathematically stating that gene frequencies remain unchanged across generations when there is no selection, migration, random genetic drift, or other evolutionary forces acting in a given population. HWP peppers early chapters of many introductory textbooks (e.g., Crow and Kimura 1970; Hartl and Clark 1989; Bergstrom and Dugatkin 2012). We return to HWP in Section 5 and here merely state questions each view might ask about population genetics.

The Syntactic View focuses on questions regarding the highest axiomatic level of population genetics (e.g., Williams 1970, 1973; Van Valen 1976; Lewis 1980; Tuomi 1981, 1992). Examples of such queries are:

  • What would be the most convenient metamathematical axiomatization of evolutionary processes (e.g., natural selection, drift, migration, speciation, competition)? In which formal language(s) would and could such axiomatizations be articulated (e.g., first-order predicate logic, set theory, and category theory)?
  • Which single grammars could contain a variety of deep evolutionary principles and concepts, such as HWP, “heritability,” and “competitive exclusion”?
  • Which formal and methodological tools would permit a smooth flow from the metamathematical axiomatization to the mathematical theory of population genetics?

Investigations of the axiomatized rational reconstruction of theory shed light on the power and promises, and weaknesses and incompleteness, of the highest-level theoretical edifice of population genetics.

Secondly, the Semantic View primarily examines questions regarding the mathematical structure of population genetics (Lewontin 1974, Beatty 1981; López Beltrán 1987; Thompson 1989, 2007; Lloyd 1994 [1988]). Very generally, this exploration involves the following questions:

  • What is the form and content of the directly presented class of mathematical models of evolutionary theory (e.g., HWP)? How could and should we organize the cluster of mathematical models (sensu Levins 1966) of population genetics?
  • Which additional models (e.g., diagrammatic, narrative, scale) might be used to enrich our understanding of evolutionary theory?
  • What are the relations among theoretical mathematical models, data models, and experimental models? How does theory explain and shape data? How do the data constrain and confirm theory?

The main subject of investigation is mathematical structure, rather than metamathematics or even alternative model types or modeling methods.

Finally, the Pragmatic View asks about the internal complexity of population genetic theory, as well as about the development and context of population genetics. In so doing, it inquires into how purposes and values have influenced the theoretical structure of evolutionary theory, selecting and shaping current population genetics from a wide variety of possible alternative theoretical articulations. The following questions about the structure of population genetic theory might be here addressed:

  • What role did R.A. Fisher’s interest in animal husbandry, and his tenure at Rothamsted Experimental Station, play in shaping his influential methodologies of Analysis of Variance (ANOVA) and experimental design involving randomization, blocking, and factorial designs?
  • How did the development of computers and computational practices, statistical techniques, and the molecularization of genetics, shape theory and theorizing in population genetics, especially from the 1980s to today?
  • How might normative context surrounding the concept of “race” impact the way concepts such as “heritability” and “lineage,” or principles such as HWP, are deployed in population genetics?

As when studying an organism, the structure of theory cannot be understood independently of its history and function.

2. The Syntactic View

According to the Syntactic View, which emerged mainly out of work of the Vienna Circle and Logical Empiricism (see Coffa 1991; Friedman 1999; Creath 2014; Uebel 2014), philosophy most generally practiced is, and should be, the study of the logic of natural science, or Wissenschaftslogik (Carnap 1937, 1966; Hempel 1966). Robust and clear logical languages allow us to axiomatically reconstruct theories, which—by the Syntacticists’ definition—are sets of sentences in a given logical domain language (e.g., Campbell 1920, 122; Hempel 1958, 46; cf. Carnap 1967 [1928], §156, “Theses about the Constructional System”). Domain languages include “the language of physics, the language of anthropology” (Carnap 1966, 58).

This view has been variously baptized as the Received View (Putnam 1962; Hempel 1970), the Syntactic Approach (van Fraassen 1970, 1989), the Syntactic View (Wessels 1976), the Standard Conception (Hempel 1970), the Orthodox View (Feigl 1970), the Statement View (Moulines 1976, 2002; Stegmüller 1976), the Axiomatic Approach (van Fraassen 1989), and the Once Received View (Craver 2002). For historical reasons, and because of the linguistic trichotomy discussed above, the “Syntactic View” shall be the name of choice in this entry.

Some conceptual taxonomy is required in order to understand the logical framework of the structure of scientific theories for the Syntactic View. We shall distinguish terms , sentences , and languages (see Table 1).

2.1.1 Terms

Building upwards from the bottom, let us start with the three kinds of terms or vocabularies contained in a scientific language: theoretical, logical, and observational. Examples of theoretical terms are “molecule,” “atom,” “proton,” and “protein,” and perhaps even macro-level objects and properties such as “proletariat” and “aggregate demand.” Theoretical terms or concepts can be classificatory (e.g., “cat” or “proton”), comparative (e.g., “warmer”), or quantitative (e.g., “temperature”) (Hempel 1952; Carnap 1966, Chapter 5). Moreover, theoretical terms are “theoretical constructs” introduced “jointly” as a “theoretical system” (Hempel 1952, 32). Logical terms include quantifiers (e.g., \(\forall, \exists\)) and connectives (e.g., \(\wedge, \rightarrow\)). Predicates such as “hard,” “blue,” and “hot,” and relations such as “to the left of” and “smoother than,” are observational terms.

2.1.2 Sentences

Terms can be strung together into three kinds of sentences: theoretical, correspondence, and observational. \(T_S\) is the set of theoretical sentences that are the axioms, theorems, and laws of the theory. Theoretical sentences include the laws of Newtonian mechanics and of the Kinetic Theory of Gases, all suitably axiomatized (e.g., Carnap 1966; Hempel 1966). Primitive theoretical sentences (e.g., axioms) can be distinguished from derivative theoretical sentences (e.g., theorems; see Reichenbach 1969 [1924]; Hempel 1958; Feigl 1970). \(C_S\) is the set of correspondence sentences tying theoretical sentences to observable phenomena or “to a ‘piece of reality’” (Reichenbach 1969 [1924], 8; cf. Einstein 1934, 1936 [1936], 351). To simplify, they provide the theoretical syntax with an interpretation and an application, i.e., a semantics. Suitably axiomatized version of the following sentences provide semantics to Boyle’s law, \(PV = nRT\): “\(V\) in Boyle’s law is equivalent to the measurable volume \(xyz\) of a physical container such as a glass cube that is \(x\), \(y\), and \(z\) centimeters in length, width, and height, and in which the gas measured is contained” and “\(T\) in Boyle’s law is equivalent to the temperature indicated on a reliable thermometer or other relevant measuring device properly calibrated, attached to the physical system, and read.” Carnap (1987 [1932], 466) presents two examples of observational sentences, \(O_S\): “Here (in a laboratory on the surface of the earth) is a pendulum of such and such a kind,” and “the length of the pendulum is 245.3 cm.” Importantly, theoretical sentences can only contain theoretical and logical terms; correspondence sentences involve all three kinds of terms; and observational sentences comprise only logical and observational terms.

2.1.3 Languages

The total domain language of science consists of two languages: the theoretical language, \(L_T\), and the observational language, \(L_O\) (e.g., Hempel 1966, Chapter 6; Carnap 1966, Chapter 23; the index entry for “Language,” of Feigl, Scriven, and Maxwell 1958, 548 has three subheadings: “observation,” “theoretical,” and “ordinary”). The theoretical language includes theoretical vocabulary, while the observational language involves observational terms. Both languages contain logical terms. Finally, the theoretical language includes, and is constrained by, the logical calculus, Calc , of the axiomatic system adopted (e.g., Hempel 1958, 46; Suppe 1977, 50-53). This calculus specifies sentence grammaticality as well as appropriate deductive and non-ampliative inference rules (e.g., modus ponens) pertinent to, especially, theoretical sentences. Calc can itself be written in theoretical sentences.

2.1.4 Theory Structure, in General

Table 1 summarizes the Syntactic View’s account of theory structure:

The salient divide is between theory and observation. Building on Table 1, there are three different levels of scientific knowledge, according to the Syntactic View:

\(\{T_S\} =\) The uninterpreted syntactic system of the scientific theory. \(\{T_S, C_S\} =\) The scientific theory structure of a particular domain (e.g., physics, anthropology). \(\{T_S,C_S,O_S\} =\) All of the science of a particular domain.

Scientific theory is thus taken to be a syntactically formulated set of theoretical sentences (axioms, theorems, and laws) together with their interpretation via correspondence sentences. As we have seen, theoretical sentences and correspondence sentences are cleanly distinct, even if both are included in the structure of a scientific theory.

Open questions remain. Is the observation language a sub-language of the theoretical language, or are they both parts of a fuller language including all the vocabulary? Can the theoretical vocabulary or language be eliminated in favor of a purely observational vocabulary or language? Are there other ways of carving up kinds of languages? First, a “dialectical opposition” between “logic and experience,” “form and content,” “constitutive principles and empirical laws,” and “‘from above’… [and] ‘from below’” pervades the work of the syntacticists (Friedman 1999, 34, 63). Whether syntacticists believe that a synthesis or unification of this general opposition between the theoretical (i.e., logic, form) and the observational (i.e., experience, content) is desirable remains a topic of ongoing discussion. Regarding the second question, Hempel 1958 deflates what he calls “the theoretician’s dilemma”—i.e., the putative reduction without remainder of theoretical concepts and sentences to observational concepts and sentences. Finally, other language divisions are possible, as Carnap 1937 argues (see Friedman 1999, Chapter 7). Returning to the main thread of this section, the distinction toolkit of theoretical and observational terms, sentences, and languages (Table 1) permit the syntacticists to render theoretical structure sharply, thereby aiming at the reconstructive “logic of science” ( Wissenschafstlogik ) that they so desire.

Reichenbach 1969 [1924] stands as a canonical attempt by a central developer of the Syntactic View of axiomatizing a physical theory, viz., relativity theory (cf. Friedman 1983, 1999; see also Reichenbach 1965 [1920]). For the purposes of this encyclopedia entry, it is preferable to turn to another syntactic axiomatization effort. In axiomatizing Newtonian mechanics, the mid-20 th century mathematical logician Hans Hermes spent significant energy defining the concept of mass (Hermes 1938, 1959; Jammer 1961). More precisely, he defines the theoretical concept of “mass ratio” of two particles colliding inelastically in an inertial reference frame \(S\). Here is his full definition of mass ratio (1959, 287):

One paraphrase of this definition is, “‘the mass of \(x\) is α times that of \(x_0\)’ is equivalent to ‘there exists a system \(S\), an instant \(t\), momentary mass points \(y\) and \(y_0\), and initial velocities \(v\) and \(v_0\), such that \(y\) and \(y_0\) are genidentical, respectively, with \(x\) and \(x_0\); the joined mass points move with a velocity of 0 with respect to frame \(S\) immediately upon colliding at time \(t\); and \(y\) and \(y_0\) have determinate velocities \(v\) and \(v_0\) before the collision in the ratio α, which could also be 1 if \(x\) and \(x_0\) are themselves genidentical.’” Hermes employs the notion of “genidentical” to describe the relation between two temporal sections of a given particle’s world line (Jammer 1961, 113). Set aside the worry that two distinct particles cannot be genidentical per Hermes’ definition, though they can have identical properties. In short, this definition is syntactically complete and is written in first-order predicate logic, as are the other axioms and definitions in Hermes (1938, 1959). Correspondence rules connecting a postulated mass \(x\) with an actual mass were not articulated by Hermes.

The link between theory structure and the world, under the Syntactic View, is contained in the theory itself: \(C_S\), the set of correspondence rules. The term “correspondence rules” (Margenau 1950; Nagel 1961, 97–105; Carnap 1966, Chapter 24) has a variety of near-synonyms:

  • Dictionary (Campbell 1920)
  • Operational rules (Bridgman 1927)
  • Coordinative definitions (Reichenbach 1969 [1924], 1938)
  • Reduction sentences (Carnap 1936/1937; Hempel 1952)
  • Correspondence postulates (Carnap 1963)
  • Bridge principles (Hempel 1966; Kitcher 1984)
  • Reduction functions (Schaffner 1969, 1976)
  • Bridge laws (Sarkar 1998)

Important differences among these terms cannot be mapped out here. However, in order to better understand correspondence rules, two of their functions will be considered: (i) theory interpretation (Carnap, Hempel) and (ii) theory reduction (Nagel, Schaffner). The dominant perspective on correspondence rules is that they interpret theoretical terms. Unlike “mathematical theories,” the axiomatic system of physics “cannot have… a splendid isolation from the world” (Carnap 1966, 237). Instead, scientific theories require observational interpretation through correspondence rules. Even so, surplus meaning always remains in the theoretical structure (Hempel 1958, 87; Carnap 1966). Second, correspondence rules are seen as necessary for inter-theoretic reduction (van Riel and Van Gulick 2014). For instance, they connect observation terms such as “temperature” in phenomenological thermodynamics (the reduced theory) to theoretical concepts such as “mean kinetic energy” in statistical mechanics (the reducing theory). Correspondence rules unleash the reducing theory’s epistemic power. Notably, Nagel (1961, Chapter 11; 1979) and Schaffner (1969, 1976, 1993) allow for multiple kinds of correspondence rules, between terms of either vocabulary, in the reducing and the reduced theory (cf. Callender 1999; Winther 2009; Dizadji-Bahmani, Frigg, and Hartmann 2010). Correspondence rules are a core part of the structure of scientific theories and serve as glue between theory and observation.

Finally, while they are not part of the theory structure, and although we saw some examples above, observation sentences are worth briefly reviewing. Correspondence rules attach to the content of observational sentences. Observational sentences were analyzed as (i) protocol sentences or Protokollsätze (e.g., Schlick 1934; Carnap 1987 [1932], 1937, cf. 1963; Neurath 1983 [1932]), and as (ii) experimental laws (e.g., Campbell 1920; Nagel 1961; Carnap 1966; cf. Duhem 1954 [1906]). Although constrained by Calc , the grammar of these sentences is determined primarily by the order of nature, as it were. In general, syntacticists do not consider methods of data acquisition, experiment, and measurement to be philosophically interesting. In contrast, the confirmation relation between (collected) data and theory, especially as developed in inductive logic (e.g., Reichenbach 1938, 1978; Carnap 1962 [1950], 1952), as well as questions about the conventionality, grammaticality, foundationalism, atomism, and content of sense-data and synthetic statements, are considered philosophically important (e.g., Carnap 1987 [1932], 1937, 1966; Neurath 1983 [1932]; Reichenbach 1951; Schlick 1925 [1918], 1934; for contemporary commentary, see, e.g., Creath 1987, 2014; Rutte 1991; Friedman 1999).

To summarize, the Syntactic View holds that there are three kinds of terms or vocabularies: logical, theoretical, and observational; three kinds of sentences: \(T_S\), \(C_S\), and \(O_S\); and two languages: \(L_T\) and \(L_O\). Moreover, the structure of scientific theories could be analyzed using the logical tools of metamathematics. The goal is to reconstruct the logic of science, viz. to articulate an axiomatic system.

Interestingly, this perspective has able and active defenders today, who discuss constitutive and axiomatized principles of the historical “relativized a priori” (Friedman 2001, cf. 2013), argue that “the semantic view, if plausible, is syntactic” (Halvorson 2013), and explore “logicism” for, and in, the philosophy of science (Demopulous 2003, 2013; van Benthem 2012). Furthermore, for purposes of the syntactic reconstruction of scientific theories, some continue espousing—or perhaps plea for the resurrection of—predicate logic (e.g., Lutz 2012, 2014), while other contemporary syntacticists (e.g., Halvorson 2012, 2013, 2019) endorse more recently developed metamathematical and mathematical equipment, such as category theory, which “turns out to be a kind of universal mathematical language like set theory” (Awodey 2006, 2; see Eilenberg and MacLane 1945). Importantly, Halvorson (2019) urges that interlocutors adopt “structured” rather than “flat” views of theories. For the case of the syntactic view this would mean that rather than accept the usual formulation that a theory is a set of sentences, “… [we] might say that a theory consists of both sentences and inferential relations between those sentences” (Halvorson 2019, 277–8). Classical syntacticists such as Rudolf Carnap (Friedman 1999, 2011; Carus 2007; Blatti and Lapointe 2016; Koellner ms. in Other Internet Resources) and Joseph Henry Woodger (Nicholson and Gawne 2014) have recently received increasing attention.

3. The Semantic View

An overarching theme of the Semantic View is that analyzing theory structure requires employing mathematical tools rather than predicate logic. After all, defining scientific concepts within a specific formal language makes any axiomatizing effort dependent on the choice, nature, and idiosyncrasies of that narrowly-defined language. For instance, Suppes understands first-order predicate logic, with its “linguistic” rather than “set-theoretical” entities, as “utterly impractical” for the formalization of “theories with more complicated structures like probability theory” (Suppes 1957, 232, 248–9; cf. Suppes 2002). Van Fraassen, another influential defender of the Semantic View, believes that the logical apparatus of the Syntactic View “had moved us mille milles de toute habitation scientifique , isolated in our own abstract dreams” (van Fraassen 1989, 225). Indeed, what would the appropriate logical language for specific mathematical structures be, especially when such structures could be reconstructed in a variety of formal languages? Why should we imprison mathematics and mathematical scientific theory in syntactically defined language(s) when we could, instead, directly investigate the mathematical objects, relations, and functions of scientific theory?

Consistent with the combat strategy (discussed in the Conclusion), here is a list of grievances against the Syntactic View discussed at length in the work of some semanticists.

  • First-Order Predicate Logic Objection . Theoretical structure is intrinsically and invariably tied to the specific choice of a language, \(L_T\), expressed in first-order predicate logic. This places heavy explanatory and representational responsibility on relatively inflexible and limited languages.
  • Theory Individuation Objection . Since theories are individuated by their linguistic formulations, every change in high-level syntactic formulations will bring forth a distinct theory. This produces a reductio: if \(T_1 = p \rightarrow q\) and \(T_2 = \neg p \vee q\) then \(T_1\) and \(T_2\), though logically equivalent, have different syntactic formulations and would be distinct theories.
  • Theoretical/Observational Languages Objection . Drawing the theoretical/observational distinction in terms of language is inappropriate, as observability pertains to entities rather than to concepts.
  • Unintended Models Objection . There is no clear way of distinguishing between intended and unintended models for syntactically characterized theories (e.g., the Löwenheim-Skolem theorem, Bays 2014).
  • Confused Correspondence Rules Objection . Correspondence rules are a confused medley of direct meaning relationships between terms and world, means of inter-theoretic reduction, causal relationship claims, and manners of theoretical concept testing.
  • Trivially True yet Non-Useful Objection . Presenting scientific theory in a limited axiomatic system, while clearly syntactically correct, is neither useful nor honest, since scientific theories are mathematical structures.
  • Practice and History Ignored Objection . Syntactic approaches do not pay sufficient attention to the actual practice and history of scientific theorizing and experimenting.

What, then, does the Semantic View propose to put in the Syntactic View’s place?

Even a minimal description of the Semantic View must acknowledge two distinct strategies of characterizing and comprehending theory structure: the state-space and the set-/model-theoretic approaches.

3.1.1 The State-Space Approach

The state-space approach emphasizes the mathematical models of actual science, and draws a clear line between mathematics and metamathematics. The structure of a scientific theory is identified with the “class,” “family” or “cluster” of mathematical models constituting it, rather than with any metamathematical axioms “yoked to a particular syntax” (van Fraassen 1989, 366). Under this analysis, “the correct tool for philosophy of science is mathematics, not metamathematics”—this is Suppes’ slogan, per van Fraassen (1989, 221; 1980, 65). In particular, a state space or phase space is an \(N\)-dimensional space, where each of the relevant variables of a theory correspond to a single dimension and each point in that space represents a possible state of a real system. An actual, real system can take on, and change, states according to different kinds of laws, viz., laws of succession determining possible trajectories through that space (e.g., Newtonian kinematic laws); laws of co-existence specifying the permitted regions of the total space (e.g., Boyle’s law); and laws of interaction combining multiple laws of succession or co-existence, or both (e.g., population genetic models combining laws of succession for selection and genetic drift, Wright 1969; Lloyd 1994 [1988]; Rice 2004; Clatterbuck, Sober, and Lewontin 2013). Different models of a given theory will share some dimensions of their state space while differing in others. Such models will also partially overlap in laws (for further discussion of state spaces, laws, and models pertinent to the Semantic View, see Suppe 1977, 224–8; Lloyd 1994, Chapter 2; Nolte 2010; Weisberg 2013, 26–9).

Historically, the state-space approach emerged from work by Evert Beth, John von Neumann, and Hermann Weyl, and has important parallels with Przełęcki (1969) and Dalla Chiara Scabia and Toraldo di Francia (1973) (on the history of the approach see: Suppe 1977; van Fraassen 1980, 65–67; Lorenzano 2013; advocates of the approach include: Beatty 1981; Giere 1988, 2004; Giere, Bickle, and Mauldin 2006; Lloyd 1983, 1994 [1988], 2013 In Press; Suppe 1977, 1989; Thompson, 1989, 2007; van Fraassen 1980, 1989, 2008; for alternative early analyses of models see, e.g., Braithwaite 1962; Hesse 1966, 1967). Interestingly, van Fraassen (1967, 1970) provides a potential reconstruction of state spaces via an analysis of “semi-interpreted languages.” Weisberg (2013), building on many insights from Giere’s work, presents a broad view of modeling that includes mathematical structures that are “trajectories in state spaces” (29), but also permits concrete objects and computational structures such as algorithms to be deemed models. Lorenzano (2013) calls Giere’s (and, by extension, Weisberg’s and even Godfrey-Smith’s 2006) approach “model-based,” separating it out from the state-space approach. A more fine-grained classification of the state-space approach is desirable, particularly if we wish to understand important lessons stemming from the Pragmatic View of Theories, as we shall see below.

As an example of a state-space analysis of modeling, consider a capsule traveling in outer space. An empirically and dynamically adequate mathematical model of the capsule’s behavior would capture the position of the capsule (i.e., three dimensions of the formal state space), as well as the velocity and acceleration vectors for each of the three standard spatial dimensions (i.e., six more dimensions in the formal state space). If the mass were unknown or permitted to vary, we would have to add one more dimension. Possible and actual trajectories of our capsule, with known mass, within this abstract 9-dimensional state space could be inferred via Newtonian dynamical laws of motion (example in Lewontin 1974, 6–8; consult Suppe 1989, 4). Importantly, under the state-space approach, the interesting philosophical work of characterizing theory structure (e.g., as classes of models), theory meaning (e.g., data models mapped to theoretical models), and theory function (e.g., explaining and predicting) happens at the level of mathematical models.

3.1.2 The Set-/Model-Theoretic Approach

Lurking in the background of the state-space conception is the fact that mathematics actually includes set theory and model theory—i.e., mathematical logic. Indeed, according to some interlocutors, “metamathematics is part of mathematics” (Halvorson 2012, 204). Historically, a set-/model-theoretic approach emerged from Tarski’s work and was extensively articulated by Suppes and his associates (van Fraassen 1980, 67). Set theory is a general language for formalizing mathematical structures as collections—i.e., sets—of abstract objects (which can themselves be relations or functions; see Krivine 2013 [1971]). Model theory investigates the relations between, on the one hand, the formal axioms, theorems, and laws of a particular theory and, on the other hand, the mathematical structures—the models—that provide an interpretation of that theory, or put differently, that make the theory’s axioms, theorems, and laws true (Hodges 1997, Chapter 2; Jones 2005). Interestingly, model theory often uses set theory (e.g., Marker 2002); set theory can, in turn, be extended to link axiomatic theories and semantic models via “set-theoretical predicates” (e.g., Suppes 1957, 2002). Finally, there are certain hybrids of these two branches of mathematical logic, including “partial structures” (e.g., da Costa and French 1990, 2003; Bueno 1997; French 2017; French and Ladyman 1999, 2003; Vickers 2009; Bueno, French, and Ladyman 2012). Lorenzano (2013) provides a more complex taxonomy of the intellectual landscape of the Semantic View, including a discussion of Structuralism, a kind of set-/model-theoretic perspective. Structuralism involves theses about “theory-nets,” theory-relative theoretical vs. non-theoretical terms, a diversity of intra- and inter-theoretic laws with different degrees of generality, a typology of inter-theoretic relations, and a rich account of correspondence rules in scientific practice (see Moulines 2002; Pereda 2013; Schmidt 2014; Ladyman 2014). On the whole, the set-/model-theoretic approach of the Semantic View insists on the inseparability of metamathematics and mathematics. In preferring to characterize a theory axiomatically in terms of its intension rather than its extension, it shares the Syntactic View’s aims of reconstructive axiomatization (e.g., Sneed 1979; Stegmüller 1979; Frigg and Votsis 2011; Halvorson 2013, 2019; Lutz 2012, 2014, 2017).

An example will help motivate the relation between theory and model. Two qualifications are required: (i) we return to a more standard set-/model-theoretic illustration below, viz., McKinsey, Sugar, and Suppes’ (1953) axiomatization of particle mechanics, and (ii) this motivational example is not from the heartland of model theory (see Hodges 2013). Following van Fraassen’s intuitive case of “seven-point geometry” (1980, 41–44; 1989, 218–220), also known as “the Fano plane” we see how a particular geometric figure, the model , interprets and makes true a set of axioms and theorems, the theory . In topology and geometry there is rich background theory regarding how to close Euclidean planes and spaces to make finite geometries by, for instance, eliminating parallel lines. Consider the axioms of a projective plane:

  • For any two points, exactly one line lies on both.
  • For any two lines, exactly one point lies on both.
  • There exists a set of four points such that no line has more than two of them.

A figure of a geometric model that makes this theory true is:

Geometric figure including triangle ACE with interior circle BDF and center point G. Point B is on line segment AC, D is on CE, and F is on AE. G is the center of the circle. Point G is on line segments AD, BE, and CF.

This is the smallest geometrical model satisfying the three axioms of the projective plane theory. Indeed, this example fits van Fraassen’s succinct characterization of the theory-model relation:

A model is called a model of a theory exactly if the theory is entirely true if considered with respect to this model alone. (Figuratively: the theory would be true if this model was the whole world.) (1989, 218)

That is, if the entire universe consisted solely of these seven points and seven lines, the projective plane theory would be true. Of course, our universe is bigger. Because Euclidean geometry includes parallel lines, the Fano plane is not a model of Euclidean geometry. Even so, by drawing the plane, we have shown it to be isomorphic to parts of the Euclidean plane. In other words, the Fano plane has been embedded in a Euclidean plane. Below we return to the concepts of embedding and isomorphism, but this example shall suffice for now to indicate how a geometric model can provide a semantics for the axioms of a theory.

In short, for the Semantic View the structure of a scientific theory is its class of mathematical models. According to some advocates of this view, the family of models can itself be axiomatized, with those very models (or other models) serving as axiom truth-makers.

Returning to our running example, consider Suppes’ 1957 model-theoretic articulation of particle mechanics, which builds on his 1953 article with J.C.C. McKinsey and A.C. Sugar. Under this analysis, there is a domain of set-theoretic objects of the form \(\{ P, T, s, m, f, g \}\), where \(P\) and \(T\) are themselves sets, \(s\) and \(g\) are binary functions, \(m\) is a unary and \(f\) a ternary function. \(P\) is the set of particles; \(T\) is a set of real numbers measuring elapsed times; \(s(p, t)\) is the position of particle \(p\) at time \(t\); \(m(p)\) is the mass of particle \(p\); \(f(p, q, t)\) is the force particle \(q\) exerts on \(p\) at time \(t\); and \(g(p, t)\) is the total resultant force (by all other particles) on \(p\) at time \(t\). Suppes and his collaborators defined seven axioms—three kinematical and four dynamical—characterizing Newtonian particle mechanics (see also Simon 1954, 1970). Such axioms include Newton’s third law reconstructed in set-theoretic formulation thus (Suppes 1957, 294):

Importantly, the set-theoretic objects are found in more than one of the axioms of the theory, and Newton’s calculus is reconstructed in a novel, set-theoretic form. Set-theoretic predicates such as “is a binary relation” and “is a function” are also involved in axiomatizing particle mechanics (Suppes 1957, 249). Once these axioms are made explicit, their models can be specified and these can, in turn, be applied to actual systems, thereby providing a semantics for the axioms (e.g., as described in Section 3.3.1 below). A particular system satisfying these seven axioms is a particle mechanics system. (For an example of Newtonian mechanics from the state-space approach, recall the space capsule of Section 3.1.1.)

How is the theory structure, described in Section 3.1, applied to empirical phenomena? How do we connect theory and data via observation and experimental and measuring techniques? The Semantic View distinguishes theory individuation from both theory-phenomena and theory-world relations. Three types of analysis of theory interpretation are worth investigating: (i) a hierarchy of models (e.g., Suppes; Suppe), (ii) similarity (e.g., Giere; Weisberg), and (iii) isomorphism (e.g., van Fraassen; French and Ladyman).

3.3.1 A Hierarchy of Models

One way of analyzing theory structure interpretation is through a series of models falling under the highest-level axiomatizations. This series has been called “a hierarchy of models,” though it need not be considered a nested hierarchy. These models include models of theory, models of experiment, and models of data (Suppes 1962, 2002). Here is a summary of important parts of the hierarchy (Suppes 1962, Table 1, 259; cf. Giere 2010, Figure 1, 270):

  • Axioms of Theory . Axioms define set-theoretic predicates, and constitute the core structure of scientific theories, as reviewed in Section 3.1.2.
  • Models of Theory. “Representation Theorems,” permit us “to discover if an interesting subset of models for the theory may be found such that any model for the theory is isomorphic to some member of this subset” (Suppes 1957, 263). Representation theorem methodology can be extended (i) down the hierarchy, both to models of experiment and models of data, and (ii) from isomorphism to homomorphism (Suppes 2002, p. 57 ff.; Suppe 2000; Cartwright 2008).
  • Models of Experiment . Criteria of experimental design motivate choices for how to set up and analyze experiments. There are complex mappings between models of experiment thus specified, and (i) models of theory, (ii) theories of measurement, and (iii) models of data.
  • Models of Data . In building models of data, phenomena are organized with respect to statistical goodness-of-fit tests and parameter estimation, in the context of models of theory. Choices about which parameters to represent must be made.

The temptation to place phenomena at the bottom of the hierarchy must be resisted because phenomena permeate all levels. Indeed, the “class of phenomena” pertinent to a scientific theory is its “intended scope” (Suppe 1977, 223; Weisberg 2013, 40). Furthermore, this temptation raises fundamental questions about scientific representation: “there is the more profound issue of the relationship between the lower most representation in the hierarchy—the data model perhaps—and reality itself, but of course this is hardly something that the semantic approach alone can be expected to address” (French and Ladyman 1999, 113; cf. van Fraassen 2008, 257–258, “The ‘link’ to reality”). Borrowing from David Chalmers, the “hard problem” of philosophy of science remains connecting abstract structures to concrete phenomena, data, and world.

3.3.2 Similarity

The similarity analysis of theory interpretation combines semantic and pragmatic dimensions (Giere 1988, 2004, 2010; Giere, Bickle, and Mauldin 2006; Weisberg 2013). According to Giere, interpretation is mediated by theoretical hypotheses positing representational relations between a model and relevant parts of the world. Such relations may be stated as follows:

Here \(S\) is a scientist, research group or community, \(W\) is a part of the world, and \(X\) is, broadly speaking, any one of a variety of models (Giere 2004, 743, 747, 2010). Model-world similarity judgments are conventional and intentional:

Note that I am not saying that the model itself represents an aspect of the world because it is similar to that aspect. …Anything is similar to anything else in countless respects, but not anything represents anything else. It is not the model that is doing the representing; it is the scientist using the model who is doing the representing. (2004, 747)

Relatedly, Weisberg (2013) draws upon Tversky (1977) to develop a similarity metric for model interpretation (equation 8.10, 148). This metric combines (i) model-target semantics (90–97), and (ii) the pragmatics of “context, conceptualization of the target, and the theoretical goals of the scientist” (149). Giere and Weisberg thus endorse an abundance of adequate mapping relations between a given model and the world. From this diversity, scientists and scientific communities must select particularly useful similarity relationships for contextual modeling purposes. Because of semantic pluralism and irreducible intentionality, this similarity analysis of theory interpretation cannot be accommodated within a hierarchy of models approach, interpreted as a neat model nesting based on pre-given semantic relations among models at different levels.

3.3.3 Isomorphism

The term “isomorphism” is a composite of the Greek words for “equal” and “shape” or “form.” Indeed, in mathematics, isomorphism is a perfect one-to-one, bijective mapping between two structures or sets. Figure (2) literally and figuratively captures the term:

Script writing of isomorphism with mirror image underneath

Especially in set theory, category theory, algebra, and topology, there are various kinds of “-morphisms,” viz., of mapping relations between two structures or models. Figure (3) indicates five different kinds of homomorphism, arranged in a Venn diagram.

Venn diagram with outer circle Hom and 3 intersecting interior circles: Mon, Epi, and End. The intersection of all 3 is Aut and the intersection of Mon and Epi is Iso.

Although philosophers have focused on isomorphism, other morphisms such as monomorphism (i.e., an injective homomorphism where some elements in the co-domain remain unmapped from the domain) might also be interesting to investigate, especially for embedding data (i.e., the domain) into rich theoretical structures (i.e., the co-domain). To complete the visualization above, an epimorphism is a surjective homomorphism, and an endomorphism is a mapping from a structure to itself, although it need not be a symmetrical—i.e., invertible—mapping, which would be an automorph.

Perhaps the most avid supporter of isomorphism and embedding as the way to understand theory interpretation is van Fraassen. In a nutshell, if we distinguish (i) theoretical models, (ii) “empirical substructures” (van Fraassen 1980, 64, 1989, 227; alternatively: “surface models” 2008, 168), and (iii) “observable phenomena” (1989, 227, 2008, 168), then, van Fraassen argues, theory interpretation is a relation of isomorphism between observable phenomena and empirical substructures, which are themselves isomorphic with one or more theoretical models. Moreover, if a relation of isomorphism holds between \(X\) and a richer \(Y\), we say that we have embedded \(X\) in \(Y\). For instance, with respect to the seven-point geometry above (Figure 1), van Fraassen contends that isomorphism gives embeddability, and that the relation of isomorphism “is important because it is also the exact relation a phenomenon bears to some model or theory, if that theory is empirically adequate” (1989, 219–20; this kind of statement seems to be simultaneously descriptive and prescriptive about scientific representation, see Section 1.1 above). In The Scientific Image he is even clearer about fleshing out the empirical adequacy of a theory (with its theoretical models) in terms of isomorphism between “appearances” (i.e., “the structures which can be described in experimental and measurement reports,” 1980, 64, italics removed) and empirical substructures. Speaking metaphorically,

the phenomena are, from a theoretical point of view, small, arbitrary, and chaotic—even nasty, brutish, and short…—but can be understood as embeddable in beautifully simple but much larger mathematical models. (2008, 247; see also van Fraassen 1981, 666 and 1989, 230)

Interestingly, and as a defender of an identity strategy (see Conclusion), Friedman also appeals to embedding and subsumption relations between theory and phenomena in his analyses of theory interpretation (Friedman 1981, 1983). Bueno, da Costa, French, and Ladyman also employ embedding and (partial) isomorphism in the empirical interpretation of partial structures (Bueno 1997; Bueno, French, and Ladyman 2012; da Costa and French 1990, 2003; French 2017; French and Ladyman 1997, 1999, 2003; Ladyman 2004). Suárez discusses complexities in van Fraassen’s analyses of scientific representation and theory interpretation (Suárez 1999, 2011). On the one hand, representation is structural identity between the theoretical and the empirical. On the other hand, “There is no representation except in the sense that some things are used, made, or taken, to represent some things as thus or so” (van Fraassen 2008, 23, italics removed). The reader interested in learning how van Fraassen simultaneously endorses acontextually structural and contextually pragmatic aspects of representation and interpretation should refer to van Fraassen’s (2008) investigations of maps and “the essential indexical.” [To complement the structure vs. function distinction, see van Fraassen 2008, 309–311 for a structure (“structural relations”) vs. history (“the intellectual processes that lead to those models”) distinction; cf. Ladyman et al. 2011] In all of this, embedding via isomorphism is a clear contender for theory interpretation under the Semantic View.

In short, committing to either a state-space or a set-/model-theoretic view on theory structure does not imply any particular perspective on theory interpretation (e.g., hierarchy of models, similarity, embedding). Instead, commitments to the former are logically and actually separable from positions on the latter (e.g., Suppes and Suppe endorse different accounts of theory structure, but share an understanding of theory interpretation in terms of a hierarchy of models). The Semantic View is alive and well as a family of analyses of theory structure, and continues to be developed in interesting ways both in its state-space and set-/model-theoretic approaches.

4. The Pragmatic View

The Pragmatic View recognizes that a number of assumptions about scientific theory seem to be shared by the Syntactic and Semantic Views. Both perspectives agree, very roughly, that theory is (1) explicit, (2) mathematical, (3) abstract, (4) systematic, (5) readily individualizable, (6) distinct from data and experiment, and (7) highly explanatory and predictive (see Flyvbjerg 2001, 38–39; cf. Dreyfus 1986). The Pragmatic View imagines the structure of scientific theories rather differently, arguing for a variety of theses:

  • Limitations . Idealized theory structure might be too weak to ground the predictive and explanatory work syntacticists and semanticists expect of it (e.g., Cartwright 1983, 1999a, b, 2019; Morgan and Morrison 1999; Suárez and Cartwright 2008).
  • Pluralism . Theory structure is plural and complex both in the sense of internal variegation and of existing in many types. In other words, there is an internal pluralism of theory (and model) components (e.g., mathematical concepts, metaphors, analogies, ontological assumptions, values, natural kinds and classifications, distinctions, and policy views, e.g., Kuhn 1970; Boumans 1999), as well as a broad external pluralism of different types of theory (and models) operative in science (e.g., mechanistic, historical, and mathematical models, e.g., Hacking 2009, Longino 2013). Indeed, it may be better to speak of the structures of scientific theories, in the double-plural.
  • Nonformal aspects. The internal pluralism of theory structure (thesis #2) includes many nonformal aspects deserving attention. That is, many components of theory structure, such as metaphors, analogies, values, and policy views have a non-mathematical and “informal” nature, and they lie implicit or hidden (e.g., Bailer-Jones 2002; Craver 2002; Contessa 2006; Morgan 2012). Interestingly, the common understanding of “formal,” which identifies formalization with mathematization, may itself be a conceptual straightjacket; the term could be broadened to include “diagram abstraction” and “principle extraction” (e.g., Griesemer 2013, who explicitly endorses what he also calls a “Pragmatic View of Theories”).
  • Function. Characterizations of the nature and dynamics of theory structure should pay attention to the user as well as to purposes and values (e.g., Apostel 1960; Minsky 1965; Morrison 2007; Winther 2012a).
  • Practice . Theory structure is continuous with practice and “the experimental life,” making it difficult to neatly dichotomize theory and practice (e.g., Hacking 1983, 2009; Shapin and Schaffer 1985; Galison 1987, 1988, 1997; Suárez and Cartwright 2008, Cartwright 2019).

These are core commitments of the Pragmatic View.

It is important to note at the outset that the Pragmatic View takes its name from the linguistic trichotomy discussed above, in the Introduction. This perspective need not imply commitment to, or association with, American Pragmatism (e.g. the work of Charles S. Peirce, William James, or John Dewey; cf. Hookway 2013; Richardson 2002). For instance, Hacking (2007a) distinguishes his pragmatic attitudes from the school of Pragmatism. He maps out alternative historical routes of influence, in general and on him, vis-à-vis fallibilism (via Imre Lakatos, Karl Popper; Hacking 2007a, §1), historically conditioned truthfulness (via Bernard Williams; Hacking 2007a, §3), and realism as intervening (via Francis Everitt, Melissa Franklin; Hacking 2007a, §4). To borrow a term from phylogenetics, the Pragmatic View is “polyphyletic.” The components of its analytical framework have multiple, independent origins, some of which circumnavigate American Pragmatism.

With this qualification and the five theses above in mind, let us now turn to the Pragmatic View’s analysis of theory structure and theory interpretation.

We should distinguish two strands of the Pragmatic View: the Pragmatic View of Models and a proper Pragmatic View of Theories .

4.1.1 The Pragmatic View of Models

Nancy Cartwright’s How the Laws of Physics Lie crystallized the Pragmatic View of Models. Under Cartwright’s analysis, models are the appropriate level of investigation for philosophers trying to understand science. She argues for significant limitations of theory (thesis #1), claiming that laws of nature are rarely true, and are epistemically weak. Theory as a collection of laws cannot, therefore, support the many kinds of inferences and explanations that we have come to expect it to license. Cartwright urges us to turn to models and modeling, which are central to scientific practice. Moreover, models “lie”—figuratively and literally—between theory and the world (cf. Derman 2011). That is, “to explain a phenomenon is to find a model that fits it into the basic framework of the theory and that thus allows us to derive analogues for the messy and complicated phenomenological laws which are true of it.” A plurality of models exist, and models “serve a variety of purposes” (Cartwright 1983, 152; cf. Suppes 1978). Cartwright is interested in the practices and purposes of scientific models, and asks us to focus on models rather than theories.

Cartwright’s insights into model pluralism and model practices stand as a significant contribution of “The Stanford School” (cf. Cat 2014), and were further developed by the “models as mediators” group, with participants at LSE, University of Amsterdam, and University of Toronto (Morgan and Morrison 1999; Chang 2011; cf. Martínez 2003). This group insisted on the internal pluralism of model components (thesis #2). According to Morgan and Morrison, building a model involves “fitting together… bits which come from disparate sources,” including “stories” (Morgan and Morrison 1999, 15). Boumans (1999) writes:

model building is like baking a cake without a recipe. The ingredients are theoretical ideas, policy views, mathematisations of the cycle, metaphors and empirical facts. (67) Mathematical moulding is shaping the ingredients in such a mathematical form that integration is possible… (90)

In an instructive diagram, Boumans suggests that a variety of factors besides theory and data feed into a model: metaphors, analogies, policy views, stylised facts, mathematical techniques, and mathematical concepts (93). The full range of components involved in a model will likely vary according to discipline, and with respect to explanations and interventions sought (e.g., analogies but not policy views will be important in theoretical physics). In short, model building involves a complex variety of internal nonformal aspects, some of which are implicit (theses #2 and #3).

As one example of a nonformal component of model construction and model structure, consider metaphors and analogies (e.g., Bailer-Jones 2002). Geary (2011) states the “simplest equation” of metaphor thus: “\(X = Y\)” (8, following Aristotle: “Metaphor consists in giving the thing a name that belongs to something else… ,” Poetics , 1457b). The line between metaphor and analogy in science is blurry. Some interlocutors synonymize them (e.g., Hoffman 1980; Brown 2003), others reduce one to the other (analogy is a form of metaphor, Geary 2011; metaphor is a kind of analogy, Gentner 1982, 2003), and yet others bracket one to focus on the other (e.g., Oppenheimer 1956 sets aside metaphor). One way to distinguish them is to reserve “analogy” for concrete comparisons, with clearly identifiable and demarcated source and target domains, and with specific histories, and use “metaphor” for much broader and indeterminate comparisons, with diffuse trajectories across discourses. Analogies include the “lines of force” of electricity and magnetism (Maxwell and Faraday), the atom as a planetary system (Rutherford and Bohr), the benzene ring as a snake biting its own tail (Kekulé), Darwin’s “natural selection” and “entangled bank,” and behavioral “drives” (Tinbergen) (e.g., Hesse 1966, 1967; Bartha 2010). Examples of metaphor are genetic information, superorganism, and networks (e.g., Keller 1995). More could be said about other informal model components, but this discussion of metaphors and analogies shall suffice to hint at how models do not merely lie between theory and world. Models express a rich internal pluralism (see also de Chadarevian and Hopwood 2004; Morgan 2012).

Model complexity can also be seen in the external plurality of models (thesis #2). Not all models are mathematical, or even ideally recast as mathematical. Non-formalized (i.e., non–state-space, non-set-/model-theoretic) models such as physical, diagrammatic, material, historical, “remnant,” and fictional models are ubiquitous across the sciences (e.g., Frigg and Hartmann 2012; for the biological sciences, see Hull 1975; Beatty 1980; Griesemer 1990, 1991 a, b, 2013; Downes 1992; Richards 1992; Winther 2006a; Leonelli 2008; Weisberg 2013). Moreover, computer simulations differ in important respects from more standard analytical mathematical models (e.g., Smith 1996; Winsberg 2010; Weisberg 2013). According to some (e.g., Griesemer 2013; Downes 1992; Godfrey-Smith 2006; Thomson-Jones 2012), this diversity belies claims by semanticists that models can always be cast “into set theoretic terms” (Lloyd 2013 In Press), are “always a mathematical structure” (van Fraassen 1970, 327), or that “formalisation of a theory is an abstract representation of the theory expressed in a formal deductive framework… in first-order predicate logic with identity, in set theory, in matrix algebra and indeed, any branch of mathematics...” (Thompson 2007, 485–6). Even so, internal pluralism has been interpreted as supporting a “deflationary semantic view,” which is minimally committed to the perspective that “model construction is an important part of scientific theorizing” (Downes 1992, 151). Given the formal and mathematical framework of the Semantic View (see above), however, the broad plurality of kinds of models seems to properly belong under a Pragmatic View of Models.

4.1.2 The Pragmatic View of Theories

Interestingly, while critiquing the Syntactic and Semantic Views on most matters, the Pragmatic View of Models construed theory, the process of theorizing, and the structure of scientific theories, according to terms set by the two earlier views. For instance, Cartwright tends to conceive of theory as explicit, mathematical, abstract, and so forth (see the first paragraph of Section 4). She always resisted “the traditional syntactic/semantic view of theory” for its “vending machine” view, in which a theory is a deductive and automated machine that upon receiving empirical input “gurgitates” and then “drops out the sought-for representation” (1999a, 184–5). Rather than reform Syntactic and Semantic accounts of theory and theory structure, however, she invites us, as we just saw, to think of science as modeling, “with theory as one small component” (Cartwright, Shomar, and Suárez 1995, 138; Suárez and Cartwright 2008). Many have followed her. Kitcher’s predilection is also to accept the terms of the Syntactic and Semantic Views. For instance, he defines theories as “axiomatic deductive systems” (1993, 93). In a strategy complementary to Cartwright’s modeling turn, Kitcher encourages us to focus on practice, including practices of modeling and even practices of theorizing. In The Advancement of Science , practice is analyzed as a 7-tuple, with the following highly abbreviated components: (i) a language; (ii) questions; (iii) statements (pictures, diagrams); (iv) explanatory patterns; (v) standard examples; (vi) paradigms of experimentation and observation, plus instruments and tools; and (vii) methodology (Kitcher 1993, 74). Scientific practice is also center stage for those singing the praises of “the experimental life” (e.g., Hacking 1983; Shapin and Schaffer 1985; Galison 1987), and those highlighting the cognitive grounds of science (e.g., Giere 1988; Martínez 2014) and science’s social and normative context (e.g., Kitcher 1993, 2001; Longino 1995, 2002; Ziman 2000; cf. Simon 1957). Indeed, the modeling and practice turns in the philosophy of science were reasonable reactions to the power of axiomatic reconstructive and mathematical modeling analyses of the structure of scientific theories.

Yet, a Pragmatic View of Theories is also afoot, one resisting orthodox characterizations of theory often embraced, at least early on, by Pragmatic View philosophers such as Cartwright, Hacking, Kitcher, and Longino. For instance, Craver (2002) accepts both the Syntactic and Semantic Views, which he humorously and not inaccurately calls “the Once Received View” and the “Model Model View.” But he also observes:

While these analyses have advanced our understanding of some formal aspects of theories and their uses, they have neglected or obscured those aspects dependent upon nonformal patterns in theories. Progress can be made in understanding scientific theories by attending to their diverse nonformal patterns and by identifying the axes along which such patterns might differ from one another. (55)

Craver then turns to mechanistic theory as a third theory type (and a third philosophical analysis of theory structure) that highlights nonformal patterns:

Different types of mechanisms can be distinguished on the basis of recurrent patterns in their organization. Mechanisms may be organized in series, in parallel, or in cycles. They may contain branches and joins, and they often include feedback and feedforward subcomponents. (71)

Consistent with theses #2 and #3 of the Pragmatic View, we must recognize the internal pluralism of theories as including nonformal components. Some of these are used to represent organizational and compositional relations of complex systems (Craver 2007; Wimsatt 2007; Winther 2011; Walsh 2015). While mechanistic analyses such as Craver’s may not wish to follow every aspect of the Pragmatic View of Theories, there are important and deep resonances between the two.

In a review of da Costa and French (2003), Contessa (2006) writes:

Philosophers of science are increasingly realizing that the differences between the syntactic and the semantic view are less significant than semanticists would have it and that, ultimately, neither is a suitable framework within which to think about scientific theories and models. The crucial divide in philosophy of science, I think, is not the one between advocates of the syntactic view and advocates of the semantic view, but the one between those who think that philosophy of science needs a formal framework or other and those who think otherwise. (376)

Again, we are invited to develop a non-formal framework of science and presumably also of scientific theory. (Halvorson 2012, 203 takes Contessa 2006 to task for advocating “informal philosophy of science.”) Moreover, in asking “what should the content of a given theory be taken to be on a given occasion?”, Vickers (2009) answers:

It seems clear that, in addition to theories being vague objects in the way that ‘heaps’ of sand are, there will be fundamentally different ways to put together theoretical assumptions depending on the particular investigation one is undertaking. For example, sometimes it will be more appropriate to focus on the assumptions which were used by scientists, rather than the ones that were believed to be true. (247, footnote suppressed)

A Pragmatic View of Theories helps make explicit nonformal internal components of theory structure.

Key early defenders of the modeling and practice turns have also recently begun to envision theory in a way distinct from the terms set by the Syntactic and Semantic Views. Suárez and Cartwright (2008) extend and distribute theory by arguing that “What we know ‘theoretically’ is recorded in a vast number of places in a vast number of different ways—not just in words and formulae but in machines, techniques, experiments and applications as well” (79). And while her influence lies primarily in the modeling turn, even in characterizing the “vending machine” view, Cartwright calls for a “reasonable philosophical account of theories” that is “much more textured, and… much more laborious” than that adopted by the Syntactic and Semantic Views (1999a, 185). The theory-data and theory-world axes need to be rethought. In her 2019 book on “artful modeling”, Cartwright emphasizes the importance of know-how and creativity in scientific practice, and “praise[s] engineers and cooks and inventors, as well as experimental physicists like Millikan and Melissa Franklin” (Cartwright 2019, 76). Kitcher wishes to transform talk of theories into discussion of “significance graphs” (2001, 78 ff.). These are network diagrams illustrating which (and how) questions are considered significant in the context of particular scientific communities and norms (cf. Brown 2010). Consistently with a Pragmatic View of Theories, Morrison (2007) reconsiders and reforms canonical conceptualizations of “theory.” Finally, Longino (2013) proposes an archaeology of assumptions behind and under different research programs and theories of human behavior such as neurobiological, molecular behavioral genetic, and social-environmental approaches (e.g., Oyama 2000). For instance, two shared or recurring assumptions across programs and theories are:

(1) that the approach in question has methods of measuring both the behavioral outcome that is the object of investigation and the factors whose association with it are the topic of investigation and (2) that the resulting measurements are exportable beyond the confines of the approach within which they are made. (Longino 2013, 117)

A Pragmatic View of Theories expands the notion of theory to include nonformal aspects, which surely must include elements from Boumans’ list above (e.g., metaphors, analogies, policy views), as well as more standard components such as ontological assumptions (e.g., Kuhn 1970; Levins and Lewontin 1985; Winther 2006b), natural kinds (e.g., Hacking 2007b), and conditions of application or scope (e.g., Longino 2013).

In addition to exploring internal theory diversity and in parallel with plurality of modeling, a Pragmatic View of Theories could also explore pluralism of modes of theorizing, and of philosophically analyzing theoretical structure (thesis #2). Craver (2002) provides a start in this direction in that he accepts three kinds of scientific theory and of philosophical analysis of scientific theory. A more synoptic view of the broader pragmatic context in which theories are embedded can be found in the literature on different “styles” of scientific reasoning and theorizing (e.g., Crombie 1994, 1996; Vicedo 1995; Pickstone 2000; Davidson 2001; Hacking 2002, 2009; Winther 2012b; Elwick 2007; Mancosu 2010). While there is no univocal or dominant classification of styles, two lessons are important. First, a rough consensus exists that theoretical investigations of especially historical, mechanistic, and mathematical structures and relations will involve different styles. Second, each style integrates theoretical products and theorizing processes in unique ways, thus inviting an irreducible pragmatic methodological pluralism in our philosophical analysis of the structure of scientific theories. For instance, the structure of theories of mechanisms in molecular biology or neuroscience involves flow charts, and is distinct from the structure of theories of historical processes and patterns as found in systematics and phylogenetics, which involves phylogenetic trees. As Crombie suggests, we need a “comparative historical anthropology of thinking.” (1996, 71; see Hacking 2009) Mathematical theory hardly remains regnant. It gives way to a pluralism of theory forms and theory processes. Indeed, even mathematical theorizing is a pluralistic motley, as Hacking (2014) argues. Although a “deflationary” Semantic View could account for pluralism of theory forms, the Pragmatic View of Theories, drawing on styles, is required to do justice to the immense variety of theorizing processes, and of philosophical accounts of theory and theory structure.

Finally, outstanding work remains in sorting out the philosophical utility of a variety of proposed units in addition to styles, such as Kuhn’s (1970) paradigms, Lakatos’ (1980) research programmes, Laudan’s (1977) research traditions, and Holton’s (1988) themata. A rational comparative historical anthropology of both theorizing and philosophical analyses of theorizing remains mostly unmapped (cf. Matheson and Dallmann 2014). Such a comparative meta-philosophical analysis should also address Davidson’s (1974) worries about “conceptual schemes” and Popper’s (1996 [1976]) critique of “the myth of the framework” (see Hacking 2002; Godfrey-Smith 2003).

Cartwright has done much to develop a Pragmatic View. Start by considering Newton’s second law:

Here \(F\) is the resultant force on a mass \(m\), and \(a\) is the net acceleration of \(m\); both \(F\) and \(a\) are vectors. This law is considered a “general” (Cartwright 1999a, 187) law expressed with “abstract quantities” (Cartwright 1999b, 249). Newton’s second law can be complemented with other laws, such as (i) Hooke’s law for an ideal spring:

Here \(k\) is the force constant of the spring, and \(x\) the distance along the x-axis from the equilibrium position, and (ii) Coulomb’s law modeling the force between two charged particles:

Here \(K\) is Coulomb’s electrical constant, \(q\) and \(q'\) are the charges of the two objects, and \(r\) the distance between the two objects. The picture Cartwright draws for us is that Newton’s, Hooke’s, and Coulomb’s laws are abstract, leaving out many details. They can be used to derive mathematical models of concrete systems. For instance, by combining (1) and (2), the law of gravitation (a “fundamental” law, Cartwright 1983, 58–59), other source laws, and various simplifying assumptions, we might create a model for the orbit of Mars, treating the Sun and Mars as a 2-body system, ignoring the other planets, asteroids, and Mars’ moons. Indeed, the Solar System is a powerful “nomological machine” (Cartwright 1999a, 50–53), which “is a fixed (enough) arrangement of components, or factors, with stable (enough) capacities that in the right sort of stable (enough) environment will, with repeated operation, give rise to the kind of regular behaviour that we represent in our scientific laws” (Cartwright 1999a, 50). Importantly, most natural systems are complex and irregular, and cannot be neatly characterized as nomological machines. For these cases, abstract laws “run out” (Cartwright 1983) and are rarely smoothly “deidealised” (Suárez 1999). In general, abstract laws predict and explain only within a given domain of application, and only under ideal conditions. More concrete laws or models are not directly deduced from them (e.g., Suárez 1999, Suárez and Cartwright 2008), and they can rarely be combined to form effective “super-laws” (Cartwright 1983, 70–73). In short, the move from (1) and (2) or from (1) and (3) to appropriate phenomenological models, is not fully specified by either abstract law pairing. Indeed, Cartwright developed her notion of “capacities” to discuss how “the principles of physics” “are far better rendered as claims about capacities, capacities that can be assembled and reassembled in different nomological machines, unending in their variety, to give rise to different laws” (1999a, 52). Articulating concrete models requires integrating a mix of mathematical and nonformal components. Laws (1), (2), and (3) remain only one component, among many, of the models useful for, e.g., exploring the behavior of the Solar System, balls on a pool table, or the behavior of charges in electrical fields.

Shifting examples but not philosophical research program, Suárez and Cartwright (2008) explains how analogies such as superconductors as diamagnets (as opposed to ferromagnets) were an integral part of the mathematical model of superconductivity developed by Fritz and Heinz London in the 1930s (63; cf. London and London 1935). Suárez and Cartwright gladly accept that this model “is uncontroversially grounded in classic electromagnetic theory” (64). However, contra Semantic View Structuralists such as Bueno, da Costa, French, and Ladyman, they view nonformal aspects as essential to practices of scientific modeling and theorizing: “The analogy [of diamagnets] helps us to understand how the Londons work with their model… which assumptions they add and which not… a formal reconstruction of the model on its own cannot help us to understand that” (69). In short, the running example of Newtonian mechanics, in conjunction with a glimpse into the use of analogies in mathematical modeling, illustrates the Pragmatic View’s account of theory syntax: theory is constituted by a plurality of formal and informal components.

As we have explored throughout this section, models and theories have informal internal components, and there are distinct modes of modeling and theorizing. Because of the Pragmatic View’s attention to practice, function, and application, distinguishing structure from interpretation is more difficult here than under the Syntactic and Semantic Views. Any synchronic analysis of the structure of models and theories must respect intentional diachronic processes of interpreting and using, as we shall now see.

Regarding the import of function in models and theories (thesis #4), already the Belgian philosopher of science Apostel defined modeling thus: “Let then \(R(S,P,M,T)\) indicate the main variables of the modelling relationship. The subject \(S\) takes, in view of the purpose \(P\), the entity \(M\) as a model for the prototype \(T\)” (1960, 128, see also Apostel 1970). Purposes took center-stage in his article title: “Towards the Formal Study of Models in the Non-Formal Sciences.” MIT Artificial Intelligence trailblazer Minsky also provided a pragmatic analysis:

We use the term “model” in the following sense: To an observer \(B\), an object \(A^*\) is a model of an object \(A\) to the extent that \(B\) can use \(A^*\) to answer questions that interest him about \(A\). The model relation is inherently ternary. Any attempt to suppress the role of the intentions of the investigator \(B\) leads to circular definitions or to ambiguities about “essential features” and the like. (1965, 45)

This account is thoroughly intentionalist and anti-essentialist. That is, mapping relations between model and world are left open and overdetermined. Specifying the relevant relations depends on contextual factors such as questions asked, and the kinds of similarities and isomorphisms deemed to be of interest. The appropriate relations are selected from an infinite (or, at least, near-infinite) variety of possible relations (e.g., Rosenblueth and Wiener 1945; Lowry 1965).

Regarding practice (thesis #5), in addition to ample work on the experimental life mentioned above, consider a small example. A full understanding of the content and structure of the London brothers’ model of superconductivity requires attention to informal aspects such as analogies. Even London and London (1935) state in the summary of their paper that “the current [”in a supraconductor“] is characterized as a kind of diamagnetic volume current” (88). They too saw the diamagnetic analogy as central to their theoretical practices. Criteria and practices of theory confirmation also differ from the ones typical of the Syntactic and Semantic Views. While predictive and explanatory power as well as empirical adequacy remain important, the Pragmatic View also insists on a variety of other justificatory criteria, including pragmatic virtues (sensu Kuhn 1977; Longino 1995) such as fruitfulness and utility. In a nutshell, the Pragmatic View argues that scientific theory structure is deeply shaped and constrained by functions and practices, and that theory can be interpreted and applied validly according to many different criteria.

The analytical framework of the Pragmatic View remains under construction. The emphasis is on internal diversity, and on the external pluralism of models and theories, of modeling and theorizing, and of philosophical analyses of scientific theories. The Pragmatic View acknowledges that scientists use and need different kinds of theories for a variety of purposes. There is no one-size-fits-all structure of scientific theories. Notably, although the Pragmatic View does not necessarily endorse the views of the tradition of American Pragmatism, it has important resonances with the latter school’s emphasis on truth and knowledge as processual, purposive, pluralist, and context-dependent, and on the social and cognitive structure of scientific inquiry.

A further qualification in addition to the one above regarding American Pragmatism is in order. The Pragmatic View has important precursors in the historicist or “world view” perspectives of Feyerabend, Hanson, Kuhn, and Toulmin, which were an influential set of critiques of the Syntactic View utterly distinct from the Semantic View. This philosophical tradition focused on themes such as meaning change and incommensurability of terms across world views (e.g., paradigms), scientific change (e.g., revolutionary: Kuhn 1970; evolutionary: Toulmin 1972), the interweaving of context of discovery and context of justification, and scientific rationality (Preston 2012; Bird 2013; Swoyer 2014). The historicists also opposed the idea that theories can secure meaning and empirical support from a theory-neutral and purely observational source, as the Syntactic View had insisted on with its strong distinction between theoretical and observational vocabularies (cf. Galison 1988). Kuhn’s paradigms or, more precisely, “disciplinary matrices” even had an internal anatomy with four components: (i) laws or symbolic generalizations, (ii) ontological assumptions, (iii) values, and (iv) exemplars (Kuhn 1970, postscript; Godfrey-Smith 2003; Hacking 2012). This work was concerned more with theory change than with theory structure and had fewer conceptual resources from sociology of science and history of science than contemporary Pragmatic View work. Moreover, paradigms never quite caught on the way analyses of models and modeling have. Even so, this work did much to convince later scholars, including many of the Pragmatic View, of certain weaknesses in understanding theories as deductive axiomatic structures.

As a final way to contrast the three views, we return to population genetics and, especially, to the Hardy-Weinberg Principle (HWP). Both Woodger (1937, 1959) and Williams (1970, 1973) provide detailed axiomatizations of certain parts of biology, especially genetics, developmental biology, and phylogenetics. For instance, Woodger (1937) constructs an axiomatic system based on ten logical predicates or relations, including \(\bP\) ( part of ), \(\bT\) ( before in time ), \(\bU\) ( reproduced by cell division or cell fusion ), \(\bm\) ( male gamete ), \(\bff\) ( female gamete ), and \(\bgenet\) ( genetic property ) (cf. Nicholson and Gawne 2014). Woodger (1959) elaborates these logical predicates or relations to produce a careful reconstruction of Mendelian genetics. Here are two axioms in his system (which are rewritten in contemporary notation, since Woodger used Russell and Whitehead’s Principia Mathematica notation):

The first axiom should be read thus: “no gamete is both male and female” (1959, 416). In the second axiom, given that \(DLZxyz\) is a primitive relation defined as “\(x\) is a zygote which develops in the environment \(y\) into the life \(z\)” (1959, 415), the translation is “every life develops in one and only one environment from one and only one zygote” (416). Woodger claims that “the whole of Mendel’s work can be expressed…” via this axiomatic system. Woodger briefly mentions that if one assumes that the entire system or population is random with respect to gamete fusions, “then the Pearson-Hardy law is derivable” (1959, 427). This was a reference to HWP. In her explorations of various axiomatizations of Darwinian lineages and “subclans,” and the process of the “expansion of the fitter,” Williams (1970, 1973) also carefully defines concepts, and axiomatizes basic biological principles of reproduction, natural selection, fitness, and so forth. However, she does not address HWP. Of interest is the lack of axiomatization of HWP or other mathematical principles of population genetics in Woodger’s and Williams’ work. Were such principles considered secondary or uninteresting by Woodger and Williams? Might Woodger’s and Williams’ respective axiomatic systems simply lack the power and conceptual resources to axiomatically reconstruct a mathematical edifice actually cast in terms of probability theory? Finally, other friends of the Syntactic View, such as the early Michael Ruse, do not provide an axiomatization of HWP (Ruse 1975, 241).

Proponents of the Semantic View claim that their perspective on scientific theory accurately portrays the theoretical structure of population genetics. Thompson (2007) provides both set-theoretical and state-space renditions of Mendelian genetics. The first involves defining a set-theoretic predicate for the system, viz., \(\{P, A, f, g\}\), where \(P\) and \(A\) are sets representing, respectively, the total collection of alleles and loci in the population, while \(f\) and \(g\) are functions assigning an allele to a specific location in, respectively, the diploid cells of an individual or the haploid gametic cells. Axioms in this set-theoretic formalization include “The sets \(P\) and \(A\) are finite and non empty” (2007, 498). In contrast, the state-space approach of the Semantic View articulates a phase space with each dimension representing allelic (or genotypic) frequencies (e.g., cover and Chapter 3 of Lloyd 1994 [1988]). As an example, “for population genetic theory, a central law of succession is the Hardy-Weinberg law” (Thompson 2007, 499). Mathematically, the diploid version of HWP is written thus:

Here \(p\) and \(q\) are the frequencies of two distinct alleles at a biallelic locus. The left-hand side represents the allele frequencies in the parental generation and a random mating pattern, while the right-hand side captures genotype frequencies in the offspring generation, as predicted from the parental generation. This is a null theoretical model—actual genotypic and allelic frequencies of the offspring generation often deviate from predicted frequencies (e.g., a lethal homozygote recessive would make the \(q^2_{\text{off}}\) term = 0). Indeed, HWP holds strictly only in abstracted and idealized populations with very specific properties (e.g., infinitely large, individuals reproduce randomly) and only when there are no evolutionary forces operating in the population (e.g., no selection, mutation, migration, or drift) (e.g., Hartl and Clark 1989; Winther et al. 2015). HWP is useful also in the way it interacts with laws of succession for selection, mutation, and so forth (e.g., Okasha 2012). This powerful population genetic principle is central to Semantic View analyses of the mathematical articulation of the theoretical structure of population genetics (see also Lorenzano 2014, Ginnobili 2016).

Recall that the Pragmatic View highlights the internal and external pluralism—as well as the purposiveness—of model and theory structure. Consider recent uses of population genetic theory to specify the kinds and amounts of population structure existing in Homo sapiens . In particular, different measures and mathematical modeling methodologies are employed in investigating human genomic diversity (e.g., Jobling et al. 2004; Barbujani et al. 2013; Kaplan and Winther 2013). It is possible to distinguish at least two different research projects, each of which has a unique pragmatic content (e.g., aims, values, and methods). Diversity partitioning assesses genetic variation within and among pre-determined groups using Analysis of Variance (also crucial to estimating heritability, Downes 2014). Clustering analysis uses Bayesian modeling techniques to simultaneously produce clusters and assign individuals to these “unsupervised” cluster classifications. The robust result of the first modeling project is that (approximately) 85% of all genetic variance is found within human subpopulations (e.g., Han Chinese or Sami), 10% across subpopulations within a continental region, and only 5% is found across continents (i.e., “African,” “Asian,” and “European” – Lewontin 1972, 1974). (Recall also that we are all already identical at, on average, 999 out of 1000 nucleotides.) To calculate diversity partitions at these three nested levels, Lewontin (1972) used a Shannon information-theoretic measure closely related to Sewall Wright’s \(F\)-statistic:

Here \(H_T\) is the total heterozygosity of the population assessed, and \(\bar{H}_S\) is the heterozygosity of each subpopulation (group) of the relevant population, averaged across all the subpopulations. \(F_{ST}\) is bounded by 0 and 1, and is a measure of population structure, with higher \(F_{ST}\) values suggesting more structure, viz., more group differentiation. HWP appears implicitly in both \(H_T\) and \(\bar{H}_S\), which take heterozygosity (\(2pq\)) to be equal to the expected proportion of heterozygotes under HWP rather than the actual frequency of heterozygotes. \(H_T\) is computed by using the grand population average of \(p\) and \(q\), whereas calculating \(\bar{H}_S\) involves averaging across the expected heterozygosities of each subpopulation. If random mating occurs—and thus HWP applies—across the entire population without respecting subpopulation borders, then \(H_T\) and \(\bar{H}_S\) will be equal (i.e., \(p\) of the total population and of each individual subpopulation will be the same; likewise for \(q\)). If, instead, HWP applies only within subpopulations but not across the population as a whole, then \(\bar{H}_S\) will be smaller than \(H_T\), and \(F_{ST}\) will be positive (i.e., there will be “excess homozygosity” across subpopulations, which is known as the “Wahlund Principle” in population genetics). This is one way among many to deploy the population-genetic principle of HWP. Thus, the Lewontin-style diversity partitioning result that only roughly 5% of the total genetic variance is among races is equivalent to saying that \(F_{ST}\) across the big three continental populations in Lewontin’s three-level model is 0.05 (e.g., Barbujani et al. 1997). The basic philosophical tendency is to associate the diversity partitioning research project’s (approximately) 85%-10%-5% result with an anti-realist interpretation of biological race.

In contrast, clustering analysis (e.g., Pritchard et al. 2000; Rosenberg et al. 2002; cf. Edwards 2003) can be readily performed even with the small amount of among-continent genetic variance in Homo sapiens . For instance, when the Bayesian modeling computer program STRUCTURE is asked to produce 5 clusters, continental “races” appear—African, Amerindian, Asian, European, and Pacific Islanders. Interestingly, this modeling technique is also intimately linked to HWP: “Our main modeling assumptions are Hardy-Weinberg equilibrium within populations and complete linkage equilibrium between loci within populations” (Pritchard et al. 2000, 946). That is, for a cluster to eventually be robust in the modeling runs, it should meet HWP expectations. Clustering analysis has sometimes been interpreted as a justification for a realist stance towards biological race (see discussions in Hochman 2013; Winther and Kaplan 2013; Edge and Rosenberg 2015; Spencer 2015).

This example of the mathematical modeling of human genomic diversity teaches that basic and simple formal components can be used in different ways to develop and apply theory, both inside and outside of science. In contrast to the Syntactic and Semantic Views, the Pragmatic View foregrounds tensions vis-à-vis ontological assumptions and political consequences regarding the existence (or not) of biological race between diversity partitioning (Lewontin 1972) and clustering analysis (Pritchard et al. 2000) research packages. These ontological ruptures can be identified despite the fact that both research projects assess population structure by examining departures from HWP (i.e., they measure excess homozygosity), and are completely consistent (e.g., Winther 2014; Ludwig 2015; Edge and Rosenberg 2015).

This exploration of how the three views on the structure of scientific theory address population genetics, and in particular HWP, invites a certain meta-pluralism. That is, the Syntactic View carefully breaks down fundamental concepts and principles in genetics and population genetics, articulating definitions and relations among terms. The Semantic View insightfully decomposes and interweaves the complex mathematical edifice of population genetics. The Pragmatic View sheds light on modeling choices and on distinct interpretations and applications of the same theory or model, both within and without science. The three perspectives are hardly mutually exclusive. (N.B., the two running examples concern theory structure in Newtonian mechanics and population genetics, independently considered. While interesting, debates about “evolutionary forces” are beyond the scope of the current entry; see, e.g., Hitchcock and Velasco 2014.)

The structure of scientific theories is a rich topic. Theorizing and modeling are core activities across the sciences, whether old (e.g., relativity theory, evolutionary theory) or new (e.g., climate modeling, cognitive science, and systems biology). Furthermore, theory remains essential to developing multipurpose tools such as statistical models and procedures (e.g., Bayesian models for data analysis, agent-based models for simulation, network theory for systems analysis). Given the strength and relevance of theory and theorizing to the natural sciences, and even to the social sciences (e.g., microeconomics, physical, if not cultural, anthropology), philosophical attention to the structure of scientific theories could and should increase. This piece has focused on a comparison of three major perspectives: Syntactic View, Semantic View, and Pragmatic View. In order to handle these complex debates effectively, we have sidestepped certain key philosophical questions, including questions about scientific realism; scientific explanation and prediction; theoretical and ontological reductionism; knowledge-production and epistemic inference; the distinction between science and technology; and the relationship between science and society. Each of these topics bears further philosophical investigation in light of the three perspectives here explored.

A table helps summarize general aspects of the three views’ analyses of the structure of scientific theories:

Table 2. General aspects of each view’s analysis of the structure of scientific theories.

The Syntactic, Semantic, and Pragmatic views are often taken to be mutually exclusive and, thus, to be in competition with one another. They indeed make distinct claims about the anatomy of scientific theories. But one can also imagine them to be complementary, focusing on different aspects and questions of the structure of scientific theories and the process of scientific theorizing. For instance, in exploring nonformal and implicit components of theory, the Pragmatic View accepts that scientific theories often include mathematical parts, but tends to be less interested in these components. Moreover, there is overlap in questions—e.g., Syntactic and Semantic Views share an interest in formalizing theory; the Semantic and Pragmatic Views both exhibit concern for scientific practice.

How are these three views ultimately related? A standard philosophical move is to generalize and abstract, understanding a situation from a higher level. One “meta” hypothesis is that a given philosophical analysis of theory structure tends to be associated with a perceived relationship among the three views here discussed. The Syntactic View is inclined to interpret the Semantic View’s formal machinery as continuous with its own generalizing axiomatic strategy, and hence diagnoses many standard Semantic View critiques (Section 3) as missing their mark (the strategy of identity ; e.g., Friedman 1982; Worrall 1984; Halvorson 2012, 2013, 2019; Lutz 2012, 2017; cf. Chakravartty 2001). The Semantic View explicitly contrasts its characterization of theory structure with the “linguistic” or “metamathematical” apparatus of the Syntactic View (the strategy of combat ; e.g., Suppe 1977; van Fraassen 1980, 1989; Lloyd 1994 [1988]). Finally, the Pragmatic View, which did not exist as a perspective until relatively recently, imagines theory as pluralistic and can thus ground a holistic philosophical investigation. It envisions a meta-pluralism in which reconstructive axiomatization and mathematical modeling remain important, though not necessary for all theories. This third view endorses a panoply of theoretical structures and theorizing styles, negotiating continuity both between theorizing and “the experimental life,” and among philosophical analyses of the structure of scientific theories (the strategy of complementarity ; e.g., Hacking 1983, 2009; Galison 1988, 1997; Craver 2002; Suárez and Cartwright 2008; Griesemer 2013). Interestingly, Suárez and Pero (2019) explicitly concur with the Pragmatic View as described in this article, but believe that “the semantic conception in its bare minimal expression” is compatible with, if not sufficient for, capturing “pragmatic elements and themes involved in a more flexible and open-ended approach to scientific theory” (Suárez and Pero 2019, 348). By design, the ecumenical meta-pluralism sanctioned by the Pragmatic View does not completely offset identity and combat strategies. Moreover, only “partial acceptance” of the respective views may ultimately be possible. Even so, the complementarity strategy might be worth developing further. Compared to identity and combat meta-perspectives, it provides broader—or at least different—insights into the structure of scientific theories. More generally, exploring the relations among these views is itself a rich topic for future philosophical work, as is investigating their role in, and interpretation of, active scientific fields ripe for further philosophical analysis such as climate change (e.g., Winsberg 2018), model organisms (e.g., Ankeny and Leonelli 2020), and cartography and GIS (e.g., Winther 2020).

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Carnap, Rudolf | cognitive science | confirmation | Darwinism | empiricism: logical | feminist philosophy, interventions: epistemology and philosophy of science | Feyerabend, Paul | genetics: population | incommensurability: of scientific theories | Kuhn, Thomas | models in science | model theory | paradox: Skolem’s | physics: structuralism in | pragmatism | rationality: historicist theories of | reduction, scientific | science: theory and observation in | scientific explanation | scientific realism | scientific representation | simulations in science | statistical physics: philosophy of statistical mechanics | structural realism | style: in mathematics | theoretical terms in science | underdetermination, of scientific theories | Vienna Circle

Acknowledgments

The following provided helpful feedback or conversation, or both, Jácome Armas, Nancy Cartwright, Mario Casanueva, Carl Craver, Eugene Earnshaw, Doc Edge, Michael Friedman, Sari Friedman, Fermín Fulda, Ryan Giordano, Ian Hacking, Hervé Kieffel, Elisabeth A. Lloyd, Helen Longino, Carlos López Beltrán, Greg Lusk, Sebastian Lutz, Sergio Martínez, Amir Najmi, Thomas Ryckman, Mette Bannergaard Johansen, Mette Smølz Skau, Bas van Fraassen, Denis Walsh, Ole Wæver, and two anonymous reviewers. Alex Dor, Cory Knudson, and Lucas McGranahan offered expert research assistance.

Copyright © 2020 by Rasmus Grønfeldt Winther < rgwinther @ gmail . com >

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Biology library

Course: biology library   >   unit 1, the scientific method.

  • Controlled experiments
  • The scientific method and experimental design

Introduction

  • Make an observation.
  • Ask a question.
  • Form a hypothesis , or testable explanation.
  • Make a prediction based on the hypothesis.
  • Test the prediction.
  • Iterate: use the results to make new hypotheses or predictions.

Scientific method example: Failure to toast

1. make an observation..

  • Observation: the toaster won't toast.

2. Ask a question.

  • Question: Why won't my toaster toast?

3. Propose a hypothesis.

  • Hypothesis: Maybe the outlet is broken.

4. Make predictions.

  • Prediction: If I plug the toaster into a different outlet, then it will toast the bread.

5. Test the predictions.

  • Test of prediction: Plug the toaster into a different outlet and try again.
  • If the toaster does toast, then the hypothesis is supported—likely correct.
  • If the toaster doesn't toast, then the hypothesis is not supported—likely wrong.

Logical possibility

Practical possibility, building a body of evidence, 6. iterate..

  • Iteration time!
  • If the hypothesis was supported, we might do additional tests to confirm it, or revise it to be more specific. For instance, we might investigate why the outlet is broken.
  • If the hypothesis was not supported, we would come up with a new hypothesis. For instance, the next hypothesis might be that there's a broken wire in the toaster.

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SciSpace Resources

The Craft of Writing a Strong Hypothesis

Deeptanshu D

Table of Contents

Writing a hypothesis is one of the essential elements of a scientific research paper. It needs to be to the point, clearly communicating what your research is trying to accomplish. A blurry, drawn-out, or complexly-structured hypothesis can confuse your readers. Or worse, the editor and peer reviewers.

A captivating hypothesis is not too intricate. This blog will take you through the process so that, by the end of it, you have a better idea of how to convey your research paper's intent in just one sentence.

What is a Hypothesis?

The first step in your scientific endeavor, a hypothesis, is a strong, concise statement that forms the basis of your research. It is not the same as a thesis statement , which is a brief summary of your research paper .

The sole purpose of a hypothesis is to predict your paper's findings, data, and conclusion. It comes from a place of curiosity and intuition . When you write a hypothesis, you're essentially making an educated guess based on scientific prejudices and evidence, which is further proven or disproven through the scientific method.

The reason for undertaking research is to observe a specific phenomenon. A hypothesis, therefore, lays out what the said phenomenon is. And it does so through two variables, an independent and dependent variable.

The independent variable is the cause behind the observation, while the dependent variable is the effect of the cause. A good example of this is “mixing red and blue forms purple.” In this hypothesis, mixing red and blue is the independent variable as you're combining the two colors at your own will. The formation of purple is the dependent variable as, in this case, it is conditional to the independent variable.

Different Types of Hypotheses‌

Types-of-hypotheses

Types of hypotheses

Some would stand by the notion that there are only two types of hypotheses: a Null hypothesis and an Alternative hypothesis. While that may have some truth to it, it would be better to fully distinguish the most common forms as these terms come up so often, which might leave you out of context.

Apart from Null and Alternative, there are Complex, Simple, Directional, Non-Directional, Statistical, and Associative and casual hypotheses. They don't necessarily have to be exclusive, as one hypothesis can tick many boxes, but knowing the distinctions between them will make it easier for you to construct your own.

1. Null hypothesis

A null hypothesis proposes no relationship between two variables. Denoted by H 0 , it is a negative statement like “Attending physiotherapy sessions does not affect athletes' on-field performance.” Here, the author claims physiotherapy sessions have no effect on on-field performances. Even if there is, it's only a coincidence.

2. Alternative hypothesis

Considered to be the opposite of a null hypothesis, an alternative hypothesis is donated as H1 or Ha. It explicitly states that the dependent variable affects the independent variable. A good  alternative hypothesis example is “Attending physiotherapy sessions improves athletes' on-field performance.” or “Water evaporates at 100 °C. ” The alternative hypothesis further branches into directional and non-directional.

  • Directional hypothesis: A hypothesis that states the result would be either positive or negative is called directional hypothesis. It accompanies H1 with either the ‘<' or ‘>' sign.
  • Non-directional hypothesis: A non-directional hypothesis only claims an effect on the dependent variable. It does not clarify whether the result would be positive or negative. The sign for a non-directional hypothesis is ‘≠.'

3. Simple hypothesis

A simple hypothesis is a statement made to reflect the relation between exactly two variables. One independent and one dependent. Consider the example, “Smoking is a prominent cause of lung cancer." The dependent variable, lung cancer, is dependent on the independent variable, smoking.

4. Complex hypothesis

In contrast to a simple hypothesis, a complex hypothesis implies the relationship between multiple independent and dependent variables. For instance, “Individuals who eat more fruits tend to have higher immunity, lesser cholesterol, and high metabolism.” The independent variable is eating more fruits, while the dependent variables are higher immunity, lesser cholesterol, and high metabolism.

5. Associative and casual hypothesis

Associative and casual hypotheses don't exhibit how many variables there will be. They define the relationship between the variables. In an associative hypothesis, changing any one variable, dependent or independent, affects others. In a casual hypothesis, the independent variable directly affects the dependent.

6. Empirical hypothesis

Also referred to as the working hypothesis, an empirical hypothesis claims a theory's validation via experiments and observation. This way, the statement appears justifiable and different from a wild guess.

Say, the hypothesis is “Women who take iron tablets face a lesser risk of anemia than those who take vitamin B12.” This is an example of an empirical hypothesis where the researcher  the statement after assessing a group of women who take iron tablets and charting the findings.

7. Statistical hypothesis

The point of a statistical hypothesis is to test an already existing hypothesis by studying a population sample. Hypothesis like “44% of the Indian population belong in the age group of 22-27.” leverage evidence to prove or disprove a particular statement.

Characteristics of a Good Hypothesis

Writing a hypothesis is essential as it can make or break your research for you. That includes your chances of getting published in a journal. So when you're designing one, keep an eye out for these pointers:

  • A research hypothesis has to be simple yet clear to look justifiable enough.
  • It has to be testable — your research would be rendered pointless if too far-fetched into reality or limited by technology.
  • It has to be precise about the results —what you are trying to do and achieve through it should come out in your hypothesis.
  • A research hypothesis should be self-explanatory, leaving no doubt in the reader's mind.
  • If you are developing a relational hypothesis, you need to include the variables and establish an appropriate relationship among them.
  • A hypothesis must keep and reflect the scope for further investigations and experiments.

Separating a Hypothesis from a Prediction

Outside of academia, hypothesis and prediction are often used interchangeably. In research writing, this is not only confusing but also incorrect. And although a hypothesis and prediction are guesses at their core, there are many differences between them.

A hypothesis is an educated guess or even a testable prediction validated through research. It aims to analyze the gathered evidence and facts to define a relationship between variables and put forth a logical explanation behind the nature of events.

Predictions are assumptions or expected outcomes made without any backing evidence. They are more fictionally inclined regardless of where they originate from.

For this reason, a hypothesis holds much more weight than a prediction. It sticks to the scientific method rather than pure guesswork. "Planets revolve around the Sun." is an example of a hypothesis as it is previous knowledge and observed trends. Additionally, we can test it through the scientific method.

Whereas "COVID-19 will be eradicated by 2030." is a prediction. Even though it results from past trends, we can't prove or disprove it. So, the only way this gets validated is to wait and watch if COVID-19 cases end by 2030.

Finally, How to Write a Hypothesis

Quick-tips-on-how-to-write-a-hypothesis

Quick tips on writing a hypothesis

1.  Be clear about your research question

A hypothesis should instantly address the research question or the problem statement. To do so, you need to ask a question. Understand the constraints of your undertaken research topic and then formulate a simple and topic-centric problem. Only after that can you develop a hypothesis and further test for evidence.

2. Carry out a recce

Once you have your research's foundation laid out, it would be best to conduct preliminary research. Go through previous theories, academic papers, data, and experiments before you start curating your research hypothesis. It will give you an idea of your hypothesis's viability or originality.

Making use of references from relevant research papers helps draft a good research hypothesis. SciSpace Discover offers a repository of over 270 million research papers to browse through and gain a deeper understanding of related studies on a particular topic. Additionally, you can use SciSpace Copilot , your AI research assistant, for reading any lengthy research paper and getting a more summarized context of it. A hypothesis can be formed after evaluating many such summarized research papers. Copilot also offers explanations for theories and equations, explains paper in simplified version, allows you to highlight any text in the paper or clip math equations and tables and provides a deeper, clear understanding of what is being said. This can improve the hypothesis by helping you identify potential research gaps.

3. Create a 3-dimensional hypothesis

Variables are an essential part of any reasonable hypothesis. So, identify your independent and dependent variable(s) and form a correlation between them. The ideal way to do this is to write the hypothetical assumption in the ‘if-then' form. If you use this form, make sure that you state the predefined relationship between the variables.

In another way, you can choose to present your hypothesis as a comparison between two variables. Here, you must specify the difference you expect to observe in the results.

4. Write the first draft

Now that everything is in place, it's time to write your hypothesis. For starters, create the first draft. In this version, write what you expect to find from your research.

Clearly separate your independent and dependent variables and the link between them. Don't fixate on syntax at this stage. The goal is to ensure your hypothesis addresses the issue.

5. Proof your hypothesis

After preparing the first draft of your hypothesis, you need to inspect it thoroughly. It should tick all the boxes, like being concise, straightforward, relevant, and accurate. Your final hypothesis has to be well-structured as well.

Research projects are an exciting and crucial part of being a scholar. And once you have your research question, you need a great hypothesis to begin conducting research. Thus, knowing how to write a hypothesis is very important.

Now that you have a firmer grasp on what a good hypothesis constitutes, the different kinds there are, and what process to follow, you will find it much easier to write your hypothesis, which ultimately helps your research.

Now it's easier than ever to streamline your research workflow with SciSpace Discover . Its integrated, comprehensive end-to-end platform for research allows scholars to easily discover, write and publish their research and fosters collaboration.

It includes everything you need, including a repository of over 270 million research papers across disciplines, SEO-optimized summaries and public profiles to show your expertise and experience.

If you found these tips on writing a research hypothesis useful, head over to our blog on Statistical Hypothesis Testing to learn about the top researchers, papers, and institutions in this domain.

Frequently Asked Questions (FAQs)

1. what is the definition of hypothesis.

According to the Oxford dictionary, a hypothesis is defined as “An idea or explanation of something that is based on a few known facts, but that has not yet been proved to be true or correct”.

2. What is an example of hypothesis?

The hypothesis is a statement that proposes a relationship between two or more variables. An example: "If we increase the number of new users who join our platform by 25%, then we will see an increase in revenue."

3. What is an example of null hypothesis?

A null hypothesis is a statement that there is no relationship between two variables. The null hypothesis is written as H0. The null hypothesis states that there is no effect. For example, if you're studying whether or not a particular type of exercise increases strength, your null hypothesis will be "there is no difference in strength between people who exercise and people who don't."

4. What are the types of research?

• Fundamental research

• Applied research

• Qualitative research

• Quantitative research

• Mixed research

• Exploratory research

• Longitudinal research

• Cross-sectional research

• Field research

• Laboratory research

• Fixed research

• Flexible research

• Action research

• Policy research

• Classification research

• Comparative research

• Causal research

• Inductive research

• Deductive research

5. How to write a hypothesis?

• Your hypothesis should be able to predict the relationship and outcome.

• Avoid wordiness by keeping it simple and brief.

• Your hypothesis should contain observable and testable outcomes.

• Your hypothesis should be relevant to the research question.

6. What are the 2 types of hypothesis?

• Null hypotheses are used to test the claim that "there is no difference between two groups of data".

• Alternative hypotheses test the claim that "there is a difference between two data groups".

7. Difference between research question and research hypothesis?

A research question is a broad, open-ended question you will try to answer through your research. A hypothesis is a statement based on prior research or theory that you expect to be true due to your study. Example - Research question: What are the factors that influence the adoption of the new technology? Research hypothesis: There is a positive relationship between age, education and income level with the adoption of the new technology.

8. What is plural for hypothesis?

The plural of hypothesis is hypotheses. Here's an example of how it would be used in a statement, "Numerous well-considered hypotheses are presented in this part, and they are supported by tables and figures that are well-illustrated."

9. What is the red queen hypothesis?

The red queen hypothesis in evolutionary biology states that species must constantly evolve to avoid extinction because if they don't, they will be outcompeted by other species that are evolving. Leigh Van Valen first proposed it in 1973; since then, it has been tested and substantiated many times.

10. Who is known as the father of null hypothesis?

The father of the null hypothesis is Sir Ronald Fisher. He published a paper in 1925 that introduced the concept of null hypothesis testing, and he was also the first to use the term itself.

11. When to reject null hypothesis?

You need to find a significant difference between your two populations to reject the null hypothesis. You can determine that by running statistical tests such as an independent sample t-test or a dependent sample t-test. You should reject the null hypothesis if the p-value is less than 0.05.

what does overarching hypothesis mean

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What Is a Hypothesis? (Science)

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A hypothesis (plural hypotheses) is a proposed explanation for an observation. The definition depends on the subject.

In science, a hypothesis is part of the scientific method. It is a prediction or explanation that is tested by an experiment. Observations and experiments may disprove a scientific hypothesis, but can never entirely prove one.

In the study of logic, a hypothesis is an if-then proposition, typically written in the form, "If X , then Y ."

In common usage, a hypothesis is simply a proposed explanation or prediction, which may or may not be tested.

Writing a Hypothesis

Most scientific hypotheses are proposed in the if-then format because it's easy to design an experiment to see whether or not a cause and effect relationship exists between the independent variable and the dependent variable . The hypothesis is written as a prediction of the outcome of the experiment.

  • Null Hypothesis and Alternative Hypothesis

Statistically, it's easier to show there is no relationship between two variables than to support their connection. So, scientists often propose the null hypothesis . The null hypothesis assumes changing the independent variable will have no effect on the dependent variable.

In contrast, the alternative hypothesis suggests changing the independent variable will have an effect on the dependent variable. Designing an experiment to test this hypothesis can be trickier because there are many ways to state an alternative hypothesis.

For example, consider a possible relationship between getting a good night's sleep and getting good grades. The null hypothesis might be stated: "The number of hours of sleep students get is unrelated to their grades" or "There is no correlation between hours of sleep and grades."

An experiment to test this hypothesis might involve collecting data, recording average hours of sleep for each student and grades. If a student who gets eight hours of sleep generally does better than students who get four hours of sleep or 10 hours of sleep, the hypothesis might be rejected.

But the alternative hypothesis is harder to propose and test. The most general statement would be: "The amount of sleep students get affects their grades." The hypothesis might also be stated as "If you get more sleep, your grades will improve" or "Students who get nine hours of sleep have better grades than those who get more or less sleep."

In an experiment, you can collect the same data, but the statistical analysis is less likely to give you a high confidence limit.

Usually, a scientist starts out with the null hypothesis. From there, it may be possible to propose and test an alternative hypothesis, to narrow down the relationship between the variables.

Example of a Hypothesis

Examples of a hypothesis include:

  • If you drop a rock and a feather, (then) they will fall at the same rate.
  • Plants need sunlight in order to live. (if sunlight, then life)
  • Eating sugar gives you energy. (if sugar, then energy)
  • White, Jay D.  Research in Public Administration . Conn., 1998.
  • Schick, Theodore, and Lewis Vaughn.  How to Think about Weird Things: Critical Thinking for a New Age . McGraw-Hill Higher Education, 2002.
  • Null Hypothesis Definition and Examples
  • Definition of a Hypothesis
  • What Are the Elements of a Good Hypothesis?
  • Six Steps of the Scientific Method
  • Independent Variable Definition and Examples
  • What Are Examples of a Hypothesis?
  • Understanding Simple vs Controlled Experiments
  • Scientific Method Flow Chart
  • Scientific Method Vocabulary Terms
  • What Is a Testable Hypothesis?
  • Null Hypothesis Examples
  • What 'Fail to Reject' Means in a Hypothesis Test
  • How To Design a Science Fair Experiment
  • What Is an Experiment? Definition and Design
  • Hypothesis Test for the Difference of Two Population Proportions
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what does overarching hypothesis mean

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  • Write Your Specific Aims Page

The specific aims page, especially the aims themselves, are the crux of your grant application. Use the following tips to write a strong, clear specific aims page. Use the Specific Aims Page Checklist to assess your writing and to ensure that you have included all of the necessary components.

Create a ‘Funnel Shape’ Conceptually

Create a focused lead paragraph that has a "funnel shape" conceptually. Lead the reader from the general to the specific, so that by the time your specific aims appear, it's clear what gap in the literature you're addressing and how this new knowledge will fit into the field. This introduction should also indicate how this proposal builds upon your previous data.

Example: "The mechanism by which cirrhosis of the liver occurs in a subset of patients with Cystic Fibrosis is unknown. Our data over the past 3 years has demonstrated that gene X is a candidate modifier gene by crossing Cystic Fibrosis knockout mice with gene X deficient mice. This proposal will build upon these results and test the hypothesis that Gene X is a modifier gene through its fibrogenic activation properties."

Write a Clear, Testable Hypothesis

Strive to create one clear hypothesis first that will be tested through your specific aims . Know the difference between specific aims and long-term goals .

Note: Depending on the grant you are seeking, this rule may not be possible or desirable. For example, if you are applying for an R01 grant in health services/outcomes research, the typical grant in this area has a data collection project at its core that often addresses more than one goal . Therefore, the nature of the project is often briefly described in the last sentence of the introduction, rather than in the specific aims.

Example: "We will conduct a multi-center, prospective, longitudinal study of 1000 patients undergoing bone marrow transplantation for hematologic malignancies in order to..."

Do: "Three cloves of garlic per day cure colon cancer through activation of the caspase death pathway in tumor cells."

Don't: "There are various chemicals within garlic that have different effects on all cells including tumor cells."

Tips on Writing Specific Aims

  • Make Aims Concise and Highly Focused
  • Ensure Clear Results
  • Write Aims that Test Single Hypothesis
  • Indicate Why, What and How
  • Avoid Sub-Aims

Your specific aims  is the crux of your proposal so make sure they are concise and highly focused. Get them critiqued, and rewrite until the aims are solid and provide a foundation for the rest of your proposal.

Ensure that your specific aims will provide clear results and that they test your hypothesis . Do: Hypothesis: "Three cloves of garlic per day cure colon cancer through activation of the caspase death pathway in tumor cells." Specific Aims: "1. Test in vitro in T84 colon cancer cells and in vivo in a mouse model of colon cancer that garlic activates the caspase death pathway. 2. Activation of this caspase pathway leads to tumor regression."

Don't: Hypothesis: "There are various chemicals within garlic that have different effects on all cells including tumor cells." Specific aims: "1. We will explore whether incubating different cell types in vitro with garlic affects cell survival. 2. Garlic proteins will be extracted and analyzed by mass spectroscopy."

Write specific aims that test a single, overarching hypothesis , and not individual aims connected to their own hypotheses. Note: Depending on the grant you are seeking, this rule may not be possible or desirable. For example, if you are applying for an R01 grant in health services/outcomes research, the typical grant in this area has a data collection project at its core that often addresses more than one goal . Therefore, the nature of the project is often briefly described in the last sentence of the introduction, rather than in the specific aims.

Example: "We will conduct a multi-center prospective, longitudinal study of 1000 patients undergoing bone marrow transplantation for hematologic malignancies in order to..."  

Convey specific aims that indicate why you want to do the work, what you want to do, and how you will do it.

Include no more than three aims and no sub-aims , if possible. Generally, you should not have four or more aims with sub-aims and/or their own hypotheses .

NIH K GRANT SPECIFIC AIMS PAGE RUBRIC

The rubric below provides recommendations for a Specific Aims page of a NIH K grant application . In addition to overall considerations, this rubric is broken up into four parts that correspond to the four sections of a Specific Aims page: the introduction paragraph, the body paragraph(s), the specific aims themselves, and the closing, or impact paragraph.

Use this rubric after you’ve completed a Specific Aims page draft to ensure that you have included all the necessary components. Review the completed rubric and carefully note any unchecked boxes. Review the resources linked throughout this document and use them to improve your Specific Aims page.

Please Note:  While this rubric is meant to be a comprehensive resource, we acknowledge that there is no singular correct way to write a grant application and in some cases, deviation from this rubric may be warranted.

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overarching

[ oh-ver- ahr -ching ]

great trees with overarching branches.

The community's overarching needs are more jobs and better housing.

/ ˌəʊvərˈɑːtʃɪŋ /

an overarching concept

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Word history and origins.

Origin of overarching 1

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  • life-and-death
  • life-changing
  • principally

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  • v.53(4); 2010 Aug

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Research questions, hypotheses and objectives

Patricia farrugia.

* Michael G. DeGroote School of Medicine, the

Bradley A. Petrisor

† Division of Orthopaedic Surgery and the

Forough Farrokhyar

‡ Departments of Surgery and

§ Clinical Epidemiology and Biostatistics, McMaster University, Hamilton, Ont

Mohit Bhandari

There is an increasing familiarity with the principles of evidence-based medicine in the surgical community. As surgeons become more aware of the hierarchy of evidence, grades of recommendations and the principles of critical appraisal, they develop an increasing familiarity with research design. Surgeons and clinicians are looking more and more to the literature and clinical trials to guide their practice; as such, it is becoming a responsibility of the clinical research community to attempt to answer questions that are not only well thought out but also clinically relevant. The development of the research question, including a supportive hypothesis and objectives, is a necessary key step in producing clinically relevant results to be used in evidence-based practice. A well-defined and specific research question is more likely to help guide us in making decisions about study design and population and subsequently what data will be collected and analyzed. 1

Objectives of this article

In this article, we discuss important considerations in the development of a research question and hypothesis and in defining objectives for research. By the end of this article, the reader will be able to appreciate the significance of constructing a good research question and developing hypotheses and research objectives for the successful design of a research study. The following article is divided into 3 sections: research question, research hypothesis and research objectives.

Research question

Interest in a particular topic usually begins the research process, but it is the familiarity with the subject that helps define an appropriate research question for a study. 1 Questions then arise out of a perceived knowledge deficit within a subject area or field of study. 2 Indeed, Haynes suggests that it is important to know “where the boundary between current knowledge and ignorance lies.” 1 The challenge in developing an appropriate research question is in determining which clinical uncertainties could or should be studied and also rationalizing the need for their investigation.

Increasing one’s knowledge about the subject of interest can be accomplished in many ways. Appropriate methods include systematically searching the literature, in-depth interviews and focus groups with patients (and proxies) and interviews with experts in the field. In addition, awareness of current trends and technological advances can assist with the development of research questions. 2 It is imperative to understand what has been studied about a topic to date in order to further the knowledge that has been previously gathered on a topic. Indeed, some granting institutions (e.g., Canadian Institute for Health Research) encourage applicants to conduct a systematic review of the available evidence if a recent review does not already exist and preferably a pilot or feasibility study before applying for a grant for a full trial.

In-depth knowledge about a subject may generate a number of questions. It then becomes necessary to ask whether these questions can be answered through one study or if more than one study needed. 1 Additional research questions can be developed, but several basic principles should be taken into consideration. 1 All questions, primary and secondary, should be developed at the beginning and planning stages of a study. Any additional questions should never compromise the primary question because it is the primary research question that forms the basis of the hypothesis and study objectives. It must be kept in mind that within the scope of one study, the presence of a number of research questions will affect and potentially increase the complexity of both the study design and subsequent statistical analyses, not to mention the actual feasibility of answering every question. 1 A sensible strategy is to establish a single primary research question around which to focus the study plan. 3 In a study, the primary research question should be clearly stated at the end of the introduction of the grant proposal, and it usually specifies the population to be studied, the intervention to be implemented and other circumstantial factors. 4

Hulley and colleagues 2 have suggested the use of the FINER criteria in the development of a good research question ( Box 1 ). The FINER criteria highlight useful points that may increase the chances of developing a successful research project. A good research question should specify the population of interest, be of interest to the scientific community and potentially to the public, have clinical relevance and further current knowledge in the field (and of course be compliant with the standards of ethical boards and national research standards).

FINER criteria for a good research question

Adapted with permission from Wolters Kluwer Health. 2

Whereas the FINER criteria outline the important aspects of the question in general, a useful format to use in the development of a specific research question is the PICO format — consider the population (P) of interest, the intervention (I) being studied, the comparison (C) group (or to what is the intervention being compared) and the outcome of interest (O). 3 , 5 , 6 Often timing (T) is added to PICO ( Box 2 ) — that is, “Over what time frame will the study take place?” 1 The PICOT approach helps generate a question that aids in constructing the framework of the study and subsequently in protocol development by alluding to the inclusion and exclusion criteria and identifying the groups of patients to be included. Knowing the specific population of interest, intervention (and comparator) and outcome of interest may also help the researcher identify an appropriate outcome measurement tool. 7 The more defined the population of interest, and thus the more stringent the inclusion and exclusion criteria, the greater the effect on the interpretation and subsequent applicability and generalizability of the research findings. 1 , 2 A restricted study population (and exclusion criteria) may limit bias and increase the internal validity of the study; however, this approach will limit external validity of the study and, thus, the generalizability of the findings to the practical clinical setting. Conversely, a broadly defined study population and inclusion criteria may be representative of practical clinical practice but may increase bias and reduce the internal validity of the study.

PICOT criteria 1

A poorly devised research question may affect the choice of study design, potentially lead to futile situations and, thus, hamper the chance of determining anything of clinical significance, which will then affect the potential for publication. Without devoting appropriate resources to developing the research question, the quality of the study and subsequent results may be compromised. During the initial stages of any research study, it is therefore imperative to formulate a research question that is both clinically relevant and answerable.

Research hypothesis

The primary research question should be driven by the hypothesis rather than the data. 1 , 2 That is, the research question and hypothesis should be developed before the start of the study. This sounds intuitive; however, if we take, for example, a database of information, it is potentially possible to perform multiple statistical comparisons of groups within the database to find a statistically significant association. This could then lead one to work backward from the data and develop the “question.” This is counterintuitive to the process because the question is asked specifically to then find the answer, thus collecting data along the way (i.e., in a prospective manner). Multiple statistical testing of associations from data previously collected could potentially lead to spuriously positive findings of association through chance alone. 2 Therefore, a good hypothesis must be based on a good research question at the start of a trial and, indeed, drive data collection for the study.

The research or clinical hypothesis is developed from the research question and then the main elements of the study — sampling strategy, intervention (if applicable), comparison and outcome variables — are summarized in a form that establishes the basis for testing, statistical and ultimately clinical significance. 3 For example, in a research study comparing computer-assisted acetabular component insertion versus freehand acetabular component placement in patients in need of total hip arthroplasty, the experimental group would be computer-assisted insertion and the control/conventional group would be free-hand placement. The investigative team would first state a research hypothesis. This could be expressed as a single outcome (e.g., computer-assisted acetabular component placement leads to improved functional outcome) or potentially as a complex/composite outcome; that is, more than one outcome (e.g., computer-assisted acetabular component placement leads to both improved radiographic cup placement and improved functional outcome).

However, when formally testing statistical significance, the hypothesis should be stated as a “null” hypothesis. 2 The purpose of hypothesis testing is to make an inference about the population of interest on the basis of a random sample taken from that population. The null hypothesis for the preceding research hypothesis then would be that there is no difference in mean functional outcome between the computer-assisted insertion and free-hand placement techniques. After forming the null hypothesis, the researchers would form an alternate hypothesis stating the nature of the difference, if it should appear. The alternate hypothesis would be that there is a difference in mean functional outcome between these techniques. At the end of the study, the null hypothesis is then tested statistically. If the findings of the study are not statistically significant (i.e., there is no difference in functional outcome between the groups in a statistical sense), we cannot reject the null hypothesis, whereas if the findings were significant, we can reject the null hypothesis and accept the alternate hypothesis (i.e., there is a difference in mean functional outcome between the study groups), errors in testing notwithstanding. In other words, hypothesis testing confirms or refutes the statement that the observed findings did not occur by chance alone but rather occurred because there was a true difference in outcomes between these surgical procedures. The concept of statistical hypothesis testing is complex, and the details are beyond the scope of this article.

Another important concept inherent in hypothesis testing is whether the hypotheses will be 1-sided or 2-sided. A 2-sided hypothesis states that there is a difference between the experimental group and the control group, but it does not specify in advance the expected direction of the difference. For example, we asked whether there is there an improvement in outcomes with computer-assisted surgery or whether the outcomes worse with computer-assisted surgery. We presented a 2-sided test in the above example because we did not specify the direction of the difference. A 1-sided hypothesis states a specific direction (e.g., there is an improvement in outcomes with computer-assisted surgery). A 2-sided hypothesis should be used unless there is a good justification for using a 1-sided hypothesis. As Bland and Atlman 8 stated, “One-sided hypothesis testing should never be used as a device to make a conventionally nonsignificant difference significant.”

The research hypothesis should be stated at the beginning of the study to guide the objectives for research. Whereas the investigators may state the hypothesis as being 1-sided (there is an improvement with treatment), the study and investigators must adhere to the concept of clinical equipoise. According to this principle, a clinical (or surgical) trial is ethical only if the expert community is uncertain about the relative therapeutic merits of the experimental and control groups being evaluated. 9 It means there must exist an honest and professional disagreement among expert clinicians about the preferred treatment. 9

Designing a research hypothesis is supported by a good research question and will influence the type of research design for the study. Acting on the principles of appropriate hypothesis development, the study can then confidently proceed to the development of the research objective.

Research objective

The primary objective should be coupled with the hypothesis of the study. Study objectives define the specific aims of the study and should be clearly stated in the introduction of the research protocol. 7 From our previous example and using the investigative hypothesis that there is a difference in functional outcomes between computer-assisted acetabular component placement and free-hand placement, the primary objective can be stated as follows: this study will compare the functional outcomes of computer-assisted acetabular component insertion versus free-hand placement in patients undergoing total hip arthroplasty. Note that the study objective is an active statement about how the study is going to answer the specific research question. Objectives can (and often do) state exactly which outcome measures are going to be used within their statements. They are important because they not only help guide the development of the protocol and design of study but also play a role in sample size calculations and determining the power of the study. 7 These concepts will be discussed in other articles in this series.

From the surgeon’s point of view, it is important for the study objectives to be focused on outcomes that are important to patients and clinically relevant. For example, the most methodologically sound randomized controlled trial comparing 2 techniques of distal radial fixation would have little or no clinical impact if the primary objective was to determine the effect of treatment A as compared to treatment B on intraoperative fluoroscopy time. However, if the objective was to determine the effect of treatment A as compared to treatment B on patient functional outcome at 1 year, this would have a much more significant impact on clinical decision-making. Second, more meaningful surgeon–patient discussions could ensue, incorporating patient values and preferences with the results from this study. 6 , 7 It is the precise objective and what the investigator is trying to measure that is of clinical relevance in the practical setting.

The following is an example from the literature about the relation between the research question, hypothesis and study objectives:

Study: Warden SJ, Metcalf BR, Kiss ZS, et al. Low-intensity pulsed ultrasound for chronic patellar tendinopathy: a randomized, double-blind, placebo-controlled trial. Rheumatology 2008;47:467–71.

Research question: How does low-intensity pulsed ultrasound (LIPUS) compare with a placebo device in managing the symptoms of skeletally mature patients with patellar tendinopathy?

Research hypothesis: Pain levels are reduced in patients who receive daily active-LIPUS (treatment) for 12 weeks compared with individuals who receive inactive-LIPUS (placebo).

Objective: To investigate the clinical efficacy of LIPUS in the management of patellar tendinopathy symptoms.

The development of the research question is the most important aspect of a research project. A research project can fail if the objectives and hypothesis are poorly focused and underdeveloped. Useful tips for surgical researchers are provided in Box 3 . Designing and developing an appropriate and relevant research question, hypothesis and objectives can be a difficult task. The critical appraisal of the research question used in a study is vital to the application of the findings to clinical practice. Focusing resources, time and dedication to these 3 very important tasks will help to guide a successful research project, influence interpretation of the results and affect future publication efforts.

Tips for developing research questions, hypotheses and objectives for research studies

  • Perform a systematic literature review (if one has not been done) to increase knowledge and familiarity with the topic and to assist with research development.
  • Learn about current trends and technological advances on the topic.
  • Seek careful input from experts, mentors, colleagues and collaborators to refine your research question as this will aid in developing the research question and guide the research study.
  • Use the FINER criteria in the development of the research question.
  • Ensure that the research question follows PICOT format.
  • Develop a research hypothesis from the research question.
  • Develop clear and well-defined primary and secondary (if needed) objectives.
  • Ensure that the research question and objectives are answerable, feasible and clinically relevant.

FINER = feasible, interesting, novel, ethical, relevant; PICOT = population (patients), intervention (for intervention studies only), comparison group, outcome of interest, time.

Competing interests: No funding was received in preparation of this paper. Dr. Bhandari was funded, in part, by a Canada Research Chair, McMaster University.

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Example sentences overarching theory

This straightforward response (we think) need not imply any grand, overarching theory of press regulation.
There's no overarching theory , no readily identifiable villain, no single moment to which the current combination of caution, despair, and underachievement that defines studio thinking can be traced.
What has been happening has no overarching theory or grand narrative to claim our allegiance, and much of its detail may not survive the next decade of theoretical reconfiguration.
Scientific controversies are minor and concern the details of the mechanisms of evolution, not the validity of the overarching theory of evolution.
With the loss of interest in overarching theories and development-problems bound to the late colonial era, witch-hunts and witchcraft-beliefs were treated as an issue of specialists.

Definition of 'overarching' overarching

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Definition of 'theory' theory

B2

COBUILD Collocations overarching theory

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Definition of hypothesis

Did you know.

The Difference Between Hypothesis and Theory

A hypothesis is an assumption, an idea that is proposed for the sake of argument so that it can be tested to see if it might be true.

In the scientific method, the hypothesis is constructed before any applicable research has been done, apart from a basic background review. You ask a question, read up on what has been studied before, and then form a hypothesis.

A hypothesis is usually tentative; it's an assumption or suggestion made strictly for the objective of being tested.

A theory , in contrast, is a principle that has been formed as an attempt to explain things that have already been substantiated by data. It is used in the names of a number of principles accepted in the scientific community, such as the Big Bang Theory . Because of the rigors of experimentation and control, it is understood to be more likely to be true than a hypothesis is.

In non-scientific use, however, hypothesis and theory are often used interchangeably to mean simply an idea, speculation, or hunch, with theory being the more common choice.

Since this casual use does away with the distinctions upheld by the scientific community, hypothesis and theory are prone to being wrongly interpreted even when they are encountered in scientific contexts—or at least, contexts that allude to scientific study without making the critical distinction that scientists employ when weighing hypotheses and theories.

The most common occurrence is when theory is interpreted—and sometimes even gleefully seized upon—to mean something having less truth value than other scientific principles. (The word law applies to principles so firmly established that they are almost never questioned, such as the law of gravity.)

This mistake is one of projection: since we use theory in general to mean something lightly speculated, then it's implied that scientists must be talking about the same level of uncertainty when they use theory to refer to their well-tested and reasoned principles.

The distinction has come to the forefront particularly on occasions when the content of science curricula in schools has been challenged—notably, when a school board in Georgia put stickers on textbooks stating that evolution was "a theory, not a fact, regarding the origin of living things." As Kenneth R. Miller, a cell biologist at Brown University, has said , a theory "doesn’t mean a hunch or a guess. A theory is a system of explanations that ties together a whole bunch of facts. It not only explains those facts, but predicts what you ought to find from other observations and experiments.”

While theories are never completely infallible, they form the basis of scientific reasoning because, as Miller said "to the best of our ability, we’ve tested them, and they’ve held up."

  • proposition
  • supposition

hypothesis , theory , law mean a formula derived by inference from scientific data that explains a principle operating in nature.

hypothesis implies insufficient evidence to provide more than a tentative explanation.

theory implies a greater range of evidence and greater likelihood of truth.

law implies a statement of order and relation in nature that has been found to be invariable under the same conditions.

Examples of hypothesis in a Sentence

These examples are programmatically compiled from various online sources to illustrate current usage of the word 'hypothesis.' Any opinions expressed in the examples do not represent those of Merriam-Webster or its editors. Send us feedback about these examples.

Word History

Greek, from hypotithenai to put under, suppose, from hypo- + tithenai to put — more at do

1641, in the meaning defined at sense 1a

Phrases Containing hypothesis

  • counter - hypothesis
  • nebular hypothesis
  • null hypothesis
  • planetesimal hypothesis
  • Whorfian hypothesis

Articles Related to hypothesis

hypothesis

This is the Difference Between a...

This is the Difference Between a Hypothesis and a Theory

In scientific reasoning, they're two completely different things

Dictionary Entries Near hypothesis

hypothermia

hypothesize

Cite this Entry

“Hypothesis.” Merriam-Webster.com Dictionary , Merriam-Webster, https://www.merriam-webster.com/dictionary/hypothesis. Accessed 22 Apr. 2024.

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COMMENTS

  1. The Hierarchy-of-Hypotheses Approach: A Synthesis Method for Enhancing Theory Development in Ecology and Evolution

    In the second case (i.e., if the aim is to organize theory), the process of creating the hierarchy starts with decomposing an overarching hypothesis. An HoH allows one to make the meaning of this overarching hypothesis more explicit by formulating its components as separate subhypotheses from which testable, specific predictions can be derived.

  2. The Four Types of Research Paradigms: A Comprehensive Guide

    Researchers using this paradigm are more often than not aiming to create a more just, egalitarian society in which individual and collective freedoms are secure. Both quantitative and qualitative methods can be used with this paradigm. 4. Constructivist Research Paradigm.

  3. over-arching theory

    A term used here to refer to fundamental and particularly broad explanations for many aspects of the natural world. Over-arching theories often help define scientific disciplines and embody the principles that are at the core of our understanding of phenomena in that discipline. Examples include plate tectonics and evolution. To learn more ...

  4. The Structure of Scientific Theories

    An overarching theme of the Semantic View is that analyzing theory structure requires employing mathematical tools rather than predicate logic. After all, defining scientific concepts within a specific formal language makes any axiomatizing effort dependent on the choice, nature, and idiosyncrasies of that narrowly-defined language.

  5. What Synthesis Methodology Should I Use? A Review and Analysis of

    By contrast, the Joanna Briggs Institute does not define a SR as necessarily the highest form of evidence. As noted below, a meta-analysis is always a SR, but a SR is not always a meta-analysis. Data type: There is nothing that specifies data have to be quantitative, and the definition can apply to qualitative findings. Generally, however, the ...

  6. What is a hypothesis?

    A hypothesis states your predictions about what your research will find. It is a tentative answer to your research question that has not yet been tested. For some research projects, you might have to write several hypotheses that address different aspects of your research question. A hypothesis is not just a guess — it should be based on ...

  7. PDF Your research questions . . . are at the heart of your research design

    central, overarching research question is typical, followed by subques-tions. The central research question should include a broad question that denotes the exploration of the central phenomenon under study. The subquestions that follow these main questions are often used to probe specific aspects of the phenomenon and may also be used as the

  8. The scientific method (article)

    The scientific method. At the core of biology and other sciences lies a problem-solving approach called the scientific method. The scientific method has five basic steps, plus one feedback step: Make an observation. Ask a question. Form a hypothesis, or testable explanation. Make a prediction based on the hypothesis.

  9. PDF Understanding Hypotheses, Predictions, Laws, and Theories

    A (causal) hypothesis does not become a theory if it subsequently becomes well-supported by evidence. Definitions The following definitions are used in this paper: A (causal) hypothesis is a proposed explanation. A prediction is the expected result of a test that is derived, by deduction, from a hypothesis or theory. (may become)

  10. Machine learning with the hierarchy‐of‐hypotheses (HoH) approach

    The authors categorized each subhypothesis based on the following aspects: hypothesis‐formulation (ie, how to make the overarching hypothesis less general and better testable by assigning a particular definition on each term in the general hypothesis); context‐dependence (ie, additional factors that may influence the conclusion); and test ...

  11. Research Hypothesis: Definition, Types, Examples and Quick Tips

    Simple hypothesis. A simple hypothesis is a statement made to reflect the relation between exactly two variables. One independent and one dependent. Consider the example, "Smoking is a prominent cause of lung cancer." The dependent variable, lung cancer, is dependent on the independent variable, smoking. 4.

  12. PDF Hypothesis Writing in Clinical Research

    Perform a literature review. Keep up with current trends and advances on the topic. Seek input from experts, colleagues and collaborators to refine the research question. Use the FINER criteria to develop the research question. Develop a research hypothesis from the research question.

  13. Understanding and Identifying 'Themes' in Qualitative Case Study

    Themes should be far away from the description of any facet of the context. Themes should be closer to explaining the endogenous constructs of a research. Further, often the contribution of a qualitative case study research (QCSR) emerges from the 'extension of a theory' or 'developing deeper understanding—fresh meaning of a phenomenon'.

  14. What Is a Hypothesis? The Scientific Method

    A hypothesis (plural hypotheses) is a proposed explanation for an observation. The definition depends on the subject. In science, a hypothesis is part of the scientific method. It is a prediction or explanation that is tested by an experiment. Observations and experiments may disprove a scientific hypothesis, but can never entirely prove one.

  15. Write Your Specific Aims Page

    Write specific aims that test a single, overarching hypothesis, and not individual aims connected to their own hypotheses. Note: Depending on the grant you are seeking, this rule may not be possible or desirable. For example, if you are applying for an R01 grant in health services/outcomes research, the typical grant in this area has a data collection project at its core that often addresses ...

  16. OVERARCHING

    OVERARCHING meaning: 1. most important, because of including or affecting all other areas: 2. most important, because…. Learn more.

  17. OVERARCHING Definition & Meaning

    Overarching definition: forming an arch above. See examples of OVERARCHING used in a sentence.

  18. OVERARCHING

    OVERARCHING definition: 1. most important, because of including or affecting all other areas: 2. most important, because…. Learn more.

  19. Research questions, hypotheses and objectives

    The development of the research question, including a supportive hypothesis and objectives, is a necessary key step in producing clinically relevant results to be used in evidence-based practice. A well-defined and specific research question is more likely to help guide us in making decisions about study design and population and subsequently ...

  20. OVERARCHING THEORY definition and meaning

    OVERARCHING THEORY definition | Meaning, pronunciation, translations and examples

  21. Overarching Definition & Meaning

    The meaning of OVERARCHING is forming an arch overhead. How to use overarching in a sentence.

  22. Machine learning with the hierarchy‐of‐hypotheses (HoH) approach

    The authors categorized each subhypothesis based on the following aspects: hypothesis-formulation (ie, how to make the overarching hypothesis less general and better testable by assigning a particular definition on each term in the general hypothesis); context-dependence (ie, additional factors that may influence the conclusion); and test ...

  23. Hypothesis Definition & Meaning

    hypothesis: [noun] an assumption or concession made for the sake of argument. an interpretation of a practical situation or condition taken as the ground for action.