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dissertation ethical issues

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Research ethics

You may be able to learn about the ethical approach used in the main journal article (if this is discussed), but more often than not, it is better to focus on your own dissertation when it comes to setting out the approach towards research ethics you will take. At the undergraduate or master's level, the extent to which you will have to consider research ethics in your dissertation and the role that such ethics will play in shaping your research strategy will depend on a number of factors: (a) your dissertation and university ethics guidelines; (b) your chosen research method, the way that the research method is used, and the specific measures that are selected; and (c) your chosen sampling strategy, including the type of sampling technique used, your sample size, and the use of gatekeepers when selecting your sample.

  • CONSIDERATION ONE: Your dissertation and university ethics guidelines
  • CONSIDERATION TWO: The nature of the research method and measures you select
  • CONSIDERATION THREE: The sampling strategy that you select

CONSIDERATION #1 Your dissertation and university ethics guidelines

Whilst ethical requirements in research can vary across countries, there are a number of basic principles of research ethics that you will be expected to follow. Broadly speaking, your dissertation research should not only aim to do good (i.e., beneficence ), but also avoid doing any harm (i.e., non-malfeasance ). The five main ethical principles you should abide by, in most cases , include: (a) minimising the risk of harm; (b) obtaining informed consent; (c) protecting anonymity and confidentiality; (d) avoiding deceptive practices; and (e) providing the right to withdraw. In the article, Principles of research ethics in the Research Ethics section of the Fundamentals part of Lærd Dissertation, we explain these five basic principles in more detail. It is worth reading this article before reading on.

Following these basic principles is not only important for ethical reasons , but also practical ones, since a failure to meet such basic principles may lead to your research being (a) criticised, potentially leading to a lower mark, and/or (b) rejected by your supervisor or Ethics Committee , costing you valuable time. We mention your supervisor and the university Ethics Committee because the extent of the ethical requirements that you have to take into account will differ considerably from dissertation to dissertation. As a starting point, your dissertation guidelines should indicate whether you are required to complete an Ethics Proposal and/or Ethics Consent Form , even at the undergraduate or master's level, and if so, whether this should first be passed by your supervisor to see if ethical approval from the university Ethics Committee will be necessary. Even if such an Ethics Proposal is not required, it is still advisable to discuss the ethical implications of your dissertation with your supervisor; something that we discuss in STAGE SEVEN: Assessment point . At the very least, you will have to consider the role that research ethics will play in shaping your research strategy .

CONSIDERATION #2 The nature of the research method and measures you select

Research ethics is not a one size fits all approach. The research strategy that you choose to guide your dissertation often determines the approach that you should take towards research ethics. When we talk about an approach to research ethics, we are referring to ethical choices that you may make that are specific to your dissertation. For example, many students will be able to obtain informed consent from participants to take part in their research. However, there may be reasons that you cannot obtain informed consent from participants to take part, perhaps because the research design guiding your dissertation and the research method you use make this difficult or impossible (e.g., an experimental research design and the use of covert structured observation to study people in a nightclub or an Internet chat room).

When you consider the five practical ethical principles you read about earlier, it may appear obvious that your dissertation should include these. However, there are many instances where it is not possible or desirable to obtain informed consent from research participants. Similarly, there may be instances where you seek permission from participants not to protect their anonymity. More often than not, such choices should reflect the research strategy that you adopt to guide your dissertation. The potential ethical issues raised by different research methods not only differ from one type of research method to the next (e.g., surveys versus structured observation), but also the way in which a research method is used (e.g., overt versus covert observation) and your choice of measures (e.g., the specific questions that you ask in a survey). In each of our articles on different research methods, you can read up on the potential issues that your choice of research method will have for your dissertation (see the Research Methods section of the Fundamentals part of Lærd Dissertation and click on the relevant research method; there is a section on research ethics in each article).

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  • Ethical Considerations in Research | Types & Examples

Ethical Considerations in Research | Types & Examples

Published on October 18, 2021 by Pritha Bhandari . Revised on June 22, 2023.

Ethical considerations in research are a set of principles that guide your research designs and practices. Scientists and researchers must always adhere to a certain code of conduct when collecting data from people.

The goals of human research often include understanding real-life phenomena, studying effective treatments, investigating behaviors, and improving lives in other ways. What you decide to research and how you conduct that research involve key ethical considerations.

These considerations work to

  • protect the rights of research participants
  • enhance research validity
  • maintain scientific or academic integrity

Table of contents

Why do research ethics matter, getting ethical approval for your study, types of ethical issues, voluntary participation, informed consent, confidentiality, potential for harm, results communication, examples of ethical failures, other interesting articles, frequently asked questions about research ethics.

Research ethics matter for scientific integrity, human rights and dignity, and collaboration between science and society. These principles make sure that participation in studies is voluntary, informed, and safe for research subjects.

You’ll balance pursuing important research objectives with using ethical research methods and procedures. It’s always necessary to prevent permanent or excessive harm to participants, whether inadvertent or not.

Defying research ethics will also lower the credibility of your research because it’s hard for others to trust your data if your methods are morally questionable.

Even if a research idea is valuable to society, it doesn’t justify violating the human rights or dignity of your study participants.

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Before you start any study involving data collection with people, you’ll submit your research proposal to an institutional review board (IRB) .

An IRB is a committee that checks whether your research aims and research design are ethically acceptable and follow your institution’s code of conduct. They check that your research materials and procedures are up to code.

If successful, you’ll receive IRB approval, and you can begin collecting data according to the approved procedures. If you want to make any changes to your procedures or materials, you’ll need to submit a modification application to the IRB for approval.

If unsuccessful, you may be asked to re-submit with modifications or your research proposal may receive a rejection. To get IRB approval, it’s important to explicitly note how you’ll tackle each of the ethical issues that may arise in your study.

There are several ethical issues you should always pay attention to in your research design, and these issues can overlap with each other.

You’ll usually outline ways you’ll deal with each issue in your research proposal if you plan to collect data from participants.

Voluntary participation means that all research subjects are free to choose to participate without any pressure or coercion.

All participants are able to withdraw from, or leave, the study at any point without feeling an obligation to continue. Your participants don’t need to provide a reason for leaving the study.

It’s important to make it clear to participants that there are no negative consequences or repercussions to their refusal to participate. After all, they’re taking the time to help you in the research process , so you should respect their decisions without trying to change their minds.

Voluntary participation is an ethical principle protected by international law and many scientific codes of conduct.

Take special care to ensure there’s no pressure on participants when you’re working with vulnerable groups of people who may find it hard to stop the study even when they want to.

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dissertation ethical issues

Informed consent refers to a situation in which all potential participants receive and understand all the information they need to decide whether they want to participate. This includes information about the study’s benefits, risks, funding, and institutional approval.

You make sure to provide all potential participants with all the relevant information about

  • what the study is about
  • the risks and benefits of taking part
  • how long the study will take
  • your supervisor’s contact information and the institution’s approval number

Usually, you’ll provide participants with a text for them to read and ask them if they have any questions. If they agree to participate, they can sign or initial the consent form. Note that this may not be sufficient for informed consent when you work with particularly vulnerable groups of people.

If you’re collecting data from people with low literacy, make sure to verbally explain the consent form to them before they agree to participate.

For participants with very limited English proficiency, you should always translate the study materials or work with an interpreter so they have all the information in their first language.

In research with children, you’ll often need informed permission for their participation from their parents or guardians. Although children cannot give informed consent, it’s best to also ask for their assent (agreement) to participate, depending on their age and maturity level.

Anonymity means that you don’t know who the participants are and you can’t link any individual participant to their data.

You can only guarantee anonymity by not collecting any personally identifying information—for example, names, phone numbers, email addresses, IP addresses, physical characteristics, photos, and videos.

In many cases, it may be impossible to truly anonymize data collection . For example, data collected in person or by phone cannot be considered fully anonymous because some personal identifiers (demographic information or phone numbers) are impossible to hide.

You’ll also need to collect some identifying information if you give your participants the option to withdraw their data at a later stage.

Data pseudonymization is an alternative method where you replace identifying information about participants with pseudonymous, or fake, identifiers. The data can still be linked to participants but it’s harder to do so because you separate personal information from the study data.

Confidentiality means that you know who the participants are, but you remove all identifying information from your report.

All participants have a right to privacy, so you should protect their personal data for as long as you store or use it. Even when you can’t collect data anonymously, you should secure confidentiality whenever you can.

Some research designs aren’t conducive to confidentiality, but it’s important to make all attempts and inform participants of the risks involved.

As a researcher, you have to consider all possible sources of harm to participants. Harm can come in many different forms.

  • Psychological harm: Sensitive questions or tasks may trigger negative emotions such as shame or anxiety.
  • Social harm: Participation can involve social risks, public embarrassment, or stigma.
  • Physical harm: Pain or injury can result from the study procedures.
  • Legal harm: Reporting sensitive data could lead to legal risks or a breach of privacy.

It’s best to consider every possible source of harm in your study as well as concrete ways to mitigate them. Involve your supervisor to discuss steps for harm reduction.

Make sure to disclose all possible risks of harm to participants before the study to get informed consent. If there is a risk of harm, prepare to provide participants with resources or counseling or medical services if needed.

Some of these questions may bring up negative emotions, so you inform participants about the sensitive nature of the survey and assure them that their responses will be confidential.

The way you communicate your research results can sometimes involve ethical issues. Good science communication is honest, reliable, and credible. It’s best to make your results as transparent as possible.

Take steps to actively avoid plagiarism and research misconduct wherever possible.

Plagiarism means submitting others’ works as your own. Although it can be unintentional, copying someone else’s work without proper credit amounts to stealing. It’s an ethical problem in research communication because you may benefit by harming other researchers.

Self-plagiarism is when you republish or re-submit parts of your own papers or reports without properly citing your original work.

This is problematic because you may benefit from presenting your ideas as new and original even though they’ve already been published elsewhere in the past. You may also be infringing on your previous publisher’s copyright, violating an ethical code, or wasting time and resources by doing so.

In extreme cases of self-plagiarism, entire datasets or papers are sometimes duplicated. These are major ethical violations because they can skew research findings if taken as original data.

You notice that two published studies have similar characteristics even though they are from different years. Their sample sizes, locations, treatments, and results are highly similar, and the studies share one author in common.

Research misconduct

Research misconduct means making up or falsifying data, manipulating data analyses, or misrepresenting results in research reports. It’s a form of academic fraud.

These actions are committed intentionally and can have serious consequences; research misconduct is not a simple mistake or a point of disagreement about data analyses.

Research misconduct is a serious ethical issue because it can undermine academic integrity and institutional credibility. It leads to a waste of funding and resources that could have been used for alternative research.

Later investigations revealed that they fabricated and manipulated their data to show a nonexistent link between vaccines and autism. Wakefield also neglected to disclose important conflicts of interest, and his medical license was taken away.

This fraudulent work sparked vaccine hesitancy among parents and caregivers. The rate of MMR vaccinations in children fell sharply, and measles outbreaks became more common due to a lack of herd immunity.

Research scandals with ethical failures are littered throughout history, but some took place not that long ago.

Some scientists in positions of power have historically mistreated or even abused research participants to investigate research problems at any cost. These participants were prisoners, under their care, or otherwise trusted them to treat them with dignity.

To demonstrate the importance of research ethics, we’ll briefly review two research studies that violated human rights in modern history.

These experiments were inhumane and resulted in trauma, permanent disabilities, or death in many cases.

After some Nazi doctors were put on trial for their crimes, the Nuremberg Code of research ethics for human experimentation was developed in 1947 to establish a new standard for human experimentation in medical research.

In reality, the actual goal was to study the effects of the disease when left untreated, and the researchers never informed participants about their diagnoses or the research aims.

Although participants experienced severe health problems, including blindness and other complications, the researchers only pretended to provide medical care.

When treatment became possible in 1943, 11 years after the study began, none of the participants were offered it, despite their health conditions and high risk of death.

Ethical failures like these resulted in severe harm to participants, wasted resources, and lower trust in science and scientists. This is why all research institutions have strict ethical guidelines for performing research.

If you want to know more about statistics , methodology , or research bias , make sure to check out some of our other articles with explanations and examples.

  • Normal distribution
  • Measures of central tendency
  • Chi square tests
  • Confidence interval
  • Quartiles & Quantiles
  • Cluster sampling
  • Stratified sampling
  • Thematic analysis
  • Cohort study
  • Peer review
  • Ethnography

Research bias

  • Implicit bias
  • Cognitive bias
  • Conformity bias
  • Hawthorne effect
  • Availability heuristic
  • Attrition bias
  • Social desirability bias

Ethical considerations in research are a set of principles that guide your research designs and practices. These principles include voluntary participation, informed consent, anonymity, confidentiality, potential for harm, and results communication.

Scientists and researchers must always adhere to a certain code of conduct when collecting data from others .

These considerations protect the rights of research participants, enhance research validity , and maintain scientific integrity.

Research ethics matter for scientific integrity, human rights and dignity, and collaboration between science and society. These principles make sure that participation in studies is voluntary, informed, and safe.

Anonymity means you don’t know who the participants are, while confidentiality means you know who they are but remove identifying information from your research report. Both are important ethical considerations .

You can only guarantee anonymity by not collecting any personally identifying information—for example, names, phone numbers, email addresses, IP addresses, physical characteristics, photos, or videos.

You can keep data confidential by using aggregate information in your research report, so that you only refer to groups of participants rather than individuals.

These actions are committed intentionally and can have serious consequences; research misconduct is not a simple mistake or a point of disagreement but a serious ethical failure.

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dissertation ethical issues

Addressing ethical issues in your research proposal

This article explores the ethical issues that may arise in your proposed study during your doctoral research degree.

What ethical principles apply when planning and conducting research?

Research ethics are the moral principles that govern how researchers conduct their studies (Wellcome Trust, 2014). As there are elements of uncertainty and risk involved in any study, every researcher has to consider how they can uphold these ethical principles and conduct the research in a way that protects the interests and welfare of participants and other stakeholders (such as organisations).  

You will need to consider the ethical issues that might arise in your proposed study. Consideration of the fundamental ethical principles that underpin all research will help you to identify the key issues and how these could be addressed. As you are probably a practitioner who wants to undertake research within your workplace, consider how your role as an ‘insider’ influences how you will conduct your study. Think about the ethical issues that might arise when you become an insider researcher (for example, relating to trust, confidentiality and anonymity).  

What key ethical principles do you think will be important when planning or conducting your research, particularly as an insider? Principles that come to mind might include autonomy, respect, dignity, privacy, informed consent and confidentiality. You may also have identified principles such as competence, integrity, wellbeing, justice and non-discrimination.  

Key ethical issues that you will address as an insider researcher include:

  • Gaining trust
  • Avoiding coercion when recruiting colleagues or other participants (such as students or service users)
  • Practical challenges relating to ensuring the confidentiality and anonymity of organisations and staff or other participants.

(Heslop et al, 2018)

A fuller discussion of ethical principles is available from the British Psychological Society’s Code of Human Research Ethics (BPS, 2021).

You can also refer to guidance from the British Educational Research Association and the British Association for Applied Linguistics .

Pebbles balance on a stone see-saw

Ethical principles are essential for protecting the interests of research participants, including maximising the benefits and minimising any risks associated with taking part in a study. These principles describe ethical conduct which reflects the integrity of the researcher, promotes the wellbeing of participants and ensures high-quality research is conducted (Health Research Authority, 2022).  

Research ethics is therefore not simply about gaining ethical approval for your study to be conducted. Research ethics relates to your moral conduct as a doctoral researcher and will apply throughout your study from design to dissemination (British Psychological Society, 2021). When you apply to undertake a doctorate, you will need to clearly indicate in your proposal that you understand these ethical principles and are committed to upholding them.  

Where can I find ethical guidance and resources? 

Professional bodies, learned societies, health and social care authorities, academic publications, Research Ethics Committees and research organisations provide a range of ethical guidance and resources. International codes such as the Universal Declaration of Human Rights underpin ethical frameworks (United Nations, 1948).  

You may be aware of key legislation in your own country or the country where you plan to undertake the research, including laws relating to consent, data protection and decision-making capacity, for example, the Data Protection Act, 2018 (UK).  If you want to find out more about becoming an ethical researcher, check out this Open University short course: Becoming an ethical researcher: Introduction and guidance: What is a badged course? - OpenLearn - Open University  

You should be able to justify the research decisions you make. Utilising these resources will guide your ethical judgements when writing your proposal and ultimately when designing and conducting your research study. The Ethical Guidelines for Educational Research (British Educational Research Association, 2018) identifies the key responsibilities you will have when you conduct your research, including the range of stakeholders that you will have responsibilities to, as follows:   

  • to your participants (e.g. to appropriately inform them, facilitate their participation and support them)
  • clients, stakeholders and sponsors
  • the community of educational or health and social care researchers
  • for publication and dissemination
  • your wellbeing and development

The National Institute for Health and Care Research (no date) has emphasised the need to promote equality, diversity and inclusion when undertaking research, particularly to address long-standing social and health inequalities. Research should be informed by the diversity of people’s experiences and insights, so that it will lead to the development of practice that addresses genuine need. A commitment to equality, diversity and inclusion aims to eradicate prejudice and discrimination on the basis of an individual or group of individuals' protected characteristics such as sex (gender), disability, race, sexual orientation, in line with the Equality Act 2010.  

The NIHR has produced guidance for enhancing the inclusion of ‘under-served groups’ when designing a research study (2020). Although the guidance refers to clinical research it is relevant to research more broadly.  

You should consider how you will promote equality and diversity in your planned study, including through aspects such as your research topic or question, the methodology you will use, the participants you plan to recruit and how you will analyse and interpret your data.    

What ethical issues do I need to consider when writing my research proposal?

Camera equipment set up filming a man talking

You might be planning to undertake research in a health, social care, educational or other setting, including observations and interviews. The following prompts should help you to identify key ethical issues that you need to bear in mind when undertaking research in such settings.  

1.     Imagine you are a potential participant. Think about the questions and concerns that you might have:

  • How would you feel if a researcher sat in your space and took notes, completed a checklist, or made an audio or film recording?
  • What harm might a researcher cause by observing or interviewing you and others?
  • What would you want to know about the researcher and ask them about the study before giving consent?
  • When imagining you are the participant, how could the researcher make you feel more comfortable to be observed or interviewed? 

2.     Having considered the perspective of your potential participant, how would you take account of concerns such as privacy, consent, wellbeing and power in your research proposal?  

[Adapted from OpenLearn course: Becoming an ethical researcher, Week 2 Activity 3: Becoming an ethical researcher - OpenLearn - Open University ]  

The ethical issues to be considered will vary depending on your organisational context/role, the types of participants you plan to recruit (for example, children, adults with mental health problems), the research methods you will use, and the types of data you will collect. You will need to decide how to recruit your participants so you do not inappropriately exclude anyone.  Consider what methods may be necessary to facilitate their voice and how you can obtain their consent to taking part or ensure that consent is obtained from someone else as necessary, for example, a parent in the case of a child. 

You should also think about how to avoid imposing an unnecessary burden or costs on your participants. For example, by minimising the length of time they will have to commit to the study and by providing travel or other expenses. Identify the measures that you will take to store your participants’ data safely and maintain their confidentiality and anonymity when you report your findings. You could do this by storing interview and video recordings in a secure server and anonymising their names and those of their organisations using pseudonyms.  

Professional codes such as the Code of Human Research Ethics (BPS, 2021) provide guidance on undertaking research with children. Being an ‘insider’ researching within your own organisation has advantages. However, you should also consider how this might impact on your research, such as power dynamics, consent, potential bias and any conflict of interest between your professional and researcher roles (Sapiro and Matthews, 2020).  

How have other researchers addressed any ethical challenges?

The literature provides researchers’ accounts explaining how they addressed ethical challenges when undertaking studies. For example, Turcotte-Tremblay and McSween-Cadieux (2018) discuss strategies for protecting participants’ confidentiality when disseminating findings locally, such as undertaking fieldwork in multiple sites and providing findings in a generalised form. In addition, professional guidance includes case studies illustrating how ethical issues can be addressed, including when researching online forums (British Sociological Association, no date).

Watch the videos below and consider what insights the postgraduate researcher and supervisor provide  regarding issues such as being an ‘insider researcher’, power relations, avoiding intrusion, maintaining participant anonymity and complying with research ethics and professional standards. How might their experiences inform the design and conduct of your own study?

Postgraduate researcher and supervisor talk about ethical considerations

Your thoughtful consideration of the ethical issues that might arise and how you would address these should enable you to propose an ethically informed study and conduct it in a responsible, fair and sensitive manner. 

British Educational Research Association (2018)  Ethical Guidelines for Educational Research.  Available at:  https://www.bera.ac.uk/publication/ethical-guidelines-for-educational-research-2018  (Accessed: 9 June 2023).

British Psychological Society (2021)  Code of Human Research Ethics . Available at:  https://cms.bps.org.uk/sites/default/files/2022-06/BPS%20Code%20of%20Human%20Research%20Ethics%20%281%29.pdf  (Accessed: 9 June 2023).

British Sociological Association (2016)  Researching online forums . Available at:  https://www.britsoc.co.uk/media/24834/j000208_researching_online_forums_-cs1-_v3.pdf  (Accessed: 9 June 2023).

Health Research Authority (2022)  UK Policy Framework for Health and Social Care Research . Available at:  https://www.hra.nhs.uk/planning-and-improving-research/policies-standards-legislation/uk-policy-framework-health-social-care-research/uk-policy-framework-health-and-social-care-research/#chiefinvestigators  (Accessed: 9 June 2023).

Heslop, C., Burns, S., Lobo, R. (2018) ‘Managing qualitative research as insider-research in small rural communities’,  Rural and Remote Health , 18: pp. 4576.

Equality Act 2010, c. 15.  Available at:   https://www.legislation.gov.uk/ukpga/2010/15/introduction   (Accessed: 9 June 2023).

National Institute for Health and Care Research (no date)  Equality, Diversity and Inclusion (EDI) . Available at:  https://arc-kss.nihr.ac.uk/public-and-community-involvement/pcie-guide/how-to-do-pcie/equality-diversity-and-inclusion-edi  (Accessed: 9 June 2023).

National Institute for Health and Care Research (2020)  Improving inclusion of under-served groups in clinical research: Guidance from INCLUDE project.  Available at:   https://www.nihr.ac.uk/documents/improving-inclusion-of-under-served-groups-in-clinical-research-guidance-from-include-project/25435  (Accessed: 9 June 2023).

Sapiro, B. and Matthews, E. (2020) ‘Both Insider and Outsider. On Conducting Social Work Research in Mental Health Settings’,  Advances in Social Work , 20(3). Available at:  https://doi.org/10.18060/23926

Turcotte-Tremblay, A. and McSween-Cadieux, E. (2018) ‘A reflection on the challenge of protecting confidentiality of participants when disseminating research results locally’,  BMC Medical Ethics,  19(supplement 1), no. 45. Available at:   https://bmcmedethics.biomedcentral.com/articles/10.1186/s12910-018-0279-0

United Nations General Assembly (1948)  The Universal Declaration of Human Rights . Resolution A/RES/217/A. Available at:  https://www.un.org/en/about-us/universal-declaration-of-human-rights#:~:text=Drafted%20by%20representatives%20with%20different,all%20peoples%20and%20all%20nations . (Accessed: 9 June 2023).

Wellcome Trust (2014)  Ensuring your research is ethical: A guide for Extended Project Qualification students . Available at:  https://wellcome.org/sites/default/files/wtp057673_0.pdf  (Accessed: 9 June 2023).

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  • Writing Tips

A Guide to Logistical/Ethical Considerations in Thesis/Dissertation Writing

A Guide to Logistical/Ethical Considerations in Thesis/Dissertation Writing

4-minute read

  • 14th May 2023

Why include a section on logistical/ethical considerations in your thesis/dissertation?

Ethical and logistical considerations are the guidelines that marshal your research practices and activities. With so many necessary steps to planning your dissertation , it may be tempting to dash off your logistical and ethical considerations section. However, don’t make that mistake! Including a thorough section on logistical and ethical considerations in your thesis shows that you have carefully considered your research plan, from the ethical implications of your research findings to the impact of performing the study itself.

And above all else, not providing well-thought-out ethical and logistical considerations in your research plan could derail your entire dissertation and have other grave consequences . But not to worry! Here, we offer a step-by-step guide to writing your logistical and ethical considerations section so that you can tick another essential item off your thesis checklist .

Steps for creating a logistical/ethical considerations section

  • Clarify your ethical and logistical principles.

Your ethical and logistical principles will depend on many factors, such as research topic, fieldwork, and the possibility of direct interaction with vulnerable populations.

However, several overarching research principles are always helpful to remember. For example, the Belmont Report lists three often invoked principles: respect for persons, beneficence (i.e., maximize potential benefits to research subjects and minimize potential harm), and justice (i.e., people should be treated fairly). However, many other principles exist (and we offer a few other frequently cited principles below that might apply to your research).

If you haven’t done so already, discuss the ramifications of your dissertation work from an ethical standpoint with your adviser, who may bring up concerns that you’ve overlooked. You should also check with your organization’s Institutional Review Board (IRB) to confirm that there are no policies you need to be aware of.

  • Evaluate each step of your research plan, as well as its potential risks and implications, and plan how you will ensure the ethical treatment of all persons involved.

Now that you have clarified your ethical and logistical principles, go through each stage of your research plan and consider the ethical impact of each step. Come up with a systematic plan to make sure that you’re protecting the ethical standards you’ve laid out for each one of the people affected by your research.

  • Record your practices thoroughly and carefully during your research.

During the course of your study, keep detailed records of how you made sure the practices that address the ethical and logistical considerations were completed.

For example, if you should be obtaining verbal consent before conducting an interview, maintain a system to record that the consent was received.

Or, if it’s necessary to keep your digital data secure, be sure to make a note of the hardware and software you use. Plenty of online templates can help you keep these details organized.

  • Write the ethical and logistical considerations section.

If you’ve kept detailed records, writing up your ethical and logistical considerations should be a straightforward process. It’s more common these days to see a section devoted to research ethics in dissertation structures .

Once again, check with your adviser to make sure you follow the proper protocol when you add your section on ethical and logistical considerations to your dissertation.

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Potential ethical and logistical considerations

This is not a comprehensive list, but here are a few more common ethical and logistical considerations that may apply to your research work:

●  Informed consent : Participants should be able to voluntarily join the study and know what the study is about and what the implications of the work are.

●  Anonymity, confidentiality, and data protection : Participants should have a reasonable expectation that their confidential data will remain private.

●  Nondiscrimination : You should avoid discrimination on the basis of sex, race, ethnicity, or any other factor.

●  Social responsibility : Research should contribute to the common good.

Following the four steps outlined in this post will help you write an ethical and logistical considerations section in your dissertation:

1. Define your principles

2. Evaluate the risks and implications of each stage of your research

3. Record your practices carefully

4. Write up your considerations in the appropriate format for the dissertation.

Although ethical considerations vary from study to study, our guide should get you through another step in writing your thesis! Remember to include enough time for editing and proofreading your dissertation , and if you’re interested in some help from us, you can try a sample of our services for free . Good luck writing your dissertation!

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Ethical Considerations in Dissertation Writing: Best Practices

Ethical Considerations in Dissertation Writing: Best Practices

Writing a dissertation is a significant milestone in an academic journey. It's a testament to your research skills, critical thinking, and ability to contribute to your field of study. However, amidst the rigorous research and writing process, it's crucial not to overlook the ethical considerations that underpin academic work. Upholding ethical principles in dissertation writing is not just a formality; it's a fundamental aspect of maintaining the integrity and credibility of your research. In this article, we'll explore some best practices for ensuring ethical conduct in your dissertation writing.

Research Ethics and Compliance:

Ethical considerations are the foundation of sound research practices. Ensuring that your dissertation adheres to ethical principles and guidelines is not just a formality; it's a fundamental aspect of maintaining the integrity and credibility of your research.

Understanding Research Ethics:

Research ethics encompass a set of principles and values that guide researchers in conducting their studies ethically and responsibly. These principles are particularly critical when your research involves human subjects, animals, or sensitive data. The following are key aspects of research ethics that every dissertation writer should be aware of:

1. Informed Consent:  When your research involves human participants, obtaining informed consent is paramount. Informed consent means that participants are fully aware of the nature of the study, their involvement, potential risks, and their rights. It is essential to provide participants with clear and understandable information and allow them to voluntarily consent or decline participation.

2. Protecting Privacy:  Respect for participants' privacy is another crucial ethical consideration. Ensure that you take measures to protect the confidentiality of individuals involved in your research. Anonymize data by removing any identifying information or use pseudonyms to safeguard participants' identities.

3. Honesty and Transparency:  Transparency and honesty are fundamental to research ethics. Be honest about your research objectives, methodologies, and sources of data. Report your findings truthfully, even if they do not align with your initial hypotheses. Avoid any form of data manipulation or selective reporting that could compromise the integrity of your research.

4. Data Management:  Implement robust data management practices from the start of your research. Keep comprehensive records of data collection, analysis, and storage. Ensure that your data is securely stored and properly backed up. Ethical data management helps ensure the accuracy and reproducibility of your findings.

5. Ethical Review Boards:  Many institutions require that research involving human subjects undergo ethical review by an Institutional Review Board (IRB) or ethics committee. These boards assess research proposals to ensure that they comply with ethical standards and safeguard the well-being and rights of research participants. If your dissertation involves human subjects, it's essential to seek IRB approval.

6. Animal Research Ethics:  For research involving animals, adherence to ethical guidelines is crucial. Ensure that your research complies with the "Three Rs" principles: Replacement (using alternatives to animals), Reduction (minimizing the number of animals used), and Refinement (enhancing animal welfare and minimizing harm). Institutional Animal Care and Use Committees (IACUCs) oversee ethical considerations in animal research.

7. Conflicts of Interest:  Declare any potential conflicts of interest that could compromise the objectivity of your research. Conflicts of interest might include financial interests, personal relationships, or any factors that could influence your work's integrity. Transparency is vital in maintaining ethical research practices.

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Transparency and honesty.

Transparency and honesty are foundational ethical principles that must guide every aspect of your dissertation research and writing process. These principles ensure that your work is credible, reliable, and contributes to the advancement of knowledge with integrity.

Clear Research Objectives:  Begin by articulating your research objectives with clarity and precision. Your dissertation's introduction should provide a transparent overview of the goals and intentions of your study. Clearly state the questions you seek to answer and the hypotheses you aim to test. By doing so, you set the stage for an honest and focused investigation.

Open Methodology:  Transparency extends to your research methodology. Describe your research methods in detail, outlining how data will be collected, analyzed, and interpreted. Readers should be able to understand the steps you've taken to arrive at your conclusions. Be open about any limitations or constraints that might affect the validity of your research.

Honest Reporting of Findings:  Honesty is especially critical when it comes to reporting your research findings. Regardless of whether your results align with your initial hypotheses, it's essential to present them accurately. Avoid the temptation to selectively report data or manipulate results to fit preconceived notions. Dishonest reporting erodes the trustworthiness of your work.

Ethical Consideration of Data:  Ethical treatment of data is an integral aspect of transparency. Ensure that your data collection and analysis processes are free from bias or manipulation. Handle data with care, maintaining its integrity throughout the research process. If you encounter unexpected results or data that challenges your initial assumptions, address these findings honestly.

Citing Sources and Avoiding Plagiarism:  Citing sources properly is a non-negotiable aspect of transparency and honesty. Whenever you use someone else's work, ideas, or words, provide appropriate citations and references. Plagiarism, whether intentional or unintentional, is a breach of academic integrity and can have serious consequences. Use citation styles recommended by your institution or field.

Acknowledging Limitations:  Every research project has limitations, and it's essential to acknowledge them openly. Whether limitations relate to sample size, data availability, or methodological constraints, recognizing these factors demonstrates transparency. Discuss how these limitations may have influenced your results and interpretations.

Reproducibility and Replicability:  In the spirit of transparency, aim to make your research reproducible and replicable. Clearly document your research processes, including data collection instruments and analysis procedures. Share your data and methodology whenever possible, allowing others to verify and build upon your work.

Ethical Dilemmas and Challenges:  In some cases, you may encounter ethical dilemmas during your research. It's vital to address these challenges honestly and seek guidance from ethical review boards or mentors when necessary. Being transparent about how you navigated ethical complexities showcases your commitment to ethical research conduct.

Transparency and honesty are non-negotiable ethical principles in dissertation writing. They underpin the credibility of your research and demonstrate your commitment to responsible scholarship. By consistently upholding these principles, you contribute to the integrity of academic research and ensure that your dissertation is a trustworthy source of knowledge in your field.

Proper Citation and Avoiding Plagiarism

Proper citation and the avoidance of plagiarism are not just matters of academic etiquette; they are ethical imperatives that uphold the integrity of your dissertation. In the world of research and academia, giving credit where it's due is paramount.

Understanding Plagiarism:  Plagiarism involves using someone else's work, ideas, or words without proper attribution. It is considered a severe breach of academic integrity and can have far-reaching consequences, including academic penalties and damage to your reputation. To avoid plagiarism, follow these essential guidelines:

1. Cite Sources Accurately:

Whenever you incorporate information, ideas, or text from a source, whether it's a book, journal article, website, or any other medium, cite it appropriately. Different academic disciplines use specific citation styles (e.g., APA, MLA, Chicago), so be sure to follow the style recommended by your institution or field.

2. Quoting and Paraphrasing:  When using direct quotes from a source, enclose the text in quotation marks and provide a citation to the source. For paraphrased content (putting someone else's ideas into your own words), you must still acknowledge the original source with a citation. Paraphrasing does not make the information your own; it's essential to credit the original author.

3. Common Knowledge vs. Specific Information:  Not all information requires citation. Common knowledge, which includes widely accepted facts and information that is widely known and undisputed, does not need to be cited. However, if you are in doubt about whether something qualifies as common knowledge, it's better to provide a citation.

4. Self-Plagiarism:  Beware of self-plagiarism, which occurs when you reuse your previously published work without proper citation. While it's acceptable to build on your previous research, you must clearly indicate that you are referencing your earlier work and provide appropriate citations.

5. Citation Management Tools:  Consider using citation management tools like EndNote, Zotero, or Mendeley to help you organize your sources, create citations, and maintain proper records of your references. These tools can significantly streamline the citation process and reduce the risk of errors.

6. Plagiarism Detection Software:  Many institutions use plagiarism detection software to scan academic papers for potential plagiarism. Before submitting your dissertation, consider running it through such software to identify and rectify any unintentional instances of plagiarism.

7. Ethical Paraphrasing:  When paraphrasing, ensure that you are not merely rearranging words or sentence structure but genuinely reinterpreting the content in your own words. Ethical paraphrasing respects the original author's ideas while presenting them from your perspective.

8. Academic Integrity Workshops:  Some universities offer academic integrity workshops or courses that can help you better understand plagiarism and proper citation practices. Taking advantage of these resources can enhance your awareness and skills in this area.

Proper citation and avoiding plagiarism are not just technical aspects of dissertation writing but critical ethical considerations. By consistently citing sources accurately and respecting the intellectual property of others, you not only uphold academic integrity but also contribute to the trustworthiness of your research and the broader academic community.

Informed Consent and Privacy

When conducting research that involves human participants, whether through surveys, interviews, or experiments, it is essential to prioritize informed consent and safeguard the privacy of individuals. These ethical considerations are not only a moral obligation but also a legal and academic requirement in many cases.

Informed Consent:

Informed consent is the cornerstone of ethical research involving human subjects. It refers to the process of ensuring that participants fully understand the nature of the study, their role in it, potential risks, benefits, and their rights before they agree to participate. Here are key principles to keep in mind:

Clear Communication: Provide clear and comprehensive information about your research. This includes the purpose of the study, what participants will be asked to do, how their data will be used, and any potential risks or discomforts involved.

Voluntary Participation: Participation should be entirely voluntary. Participants should not feel coerced, pressured, or obligated to take part in your research. They should be free to decline or withdraw at any time without consequences.

Informed Decision-Making: Ensure that participants have the capacity to make an informed decision. This means they must have the cognitive ability to understand the information provided. If your study involves vulnerable populations, such as children or individuals with cognitive impairments, additional safeguards may be required.

Documentation: Always obtain written informed consent from participants, unless a waiver has been approved by an ethics review board. This written record should include all relevant information about the study and should be signed and dated by the participant.

Privacy Protection:

Respecting the privacy of research participants is another critical ethical consideration. Protecting their personal information and data is not just an ethical obligation but also a legal requirement in many jurisdictions. Here's how you can uphold privacy:

Anonymity and Confidentiality: When collecting data, take measures to ensure that participants' identities remain anonymous or confidential. Use participant codes or pseudonyms instead of real names, and store sensitive data securely.

Data Security: Implement robust data security practices to safeguard participant data. This includes encrypting electronic data, using secure storage methods, and restricting access to authorized personnel only.

Data Sharing: If you plan to share or publish your research data, do so in a way that protects participants' privacy. Avoid disclosing any information that could potentially identify individuals.

Ethical Review Boards: In many cases, research involving human subjects must undergo ethical review by an Institutional Review Board (IRB) or ethics committee. These bodies assess the ethical aspects of your research, including informed consent and privacy protections.

Data Retention: Develop clear data retention and disposal policies. Determine how long you will retain participant data and when it will be securely deleted or destroyed.

Participant Debriefing: After the study is completed, provide participants with a debriefing that explains the purpose and outcomes of the research. This ensures that participants leave the study with a clear understanding of their contribution.

Data Management and Retention

Effective data management and retention practices are essential for maintaining the integrity and credibility of your research. Properly handling and preserving research data not only ensures the accuracy and reliability of your findings but also aligns with ethical and legal requirements.

Data Management Principles:

Organized Data Collection: Start with organized data collection. Design clear data collection protocols, including data entry forms, surveys, or experimental procedures. Ensure that data are collected consistently and accurately.

Secure Data Storage: Store your research data securely. Whether your data is in digital or physical form, protect it from unauthorized access, loss, or damage. Use encryption for digital files and implement physical security measures for hard copies.

Data Backups: Regularly back up your data to prevent loss due to technical failures or unforeseen events. Maintain multiple copies of your data, both on-site and off-site, to safeguard against data loss.

Version Control: If you make changes to your data during the research process, use version control to track modifications. This ensures transparency and allows you to revert to previous versions if needed.

Metadata Documentation: Document metadata – information about your data – comprehensively. Metadata should include details about data sources, variables, data collection dates, and any data transformations or cleaning processes.

Data Cleaning and Validation: Perform thorough data cleaning and validation to identify and correct errors or inconsistencies in your dataset. Transparently document any data cleaning steps you take.

Data Ownership and Access: Clarify data ownership and access rights from the beginning of your research. If you are working with collaborators or collecting data from external sources, establish agreements regarding data ownership and sharing.

Data Retention Practices:

Retention Policies: Develop clear data retention policies that outline how long you will retain research data after the completion of your project. These policies should consider legal requirements, funding agency guidelines, and the value of the data.

Anonymization and De-identification: If you plan to share your research data with others, consider anonymizing or de-identifying the data to protect participants' privacy. Remove any identifying information that could link data to specific individuals.

Secure Archiving: For long-term data retention, consider using secure data archiving services or repositories that comply with data preservation standards. These repositories can ensure the long-term accessibility and integrity of your data.

Data Destruction: If you no longer require your research data or have exceeded the designated retention period, follow proper data destruction procedures. Shred physical documents, securely delete digital files, and ensure that no residual copies exist.

Documentation of Retention and Destruction: Maintain detailed records of data retention and destruction activities. This documentation serves as evidence that you have followed appropriate data management and retention practices.

Compliance with Regulations: Be aware of any legal or regulatory requirements related to data retention in your field or jurisdiction. Compliance with these regulations is crucial to avoid legal complications.

Ethical Considerations: Uphold ethical considerations when retaining or disposing of data. Ensure that data containing sensitive or personally identifiable information are treated with utmost care and respect for privacy.

Effective data management and retention practices not only protect your research but also facilitate data sharing and transparency within the academic community. By adhering to these principles, you contribute to the responsible conduct of research and enhance the credibility of your work.

In conclusion, ethical considerations are the bedrock of rigorous and credible dissertation writing. By following these best practices, you not only demonstrate your commitment to ethical research but also contribute to the advancement of knowledge with integrity and responsibility. Your dissertation should not only be a testament to your academic prowess but also a reflection of your ethical values as a scholar.

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Research-Methodology

Ethical Considerations

Ethical Considerations can be specified as one of the most important parts of the research. Dissertations may even be doomed to failure if this part is missing.

According to Bryman and Bell (2007) [1] the following ten points represent the most important principles related to ethical considerations in dissertations:

  • Research participants should not be subjected to harm in any ways whatsoever.
  • Respect for the dignity of research participants should be prioritised.
  • Full consent should be obtained from the participants prior to the study.
  • The protection of the privacy of research participants has to be ensured.
  • Adequate level of confidentiality of the research data should be ensured.
  • Anonymity of individuals and organisations participating in the research has to be ensured.
  • Any deception or exaggeration about the aims and objectives of the research must be avoided.
  • Affiliations in any forms, sources of funding, as well as any possible conflicts of interests have to be declared.
  • Any type of communication in relation to the research should be done with honesty and transparency.
  • Any type of misleading information, as well as representation of primary data findings in a biased way must be avoided.

In order to address ethical considerations aspect of your dissertation in an effective manner, you will need to expand discussions of each of the following points to at least one paragraph:

1. Voluntary participation of respondents in the research is important. Moreover, participants have rights to withdraw from the study at any stage if they wish to do so.

2. Respondents should participate on the basis of informed consent. The principle of informed consent involves researchers providing sufficient information and assurances about taking part to allow individuals to understand the implications of participation and to reach a fully informed, considered and freely given decision about whether or not to do so, without the exercise of any pressure or coercion. [2]

3. The use of offensive, discriminatory, or other unacceptable language needs to be avoided in the formulation of Questionnaire/Interview/Focus group questions.

4. Privacy and anonymity or respondents is of a paramount importance.

5. Acknowledgement of works of other authors used in any part of the dissertation with the use of Harvard/APA/Vancouver referencing system according to the Dissertation Handbook

6. Maintenance of the highest level of objectivity in discussions and analyses throughout the research

7. Adherence to Data Protection Act (1998) if you are studying in the UK

In studies that do not involve primary data collection, on the other hand, ethical issues are going to be limited to the points d) and e) above.

Most universities have their own Code of Ethical Practice. It is critically important for you to thoroughly adhere to this code in every aspect of your research and declare your adherence in ethical considerations part of your dissertation.

My e-book,  The Ultimate Guide to Writing a Dissertation in Business Studies: a step by step assistance  offers practical assistance to complete a dissertation with minimum or no stress. The e-book covers all stages of writing a dissertation starting from the selection to the research area to submitting the completed version of the work within the deadline. John Dudovskiy

Ethical Considerations in dissertation

[1] Bryman, A. &  Bell, E. (2007) “Business Research Methods”, 2nd edition. Oxford University Press.

[2] Saunders, M., Lewis, P. & Thornhill, A. (2012) “Research Methods for Business Students” 6th edition, Pearson Education Limited.

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  • Volume 36, Issue 7
  • Research ethics in dissertations: ethical issues and complexity of reasoning
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  • S Kjellström 1 ,
  • S N Ross 2 , 3 ,
  • B Fridlund 4
  • 1 Institute of Gerontology, School of Health Sciences, Jönköping University, Jönköping, Sweden
  • 2 Antioch University Midwest, Yellow Springs, Ohio, USA
  • 3 ARINA, Inc., Cincinnati, Ohio, USA
  • 4 Department of Nursing, School of Health Sciences, Jönköping University, Jönköping, Sweden
  • Correspondence to Sofia Kjellström, Institute of Gerontology, School of Health Sciences, Jönköping University, PO Box 1026, SE-551 11 Jönköping, Sweden; sofia.kjellstrom{at}hhj.hj.se

Background Conducting ethically sound research is a fundamental principle of scientific inquiry. Recent research has indicated that ethical concerns are insufficiently dealt with in dissertations.

Purpose To examine which research ethical topics were addressed and how these were presented in terms of complexity of reasoning in Swedish nurses' dissertations.

Methods Analyses of ethical content and complexity of ethical reasoning were performed on 64 Swedish nurses' PhD dissertations dated 2007.

Results A total of seven ethical topics were identified: ethical approval (94% of the dissertations), information and informed consent (86%), confidentiality (67%), ethical aspects of methods (61%), use of ethical principles and regulations (39%), rationale for the study (20%) and fair participant selection (14%). Four of those of topics were most frequently addressed: the majority of dissertations (72%) included 3–5 issues. While many ethical concerns, by their nature, involve systematic concepts or metasystematic principles, ethical reasoning scored predominantly at lesser levels of complexity: abstract (6% of the dissertations), formal (84%) and systematic (10%).

Conclusions Research ethics are inadequately covered in most dissertations by nurses in Sweden. Important ethical concerns are missing, and the complexity of reasoning on ethical principles, motives and implications is insufficient. This is partly due to traditions and norms that discount ethical concerns but is probably also a reflection of the ability of PhD students and supervisors to handle complexity in general. It is suggested that the importance of ethical considerations should be emphasised in graduate and post-graduate studies and that individuals with capacity to deal with systematic and metasystematic concepts are recruited to senior research positions.

  • Research ethics
  • human development
  • dissertation
  • graduate education
  • applied and professional ethics
  • scientific research

https://doi.org/10.1136/jme.2009.034561

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Research has a potential to encroach on people's lives, autonomy and integrity. To prevent or mitigate the potential for such effects, the research community has created ethics codes and regulations, institutionalised ethics review boards and formalised ethics requirements in scientific journals. 1–3 However, how do we know whether the formalisations of research ethics actually result in researchers' ability to operationalise ethics in the ways intended? One way is to analyse how they write about research ethics.

Including a well-written section about research ethics in a dissertation is important for several reasons. Compared to protocols written for research ethics committees, this section allows a comparison of the expected and actual research ethics as reflected in the entire research process. Scientific journals increasingly require that ethical considerations are elucidated, but most journals severely limit space for elaboration. 4 Since studies have questioned the ethical skills of doctoral students, dissertations provide a forum for students to expound on ethics and enable an assessment of acquired proficiencies. One purpose of graduate school is to train doctoral students in skills necessary for future research careers, including more critical thinking and more complex reasoning. The quality and depth of the research ethics section is essential to examine whether a researcher has acquired necessary skills to reflect and report on ethics.

Despite an increasing interest in research ethics, surprisingly little is known about the quality of research ethics in dissertations, particularly in nursing research. Research on written materials focuses primarily on research review boards 5–9 and journals—for example, ethics guidelines 10 and research ethics in articles. 4 Research on Turkish nursing dissertations showed deficiencies in informing participants and protecting privacy. 11 A study on Swedish nurses' dissertations from 1987 to 2007 showed that an increase in occurrence and proportions of reported ethical considerationsand that the texts were short, had few references and covered a narrow range of topics. 12 We found no other studies that address the design of the research ethics section and how different topics were combined.

The study's purpose was to examine which research ethical topics were addressed and how these were presented in terms of complexity of reasoning in Swedish nurses' dissertations approved in 2007. The research questions were: Which research ethics issues are reported? How is the research ethics section organized around different ethical issues? How is the information coordinated in terms of the complexity of reasoning that structures the text? What is the relationship between ethical issues and complexity of reasoning in the text?

Design and methodological approaches

The study used a mixed-methods approach to address the four research questions. 13 We performed a qualitative content analysis and a quantitative analysis of the hierarchical complexity of ethics-related content. The quantification method was the Hierarchical Complexity Scoring System (HCSS) (Commons, et al , unpublished manual), which derives from the Model of Hierarchical Complexity, a mathematics-based, formal general theory applicable to all actions in which information is organised. 14 15 All reasoning involves organising information. The theory and validated scoring method enable reliable measures of discrete stages of reasoning complexity. 16–20 In accord with Swedish law, ethical approval was not obtained for this study, 21 but ethical principles were used and issues were addressed in ongoing reflective processes.

Data collection

The sample consisted of 64 dissertations from Swedish universities in 2007 (Appendix 1). The primary inclusion criteria were that the dissertation was written by a nurse and that it was a PhD dissertation (4 years of full-time studies). Suitable dissertations were identified from the Swedish Society of Nursing's list of self-reported dissertations (n=65) followed by a systematic comparative analysis with the Swedish National Library (n=1). One of the self-reported dissertations discussed no research ethics and one was by an unsuccessful doctoral candidate: they were not included in the sample. Dissertation languages were English (n=48), Swedish (n=15) and Norwegian (n=1). Dissertations were retrieved via full-text online access or as books from the university library.

Data analysis

The dissertations were examined to identify research ethics sections, often under the subheadings “Ethical considerations” or “Ethical approval”. The texts were analysed for the topics addressed and how they were reported. An unstructured matrix of research ethics issues was created and grounded in the data. The coded texts were further analysed for subcategories through an inductive process. Descriptions of meanings of quantitative and qualitative character, that is manifest and latent content analysis, were sought. The analysis was performed by SK with BF—with extensive experience in qualitative methods.

In hierarchical complexity scoring, such content is “seen through” to examine its underlying structure. The method measures the levels of abstraction and how information is coordinated. Each section and subsection of a research ethics discussion was assessed on stage of hierarchical complexity. The overall discussion was scored based on the highest stage of performance the text demonstrated. The correlation of content and its complexity indicated which topics were addressed at different stages of complexity. Scoring was performed independently by SK and SR, then discussed to reach consensus. Both authors scored the English texts, and SK scored the ones in Scandinavian languages and discussed with SR. SR is an expert HCSS stage-and-transition scorer while SK is a qualified HCSS scorer of stages 8 through 11. See table 1 for stage complexity information. 22

  • View inline

Common range of stages of performance in adult tasks' hierarchical complexity

Research ethics issues in dissertations

Dissertations contained one to seven research ethics topics: approval of research ethics board (94%); information process and informed consent (86%); confidentiality (67%); ethical aspects of methods (61%); use of ethical principles and regulations (39%), rationale for the study (20%) and fair participant selection method (14%; table 2 ). All but three of the dissertations involved direct interaction with study participants; three were register-based studies.

Design of research ethics sections in Swedish nurses' dissertations

Ethics approval

The ethics approval category included descriptions of whether the dissertation has been vetted by an ethics review board. Almost all dissertations included a discussion of ethics approval (n=60), and a majority stated they had been approved by a research ethics review board (n=55). A quality and transparency concern was that several sections included no name of the ethics board and/or registration number (n=13). A minority related the issue of ethics approval to ethical codes, the Helsinki declaration or current national research ethics laws (n=14) by either stating that studies were performed in accordance with ethics regulations (n=8) or by arguing against the need for an ethics approval due to national laws (n=6).

Information and informed consent

We broadened the traditional informed consent category to accommodate information-giving processes discussed but not always expressed in terms of informed consent. Most dissertations discussed information-giving and informed consent (n=56). A third of these explicitly mentioned the concept of informed consent (n=19). A substantial amount of space was typically used to detail the informing phase of research, including the information's form (written and/or verbal) (n=41) and type. The most often-given information was freedom to withdraw from the study (n=33) and a declaration of voluntariness (n=30). Other information included confidentiality (n=22), withdrawals' non-interference with further treatment (n=7), the right to not answer questions (n=4), aim of the study (n=2), risks and benefits (n=2) and feedback of results (n=1). Those responsible for providing information as well as those receiving the information were described. Some informed consent discussions included an ethical rationale for the information process by referring to principles, codes or laws (n=16).

Confidentiality

Items coded in the confidentiality category reported that information was accessible to only authorised persons. Confidentiality procedures were succinctly reported (n=43). Besides describing confidentiality as something that participants were guaranteed and informed about, some researchers identified how confidentiality had been handled: data were safely stored protecting participant's identity (n=12); data were analysed and reported without identifying participants (n=19) and participants in focus group interviews were counselled in ways to promote freedom of expression and confidentiality (n=2).

Ethical aspect of the methods

The category for ethical aspect of the methods included the research ethics issues in collecting data, except for questions regarding informing participants. Ethical aspects of study methods were comprised of descriptions of interviews and questionnaires (n=37). Explanations of why interviews were ethically problematic were done by referring to principles or risks of harm (n=17). The negative aspects stated (n=24) were physical and psychological with an emphasis on emotional. Strategies to impede negative consequences were depicted (n=20): adopt a sensitive attitude, adapt to the physical and mental status of the interviewee, reduce questions, provide time to reflect on the interview and arrange for a contact person. Sometimes, statements about how the participants seemed to enjoy the interview experience were included (n=14). A few sections described problems that appeared during the research interview (n=14)—for example, interviewees who cried or did not answer all questions. The most comprehensive sections covered all these issues, but the most common strategy was to mention the potential laboriousness of the interview yet argue that participants benefited from practical solutions that were provided in the interview situation or by claiming that research participants appreciated the opportunity to tell their stories. The reported ethical problems with questionnaires were primarily the tedium of answering questions and how researchers adjusted the number of requests for completion out of respect and concern for participants' possible fatigue.

Use of ethical principles and regulations

Discussions that included the usage of principles and ethical regulations like laws and research ethics codes were coded to the category of ethical principles and regulations. This category was analytically different from others because it revealed how ethics were applied in the research sections. Explicit report of laws, ethics codes and principles occurred in fewer than half of the dissertations (n=25). Principles were employed but performed in qualitatively different ways (n=17). The simplest form was to state that the study had been performed in accordance with a research ethics declaration, code or rules outlined in a research ethics book. The most elaborate ones integrated the principles and described how they were used as compasses for research procedures (n=8).

Rationale for the study

To provide an ethical rationale for the study means to justify why the study is important in a wider perspective. Thirteen dissertations featured an ethical rationale for the study, and when included, it was framed in terms of risks and benefits. The need for new and valuable knowledge that could potentially improve conditions for other people weighed heavier than the extra demand and little direct gain that the research subjects gained from participating. Some reported that the value of pursuing the research outweighed the disadvantages but entailed the necessity of protecting the autonomy of the research participants.

Fair participant selection

Fair selection of participants signifies reflections on a justified choice of participants. The reason to include vulnerable groups and groups that previously has been excluded from research was sometimes given (n=9). A few sections justified the choice of participants (n=8). The importance of including important and vulnerable groups so their voices would be heard was the main reason reported.

Design of the research ethics section

The topics of the research ethics sections are outlined in table 2 . Most frequent was to report four ethics issues (n=16), followed by three (n=14) or five issues (n= 14). The majority (72%) included 3–5 issues. Four sections stated one topic and only one dissertation section reported seven issues. The most common composition of a section about research ethics discussed five topics: the approval from a research review board, information and informed consent, ethical aspects of the methods, confidentiality and principles.

Complexity of reasoning

The analysed texts demonstrated three stages of performance as measured by hierarchical complexity: abstract (n=4), formal (n=54) and systematic (n=6).

Abstract stage text performances consisted of declarative statements ( table 3 ). Unsupported categorical assertions were made and justified by invoking another assertion. Generalisations were created by quantifying people and events. Often-used quantifications in the sample were “all participants” and “all studies”. Research ethics sections included mainly generalisations about actions that had been performed.

Representative examples of reasoning in research ethics at three stages of complexity

Reasoning at the formal stage of performance used empirical or logical evidence ( table 3 ). Assertions were supported by explicit logic or evidence to justify the assertion—for example, by providing a logical explanation—for example, using such terms as because, in order to, since, if, then, therefore. Descriptions of hypothetical or alternative options in the future were sometimes included. The logic was linear. Such linear logic took the form of if–then constructions or chains of logic. Some used principles as logical reasons for actions.

Systematic stage performances were characterised by the ability to coordinate at least two logical relations into a system ( table 3 ); in other words, they demonstrated reasoning about complex causation and ability to understand a system of logical relationships. For example, one researcher described procedures for finding the “right people” by invoking a multivariate system that required the coordination of multiple variables. Systemic stage performances were characterised by more fluid reasoning than the linear, logical performances.

Comparing content and complexity

Few dissertations demonstrated abstract reasoning and systematic reasoning, four and six, respectively, but showed interesting patterns. The texts with abstract stage reasoning reported either one or two topics. All four mentioned approval; information and methodological issues were raised by only two. Texts with systematic reasoning introduced three to five ethical issues. Half of them discussed principles (as compared to merely citing a principle as the reason for an action), and the other three reported the rationale for the study, indicating that the topic and study could perhaps be viewed in a wider context. Among the majority of texts demonstrating formal reasoning, the topics varied from one to seven, meaning at least formal reasoning was needed to explain all conceivable aspects. Formal reasoning is required to report such tasks as fair selection of participants, rationale for the study and principles, ethics codes and laws.

Our study demonstrates that research ethics are insufficiently reported and inadequately described in many nursing dissertations. Few ethical topics are considered, and they are not discussed in a thorough way. While most note official approval and describe informed consent issues, other issues like the rationale for the study and how the participants were selected are infrequently reported. The level of complexity of reasoning was inadequate in most dissertations. The majority of the dissertations used formal reasoning, although by their nature, the ethical issues introduced in them require more complex reasoning to be satisfactorily addressed.

A methodological strength of our study is its inclusion of a large number of dissertations, which are likely representative of dissertations by Swedish nurses. A major advantage of our method is that the analytical approach permits assessments and comparisons of the coverage of ethical issues and the complexity of reasoning.

A methodological shortcoming is that the analysis was primarily focused on the section denoted “Ethical considerations/approval”, thus some ethics topics and reasoning might have passed undetected if they were treated in other parts of the dissertation. The analysis is thus limited to what the authors define as belonging to ethics sections. Our analysis identified the most complex stage of reasoning as a criterion for analysis because ethical considerations are complex matters. A more extensive analysis could have also analysed the entire low to high range of reasoning demonstrated in each ethics section. An implication of the language analyses is that we do not know which and how the ethical issues were applied in reality. Some issues could have been omitted from the dissertation text even though the issue was dealt with in practice and vice versa. The consistency between writing about ethics and ethical behaviour in the field—for example, in contact with research subjects and patients, should be investigated in future studies.

The first main finding is the incompleteness of the elaboration of topics and details in several dissertations, which is consistent with several studies in the domain of research ethics. A previous study showed a high level of errors in research ethics committee letters; that is, procedural violations, missing information, slip-ups and discrepancies. 8 Earlier research on Swedish nurses' dissertations demonstrate the questionable quality due to short length, few references and a narrow range of topics. 12

In our study, few topics were addressed. Emanuel et al argued for seven requirements to be considered and met in the conduct of ethical research: scientific value, validity, fair subject selection, favourable risk–benefit ratio, independent review, informed consent and respect for potential and enrolled subjects. 23 Applied to our findings, some requirements may be treated in other parts of a dissertation, but several dissertations leave out topics that are necessary for judging their ethical quality.

Informing potential participants and pursuing informed consent was reported in almost 90% of the dissertations' ethics sections. This frequency is higher than that reported in a study of Turkish nurses' dissertations where subjects were not informed about the study (72.7%) and the researchers had not obtained permission from the subjects (73.6%). 11

The second main finding is the insufficient level of complexity of reasoning, with which research ethics are handled. Findings from a discourse analysis of research ethics committee letters showed that there was “the lack of formal reasoning” (p 258) and ethical arguments—for example, informed consent are described as procedural norms rather than an ethics principle possible to dispute. 9 This is consistent with our findings, because a significant number invoked research ethics principles to justify procedures taken, rather than to use principles to support ethical arguments for and against certain procedures. However, our findings also showed that the great majority used at least some formal reasoning, as measured by hierarchical complexity.

Unfortunately, formal reasoning is necessary but not sufficient for adequacy in ethical matters. The analysis showed that formal reasoning and systematic reasoning were needed to elaborate on topics, and the comparison of complexity reasoning and content indicated that higher levels of reasoning involved more elaborated use of ethics principles. Very few used systematic reasoning, and none used metasystematic, which would be preferable because several of the research ethics concepts are metasystematic stage principles. For example, informed consent is a metasystematic stage concept because it coordinates the system of informing a research subject and the system of obtaining consent from the person. 24 This means that metasystematic reasoning is needed for a full understanding and use of these concepts.

What are possible explanations for the low levels of reasoning on research ethics? One possibility is that ethical issues are dealt with at a sufficiently high level of complexity in practice, whereas the text of the dissertation merely reflects a research tradition that discounts the importance of performing and explaining ethical reasoning. Disciplinary norms for terse writing styles are presumably promoted by supervisors and department guidelines. For example, nurses' dissertations in social science use more references to methods, ethics and philosophy of science than dissertation in the medical science tradition. 23 In addition, poor writing may occur because researchers mimic previous dissertations or regard ethical considerations as bureaucratic hurdles rather than moral requirements to protect participants. The supervisor role is an important factor since they sometimes acknowledge a considerable lack of knowledge about research ethics. 25 Another conceivable explanation is that the level of ethical reasoning corresponds rather accurately to the level of complexity the doctoral students and their supervisors use to handle complex issues in general. In other words, they are arguing on ethical issues at their highest complexity level. In that case, the scientists' (PhD students' and supervisors') ability to discuss at more complex levels must be improved for ethical issues to be sufficiently managed in the future. All these possibilities suggest further research is needed to account for our findings, since ethics have long been an important part of nurses' education and occupation.

There are several implications of insufficient ethical reasoning. Integrity of the research subjects and patients are at risk, and patients, if they participate, may be informed without understanding the implications. From the perspective of the readers of the scientific literature, it is impossible to assess how and why the authors dealt with various ethical issues. A crucial implication is the consequences of selection of research questions, methods and participants/sample. Scientists performing at abstract or formal stages are less likely to integrate relevant ethical aspects into their research aims than scientists at higher complexity levels. This is because such integration, by its nature, is multivariate at minimum. They will differ quite dramatically in the way they understand principles as principles, “risks” and “benefits”, rationale of the investigation, etc. Researchers with systemic or metasystematic stage reasoning are able to ask more complex questions, juggle ethics, research questions, and methods and design more complex research projects. 26

Our conclusion is that if the established praxis to include discussion of research ethics in Swedish nurses' dissertations is going to be valuable, and if its purpose is to indicate that the research complied with expected ethics, then the reporting must exhibit a certain quality, comprehensiveness and sufficiently significant treatment of ethics. Our study illustrates that factors that improve the quality include: appropriately thorough consideration of several ethical issues while avoiding minutiae; use of ethical principles in appropriate contexts to justify choices and reasons to support actions taken and use of at least formal and systematic reasoning. In addition, we would like to see more reflection and a critical stance to what has been done in the dissertation work.

In order to accomplish the intent of reporting research ethics, several improvements are needed. The most straightforward solution is to enhance the research ethics teaching in graduate education. Students must learn how to perform ethically sound research from the first steps of planning and performing to writing up the results and their potential and ability to report and reflect on ethical aspects of the research process must be enhanced. A more profound resolution is to emphasise metasystematic thinking in post-graduate studies and recruit senior researcher and post-graduate students who already have developed a systematic or metasystematic way of reasoning. This longer-term solution will also constitute the foundation for further development of complexity in handling ethics issues in the future.

Acknowledgments

We would like to thank professor Per Sjölander for valuable comments on the discussion.

  • Emanuel EJ ,
  • Wendler D ,
  • Dixon-Woods M ,
  • Ashcroft RE
  • Finlay KA ,
  • Fernandez CV
  • Angell EL ,
  • Jackson CJ ,
  • Ashcroft RE ,
  • Dixon-Woods M
  • O'Reilly M ,
  • Rowan-Legg A ,
  • Ulusoy MF ,
  • Kjellström S ,
  • Creswell JW
  • Commons ML ,
  • Smith JEV ,
  • Goodheart EA ,
  • Dawson TL ,
  • Swedish law
  • Rodriguez JA ,
  • Szirony TA ,
  • Richards FA

Supplementary materials

Web only appendix.

Files in this Data Supplement:

  • web only appendix

Competing interests None.

Provenance and peer review Not commissioned; externally peer reviewed.

Read the full text or download the PDF:

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Dissertations 4: methodology: ethics.

  • Introduction & Philosophy
  • Methodology

Research Ethics

In the research context, ethics can be defined as "the standards of behaviour that guide your conduct in relation to the rights of those who become the subject of your work, or are affected by it" (Saunders, Lewis and Thornhill 2015, p239).  

The University itself is guided by the fundamental principle that research involving humans and /or animals and/or the environment should involve no more than minimal risk of harm to physical and psychological wellbeing.  

Thus, ethics relates to many aspects of your research, including the conduct towards: 

The participants  of your primary research (experiments, interviews etc). You will need to explain that participation is voluntary, and they have the right to withdraw at any time. You will need the participants' informed consent. You will need to avoid harming the participants, physically as well as mentally. You will need to respect the participants’ privacy and offer the right to anonymity. You will need to manage their personal data confidentially, also according to legislation such as the Data Protection Act 2018. You will need to be truthful and accurate when using the information provided by the participants.  

The authors you have used as secondary sources. You will need to acknowledge their work and avoid plagiarism by doing the proper citing and referencing. 

The readers of your research. You will need to exercise the utmost integrity, honesty, accuracy and objectivity in the writing of your work.   

The researcher . You will need to ensure that the research will be safe for you to undertake. 

Your research may entail some risk, but risk has to be analysed and minimised through risk  assessment. Depending on the type of your research, your research proposal may need to  be approved by an Ethics Committee, which will assess your research proposal in light of the  elements mentioned above. Again, you are advised to use a research methods book for further guidance.  

Research Ethics Online Course

Introduction to Research Ethics: Working with People  

Find out how to conduct ethical research when working with people by studying this online course for university students. Course developed by the University of Leeds. 

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This chapter describes ethical issues in social research including discussion of the NASW Code of Ethics, Institutional Review Board (IRB) processes, and requirements for the protection of human subjects. In addition, quantitative research methods; qualitative research methods; mixed-methods research designs; experimental, quasi-experimental, explanatory, exploratory, and descriptive research; program evaluation; and the relative merits of disparate models of research are also presented. The requirements of rigor in both quantitative and qualitative studies and evaluating the degree of fit between research strategies and problems under investigation are also discussed.

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Examining the Ethical Implications of Health Care Technology Described in US and Swedish PhD Dissertations: Protocol for a Scoping Review

Jens m nygren.

1 Halmstad University, Halmstad, Sweden

Hans-Peter de Ruiter

2 Minnesota State University, Mankato, MN, United States

The development of new biomedical technologies is accelerating at an unprecedented speed. These new technologies will undoubtedly bring solutions to long-standing problems and health conditions. However, they will likely also have unintended effects or ethical implications accompanying them. It may be presumed that the research behind new technologies has been evaluated from an ethical perspective; however, the evidence that this has been done is scant.

This study aims to understand whether and in what manner PhD dissertations focused on health technologies describe actual or possible ethical issues resulting from their research.

The purpose of scoping reviews is to map a topic in the literature comprehensively and systematically to identify gaps in the literature or identify key evidence. The search strategy for this protocol will include electronic databases (eg, ProQuest, PubMed, Diva, SwePub, and LIBRIS). Searches will be limited to PhD dissertations published in the United States and Sweden in the last 10 years. The study will be mapped in 5 stages: (1) identifying the research question, (2) identifying relevant studies, (3) study selection, (4) retrieving and charting the data, and (5) collating, summarizing, and reporting the results.

The findings of this study will indicate if and how researchers, PhD students, and their supervisors are considering ethics in their studies, including both research ethics and the ethical implications of their work. The findings can guide researchers in determining gaps and shortcomings in current doctoral education and offer a foundation to adjusting doctoral research education.

Conclusions

In a society where technology and research are advancing at speeds unknown to us before, we need to find new and more efficient ways to consider ethical issues and address them in a timely manner. This study will offer an understanding of how ethics is currently being integrated into US and Swedish PhD dissertations and inform the future direction of ethics education at a doctoral level.

International Registered Report Identifier (IRRID)

PRR1-10.2196/14157

Introduction

The importance of understanding the ethical implications of new health technologies is more important now than ever owing to the accelerated speed in which it is developing. Having insight into the possible ethical implications of new health technologies enhances research and development, thereby increasing the likeliness of successful implementation in clinical practice. It may be presumed that the findings presented in dissertations have been evaluated from an ethical perspective; however, evidence that this is the case is scant. This review protocol is developed to evaluate to what extent and how ethical issues are being addressed in PhD dissertations that focus on health technologies. This can give insight into and steer what ethical and moral education would prepare future researchers and academics for recognizing and addressing ethical issues. The proposal builds on a 2-year grant that focused on evaluating and integrating ethics when developing new health technologies [ 1 ].

The development of new technologies is accelerating at an unprecedented speed. It is predicted that in the next century, our earth will experience as much change as we have in the preceding 20,000 years [ 2 ]. These technological changes will also include medical advances such as electronic health, robotics, genomics, bioinformatics, nanotechnology, and numerous others [ 3 , 4 ]. This will undoubtedly bring solutions to long-standing problems and health conditions. However, they will likely also have a shadow side in the form of unintended effects or ethical implications accompanying them [ 5 ]. Owing to the rate at which technology is advancing, bioethics is falling further and further behind in staying current with new evolving issues. This is mainly because examining ethical issues has historically occurred retrospectively, which is a slow process [ 6 , 7 ]. Developers of new health technologies should thus be integrating ethical discernment early on in the development and research phase.

Much has been written, discussed, and taught about the importance of performing health research involving human subjects in an ethical manner and in accordance with strict guidelines [ 8 - 10 ]. In addition, medical and health journals should no longer publish research that has not gone through an ethical review by an independent ethics board [ 11 ]. These ethical review boards limit their review to the ethics of the study itself by reviewing issues such as informed consent, coercion, and risks or benefits to study participants. Research ethics and the role of the ethical review boards limit themselves exclusively to the ethical nature of research studies and do not consider possible ethical and unintended effects resulting from the research findings after the study has been completed. Efforts have been made in teaching and socializing [ 12 ] ethical and moral thinking and behaviors as a part of doctoral education [ 13 - 15 ]; however, the impact of those efforts remains to be determined. A number of studies have focused on the extent that research ethics is discussed in PhD dissertations and found deficiencies in the extent that the ethics pertaining to the study method was addressed [ 16 - 18 ]. The primary focus of this study is to evaluate the extent to which PhD students have addressed the ethical implications of their work, not only limited to the study method.

To be proactive in anticipating and understanding the ethical implications of these new developments, research ethics should be considered from each study's conception. A researcher’s awareness of possible ethical implications will allow him or her to respond proactively and address issues at an early stage, which points toward the importance of developing this awareness and capability to respond already during the postgraduate training of new researchers. To obtain an understanding of this practice, this study will analyze dissertations that pertain to health technology and analyze to what extent ethical implications are discussed and how they are addressed. As PhD students work with advisors/supervisors and dissertation committees, the findings from this study will also give a general insight into how senior academic researchers understand and value the ethical implications of research. Thus, this study does not intend to be a comprehensive overview of specific ethical issues in health technologies nor offer a comprehensive overview of all technologies; instead, it will focus on giving preliminary insights into what extent doctoral students are incorporating ethics in their work. This information is essential to identify if educational changes need to be made in doctoral education to allow for a more proactive approach to identifying the ethical and unintended effects of one’s research.

This study aims to understand in what manner and whether PhD dissertations focused on health technologies describe actual or possible ethical issues resulting from their research. This study will examine US and Swedish PhD dissertations with the future objective of showing the applicability of the protocol in other countries.

Study Design

The method of inquiry for this study will be a scoping review based on a study by Arksey and O’Malley [ 19 ] comprising 5 stages: (1) identifying the research question, (2) identifying relevant studies, (3) study selection, (4) retrieving and charting the data, and (5) collating, summarizing, and reporting the results.

Stage 1: Identifying the Research Question

In the context of scoping reviews, maintaining a broad approach in the first instance improves the possibility to generate a breadth of coverage and allows setting parameters based on the scope and volume of references generated. For this scoping study, the overarching research question is the following:

Are US and Swedish PhD dissertations researching health care technologies addressing possible ethical implications of their research findings, and if so how?

Answering this question will not only require a thorough examination of the extent to which PhD students are considering possible ethical issues during the design phase of their study but also if and how the ethical implications of their research findings are discussed in their dissertation.

For this study, we will use the definition of technology as defined by Jacques Ellul as the underlying ethical framework and theory [ 20 ]. Ellul argues that the basis of all technologies are techniques, systems that make a process more efficient [ 20 ]. Technologies are typically devices or systems that automate 1 or more techniques. On the basis of this view, this proposal considers technology to be broader than mere electronic devices and equipment and also include techniques such as health economics, risk management, health quality assurance, and genomics [ 20 ]. The importance of understanding the impact of techniques and technology, such as the ethical implications, is thus crucial in fully comprehending the full effect of new technologies. A list of technologies ( Textbox 1 ) presented in the World Health Organization (WHO) report, “Human Resources for Medical Devices, the Role of Biomedical Engineers” [ 21 ], will be used to identify current technologies and techniques used worldwide. The WHO listing was selected because of the comprehensive nature and scope of technologies and techniques. The list includes not only devices but also techniques to help manage health care delivery, which is in line with the definition of technology and technique as identified by Ellul [ 20 ]. To confirm the validity of using these terms concerning ethics and health care technologies, we will perform a search among all original peer-reviewed publications written in English and listed in PubMed in the period 2009 to 2019. The search will explore to what extent publications are mentioning ethics accompanying technologies. The following searches will be performed:

Subspecialisms of biomedical engineering.

Research and development

1. Biomechanics

2. Biomaterials

3. Bioinformatics

4. Systems biology

5. Synthetic biology

7. Biological engineering

8. Nanotechnology

9. Genomics

10. Population health or data analytics

11. Computational epidemiology

12. Intellectual property innovation

13. Theranostics

14. Biosignals

Rehabilitation

15. Artificial organs

16. Neural engineering

17. Tissue engineering or regeneration

18. Mechatronics

19. Assistive devices

20. Rehabilitation software

21. Prosthetics

Application and operation: clinical engineering

22. Technology management

23. Health quality assurance

24. Health regulatory assurance

25. Health education and training

26. Ethics committee

27. Clinical trials

28. Disaster preparedness

29. eHealth

30. Telemedicine

31. mHealth

32. Wearable sensors

33. Health economics

34. Health systems engineering

35. Health technology assessment or evaluation

36. Health informatics

37. Service delivery management

38. Field service support

39. Heath and security

40. Heath and privacy

41. Heath and cybersecurity

42. Forensic engineering or investigation

43. Manufacturing QMS

44. Manufacturing GMP

45. Medical imaging

46. Project management

47. Robotics

48. Virtual environments

49. Risk management

50. EMI compliance

51. EMC compliance

52. Technology Innovation strategies

53. Population- and community-based needs assessment

54. Engineering asset management

55. Environmental health

56. Systems science

  • Term of technology in title or abstract
  • Term of technology + ethics or unintended effects in text
  • Term of technology + ethics or unintended effects in title or abstract in text.

Findings will be entered into a matrix describing the number of articles identified by each search combination. A total of 168 searches (56 terms x 3 searches) will be performed during this stage.

Stage 2: Identifying Relevant Studies

To identify dissertations as comprehensively as possible for answering the research question of this study, the search strategy will involve searching broadly via multiple sources. Electronic databases will primarily be used, but other sources will be considered in the context of practicability. The following databases will be prioritized, based on topic and coverage:

  • ProQuest Dissertations and Theses—contains dissertations and theses from over 1000 North American and European universities (only a limited number of Swedish universities are indexed in ProQuest and the use of ProQuest will be limited to US dissertations).
  • LIBRIS—the national catalogue for Swedish PhD dissertations covering a substantial part of all the books and periodicals published in Sweden from the 16th century onward.
  • SwePub—contains references to research publications from approximately 40 Swedish universities and other publication databases. Selection and extent vary among contributing universities and authorities.
  • DiVA portal—an institutional repository for research publications and student theses written at 47 universities and research institutions in Sweden.

To identify dissertations that refer or mention ethics in relation to technology or techniques defended in the US and Sweden during the last 10 years, each database will be searched for the terms used by WHO in the report, “Human Resources for Medical Devices, the Role of Biomedical Engineers” [ 21 ] ( Textbox 1 ). The following search strategy will be used:

  • Term of technology
  • Term of technology + ethics in title or abstract
  • Term of technology + ethics in text

Stage 3: Selecting Studies

Unlike systematic reviews, inclusion and exclusion criteria in scoping reviews are developed posthoc, once there is familiarity with the literature. However, all dissertations written in a language other than English or Swedish will be excluded. Our focus is on PhD dissertations researching a technique or technology intended to improve or impact the health of individuals or a population. This will include health treatments, diagnostic and testing equipment, health monitoring systems, and quality assurance and health economics systems. Even though we anticipate most dissertations to be from health sciences such as medicine, nursing, and physical therapy, other disciplines will also be included as indicated to assure an accurate and comprehensive overview.

Stage 4: Retrieving and Charting the Data

The process for classifying and synthesizing the data retrieved involves 2 steps: first, to map how the dissertations are distributed according to the search terms, that is, technology and technique terms and ethics, and second, to map in relevance to the research question.

Charting the data retrieved will involve classifying and synthesizing the data identified in the dissertations. The steps for mapping the data will be the following:

  • Step 1.0—Map the distribution of dissertations among the 56 search terms (from the WHO human resources for medical devices report) for technologies and techniques
  • Step 2.0—Map publication years, disciplines, and names of universities
  • Step 2.1—Map dissertations into groups describing different topic areas
  • Step 2.2—Map the extent of mentioning and elaboration of ethics in the dissertations.

Selected and included dissertations will be manually assessed by using a self-developed Dissertation Ethics Assessment Tool recording; 1) year, 2) discipline, 3) name of University, 4) topic area, 5) discussion of research ethics “Quotations of texts”, 6) discussion of unintended effects of ethical issues of the research findings “Quotations of texts”, 7) suggestions regarding ethics or unintended effects offered “Quotations of texts”, and 8) comments. Data coding and categorization will be performed by 2 researchers independently, and findings will be compared and discussed. When there is a difference in assessment, the researchers will discuss to come to a consensus. If no consensus is achieved, the dissertation will be excluded from the study.

Stage 5: Collating, Summarizing, and Reporting the Results

Processing of the results in a scoping review does not emphasize the level or quality of evidence presented, but instead develops a thematic framework based on the existing literature relating to the research question. This study will focus on the sections found in the dissertations that pertain to (1) research ethics and (2) ethical implications of the research that are described.

This will be qualitatively analyzed by using the Web-based research tool, Covidence. Any sections from dissertations that mention ethics will be entered into Covidence for coding and analysis purposes. After the data are entered, data analysis will be based on the work of Cobin et al [ 22 , 23 ]. First, qualitative data analysis will focus on identifying codes, phrases, or words with an objective to organize the data. Second, a unified coding system will be developed, and codes will be collapsed into categories while continuing to code the data when relevant. Finally, the categories will be abstracted into themes, and narrative descriptions will be written for each theme. The Covidence tool was selected as it allows for several researchers to code and analyze the same dataset simultaneously and is specifically intended for use for this type of research. The authors will follow and adapt Preferred Reporting Items for Systematic Reviews and Meta-Analyses reporting guidelines for systematic reviews to accurately report the analysis process and the outcomes from the study [ 24 ].

The findings of this study will indicate how far researchers, PhD students, and their supervisors are considering ethics in their studies, including both research ethics and the ethical implications of their work. The importance of our findings is to help understand what deficits exist in the discussion of ethics in peer-reviewed research publications and in US and Swedish PhD dissertations. The findings can guide researchers in determining gaps and shortcomings in current doctoral education. These findings will offer a foundation for adjusting doctoral research education to meet the needs of a society in which research and technological advancement is accelerating at a rate previously unknown. The awareness of ethical issues will allow ethical implications to be addressed more responsively and to start thinking and addressing ethical implications at the beginning of a research project. Some limitations to the interpretations and applicability of the study are (1) the technologies researched will be based on the WHO classification, this might not be all-inclusive, (2) articles and dissertations that are relevant for this study might be missed, (3) discussion and education regarding ethics might occur during the PhD education without being reflected in the dissertations, and (4) studies might discuss ethics without using the term ethics and hence might not be captured in this study.

In an era where technology and research are advancing at speeds unknown to us before, we need to find new and more efficient ways to consider these issues and address them in a timely manner. This study could offer ways of starting an ethical analysis earlier and making it a part of every researcher’s foundation. Not only will addressing ethical issues during the education of future researchers increase their knowledge, but it will also instill a higher level of accountability for how their research could be used in unethical ways.

This study will give insights into and steer what ethical education might prepare future researchers for joining the community of academics by completing a PhD. This study will contribute to the goal of teaching and embedding ethical thinking and moral discernment as part of PhD education to meet the needs of a world that is changing at an accelerating pace.

Abbreviations

Conflicts of Interest: None declared.

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Research ethics in dissertations: ethical issues and complexity of reasoning

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2010, Journal of Medical Ethics

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International Journal of Dentistry and Oral Science (IJDOS)

Introduction: The research ethics provides guidelines to apply moral regulations and professional codes of conduct in the various steps of research. The research ethics plays a very vital role in the collection, analysis, reporting, and publication of details about research subjects, in particular active acceptance of participant’s right to privacy, confidentiality and the informed consent of the participant. Aims: To assess the Knowledge, awareness and attitudes about research ethics among the faculty and students of medical and dental colleges and the requirement for a regular teaching about research ethics among the faculty and students of medical and dental colleges. Materials & Methods: A cross-sectional study was conducted by assessing the responses to 39 selected basic questions regarding Knowledge, awareness and attitudes about research ethics among a total of 415 faculty members and post graduate students of the medical and dental institutions in Karnataka. The questionnaire was made into 5 categories. Chi-square tests was used to determine, in bivariate analyses, the association of each of the independent variables like their speciality, their academic position, prior ethics training, and their prior involvement with research with each of the main outcome of interest. The students t-test was done to assess the respondents scores on the 5-point Likert scale ranging from 1 to 5 (1-strongly disagree, 2-disagree, 3-not sure, 4-agree and 5-strongly agree). The average of their scores were compared among the various variable like their specialty and academic position by using the ANOVA test. Results: A total of 415 responses were obtained from the participants of the study. Out of this we had 273 respondents as female and 142 respondents as male. Among these 225 respondents were from the medical speciality and 190 from the dental speciality. The P value was kept at 0.05 for this study. Conclusion: The participants of the questionnaire survey showed that the institutional ethics committees would be very useful for promoting health research and are imperative for appraisal of the health research projects.The majority of the respondents agreed that they were well aware of the ethical guidelines governing the human research, but when we assess the respondent’s knowledge and attitudes towards research ethics there seems to be a lacuna in complete awareness and knowledge of research ethics. The results of the study also helped us to assess the requirement for a regular teaching about research ethics among the faculty and students of medical and dental colleges.

ABSTRACT The objective of this module is to cover ground that was not covered indepth in any of the other modules, including: scientific misconduct, issues concerning the publication and ownership of research results (authorship guidelines – who is eligible to be considered an author, or contributor to a scientific paper etc.), special problems occurring in social science and epidemiological research, and the problems pertaining to conflicts of interest the various players in biomedical research activities could encounter.

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Research ethics in dissertations: ethical issues and complexity of reasoning

Affiliation.

  • 1 Institute of Gerontology, School of Health Sciences, Jönköping University, PO Box 1026, SE-551 11 Jönköping, Sweden. [email protected]
  • PMID: 20605998
  • DOI: 10.1136/jme.2009.034561

Background: Conducting ethically sound research is a fundamental principle of scientific inquiry. Recent research has indicated that ethical concerns are insufficiently dealt with in dissertations.

Purpose: To examine which research ethical topics were addressed and how these were presented in terms of complexity of reasoning in Swedish nurses' dissertations.

Methods: Analyses of ethical content and complexity of ethical reasoning were performed on 64 Swedish nurses' PhD dissertations dated 2007.

Results: A total of seven ethical topics were identified: ethical approval (94% of the dissertations), information and informed consent (86%), confidentiality (67%), ethical aspects of methods (61%), use of ethical principles and regulations (39%), rationale for the study (20%) and fair participant selection (14%). Four of those of topics were most frequently addressed: the majority of dissertations (72%) included 3-5 issues. While many ethical concerns, by their nature, involve systematic concepts or metasystematic principles, ethical reasoning scored predominantly at lesser levels of complexity: abstract (6% of the dissertations), formal (84%) and systematic (10%).

Conclusions: Research ethics are inadequately covered in most dissertations by nurses in Sweden. Important ethical concerns are missing, and the complexity of reasoning on ethical principles, motives and implications is insufficient. This is partly due to traditions and norms that discount ethical concerns but is probably also a reflection of the ability of PhD students and supervisors to handle complexity in general. It is suggested that the importance of ethical considerations should be emphasised in graduate and post-graduate studies and that individuals with capacity to deal with systematic and metasystematic concepts are recruited to senior research positions.

  • Academic Dissertations as Topic*
  • Confidentiality
  • Ethics, Research*
  • Informed Consent
  • Nursing Research / ethics*
  • Problem Solving*
  • Bibliography
  • More Referencing guides Blog Automated transliteration Relevant bibliographies by topics
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  • Relevant bibliographies by topics
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Dissertations / Theses on the topic 'Issues, ethics and legal aspects'

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Bernard, Julia M., A. N. Manick, and Maike Klein. "Ethics, Legal and Professional Issues in Mediation and Parent Coordination." Digital Commons @ East Tennessee State University, 2016. https://dc.etsu.edu/etsu-works/929.

Poget, Gaël. "Legal aspects of facilitation in civil aviation : health issues." Thesis, McGill University, 2003. http://digitool.Library.McGill.CA:80/R/?func=dbin-jump-full&object_id=81228.

Garwood-Gowers, Austen. "An investigation into the ethical and legal aspects of liver donor organ transplantation." Thesis, De Montfort University, 1997. http://hdl.handle.net/2086/4143.

Outterson, Carole. "The nontreatment of disabled infants : some ethical, clinical and legal aspects." Thesis, University of Cambridge, 1995. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.243070.

Eramo, Beverly Edith, and mikewood@deakin edu au. "Confidentiality and disclosure : assessment and intervention issues." Deakin University. School of Psychology, 2002. http://tux.lib.deakin.edu.au./adt-VDU/public/adt-VDU20060706.141546.

Paquin, Leo Joseph. "Ethical issues raised by the SARS outbreak in Toronto." Thesis, McGill University, 2005. http://digitool.Library.McGill.CA:80/R/?func=dbin-jump-full&object_id=98568.

Ebeku, Kaniye Samuel Adheledhini. "Legal aspects of environmental issues and equity considerations in the exploitation of oil in Nigeria's Niger delta." Thesis, University of Kent, 2002. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.274315.

Fragassi, Christopher. "SCHIZOPHRENIA AND STIGMA: AN OUTLOOK ON THE MEDICAL, LEGAL, AND SOCIAL ASPECTS OF LIVING WITH SCHIZOPHRENIA." Master's thesis, Temple University Libraries, 2018. http://cdm16002.contentdm.oclc.org/cdm/ref/collection/p245801coll10/id/488872.

Dorse, Aletta Jacomina. "Legal and ethical aspects of nursing practice in selected private hospitals in the Western Cape Metropolitan Area." Thesis, Link to the online version, 2008. http://hdl.handle.net/10019/937.

Wikman-Svahn, Per. "Ethical Aspects of Radiation Risk Management." Doctoral thesis, KTH, Filosofi, 2012. http://urn.kb.se/resolve?urn=urn:nbn:se:kth:diva-100730.

McCann, Paul, and res cand@acu edu au. "Principals’ Understandings of Aspects of the Law Impacting on the Administration of Catholic Schools: some implications for leadership." Australian Catholic University. School of Educational Leadership, 2006. http://dlibrary.acu.edu.au/digitaltheses/public/adt-acuvp129.17052007.

Gottleber, Timothy Theodore. "The Association between Attitudes toward Computers and Understanding of Ethical Issues Affecting Their Use." Thesis, University of North Texas, 1992. https://digital.library.unt.edu/ark:/67531/metadc277720/.

Brady, Paul. "Towards a theory of adjudication : some issues of method and principle." Thesis, University of Oxford, 2014. http://ora.ox.ac.uk/objects/uuid:ebfc484a-5593-445f-83d1-9cf30466e314.

Brown, Walter. "Patents, pills, poverty and pandemic : the ethical issues /." Thesis, Rhodes University, 2003. http://eprints.ru.ac.za/142/.

Harrison, Rebecca Jane. "Scientific evidence and the toxic tort : a socio-legal study of the issues, expert evidence and judgment in Reay and Hope v. British Nuclear Fuels plc." Thesis, London School of Economics and Political Science (University of London), 1999. http://etheses.lse.ac.uk/2002/.

Zabala, Blanco Jaime. "Autonomía e instrucciones previas: un análisis comparativo de las legislaciones autonómicas del Estado Español." Doctoral thesis, Universidad de Cantabria, 2007. http://hdl.handle.net/10803/10650.

Kalinoski, Zachary Thomas. "Recognizing the Implicit and Explicit Aspects of Ethical Decision-Making: Schemas, Work Climates, and Counterproductive Work Behaviors." Wright State University / OhioLINK, 2012. http://rave.ohiolink.edu/etdc/view?acc_num=wright1339789100.

Kutame, Azwidohwi Philip. "Researching sensitive issues in education in the Limpopo Province of South Africa." Thesis, Stellenbosch : Stellenbosch University, 2004. http://hdl.handle.net/10019.1/50080.

Le, Roux-Kemp Andra. "A legal perspective on the power imbalances in the doctor-patient relationship." Thesis, Stellenbosch : University of Stellenbosch, 2010. http://hdl.handle.net/10019.1/1330.

Atibaka, Sunday O. "Anthropology of Aging: Assessment of Old Age Needs and Ethical Issues regarding the Use of Assistive Technologies." Thesis, University of North Texas, 2018. https://digital.library.unt.edu/ark:/67531/metadc1404544/.

Rodohan, Eamonn Patrick. "Criminalisation for sexual transmission of HIV : emerging issues and the impact upon clinical psychology practice in the UK." Thesis, University of Hertfordshire, 2011. http://hdl.handle.net/2299/5873.

DeStefano, Michele, and Hendrik Schneider. "Compliance Elliance Journal." Universität Leipzig, 2017. https://ul.qucosa.de/id/qucosa%3A15593.

DeStefano, Michele, and Hendrik Schneider. "Editorial." Universitätsbibliothek Leipzig, 2017. http://nbn-resolving.de/urn:nbn:de:bsz:15-qucosa-223943.

Loum-Neeser, N'deye fatou. "Les pays en développement et la brevetabilité des médicaments en matière de lutte contre le VIH/SIDA : étude de droit comparé sur les controverses actuelles concernant le rôle des brevets pharmaceutiques dans l'accès aux médicaments de traitement du VIH/SIDA des pays en voie de développement." Thesis, Strasbourg, 2012. http://www.theses.fr/2012STRAA034/document.

Ashfaq, Muhammad. "The crime of aggression : a critical historical inquiry of the just war tradition." Thesis, University of St Andrews, 2018. http://hdl.handle.net/10023/13671.

Dhai, A. "Gender reassignment surgery : medical issues and legal consequences." Thesis, 2000. http://hdl.handle.net/10413/3903.

Reddy, Nilam. "The medico-legal and ethical issues surrounding the creation of a human embryo." Thesis, 2001. http://hdl.handle.net/10413/9520.

Foong, CK. "A comparative analysis of the medico-legal and ethical issues associated with embryonic stem cell research in Australia and Malaysia." Thesis, 2012. https://eprints.utas.edu.au/14752/1/front-foong-thesis.pdf.

Khanyile, Bathini Purity. "An analysis of patients' awareness and attitude concerning end of life issues." Thesis, 2002. http://hdl.handle.net/10413/4527.

Mahesh, Kishen P. "Genomic sovereignty in South Africa: ethico-legal issues." Thesis, 2014. http://hdl.handle.net/10539/15297.

RIBERA, Maria Ines. "Issues on euthanasia and assisted suicide in a comparative perspective." Doctoral thesis, 2003. http://hdl.handle.net/1814/5686.

"Non-lawyers as legal resources for the state: issues, institutions and implications for China's legal reform." 2013. http://library.cuhk.edu.hk/record=b5549775.

Swanepoel, Magdaleen. "Law, Psychiatry and psychology : a selection of constitutional, medico-legal and liability issues." Thesis, 2009. http://hdl.handle.net/10500/3106.

Gordon, Wanda Marja. "Ethical issues and codes of ethics : views of adult education practitioners in British Columbia." Thesis, 1997. http://hdl.handle.net/2429/6502.

Gambu, Sibongile Qhakazile. "Cultural issues in the understanding of ethics in the nursing profession : implications for practice." Thesis, 2000. http://hdl.handle.net/10413/3296.

Wassenaar, Douglas Richard. "Ethical issues in South African psychology : public complaints, psychologists' dilemmas and training in professional ethics." Thesis, 2002. http://hdl.handle.net/10413/10564.

Wang, Chao. "National treatment, transparency, and rule of law : evolving issues on the conformity of China’s legal system with WTO’s principles." Thesis, 2003. http://hdl.handle.net/2429/14452.

Konkamani, Francis Xavier. "Nurses' perperceptions regarding ethico-legal training in Ghana." Diss., 2017. http://hdl.handle.net/10500/23156.

Comer, Amber R. "The legal and ethical implications of the Indiana surrogate decision making impact on physicians and patient care in Indiana hospitals." Thesis, 2015. http://hdl.handle.net/1805/7950.

Brooker, Dawn J. R., and Rosemary J. Woolley. "Enriching opportunities for people living with Dementia: The Development of a Blueprint for a sustainable activity-based model of care." 2007. http://hdl.handle.net/10454/3746.

"Authority and discipline as responsibilities of the teacher." Thesis, 2015. http://hdl.handle.net/10210/14241.

Opperman, Susan. "Ethical and stylistic issues of translating Bosman's English short stories into Afrikaans." Thesis, 2018. http://hdl.handle.net/10500/24546.

Cowburn, I. Malcolm. "Confidentiality and public protection: Ethical dilemmas in qualitative research with adult male sex offenders." 2005. http://hdl.handle.net/10454/3508.

Eksteen, Elmarié. "Towards an ecosystemic understanding of suicidal behaviour." Diss., 1999. http://hdl.handle.net/10500/16738.

Conceição, Joana Raquel Patrício. "Ética e prática profissional nas comissões de proteção de crianças e jovens." Master's thesis, 2017. http://hdl.handle.net/10071/16633.

Jedličková, Anetta. "Podvod v klinickém hodnocení léčiv z pohledu etiky a práva." Doctoral thesis, 2014. http://www.nusl.cz/ntk/nusl-332271.

Nhanenge, Jytte. "Ecofeminism: towards integrating the concerns of women, poor people and nature into development." Diss., 2007. http://hdl.handle.net/10500/570.

Lebese, Moipone Veronicah. "A phenomenological study of the experiences of nurses directly involved with termination of pregnancies in the Limpopo Province." Diss., 2009. http://hdl.handle.net/10500/2947.

COMMENTS

  1. Step 6: Issues of research ethics for your dissertation

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  2. Ethical Considerations in Research

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    Following the four steps outlined in this post will help you write an ethical and logistical considerations section in your dissertation: 1. Define your principles. 2. Evaluate the risks and implications of each stage of your research. 3. Record your practices carefully. 4. Write up your considerations in the appropriate format for the ...

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    Ethical considerations are the foundation of sound research practices. Ensuring that your dissertation adheres to ethical principles and guidelines is not just a formality; it's a fundamental aspect of maintaining the integrity and credibility of your research. Understanding Research Ethics: Research ethics encompass a set of principles and ...

  6. Research ethics in dissertations: ethical issues and

    While many. ethical concerns, by their nature, involve systematic concepts or metasystematic principles, ethical reasoning scored predominantly at lesser levels of complexity: abstract (6% of the dissertations), formal (84%) and. systematic (10%). Conclusions Research ethics are inadequately covered.

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  8. Research ethics in dissertations: ethical issues and complexity of

    Results A total of seven ethical topics were identified: ethical approval (94% of the dissertations), information and informed consent (86%), confidentiality (67%), ethical aspects of methods (61%), use of ethical principles and regulations (39%), rationale for the study (20%) and fair participant selection (14%). Four of those of topics were most frequently addressed: the majority of ...

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    Following the triangulation of different perspectives (researchers, REB members and ethics experts), emerging ethical issues were synthesized in ten units of meaning: (1) research integrity, (2) conflicts of interest, (3) respect for research participants, (4) lack of supervision and power imbalances, (5) individualism and performance, (6 ...

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    The ethical issues involved concern the personal position of the interviewer, the sensitivity of the theme and the social prejudice, interviewed protection and communication of results: Kylmä J et al. Finland. 2001: III: To describe and reflect ethical challenges in study on the dynamics of hope in HIV-positive adults:

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  17. Research ethics in dissertations: Ethical issues and complexity of

    Background: Conducting ethically sound research is a fundamental principle of scientific inquiry. Recent research has indicated that ethical concerns are insufficiently dealt with in dissertations. Purpose: To examine which research ethical topics were addressed and how these were presented in terms of complexity of reasoning in Swedish nurses' dissertations. Methods: Analyses of ethical ...

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    Scientific research must be conducted in accordance with ethical principles. This paper discusses how to ensure that all aspects of a doctoral research, from literature review to conducting research, to writing the dissertation manuscript will be done with care and integrity and will meet the ethical standards of scientific research.

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    While many ethical concerns, by their nature, involve systematic concepts or metasystematic principles, ethical reasoning scored predominantly at lesser levels of complexity: abstract (6% of the dissertations), formal (84%) and systematic (10%). Conclusions: Research ethics are inadequately covered in most dissertations by nurses in Sweden.

  20. Research ethics in dissertations: Ethical issues and complexity of

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  21. Doing Sensitive Research Sensitively: Ethical and Methodological Issues

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