Understanding Biographical Criticism: A Comprehensive Guide

What is biographical criticism, history and development of biographical criticism, how to apply biographical criticism, strengths and weaknesses of biographical criticism, notable examples of biographical criticism, why biographical criticism matters, frequently asked questions about biographical criticism, resources and further reading.

Have you ever wondered how the life of an author can shape their stories? If so, then you're already halfway into the fascinating world of biographical criticism. In this guide, we'll explore the exciting subject of biographical criticism, peeling back the layers to understand its history, development, and its role in literary analysis. Whether you're an avid reader, a literature student, or just someone curious about the inner workings of literature, this guide will serve as a handy resource for you. So, let's jump right in and start our journey into the world of biographical criticism!

Biographical criticism is a form of literary criticism where the life, beliefs, and experiences of the author are used to better understand and interpret their work. It's a way of seeing literature through a different lens—one that's got the author's fingerprints all over it.

Now, you might wonder, why do we care so much about the author's life? Couldn't we just enjoy the story for what it is? Well, here's the thing. Authors don't write in a vacuum. Their lives, their experiences, their beliefs—they all seep into their stories, often in ways that we don't even realize. And that's where the definition of biographical criticism comes in.

The definition of biographical criticism emphasizes the importance of understanding an author's life in interpreting their work. It's like having a secret decoder ring that lets you delve deeper into the story and unearth hidden meanings. Consider the following points:

  • Authors often draw from their own life experiences when writing.
  • Their personal beliefs and values can shape the themes and messages in their work.
  • Understanding the author's background can help you appreciate the context and setting of the story.
  • It can provide insights into the author's motivations and intentions, adding a new layer of depth to your reading experience.

By now, you can see that the definition of biographical criticism is more than just a literary term. It's a tool, a way of thinking, that allows you to explore literature on a deeper and more personal level. But remember—it's just one of many lenses you can use to view and interpret literature. It's not the only way, but it's certainly an interesting one!

Now that we've covered the definition of biographical criticism, let's take a trip back in time to see how this approach has evolved over the years. It's a bit like detective work, piecing together clues to form a bigger picture.

Believe it or not, biographical criticism has been around for centuries. In fact, it was quite popular during the Renaissance period, when scholars often studied authors' lives to understand their work. They believed that an author's experiences and beliefs were reflected in their writing, a concept that's still central to biographical criticism today.

However, in the 20th century, things started to change. A group of critics known as the New Critics argued that an author's life should not influence the interpretation of their work. They believed in focusing solely on the text itself, a method known as 'close reading'. This led to the decline of biographical criticism for a while.

But as the saying goes, old habits die hard. In the late 20th century, biographical criticism made a comeback. Scholars began to recognize the value in examining an author's life to gain insights into their work. Today, it's considered a valuable tool in literary analysis, providing a unique perspective that can enhance our understanding of literature.

So, as you can see, the practice of biographical criticism has had its ups and downs over the years. But through it all, the core idea remains the same: the life of an author can offer valuable insights into their work. And that's the beauty of this approach—it allows us to see literature not just as stories, but as reflections of real human experiences.

So, you're wondering how to apply biographical criticism to a piece of literature? It's as easy as pie—if you know where to start, that is. Here's a simple step-by-step guide to help you get the ball rolling.

Step 1: Research the Author's Life

The first step in biographical criticism is to dig into the author's life. Find out where they were born, what their childhood was like, what they studied, their career, relationships, beliefs, and any significant events that occurred during their lifetime. It's a bit like being a detective, isn't it?

Step 2: Read the Work Carefully

Next, read the literary work you're analyzing with care. Pay attention to the themes, characters, and plot. While reading, keep the author's life in mind and see if you can spot any connections. Can you see any reflections of the author's life in the story?

Step 3: Draw Connections

Now comes the fun part—drawing connections between the author's life and their work. For example, maybe the author wrote a lot about poverty and you discovered they grew up in a poor neighborhood. Or perhaps the main character shares similar experiences with the author. These links are the key to biographical criticism.

Step 4: Write Your Analysis

Lastly, it's time to write your analysis. Discuss the connections you've found and explain how they enhance the understanding of the work. Remember, the goal of biographical criticism is to provide a deeper insight into the literary work by viewing it through the lens of the author's life.

And there you have it! You've now learned not just the definition of biographical criticism, but also how to apply it. So, the next time you read a book, why not give it a try? You might be surprised by what you discover.

Just like a superhero, biographical criticism has its strengths and weaknesses. Let's take a closer look at what they are.

Strengths of Biographical Criticism

First, let's talk about the strengths. One major advantage of biographical criticism is that it can add depth and richness to a literary work. By understanding the author's life, you can gain a deeper insight into their mindset, beliefs, and experiences. This can help you understand the themes, characters, and plot on a much deeper level.

Another strength is it makes literature more relatable and real. By linking the author's life to their work, it makes the story feel more personal and human. This can make the reading experience more meaningful and engaging.

Weaknesses of Biographical Criticism

Now, let's shift our focus to the weaknesses. While biographical criticism can be enlightening, it's not without its flaws. One significant drawback is that it can lead to assumptions and misinterpretations. Just because an author has certain experiences, it doesn't mean they're always reflected in their work. Making such assumptions can lead to faulty interpretations.

Another weakness is that it can overshadow the literary work itself. Sometimes, focusing too much on the author's life can divert attention from the literary work's inherent qualities. After all, isn't the story itself the reason we picked up the book in the first place?

So, there you have it—the strengths and weaknesses of biographical criticism. As with any approach, it's important to use it wisely and remember that it's just one way to interpret a literary work.

Let's take a step into the world of literature with some noteworthy examples of biographical criticism. These examples will bring to life the definition of biographical criticism and show you how it works in practice.

First up, let's talk about 'To Kill a Mockingbird' by Harper Lee. This classic novel is often examined through a biographical criticism lens. Lee's childhood experiences in Alabama, especially her observations of racial injustice, played a significant role in shaping the story and characters. By understanding Lee's background, readers can gain a richer understanding of the novel's themes.

Another fascinating example is 'The Bell Jar' by Sylvia Plath. This novel is a semi-autobiographical exploration of Plath's struggles with mental health. By knowing Plath's personal history, we can appreciate the authenticity and depth of the protagonist's experiences.

Finally, let's look at 'The Catcher in the Rye' by J.D. Salinger. Salinger's experiences in World War II and his struggles with fame and privacy heavily influenced the novel's themes and the character of Holden Caulfield. A biographical criticism approach can illuminate these influences and offer a deeper understanding of the novel.

These examples show how biographical criticism can reveal new layers of meaning in a literary work. By considering the author's experiences, you can uncover insights that might otherwise remain hidden.

Now that we've explored the definition of biographical criticism and seen it in action, you might be wondering, why does it matter? Well, imagine reading a book without thinking about the author at all. It's like watching a movie without knowing who directed it or listening to a song without knowing who the artist is. Sure, you can enjoy it, but there's a whole other layer of understanding that you're missing out on.

Biographical criticism matters because it allows us to see that extra layer. It's like getting a special pair of glasses that let us see the invisible threads connecting the author's life to their work. It's a reminder that literature isn't created in a vacuum—it's the product of a real person's experiences, thoughts, and emotions.

For instance, knowing that Emily Dickinson spent most of her life in seclusion allows us to better understand the themes of isolation and mortality in her poetry. Similarly, understanding F. Scott Fitzgerald's experiences of the Roaring Twenties helps us appreciate the critique of excess and materialism in 'The Great Gatsby'.

By embracing biographical criticism, we can deepen our understanding of literature and forge a more meaningful connection with the works we read. So the next time you pick up a book, spare a thought for the author's life—you never know what secrets it might reveal about the story you're about to read.

Now that we've gone through the definition of biographical criticism, let's answer some common questions you might have.

Do I always need to know an author's life to enjoy their work?

Absolutely not! While biographical criticism can give us a deeper understanding, it's not a requirement for enjoying a piece of literature. Sometimes, you might just want to lose yourself in a good story—that's perfectly fine too!

Isn't it an invasion of the author's privacy?

A valid concern! However, biographical criticism doesn't mean prying into an author's personal life. It's about understanding the broad strokes of their experiences and how they might have influenced their work. We're not detectives, just curious readers!

Can I use biographical criticism for any piece of literature?

While it's more commonly used for novels, poems, and plays, you can apply biographical criticism to any form of writing. Even a cookbook can reveal interesting things about its author!

What if I get it wrong?

Remember, biographical criticism isn't an exact science. It's more of an informed guess. Even experts disagree on interpretations sometimes. The important thing is to keep an open mind and enjoy the process of discovery.

There you have it, a quick rundown of some common questions about biographical criticism. It's a fascinating approach that can truly change the way you read!

If our exploration into the world of biographical criticism has sparked your interest, there are many resources available for further reading. Getting a firm grasp on the definition of biographical criticism is just the beginning!

Here are a few books that delve deeper into this fascinating method of literary analysis:

"Biography: A Very Short Introduction" by Hermione Lee

This book provides a concise yet informative look at biography as a literary genre. It can be a great starting point for understanding the connection between an author's life and their work.

"Literary Biography: An Introduction" by Michael Benton

Benton's book is an in-depth study of literary biography. It's a slightly heavier read, but well worth it for the keenly interested.

"The Art of Literary Biography" edited by John Batchelor

This collection of essays by various authors explores the challenges and rewards of literary biography. It's an insightful read for those ready to dive deeper.

Reading these books can enhance your understanding and appreciation of biographical criticism. Remember, the journey to knowledge is always more fulfilling when you enjoy the ride. So, grab a cup of your favorite beverage, find a cozy corner, and let the world of biographical criticism unfold before your eyes.

Happy reading!

If you found our comprehensive guide on understanding biographical criticism helpful, we highly recommend checking out the workshop ' Researching your Craft & Sharpening your Skills ' by Celina Rodriguez. This workshop will equip you with the necessary tools and techniques to further your understanding of literary criticism and help you excel in your craft. Don't miss this opportunity to deepen your knowledge and sharpen your skills!

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What Is Biography? Definition, Usage, and Literary Examples

Biography definition.

A  biography  (BYE-og-ruh-fee) is a written account of one person’s life authored by another person. A biography includes all pertinent details from the subject’s life, typically arranged in a chronological order. The word  biography  stems from the Latin  biographia , which succinctly explains the word’s definition:  bios  = “life” +  graphia  = “write.”

Since the advent of the written word, historical writings have offered information about real people, but it wasn’t until the 18th century that biographies evolved into a separate literary genre.  Autobiographies  and memoirs fall under the broader biography genre, but they are distinct literary forms due to one key factor: the subjects themselves write these works. Biographies are popular source materials for documentaries, television shows, and motion pictures.

The History of Biographies

The biography form has its roots in Ancient Rome and Greece. In 44 BCE, Roman writer Cornelius Nepos published  Excellentium Imperatorum Vitae  ( Lives of the Generals ), one of the earliest recorded biographies. In 80 CE, Greek writer Plutarch released  Parallel Lives , a sweeping work consisting of 48 biographies of famous men. In 121 CE, Roman historian Suetonius wrote  De vita Caesarum  ( On the Lives of the Caesars ), a series of 12 biographies detailing the lives of Julius Caesar and the first 11 emperors of the Roman Empire. These were among the most widely read biographies of their time, and at least portions of them have survived intact over the millennia.

During the Middle Ages, the Roman Catholic Church had a notable influence on biographies. Historical, political, and cultural biographies fell out of favor. Biographies of religious figures—including saints, popes, and church founders—replaced them. One notable exception was Italian painter/architect Giorgio Vasari’s 1550 biography,  The Lives of the Most Excellent Painters, Sculptors, and Architects , which was immensely popular. In fact, it is one of the first examples of a bestselling book.

Still, it wasn’t until the 18th century that authors began to abandon multiple subjects in a single work and instead focus their research and writing on one subject. Scholars consider James Boswell’s 1791  The Life of Samuel Johnson  to be the first modern biography. From here, biographies were established as a distinct literary genre, separate from more general historical writing.

As understanding of psychology and sociology grew in the 19th and early 20th centuries, biographies further evolved, offering up even more comprehensive pictures of their subjects. Authors who played major roles in this contemporary approach to biographing include Lytton Strachey, Gamaliel Bradford, and Robert Graves.

Types of Biographies

While all biographical works chronicle the lives of real people, writers can present the information in several different ways.

  • Popular biographies are life histories written for a general readership.  The Immortal Life of Henrietta Lacks  by Rebecca Skloot and  Into the Wild  by Jon Krakauer are two popular examples.
  • Critical biographies discuss the relationship between the subject’s life and the work they produced or were involved in; for example,  The Billionaire Who Wasn’t: How Chuck Feeney Secretly Made and Gave Away a Fortune  by Conor O’Clery and  Unpresidented: A Biography of Donald Trump  by Martha Brockenbrough.
  • Historical biographies put greater understanding on how the subject’s life and contributions affected or were affected by the times in which they lived; see  John Adams  by David McCullough and  Catherine the Great  by Peter K. Massie.
  • Literary biographies concentrate almost exclusively on writers and artists, blending a conventional  narrative  of the historical facts of the subject’s life with an exploration of how these facts impacted their creative output. Some examples include  Savage Beauty: The Life of Edna St. Vincent Millay  by Nancy Milford and  Jackson Pollock: An American Saga  by Gregory White Smith and Steven Naifeh.
  • Reference biographies are more scholarly writings, usually written by multiple authors and covering multiple lives around a single topic. They verify facts, provide background details, and contribute supplemental information resources, like bibliographies, glossaries, and historical documents; for example,  Black Americans in Congress, 1870-2007  and the  Dictionary of Canadian Biography .
  • Fictional biographies, or biographical novels, like  The Other Boleyn Girl  by Philippa Gregory, incorporate creative license into the retelling of a real person’s story by taking on the structure and freedoms of a novel. The term can also describe novels in which authors give an abundance of background information on their characters, to the extent that the novel reads more like a biography than fiction. An example of this is George R.R. Martin’s  Fire and Blood , a novel detailing the history of a royal family from his popular  A Song of Ice and Fire

Biographies and Filmed Entertainment

Movie makers and television creators frequently produce biographical stories, either as dramatized productions based on real people or as nonfiction accounts.

Documentary

This genre is a nonfictional movie or television show that uses historical records to tell the story of a subject. The subject might be a one person or a group of people, or it might be a certain topic or theme. To present a biography in a visually compelling way, documentaries utilize archival footage, recreations, and interviews with subjects, scholars, experts, and others associated with the subject.

Famous film documentaries include  Grey Gardens,  a biography of two of Jacqueline Kennedy’s once-wealthy cousins, who, at the time of filming, lived in squalor in a condemned mansion in the Hamptons; and  I Am Not Your Negro , a biography of the life and legacy of pioneering American author James Baldwin.

Television documentary series tell one story over the course of several episodes, like  The Jinx :  The Life and Deaths of Robert Durst , a biography of the real estate heir and alleged serial killer that focused on his suspected crimes. There are many nonfiction television shows that use a documentary format, but subjects typically change from one episode to the next, such as A&E’s  Biography  and PBS’s  POV .

These films are biographical motion pictures, written by screenwriters and performed by actors. They often employ a certain amount of creative liberty in their interpretation of a real life. This is largely done to maintain a feasible runtime; capturing all of the pivotal moments of a subject’s life in a 90- or 120-minute movie is all but impossible. So, filmmakers might choose to add, eliminate, or combine key events and characters, or they may focus primarily on one or only a few aspects of the subject’s life. Some popular examples:  Coal Miner’s Daughter , a biography of country music legend Loretta Lynn;  Malcom X , a biopic centered on the civil rights leader of the same name; and  The King’s Speech , a dramatization of Prince Albert’s efforts to overcome a stutter and ascend the English throne.

Semi-fictionalized account

This approach takes a real-life event and interprets or expands it in ways that stray beyond what actually happened. This is done for entertainment and to build the story so it fits the filmmaker’s vision or evolves into a longer form, such as a multi-season television show. These accounts sometimes come with the disclaimer that they are “inspired by true events.” Examples of semi-fictionalized accounts are the TV series  Orange Is the New Black ,  Masters of Sex , and  Mozart of the Jungle —each of which stem from at least one biographical element, but showrunners expounded upon to provide many seasons of entertainment.

The Functions of Biography

Biographies inform readers about the life of a notable person. They are a way to introduce readers to the work’s subject—the historical details, the subject’s motivations and psychological underpinnings, and their environment and the impact they had, both in the short and long term.

Because the author is somewhat removed from their subject, they can offer a more omniscient, third-person narrative account. This vantage point allows the author to put certain events into a larger context; compare and contrast events, people, and behaviors predominant in the subject’s life; and delve into psychological and sociological themes of which the subject may not have been aware.

Also, a writer structures a biography to make the life of the subject interesting and readable. Most biographers want to entertain as well as inform, so they typically use a traditional  plot  structure—an introduction,  conflict , rising of tension, a climax, a resolution, and an ending—to give the life story a narrative shape. While the ebb and flow of life is a normal day-to-day rhythm, it doesn’t necessarily make for entertaining reading. The job of the writer, then, becomes one of shaping the life to fit the elements of a good plot.

Writers Known for Biographies

Many modern writers have dedicated much of their careers to biographies, such as:

  • Kitty Kelley, author of  Jackie Oh! An Intimate Biography; His Way: The Unauthorized Biography of Frank Sinatra ; and  The Family: The Real Story of the Bush Dynasty
  • Antonia Fraser, author of  Mary Queen of Scots ;  Cromwell; Our Chief of Men ; and  The Gunpowder Plot: Terror and Faith in 1605
  • David McCullough, author of  The Path Between the Seas; Truman ; and  John Adams
  • Andrew Morton, author of  Diana: Her True Story in Her Own Words; Madonna ; and  Tom Cruise: An Unauthorized Biography
  • Alison Weir, author of  The Six Wives of Henry VIII; Eleanor of Aquitaine: By the Wrath of God; Queen of England ; and  Katherine Swynford: The Story of John of Gaunt and His Scandalous Duchess

Examples of Biographies

1. James Boswell,  The Life of Samuel Johnson

The biography that ushered in the modern era of true-life writing,  The Life of Samuel Johnson  covered the entirety of its subject’s life, from his birth to his status as England’s preeminent writer to his death. Boswell was a personal acquaintance of Johnson, so he was able to draw on voluminous amounts of personal conversations the two shared.

What also sets this biography apart is, because Boswell was a contemporary of Johnson, readers see Johnson in the context of his own time. He wasn’t some fabled figure that a biographer was writing about centuries later; he was someone to whom the author had access, and Boswell could see the real-world influence his subject had on life in the here and now.

2. Sylvia Nasar,  A Beautiful Mind

Nasar’s 1998 Pulitzer Prize-nominated biography of mathematician John Nash introduced legions of readers to Nash’s remarkable life and genius. The book opens with Nash’s childhood and follows him through his education, career, personal life, and struggles with schizophrenia. It ends with his acceptance of the 1994 Nobel Prize for Economics. In addition to a Pulitzer nomination,  A Beautiful Mind  won the National Book Critics Circle Award for Biography, was a  New York Times  bestseller, and provided the basis for the Academy Award-winning 2001 film of the same name.

3. Catherine Clinton,  Harriet Tubman: The Road to Freedom

Clinton’s biography of the abolitionist icon is a large-scale epic that chronicles Tubman’s singular life. It starts at her birth in the 1820s as the slave Araminta Ross, continuing through her journey to freedom; her pivotal role in the Underground Railroad; her Moses-like persona; and her death in 1913.

Because Tubman could not read or write, she left behind no letters, diaries, or other personal papers in her own hand and voice. Clinton reconstructed Tubman’s history entirely through other source material, and historians often cite this work as the quintessential biography of Tubman’s life.

4. Megan Mayhew Bergman,  Almost Famous Women

Almost Famous Women  is not a biography in the strictest sense of the word; it is a fictional interpretation of real-life women. Each short story revolves around a woman from history with close ties to fame, such as movie star Marlene Dietrich, Standard Oil heiress Marion “Joe” Carstairs, aviatrix Beryl Markham, Oscar Wilde’s niece Dolly, and Lord Byron’s daughter Allegra. Mayhew Bergman imagines these colorful women in equally colorful episodes that put them in a new light—a light that perhaps offers them the honor and homage that history denied them.

Further Resources on Biography

Newsweek  compiled their picks for the  75 Best Biographies of All Time .

The Open Education Database has a list of  75 Biographies to Read Before You Die .

Goodreads put together a list of readers’  best biography selections .

If you’re looking to write biographies,  Infoplease  has instructions for writing shorter pieces, while  The Writer   has practical advice for writing manuscript-length bios.

Ranker  collected  a comprehensive list of famous biographers .

Related Terms

  • Autobiography
  • Short Story

critical biography meaning

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Brian K. Goodman

Phd in american studies, harvard university.

Brian K. Goodman

What is Biography?

Semester: , offered: .

I was a teaching fellow for this history seminar led by Jill Lepore. Here is the course description: "Biographers write histories of lives. Their storytelling is often novelistic but their standards of evidence are those of the historian. They confront distinctive questions: What lives are worth writing? What is the relationship between the individual and society? What rules govern the relationship between biographers and their subjects? How has the art of biography changed over the centuries, and what forces have driven those changes? In this section, we’ll read both notable biographies and the critical literature on biography as a genre that is often seen to be at odds with the conventions of other kinds of historical writing." 

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Maurice Blanchot: A Critical Biography

Maurice Blanchot: A Critical Biography

Maurice Blanchot: A Critical Biography

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Maurice Blanchot (1907–2003) was one of the most important writers of the French twentieth century. His novels, shorter narratives, literary criticism, and fragmentary texts exercised great influence over writers, artists, and philosophers. As a journalist and political activist, he had a public side that matched his secret and mysterious side as someone who refused to be interviewed or photographed. Maurice Blanchot: A Critical Biography , the only full-length account of Blanchot’s itinerary, therefore attempts to carry out an impossible bio-graphy. It does so by drawing on unpublished letters and on interviews with the writer’s very close friends. Beyond this, it is a theoretical work that follows the genealogy of a thinking that is at once imaginative and speculative, at once aligned with literary modernity and a close companion and friend of philosophy. It is a historical work, unpacking the ‘transformation of convictions’ of an author who moved from the far-right in the 1930s to the far-left in the 1950s and after. And it is of course a biography, showing the strong links between the author’s life and an œuvre which nonetheless aspires to anonymity. In these ways, this book claims that Blanchot’s is a life that has become the œuvre, become a literature that bears the traces of that life secretly, even if they are what drives it. Blanchot’s œuvre is reconstituted in all its contexts, at a time when the critics who attack it, just like those who elevate it in unthinking fascination, often produce one-dimensional readings.

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2 What Is Biographical Criticism?

critical biography meaning

This chapter will demonstrate how subsequent chapters will be organized throughout the book. 

At some point in your educational journey, you’ve probably been asked to write a book report. As part of that report, you probably did some brief research about the author’s life to better understand what factors influenced his/her/their work.

Critical Lens: Biographical Criticism

When we look at biographical or historical information to help us interpret the author’s intent in a text, we are practicing historical or biographical criticism . With this type of criticism, popular throughout the eighteenth and nineteenth centuries, the author—and the author’s intent—are the targets of our analysis. We read the text in tandem with the author’s life, searching for clues about what the author meant within the words of the text and life events. Throughout most of literary history, this is what we meant when we talked about literary criticism or literary analysis.

Learning Objectives

  • Using a literary theory, choose appropriate elements of literature (formal, content, or context) to focus on in support of an interpretation (CLO 2.3)
  • Emphasize what the work does and how it does it with respect to form, content, and context (CLO 2.4)
  • Provide a thoughtful, thorough, and convincing interpretation of a text in support of a well-crafted thesis statement (CLO 5.1)

Applying Biographical Criticism to a Text

As a refresher on how this type of criticism works, let’s look at a poem by African American poet Phyllis Wheatley written in 1772 and published in 1773.

To the Right Honorable William, Earl of Dartmouth

Hail, happy day, when, smiling like the morn, Fair Freedom rose New-England to adorn: The northern clime beneath her genial ray, Dartmouth, congratulates thy blissful sway: Elate with hope her race no longer mourns, Each soul expands, each grateful bosom burns, While in thine hand with pleasure we behold The silken reins, and Freedom’s charms unfold. Long lost to realms beneath the northern skies

She shines supreme, while hated faction dies: Soon as appear’d the Goddess long desir’d, Sick at the view, she languish’d and expir’d; Thus from the splendors of the morning light The owl in sadness seeks the caves of night. No more, America, in mournful strain Of wrongs, and grievance unredress’d complain, No longer shalt thou dread the iron chain, Which wanton Tyranny with lawless hand Had made, and with it meant t’ enslave the land.

Should you, my lord, while you peruse my song, Wonder from whence my love of Freedom sprung, Whence flow these wishes for the common good, By feeling hearts alone best understood, I, young in life, by seeming cruel fate Was snatch’d from Afric’s fancy’d happy seat: What pangs excruciating must molest, What sorrows labour in my parent’s breast? Steel’d was that soul and by no misery mov’d That from a father seiz’d his babe belov’d: Such, such my case. And can I then but pray Others may never feel tyrannic sway?

For favours past, great Sir, our thanks are due, And thee we ask thy favours to renew, Since in thy pow’r, as in thy will before, To sooth the griefs, which thou did’st once deplore. May heav’nly grace the sacred sanction give To all thy works, and thou for ever live Not only on the wings of fleeting Fame, Though praise immortal crowns the patriot’s name, But to conduct to heav’ns refulgent fane, May fiery coursers sweep th’ ethereal plain, And bear thee upwards to that blest abode, Where, like the prophet, thou shalt find thy God.

Wheatley’s literary talent was recognized and celebrated by her contemporaries. Here’s a brief biographical sketch written nearly 60 years after her death from Biographical Sketches and Interesting Anecdotes of Persons of Color   by A. Mott (1839):

A Short Account of Phillis Wheatley

critical biography meaning

1. Although the state of Massachusetts never was so deeply involved in the African slave trade as most of the other states, yet before the war which separated the United States of America from Great Britain, and gave us the title of a free and independent nation, there were many of the poor Africans brought into their ports and sold for slaves.

2. In the year 1761, a little girl about 7 or 8 years old was stolen from her parents in Africa, and being put on board a ship was brought to Boston, where she was sold for a slave to John Wheatley, a respectable inhabitant of that town. Her master giving her the name of Phillis, and she assuming that of her master, she was of course called Phillis Wheatley.

3. Being of an active disposition, and very attentive and industrious, she soon learned the English language, and in about sixteen months so perfectly, that she could read any of the most difficult parts of the Scriptures, to the great astonishment of those who heard her. And this she learned without any school instruction except what was taught her in the family.

4. The art of writing she obtained by her own industry and curiosity, and in so short a time that in the year 1765, when she was not more than twelve years of  age,she was capable of writing letters to her friends on various subjects. She also wrote to several persons in high stations. In one of her communications to the Earl of Dartmouth, on the subject of Freedom,  she has the following lines:

“Should you, my lord, while you pursue my song, Wonder from whence my love of  Freedom  sprung, Whence flow these wishes for the common good, By feeling hearts alone best understood— I, young in life, by seeming cruel fate, Was snatch’d from Afric’s fancy’d happy seat: What pangs excruciating must molest, What sorrows labour in my parent’s breast? Steel’d was that soul, and by no misery mov’d, That from a father seized the babe belov’d. Such, such my case—and can I then but pray, Others may never feel tyrannic sway?”

5. In her leisure moments she often indulged herself in writing poetry, and a small volume of her composition was published in 1773, when she was about nineteen years of age, attested by the Governor of Massachusetts, and a number of the most respectable inhabitants of Boston, in the following language:

6. “We, whose names are under-written, do assure the world that the Poems specified in the following pages were, (as we verily believe,) written by Phillis, a young negro girl, who was but a few years since, brought an uncultivated barbarian from Africa; and has ever since been, and now is, under the disadvantage of serving as a slave in a family in this town. She has been examined by some of the best judges, and is thought qualified to write them.”*

7. Her master says—”Having a great inclination to learn the Latin language, she has made some progress in it.”

8. After the publication of the little volume mentioned, and about the 21st year of her age, she was liberated; but she continued in her master’s family, where she was much respected for her good conduct. Many of the most respectable inhabitants of Boston and its vicinity, visiting at the house, were pleased with an opportunity of conversing with Phillis, and observing her modest deportment, and the cultivation of her mind.

9. When about 23, she was married to a person of her own colour, who having also obtained considerable learning, kept a grocery, and officiated as a lawyer, under the title of Doctor Peters, pleading the cause of his brethren the Africans, before the tribunals of the state.

10. The reputation he enjoyed, with his industry, procured him a fortune; but Phillis being much indulged, had not acquired sufficient knowledge of domestic concerns; and her friends continuing their particular attention to her, gave him uneasiness, which operating on a disposition that was not willing to have her more respected than himself—which first manifested itself by reproaches; which were followed by harsh treatment. The continuance thereof affecting her susceptible mind, and delicate constitution, she soon went into a decline, and died in 1780, about the 26th year of her age, much lamented by those who knew her worth. She had one child, which died very young; and her husband survived her only three years.

*Most of her poetical productions have a religious or moral cast; all breathe a soft and sentimental feeling. Twelve related to the death of friends. Others on the works of Providence; on virtue, humanity and freedom; with one to a young painter of her own colour. On seeing his works, she vented her grief for the sorrows of her country men, in a pathetic strain.

Biographical Criticism Applied

You read the poem by Phyllis Wheatley before you learned more about the poet’s life. Now that we have both the text and the biographical information about Wheatley, consider the following questions:

  • What literary elements of the poem stand out to you?
  • How would you describe the author’s intent?
  • How does reading the poet’s biography change or impact your understanding of the poem?

When writing an analysis using this lens, you’ll want to start by sharing a brief biography of the text’s author, including anything relevant to your understanding of the poem. A thesis statement might look something like this:

In her poem “To the Right Honorable William, Earl of Dartmouth,” Phyllis Wheatley’s childhood experiences with slavery impact the choice of imagery and metaphor, focusing on ideas of freedom and democracy that were denied to many contempory eighteenth century African Americans.

This thesis statement would then be supported from the text. Some examples of things you might use for support include the following:

  • The description of freedom (capitalized) in the first stanza.
  • The imagery of the goddess Athena, associated with the birthplace of democracy, in the second stanza.
  • The description of slavery and the author’s appreciation for freedom in the third stanza.

Using this evidence along with biographical information about Phyllis Wheatley, including her education and her experiences, you could write an essay showing how the author’s intent, to celebrate freedom, is supported by her life history.

What Are the Limitations of Biographical Criticism?

While it can be interesting and fun to speculate about how the Bronte sisters’ real lives influenced their sometimes uncanny plots, there are several limitations and drawbacks to this kind of criticism.

  • History is unreliable . With the Phyllis Wheatley poem and biography above, I provided you with one of the earliest known examples of a biography about this influential African American poet. Because she was enslaved, the lens through which her contemporaries and subsequent biographers viewed her was shaped by prejudice and bias. When we do biographical criticism, we have to assume that there are stable facts about history—and as we will learn later in this book, that’s a pretty big assumption.
Does this guessing game mostly evidence: A     the literacy mastery of the student? B     the competency of the student’s teacher? C     the absurdity of the questions? D     the fact that the poet, although she has never put her head in an oven, definitely has issues. Let’s go with  D since I definitely have issues, including issues with these ridiculous test questions (Holbrook).

Ascribing authorial intent where it does not exist is sometimes referred to in later forms of literary criticism as the “ intentional fallacy. ”

3. Literature has universal meaning. Focusing on the author’s history or biography detracts from the idea that a text can mean something to anyone from any time or place.

Consider this English translation of a poem from the Tang Dynesty (701-762 CE) Chinese poet Li Bai (also known as Li Po):

Your grasses up north are as blue as jade, Our mulberries here curve green-threaded branches; And at last you think of returning home, Now when my heart is almost broken…. O breeze of the spring, since I dare not know you, Why part the silk curtains by my bed?

We don’t have to know anything about the author or his cultural context to understand that this poem is about loss of a loved one. The poem speaks to us at a universal level about an emotion we can all recognize, using powerful imagery to convey a sense of loss.

Practicing Biographical Criticism

You’ll have the opportunity to practice biographical criticism with your first week writing assessment. I recommend that you review the Model AI Essay in the next chapter and also review MLA style requirements prior to submitting your response. This will be the only time we use biographical criticism in the course.

Biographical Criticism: Natasha Tretheway’s “Theories of Time and Space”

Further Reading

  • Aristotle,  Poetics, translated by S.H. Butcher. https://classics.mit.edu/Aristotle/poetics.1.1.html
  • Arnold, Matthew , Ricks, Christopher  (ed.),  Selected Criticism of Matthew Arnold, New York: New American Library, 1972. OCLC 6338231
  • Benson, Jackson J. “Steinbeck: A Defense of Biographical Criticism”. College Literature . Vol. 16, No. 2: 107–116, 1989. JSTOR   25111810 .
  • Frye, Herman Northrop (1947)  Fearful Symmetry: A Study of William Blake Princeton University Press, Princeton, New Jersey, OCLC   560970612
  • Johnson, Samuel.  Lives of the Poets Volume 1  at  Project Gutenberg
  • Lynn, Stephen. Texts and Contexts.  2007.
  • Stuart, Duane Reed. “Biographical Criticism of Vergil since the Renaissance.” Studies in Philology. Vol. 19, No. 1: 1–30, 1922. JSTOR 4171815 .

Critical Worlds Copyright © 2024 by Liza Long is licensed under a Creative Commons Attribution-NonCommercial 4.0 International License , except where otherwise noted.

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critical biography meaning

Charlotte Smith

A Critical Biography

  • © 1998
  • Loraine Fletcher

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Table of contents (8 chapters)

Front matter, introduction, writing to live, an interest in green leaves, the goddess of botany.

  • Jane Austen

Beachy Head

Back matter.

  • French revolution
  • William Wordsworth

About this book

'Fletcher's biography is as compulsive as any novel, and it makes the reader simply long to read, and experience the redoubtable Mrs Smith at first hand.' - Kate Saunders, New Statesman

'...a substantial contribution to studies of women in the 'Romantic' period, lively in its detail, wide-ranging in its argument; seeing Smith as a significant judge of her own turbulent times, and as an influence on her literary successors.' - Times Literary Supplement

'two aspects from a biography in which there is so much to praise. An undisguised partiality wafts from the pages like a breath of fresh air amid the stuffiness of academia. Second, Fletcher's analyses of the novels are some of the most valuable pieces of criticism ever written on Smith.' - Paul Jarman, The Independent

About the author

Bibliographic information.

Book Title : Charlotte Smith

Book Subtitle : A Critical Biography

Authors : Loraine Fletcher

DOI : https://doi.org/10.1057/9780230287174

Publisher : Palgrave Macmillan London

eBook Packages : Palgrave Literature & Performing Arts Collection , Literature, Cultural and Media Studies (R0)

Copyright Information : Palgrave Macmillan, a division of Macmillan Publishers Limited 1998

Hardcover ISBN : 978-0-312-21587-3 Due: 22 June 1998

Softcover ISBN : 978-0-333-94946-7 Published: 22 June 1998

eBook ISBN : 978-0-230-28717-4 Published: 22 June 1998

Edition Number : 1

Number of Pages : XI, 401

Topics : Early Modern/Renaissance Literature , Fiction

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Writing a Critical Biography

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Article contents

Life writing.

  • Craig Howes Craig Howes Department of English and Center for Biographical Research, University of Hawai'i at Mānoa
  • https://doi.org/10.1093/acrefore/9780190201098.013.1146
  • Published online: 27 October 2020

Since 1990, “life writing” has become a frequently used covering term for the familiar genres of biography, autobiography, memoir, diaries, letters, and many other forms of life narrative. Initially adopted as a critical intervention informed by post-structuralist, postmodernist, postcolonial, and especially feminist theory of the 1970s and 1980s, the term also refers to the study of life representation beyond the traditional literary and historical focus on verbal texts, encompassing not only other media—film, graphic narratives, online technologies, performance—but also research in other disciplines—psychology, anthropology, ethnic and Indigenous studies, political science, sociology, education, medicine, and any other field that records, observes, or evaluates lives.

While many critics and theorists still place their work within the realms of autobiography or biography, and others find life writing as a discipline either too ideologically driven, or still too confining conceptually, there is no question that life representation, primarily through narrative, is an important consideration for scholars engaged in virtually any field dealing with the nature and actions of human beings, or anything that lives.

  • autobiography
  • autofiction
  • life narrative

As Julie Rak noted in 2018 , Marlene Kadar’s essay “Coming to Terms: Life Writing—from Genre to Critical Practice,” although written in 1992 , still offers a useful account of life writing’s history as a term, and is still a timely reminder to examine constantly the often-buried theoretical assumptions defining and confining it. After noting that because “life writing” was in use before “biography” or “autobiography,” it “has always been the more inclusive term,” Kadar supplies a taxonomy in the form of a progressive history. Until the 1970s, “life writing” referred to “a particular branch of textual criticism” that subjected some biographies and autobiographies, and a scattering of letters and diaries, to the same literary-critical scrutiny commonly focused upon poetry, drama, or fiction. Kadar cites Donald J. Winslow’s Life-Writing as a locus for this understanding. 1 The problem lurking here is what Kadar elsewhere refers to as “the New Critical wolf”: theoretical assumptions that are “androcentric” and privilege notions of “objective truth and narrative regularity.” Clearly wanting to label this as residual, she turns to the then-current “more broadened version” of life writing. Its champions are primarily, though not exclusively, feminist literary critics devoted to “the proliferation, authorization, and recuperation” of autobiographical texts written by “literary,” but also “ordinary,” men and women. While the “ordinary” allows “personal narratives, oral narratives and life testimonies” and even “anthropological life histories” to enter the realm of life writing, this now-dominant understanding is nevertheless problematic, because it still tends to uncritically draw such binary distinctions as fiction/autobiography, literary/non-literary non-fiction, and even male/female. Heavily influenced by postmoderism, Kadar proposes a third, emergent vision of life writing that moves beyond a desire for fixity and canonization—“with laws and law-making”—by embracing a dynamic, constantly questioning methodology: “From Genre to Critical Practice.” 2

This approach gestures toward a focus upon intersectionality in “unofficial” writing—Kadar’s example is Frederick Douglass—and toward an expansive yet politically engaged life-writing practice that can “appreciate the canon, revise it where it sees fit, and forget it where it also sees fit.” 3 The same approach should be adopted toward such terms as “the autobiographical” or “life writing itself.” After describing life writing “as a continuum that spreads unevenly and in combined forms from the so-called least fictive narration to the most fictive,” she offers her own “working definition.” Life-writing texts “are written by an author who does not continuously write about someone else”—note how biography has at best been relegated to the fringes of the realm—and “who also does not pretend to be absent from the [black, brown, or white] text himself/herself.” Neither an archive nor a taxonomy of texts, life writing employs “an imperfect and always evolving hermeneutic,” where “classical, traditional, or postmodern” approaches coexist, rather than always being set against each other. 4

Kadar’s early-1990s assessment and prophecy will serve here as loose organizational principles for describing how the move “from Genre to Critical Practice” in the ensuing years has proved to be an astonishing, though contested, unfolding of life writing as a term encompassing more initiatives by diverse communities in many locations and media that even the far-sighted Marlene Kadar could have anticipated. Even so, her insistence that life-writing critics and theorists must continue to “resist and reverse the literary and political consequences” produced by impulses toward “ʻdepersonalization’ and unrelenting ʻabstraction’” still stands. 5

From Biography to Autobiography to Life Writing

Kadar’s support for life writing as the umbrella term came in the wake of an energetic focus on autobiography as the most critically and theoretically stimulating life-narrative genre. The academic journal Biography had begun appearing in 1978 , but for all its claims to be An Interdisciplinary Quarterly , it was assumed to be largely devoted to traditional biography criticism and theory. In 1980 , James Olney noted the “shift of attention from bios to autos —from the life to the self,” which he credited with “opening things up and turning them in a philosophical, psychological and literary direction.” 6 Biography scholars would have begged to differ. Discussions of psychology, with an emphasis on psychoanalysis, and of the aesthetics of literary biography, with special attention paid to affinities with the novel, had been part of biography’s critical and theoretical environment for a century. 7 Olney however was not just arguing for autobiography’s legitimacy, but for the primacy of autos within literature itself—a key claim of his landmark monograph Metaphors of Self . 8 Olney was a convener as well as a critic and theorist. Ricia Chansky identifies the “International Symposium on Autobiography and Autobiography Studies” Olney held in 1985 as “the moment when contemporary auto/biography studies emerged as a formal discipline within the academy”—not least because it led to the creation of a newsletter that soon became the journal a/b: Auto/Biography Studies . Although the slashes in the title—credited to Timothy Dow Adams—suggested that a/b would not privilege “self-life writing over life writing,” the variety and sheer number of critical and theoretical works devoted to autobiography in the ensuing years made it clear that for many, it was the more interesting genre. 9

Institutionalization and professional assertion soon followed. Sidonie Smith recalls “those heady days” of creating archives and bibliographies, but also of “writing against the grain, writing counterhistories, writing beyond conventional plots and tropes.” 10 As Olney had predicted, autobiography became a flash point for critical and theoretical writing in women’s studies—a trend heavily influencing Kadar’s thoughts on life writing, and canonized in Sidonie Smith and Julia Watson’s Women, Autobiography, Theory: A Reader , whose introduction is still the most detailed account of how women critics and theorists from the 1970s to the late 1990s drew upon the most compelling feminist, post-structuralist, cultural, and political writing in their encounters with autobiographical texts. 11

This interest in autobiography—with or without the slash—produced an entire generation of influential writers. Because of their general eminence, Paul de Man’s and Roland Barthes’s comments on and experiments with autobiography were closely examined, but other theorists made autobiography their central attention. 12 Philippe Lejeune’s profoundly influential essay “The Autobiographical Pact” complemented Olney’s book on metaphors of self, and so did Paul John Eakin’s volumes Fictions of Autobiography and Touching the World as arguments for the genre’s legitimacy within literary studies. 13 A host of important books, collections, and anthologies soon followed, many with a strongly feminist approach. Sidonie Smith’s A Poetics of Women’s Autobiography was an important intervention into literary aesthetics, and Smith and Watson’s edited collection De/Colonizing the Subject forged important links between autobiography and feminist and postcolonial theory. 14 Many other feminist critics and theorists in Europe and North America in the 1970s, 1980s, and 1990s directed their attention as writers and editors to autobiography, among them collection editors Shari Benstock and Bella Brodsky and Celeste Schenk; monograph writers Elizabeth Bruss, Leigh Gilmore, Caroline Heilbrun, Françoise Lionnet, Nancy K. Miller, and Liz Stanley; and essayists Susan Stanford Friedman and Mary G. Mason. Following in the tradition of Virginia Woolf’s A Room of One’s Own , other feminist literary and cultural historians sought out forgotten or yet-to-be-discovered women autobiographers—Patricia Meyer Spacks for the 18th century ; Mary Jean Corbett, Regenia Gagnier, Linda H. Peterson, and Valerie Sanders for the long 19th century ; Estelle C. Jelinek from the time of antiquity; and collection editor Domna C. Stanton from the medieval period to the 20th century . 15

Often viewed through the lens of literary and cultural theory, autobiography therefore became the most-discussed life-writing genre in the 1980s, and has largely remained so ever since. But from the time of Kadar’s Essays on Life Writing , the term “life writing” became increasingly employed as the umbrella term for representing the lives of others, or of one’s self. The key intervention here was Margaretta Jolly’s landmark two-volume Encyclopedia of Life Writing . Published in 2001 , the title term encompasses Autobiographical and Biographical Forms , and through her contributors, Jolly accounts in 1,090 large double-column pages not just for the genres that could be considered life writing, but for life-writing practices in a host of world regions and historical periods. She emphasizes her subject’s interdisciplinary nature. Although the “writing of lives is an ancient and ubiquitous practice,” and the term “life writing” can in England be traced back to the late 17th or early 18th century , it has only gained “wide academic acceptance since the 1980s.” While noting that “the study of autobiography is the most-long-standing and sophisticated branch of analysis in the field”—a claim that biography scholars would dispute, at least with regard to duration—Jolly grants Kadar’s wish to expand beyond the literary by including entries grounded in “anthropology, sociology, psychology, history, theology, cultural studies, and even the biological sciences,” and in forms of life narrative “outside of the written form, including testimony, artifacts, reminiscence, personal narrative, visual arts, photography, film, oral history, and so forth.” 16

The Encyclopedia also provides “international and historical perspective through accounts of life writing traditions and trends from around the world, from Classical times to the present,” and covers “popular and everyday genres and contexts—from celebrity and royal biography to working-class autobiography, letter writing, interviews, and gossip”—a continuation of work, epitomized by Smith and Watson’s Getting a Life , that pays close attention to how “ordinary” lives are produced in a variety of public and institutional settings. 17 Like Kadar, Jolly notes the “crucial influence” of “Women’s Studies, Cultural Studies, African-American, and Post-Colonial Studies” upon autobiography studies’ emergence in the 1980s, and she also observes that many contributors use the term “auto/biography” to point toward a more capacious sense of the field. But also like Kadar, in an “effort to balance the emphasis on autobiography,” Jolly chooses “life writing” as her preferred term, because it can more easily accommodate “many aspects of this wide-ranging field, not to mention regions of the world, where life-writing scholarship remains in its infancy, or has yet to emerge.” 18 This ambitious and expansive reference work anticipates most of the ensuing developments in life writing.

In the same year appeared the first edition of Smith and Watson’s Reading Autobiography . Although retaining autobiography as the covering term—describing it as “a particular generic practice” that “became definitive for life writing in the West”—they share Jolly’s commitment to generic, historic, and geographical inclusivity, and take a highly detailed approach to clarifying terminology. 19 Echoing Kadar, they note that autobiography “has been vigorously challenged in the wake of postmodern and postcolonial critiques of the Enlightenment subject”—an entity whose “politics is one of exclusion.” In response, they grant that “life writing” is a more expansive term, because it can refer to “writing that takes a life, one’s own or another’s, as its subject,” whether “biographical, novelistic, historical, or explicitly self-referential.” But, always sensitive to new developments and dimensions, Smith and Watson suggest that “life narrative” is even more capacious, because it refers to “autobiographical [and presumably biographical] acts of any sort.” 20 With the added perspective of nine years, and then eighteen years for their second edition, Smith and Watson update Kadar’s 1992 account of the profound impact that feminist, postmodernist, and postcolonial theory have had upon life writing—although they still direct readers to their own Women, Autobiography, Theory for a more detailed “overview of representative theories and work up to the late 1990s.” 21 Their main point is that the theoretical work Kadar called for has been taking place: “the challenges posed by postmodernism’s deconstruction of any solid ground of selfhood and truth outside of discourse,” when coupled with “postcolonial theory’s troubling of established hierarchies of authority, tradition, and influence,” led life-writing critics and theorists to examine “generic instability, regimes of truth telling, referentiality, relationality, and embodiment,” which not only undermined “the earlier critical period’s understanding of canonical autobiography” but also “expanded the range of life writing and the kinds of stories critics may engage in rethinking the field of life narrative.” 22

An efficient two-page synopsis identifies the specific theoretical stimuli for this critical scrutiny. Lacanian psychoanalysis undercut the notion of the autonomous self, replacing it with a “split subject always constituted in language.” Derridean différance offers the insight that in life writing, as in all writing, “meaning is always in process, continuously put off, or deferred.” With Jean François Lyotard, Jacques Derrida also deconstructs the supposed boundaries between Truth and fiction, actually set by supposed “ʻmaster’” narratives. Louis Althusser’s linking of socioeconomic relations to subjectivity offers life-writing scholars interpolation as a concept for understanding life-narrative construction. Michel Foucault’s claim that discourse is an exercise of power tied to the construction of identity is also formative, and so is Bakhtinian heteroglossia as the counter to the fantasy of the unitary “I.” Feminist theory directs life-writing scholars’ attention to the relationship between the political and the personal, to the “cultural inscription and practices of embodiment,” and to the dangers inherent in universalized notions of “woman.” Frantz Fanon’s work on the colonial gaze foregrounds domination’s and subordination’s roles in the constitution of subjectivity, which postcolonial, ethnic, and feminist theorists all see as crucial for recognizing the minoritizing of subjectivity, and then decolonizing such constructions. Gay and queer studies reveal the performative nature of subjectivity, and undermine binary models of gender and sexuality. Cultural studies’ interest in “popular, public, and everyday forms of textuality, including everyday practices of self-narrating in verbal, visual, and mixed modes,” extends the range of life narratives that can be examined, and neurological studies offer insight into the brain’s material effects on memory, and into trauma’s impact on perceived identity. 23

In “Expanding Autobiography Studies,” the final chapter of their two-part critical history of the field, Smith and Watson list the important critical and theoretical initiatives of previous decades. Performativity, positionality, and relationality are presented as “Useful Theoretical Concepts.” Judith Butler’s Gender Trouble and Bodies that Matter and Smith’s own Subjectivity, Identity, and the Body are cited as formative texts for recognizing that the self customarily thought of as “prior to the autobiographical expression or reflection is an effect of autobiographical storytelling.” 24 Paul John Eakin and Nancy K. Miller are credited with expanding the applicability of relationality beyond feminist theory and women’s autobiography and arriving at a virtually universal applicability for life writing. 25 The most important concept for contemporary life writing, however, is arguably positionality, because it helps critics and theorists evaluate how “culturally salient” subject positions, “always multiple and often contradictory,” find ways to tell their stories “at a particular historical moment.” Formed “at the intersections of multiple discursive trajectories,” certain life narratives insist on the significance of subjects who are dealing with “de/colonization, immigration, displacement, and exile.” Such narratives demand the critical use of such terms as “ hybrid, border, diasporic, mestiza, nomadic, migratory, minoritized ”; they also force theorists to consider the natures and purposes of Indigenous life writing. 26

Despite this emphasis on life writing as referential, registering changes in practice still tends to involve identifying and tracking what Smith and Watson call “Emergent Genres of Life Narrative.” 27 Their second edition ( 2010 ) foregrounds trauma narratives, disability life writing, and human rights narratives and testimonio ; life writing appearing from a much wider range of locations, organized under the title “Critical Geographies”; narratives that foreground developments in neuroscience, memory, and genetics; the myriad of life representations arising out of the turbulent realm of “Digitalized Forms and Identities”; the templates or familiar genres deployed for recording “Everyday Lives”; and, more generally, autocritical scholarship, which requires critics or theorists to position themselves in relation to the narratives they choose to record or study and, in some cases, to recognize the necessity of being a part or a member of the group or population whose life stories are at issue.

Smith and Watson end their anatomy and history of autobiography by noting that the many “contesting approaches” to life writing are also adding many formerly “marginal” forms to “the canon of autobiography.” In the 2010 edition, Appendix A offers definitions for “Sixty Genres of Life Narrative,” up from the fifty-two provided in the first edition. But Smith and Watson “conclude” that increases in the number of relevant texts and presenting media will lead to major shifts in critical and theoretical debates, even though at bottom, a life narrative is always “a rhetorical act embedded in the history of specific communities.” 28

Backlash, Boomlash, and Boom Echo

Raymond Williams and Marlene Kadar would both acknowledge that treating ideologies or forms of life writing as residual, dominant, or emergent, and therefore capable of being mapped onto a historical or progressive continuum, can neither assume the disappearance of earlier stages, nor prevent resurgences and unpredictable alliances. 29 Take for example the history of critical debates since the late 20th century about the relationship between biography and life writing. The focus on autobiography as the central concern for critics has often been explicit: Marlene Kadar’s 1992 provisional definition of life writing ruled out authors who “continuously write about someone else.” 30 In response, many biographers and some theorists have insisted on biography’s continuing significance, and even centrality. Everyone involved tends to agree that biography was once dominant, but is now either residual, or treated as such. But in the 21st century highly unlikely allies have been calling for a “Biographical Turn,” which for some means re-evaluating what it means to tell another’s life in different historical and cultural contexts, and for others actually means a “Return” to pre-eminence—emergent and residual, yet united in asserting biography’s value. 31

Insisting that biography’s strongest affinities lie with history, and not literature or cultural studies, Hans Renders has arguably been the most visible defender of biography against the onslaught of life writing, which he considers a “shift” into an “ideology” emerging from “comparative literature and gender and cultural studies.” According to Renders, life-writing critics and theorists present autobiographers, and sometimes themselves, as “victimized by social context” and therefore, in Michael Holroyd’s words, seeking “retrospective justice.” 32 The biographer or biography theorist respects the “scholarly imperative to analyze the world (including the past) as objectively as possible”—not “to correct injustice,” but to “understand it better.” Conversely, those who study life writing seem preoccupied with “battered and raped women,” “Mothering Narratives,” “ʻJewish Women and Comics,’” “homosexuals,” and self-proclaimed victims of “climate change” or “racism, and social exclusion.” 33 The emphasis on gender here can be read as a response to the profound impact of feminist theory on autobiography and life-writing studies, and the gestures to race and class as resistance to the tenor of emergent life-narrative scholarship.

What must also be accounted for is the sustained production of biography by trade and university publishers. Throughout the memoir boom that so many theorists, critics, and reviewers have declared, highly conventional single-volume biographies have appeared regularly, speaking to the continued public interest in what Hans Renders calls “the biographical tradition, based on individuals like Hitler or Einstein, but also less famous persons.” 34 The indisputable success of The Biographer’s Craft newsletter ( 2008 –) and the creation of the Biographers International Organization (BIO; 2010 –), with its hugely popular annual conferences, counter biography’s residual status in much life-writing criticism and theory with its continued prominence in the public sphere. And arguably, most BIO members prefer it that way. Like many poets, playwrights, and novelists, biographers are often wary of critics and theorists of literature, preferring at their conferences to discuss publishing possibilities, or to receive advice on research and writing, rather than engage in theoretical or critical analysis of biography as a genre. 35

But of course, life-writing scholars are also interested in production, with Julie Rak as the most prominent cultural historian and theorist who insists that publication and distribution are salient, and even essential, subjects of study. Although primarily concerned with autobiography, her 2013 book Boom! Manufacturing Memoir for the Popular Market focuses on books “written, published, sold in bookstores and circulated by public libraries for people like my grandmother.” Rak presents non-fiction “as part of a production cycle” of “commodities that are manufactured for a market by an industry,” paying close attention to the mechanics of publication, distribution, classification for purposes of sales, and advertising for books “produced by mainstream presses for large audiences”—a critical interest that she paved the way for by editing a special issue on popular auto/biography for the Canadian Review of American Studies . 36 The affordances and filters that particular models of production impose upon life narratives are technological correlatives to the ideologically informed reception that certain kinds of life writing and testimony encounter when they venture into the world. Most notably, in Tainted Witness , Leigh Gilmore evaluates how women’s life narratives arouse powerful, at times hysterical, and even violent constraints upon what they are allowed to say about life conditions, or about the actions of others—and especially powerful men. 37 Though genres and chosen media may range from published memoirs or testimonio , to congressional hearings, to court trials, to social media venues and campaigns, the dynamics are the same. Women’s life-writing narratives threaten to disrupt or damage a man’s supposed life script by adding to it details of abuse, or cruelty, or criminality. It would be hard to imagine a more vivid example of what Hans Renders objects to in life writing, but the social and political significance of such narratives also explains why they could never easily be relegated to a marginal subgenre of biography. In fact, the power dynamics in Renders’s paradigm between male-centered “objective” biography and female-produced “victim” life writing mirror those in the scenarios that Gilmore evaluates.

The rest of this article maps out the most notable developments in life-narrative scholarship since the late 20th century , drawing principally on the “Annual Bibliography of Works about Life Writing,” an annotated list of books, edited collections and special issues, individual articles, and dissertations that appears in Biography : An Interdisciplinary Quarterly . The sample contains roughly 21,000 entries; the discussion here will concentrate on books, edited collections, and special issues because they represent formidable and sustained studies of some aspect of the field, or point to a community of scholars engaged in similar work. While essentially tracing out Kadar’s three-stage progressive account of life writing, this article will also provide examples of critical and theoretical practice to elaborate on the expansions, revisions, departures, and interventions that the practice of life-writing and life-narrative scholarship has produced. The discussion concludes by identifying a few ideas that might offer new directions or understandings for those interested in how lives are represented.

Biography Studies Sustained—Residual as Dominant and Emergent

For a genre supposedly lapsing into subordinate status or irrelevance, biography continues to attract a great deal of critical and theoretical attention. Though usually retracing that familiar Western trajectory running from Rome through to contemporary trade publications, historical or thematic overviews, often written by well-known biographers, appear regularly. Some are reader-friendly primers, such as Nigel Hamilton’s Brief History , Hermione Lee’s Very Short Introduction , and Andrew Brown’s Brief History of Biography: From Plutarch to Celebs , all of which appeared in the early 21st century . More “weighty” accounts include Catherine N. Parke’s Biography: Writing Lives and Paula R. Backscheider’s Reflections , both published in the 1990s. 38 Before any of these histories, however, came Carl Rollyson’s Biography: An Annotated Bibliography ( 1992 ), which organized and annotated the critical literature in English. Arguably the most prolific writer on biography theory and criticism, Rollyson has published many biographies—political, literary, and cinematic—and several guides and essay collections about theory and practice. 39 Biography: A User’s Guide , for instance, discusses keywords alphabetically; Hans Renders and Nigel Hamilton adopt a similar format for The ABC of Modern Biography . 40 A popular sub-genre comprises books for would-be biographers written by famous practitioners. Extending back to Leon Edel, more recent examples include Michael Holroyd’s Works on Paper , Carl Rollyson’s Confessions of a Serial Biographer , and Nigel Hamilton’s How to Do Biography —a companion volume to his Brief History . 41

Literary lives appear prominently in all of these works, and many texts take them as their subject. John Batchelor’s The Art of Literary Biography and Warwick Gould and Thomas F. Staley’s Writing the Lives of Writers are edited collections arising out of conferences in the 1990s; more recently, Robert Dion and Frédéric Regard have edited Les nouvelles écritures biographiques , and Richard Bradford has overseen a substantial Companion to Literary Biography . 42 Individual monographs include Michael Benton’s Towards a Poetics of Literary Biography , and Rana Tekcan’s Too Far for Comfort . And even though she has reservations about focusing on female writers, Alison Booth’s How to Make It as a Woman is a detailed and insightful study of literary biography in the 19th and 20th centuries . 43

Despite literary biography’s apparently privileged status, historians have also explored biography’s significance to their field. Barbara Caine’s Biography and History was followed by two edited collections from the Netherlands: Hans Renders and Binne de Haan’s Theoretical Discussions of Biography ; and Renders, de Haan, and Jonne Harmsma’s The Biographical Turn . Both volumes argue for biography as a historical genre that does not share life writing’s preoccupations with race, class, and gender. That the distinction is significant is also suggested by the title of Tanya Evans and Robert Reynolds’s “Introduction to this Special Issue on Biography and Life-Writing” for disclosure . 44 German historians have also displayed a strong interest in biography, in edited clusters such as Atiba Pertilla’s and Uwe Spiekermann’s “The Challenge of Biography,” or Sarah Panter’s Mobility and Biography . 45

Monographs and collections have delineated specific periods and locations for study. Thomas Hägg’s The Art of Biography in Antiquity has some affinities with the Ashgate Research Companion to Byzantine Hagiography , edited by Stephanos Efthymiadis; with Sharpe and Zwicker’s edited collection on early modern England; and with Mombert and Rosellini’s edited volume Usages des vies . Juliette Atkinson’s Victorian Biography Reconsidered is an astute and suggestive study of England’s intense preoccupation with various forms of the genre. 46 And while such works tend to confine themselves to Western Europe—Great Britain, France, and Germany/Austria—or the United States, collections have focused on other regions, among them Eastern Europe and the Nordic countries. 47

Despite the longstanding suspicion of considering biography through the lens of contemporary theory, a substantial number of such works have appeared since c. 2005 , many from the Ludwig Boltzmann Institute for the History and Theory of Biography in Vienna. Wilhelm Hemecker, its director, has edited or co-edited several volumes; among them is the remarkable Theorie der Biographie , co-edited with Bernhard Fetz, which contains excerpts from famous authors and theorists with special relevance for biography—Samuel Johnson, Thomas Carlyle, William Dilthey, Sigfried Kracauer, Michel Foucault, the Vienna psychoanalysts—paired with commentaries by contemporary biography scholars. Fetz also edited Die Biographie—Zur Grundlegung ihrer Theorie , which appeared in 2009 . 48 More than a decade earlier, a similar overview was provided by Biographical Creation / La création biographique , an English/French volume edited by Marta Dvorak. 49 Monographs taking a sustained theoretical approach to biography are relatively rare. Two of the most notable are Susan Tridgell’s Understanding Our Selves and Caitríona Ní Dhúill’s Metabiography , an impressive overview by a scholar formerly at the Boltzmann Institute. 50

The subtitle of the journal Biography promises interdisciplinary scholarship. Thanks largely to Freud, psychoanalytic and psychological approaches to life narrative have appeared for over a century, with psychobiography emerging as a clearly delineated discipline. Alan C. Elms’s Uncovering Lives led the way, with William Todd Schultz’s Handbook of Psychobiography offering a synthesis of scholarly activity by such researchers as psychologist Dan P. McAdams, author of The Redemptive Self and many other studies of personality. 51 Other social sciences at times have taken their own biographical turn, among them both archaeology and anthropology. 52

Indigenous studies scholarship represents a significant emerging engagement. A special issue of Biography entitled “Indigenous Conversations about Biography” explores the genre’s value and dangers for researchers recovering or creating archives, histories, and life records. In The Power of the Steel-Tipped Pen , Noenoe K. Silva refers to her method of establishing critical and publishing genealogies for Hawaiians writing in Hawaiian in the 19th and early 20th centuries as bio-bibliography. Fine arts scholars are also assessing what biography contributes to their disciplines. Melanie Unseld’s Biographie und Musikgeschichte examines the genre’s usefulness for those interested in musical culture and historiography, and a Biography special issue entitled “Verse Biography” should not be immediately conflated with literary biography. Though the lives discussed are in verse, the subjects are not necessarily writers. 53

In their introduction to “Indigenous Conversations about Biography,” Alice Te Punga Somerville and Daniel Heath Justice note that even though the term “life writing” is common in academic circles, and even though the plan for the seminar for contributors held in Honolulu was to “unpack, repack, and throw out terms once we’re at the table,” they chose to stay with biography because it “is well-known in Indigenous circles,” concluding that “there is still life in this old term ʻbiography’ yet.” 54 The same can be said for the publishing world; in fact, “biographies” are regularly appearing for non-human subjects. Noted biographer and novelist Peter Ackroyd published London: The Biography in 2000 ; the “concise” version followed in 2012 . In Britain, biographies of the Ordnance Survey and the English Breakfast have also appeared. 55 Resisting relegation, biography can still raise and fulfill expectations of a chronological, substantial, and interesting narrative that deals with real subjects, human or otherwise—a good story, with the added virtue of being true.

Autobiography and Auto/Biography—Mapping Self-Representation

If autobiography studies began in the late 1970s, its institutionalization occurred in the mid- and late 1980s, and its later codification came with the journal a/b: Auto/Biography Studies and works such as Smith and Watson’s Reading Autobiography , the years since 1990 have also seen sustained efforts to define and further theorize the genre in ways that expand its range and history. Handbooks such as the two editions of Linda Anderson’s Autobiography and Laura Marcus’s Autobiography: A Very Short Introduction offer brief, engaging entries into the genre’s past and present. Other efforts to map out auto/biography as a generic marker and critical practice include The Routledge Auto/Biography Studies Reader , edited by Ricia Anne Chansky and Emily Hipchen. Much of the content first appeared in the pages of a/b: Auto/Biography Studies , which they co-edit. Ashley Barnwell and Kate Douglas’s co-edited Research Methodologies for Auto/Biography Studies provides an overview of work being conducted in the field as the 21st century enters its third decade, often with suggestions for future directions. 56

Volumes devoted to theory include Carole Allamand’s book about Philippe Lejeune’s great influence on “ l’autobiographie en théorie ” or Lia Nicole Brozgal’s Against Autobiography . Marlene Kadar’s emphasis on the postmodern is mirrored in edited collections by Ashley et al. and Couser and Fichtelberg, and in Gunnthórunn Gudmundsdóttir’s monograph Borderlines . 57 Other scholars turned their attention to the field’s historical and geographical reach. 58 In the United States, slave narratives have been a major subject for research. William L. Andrews’s To Tell a Free Story and Slavery and Class in the American South have been major contributions to this field. 59 If we add Rachel McLennan’s American Autobiography , the result is an emphatic rejection of Georges Gusdorf’s highly influential claim that autobiography was an 18th-century product of the Western European Enlightenment. 60

Over the course of his career, Paul John Eakin, one of the early champions of autobiographies as literary texts, has shifted his attention to autobiographies as foundational, even neurological, imperatives in all people. As the titles of How Our Lives Become Stories: Making Selves and Living Autobiographically: How We Create Identity in Narrative suggest, his close readings of published autobiographies are gestures toward identifying the structures and narratives of consciousness that constitute humans as humans. More philosophical in emphasis, Richard Freadman’s Threads of Life shares Eakin’s conviction that autobiography offers valuable information about human nature. 61 Autobiography has however attracted most critical and theoretical interest in the realm of the political, often with feminism as the starting point. Liz Stanley’s The Auto/Biographical I and Laura Marcus’s Auto/Biographical Discourses were influential British monographs; and Broughton and Anderson’s edited collection, Women’s Lives/Women’s Times , turned the tables by suggesting that autobiography could contribute to feminist theory, as well as the other way around. Many of these monographs and collections were powerfully shaped by work on the distinctiveness of women’s writing, most notably the autobiographical/theoretical texts of Hélène Cixous such as Rootprints , which emerged from her famous writings in the 1970s on l’écriture féminine . Noted memoirists such as Jill Ker Conway, in her When Memory Speaks , also evaluate how differently men and women understand and write about their lives. 62

Other scholars have worked to establish traditions of women’s self-representation, whether Florence S. Boos in Memoirs of Victorian Working-Class Women ; Laura Beard’s Acts of Narrative Resistance , which focuses on autobiographical writing in the Americas; or Marilyn Booth’s Journal of Women’s History special issue, “Women’s Autobiography in South Asia and the Middle East.” Some of the most visible theoretical works address the challenges of speaking out through autobiography against political or social repression. A 2008 special issue of Women’s Studies Quarterly was simply entitled “Witness.” Two of the best-known monographs are Gillian Whitlock’s Soft Weapons , which investigates the strategies Middle Eastern women employ to attract Western audiences in order to inform them about life during a time of forced globalization, emigration, and wars on terror; and Leigh Gilmore’s previously mentioned Tainted Witness , which looks at high-profile witnesses such as Anita Hill and Rigoberta Menchú to analyze the relationship between gender and credibility within patriarchal cultures. 63

Though strongly influenced by feminist theory, other critics and theorists extend their discussions of testimony out to a wide range of locations and chosen media. Cynthia Franklin and Laura E. Lyons co-edited “Personal Effects: The Testimonial Uses of Life Writing” as a special issue of Biography . The essays in Tracing the Autobiographical , edited by Marlene Kadar and colleagues, explore the interplay between genre, location, national politics, ethics, and life narrative. Although Leigh Gilmore entitled her 2000 monograph The Limits of Autobiography , subtitled Trauma, Testimony, Theory— and although a 2008 Southern Review special issue explores “The Limits of Testimony”—developments such as the Me Too movement suggest that personal witnessing by the abused or persecuted will continue to attract the attention of autobiography scholars. 64

A similar impulse accounts for the close attention being paid to autobiographical sub-genres. Prominent among these is memoir, which some would argue should become the covering term. G. Thomas Couser’s Memoir: An Introduction offers a concise yet rich overview of the form, with an emphasis on American memoir, while Ben Yagoda’s Memoir: A History provides a detailed account of the form’s fortunes over time. Both Couser and Yagoda move smoothly between “literary” examples and more commercial texts, acknowledging that popular publications of the 21st century are primarily responsible for many critics and reviewers declaring that we are living during a memoir “boom.” As with autobiography, however, some critics are hesitant to let this form of life writing refer to almost any mode of self-representation. A 2018 edited collection describes its task as Mediating Memory: Tracing the Limits of Memoir . 65

Autobiography scholars have also directed their attention to the less prestigious, and even unpublished sub-genres of written self-representation. Philippe Lejeune’s longstanding interest in personal journals has resulted in articles and books drawing their subjects from over four centuries and a variety of media—from manuscripts to computer screens. On Diary , a collection of English translations on the subject, is similar in its distillation of stimulating thought to On Autobiography , Lejeune’s landmark 1989 collection. The sheer number, variety, and importance of his publications confirm his status as a pre-eminent scholar of self-representation since the 1980s. In French, his work on diary is complemented by such works as Françoise Simonet-Tenant’s Le journal intime . In English, decades before On Diary appeared, Lejeune made an important contribution to Inscribing the Daily , edited by Suzanne L. Bunkers and Cynthia A. Huff. In that same collection, Helen Buss’s “A Feminist Revision of New Historicism to Give Fuller Readings of Women’s Private Writing” offers another example of how contemporary feminist theory engaged with other theoretical movements, and often did so by drawing upon autobiography as a source for hidden or “sub-literary” women’s texts. 66

Since c. 1990 , the auto- in auto/biography studies has largely set the agenda for theoretical and critical approaches to life writing; indeed, for many scholars, autobiography is all but synonymous with life narrative. But as Marlene Kadar noted in 1992 , the term “life writing” offers possibilities for study that autobiography cannot accommodate, or will even distort, as a survey of what has been pursued under the life banner makes all too clear. 67

Life Writing and Life Narrative—Emergence and Pervasion

In the years since Margaretta Jolly’s Encyclopedia of Life Writing appeared, many substantial works have addressed aspects and practices of life writing as an interdiscipline. Zachary Leader’s On Life-Writing is one of his many publications as a critic, theorist, and editor, and although literary biography is Richard Bradford’s primary interest, in his edited collection Life Writing: Essays on Autobiography, Biography and Literature , the term serves as a container for the more familiar designations. The title of Life Writing in the Long Run: A Smith & Watson Autobiography Studies Reader , a compendium of the most influential essays by two of autobiography’s most prolific and prominent critics, theorists, and editors, does something similar, and in fact many prominent a/b theorists have made the shift, at least in their titles, to a “life” designation. Liz Stanley’s 2013 edited collection is called Documents of Life Revisited , and the title of her 2010 guest-edited special issue of Life Writing is “In Dialogue: Life Writing and Narrative Inquiry.” Perhaps most significantly, almost twenty years after his landmark discussion of metaphors of self, James Olney, the acknowledged founder of autobiography studies, published Memory and Narrative: The Weave of Life-Writing . 68

The term increasingly appeared in publications about its fortunes in academia. When Miriam Fuchs and I edited a volume for the Modern Language Association’s Options for Teaching series, in the interests of full coverage, we entitled it Teaching Life Writing Texts . A decade later, Laurie McNeill and Kate Douglas’s a/b: Auto/Biography Studies special issue on pedagogy, and the resulting Routledge edited collection, were both called “Teaching Lives: Contemporary Pedagogies of Life Narratives.” For its two clusters on the subject, the European Journal of Life Writing took the same title as Fuchs and me, with the obvious addition “in Europe.” 69

As has been the case with both biography and autobiography, as part of its codification life writing has undergone a great deal of historical and regional analysis. Sometimes the results are interdisciplinary, such as Penny Summerfield’s Histories of the Self , but in the case of the multi-volume Oxford History of Life-Writing (Zachary Leader gen. ed.) the goal is to produce a comprehensive survey. The first two volumes, covering the Middle Ages and the early modern period respectively, appeared in 2018 . Other decidedly British, period-based publications include David Amigoni’s edited collection Life Writing and Victorian Culture , and Andrew Tate’s special issue of Nineteenth Century Contexts , “Victorian Life Writing.” 70 The historical focus extends to France and Germany in the Modern Language Studies special issue “Co-Constructed Selves: Nineteenth-Century Collaborative Life Writing.” Entirely European surveys include Écrire des vies: Espagne, France, Italie, XVIe–XVIIIe siècle, and German Life Writing in the Twentieth Century . 71

Continuing in the tradition of feminist critical interventions through autobiography, life writing has become a covering term for studies of women’s writing over the centuries and around the world. Some publications explicitly link theoretical positions to life writing; for instance, the Prose Studies special issue devoted to “Women’s Life Writing and Imagined Communities,” which puts Benedict Anderson’s brand of political science and cultural history into play. Other works employ life writing to map out genealogies of women authors and intellectuals. The edited collection Writing Medieval Women’s Lives reclaims a number of European subjects, and after writing Romancing the Self in Early Modern Englishwomen’s Life Writing , Julie Eckerle co-edited Women’s Life Writing and Early Modern Ireland with Naomi McAreavey. Reversing the pattern, Amy Culley followed up Women’s Life Writing, 1700–1850 , a collection co-edited with Daniel Cook, with a monograph entitled British Women’s Life Writing, 1760–1840 . 72 Susan Civale’s Romantic Women’s Life Writing covers much of the British nineteenth century , as does “Silence in the Archives: Censorship and Suppression in Women’s Life Writing,” a special issue of 19: Interdisciplinary Studies in the Long Nineteenth Century . Another co-edited collection, Women’s Life Writing and the Practice of Reading , ranges from slave narratives to Virginia Woolf. Finally, in Love and Struggle: Letters in Contemporary Feminism , Margaretta Jolly argues for the enduring power of written correspondence, whether on paper or as e-mail. 73

Delineations of criticism and theory from specific regions have adopted life writing as an organizing principle. “African American Life Writing” is the title of an a/b: Auto/Biography Studies special issue; other volumes dealing with North American subjects include Viola Amato’s Shifts in the Representation of Intersex Lives in North American Literature and Popular Culture , and Katherine Adams’s monograph Owning Up . 74 Ongoing work on European life writing has resulted in several survey collections. Life Writing Matters in Europe , paradoxically published in the Winter-Verlag American Studies series, is one of the more expansive volumes, but the region examined can be more specific, as in Simona Mitroiu’s Life Writing and Politics of Memory in Eastern Europe , or the European Journal of Life Writing ’s cluster “Life Writing Trajectories in Post- 1989 Eastern Europe”—despite the fact that “Eastern Europe” is a highly contested term. 75 A life-narrative focus can also govern work on non-European and non-North American regions, whether Africa, Australia, the Pacific, or South East Asia. 76 As for India, South Asia: Journal of South Asian Studies has featured a cluster entitled “Narratives of Transformation: Religious Conversion and Indian Traditions of Life Writing,” and Biography ’s 2017 special issue, “Caste and Life Narratives,” has been republished in India as an edited collection. An especially ambitious effort at global reach is Locating Life Stories: Beyond East-West Binaries in (Auto)Biographical Studies , which features essays about Malaysia, Indonesia, South Africa, Great Britain, Hawaiʻi, Iraq, Australia, India, and China as part of its effort to interrogate the dominance of Euro-American theoretical paradigms. 77

A number of prominent scholars have devoted books to decolonial, postcolonial, and diasporic life writing. Bart Moore-Gilbert’s Postcolonial Life-Writing presented itself as “the first critical assessment” of such texts in English. Philip Holden’s Autobiography and Decolonization casts a wide net in its analysis of life writing by Asian and African leaders of countries emerging from imperial occupation, and Gillian Whitlock’s Postcolonial Life Narratives surveys 18th- to 21st-century works by Indigenous and settler life writers on at least four continents. Edited collections include the 2013 special issue of Life Writing entitled “Women’s Life Writing and Diaspora,” and the books Ethnic Life Writing and Histories and Transculturing Auto/Biography . 78

Life writing has become a common component across disciplinary fields. “The Work of Life Writing,” an a/b: Auto/Biography Studies special issue, features articles grounded in family dynamics, working-class autobiography, ethnography, ecological studies, philosophy, medicine, political and social commentary, and institutional investigations. Paul John Eakin’s edited collection The Ethics of Life Writing foregrounds the relationship between ethics and aesthetics, but also explores testimonio , race, disclosure, and life writing as an agent of harm. David Parker’s The Self in Moral Space examines life writing as a site for ethical analysis. Life Writing has published a special issue entitled “Philosophy and Life Writing,” and Concentric: Literary and Cultural Studies one called “Life Writing as Empathy.” On a more discursive note, Joan Ramon Resina’s edited collection Inscribed Identities focuses on language as constitutive of the subject. 79

Vulnerability and precarity are central concerns for many life-writing sub-genres. Since the late 20th century , G. Thomas Couser has been the most prominent scholar exploring the relationship between life narrative and disability in his monographs and edited and co-edited collections. 80 Trauma in its various forms has been an important concern for life-writing scholars. Suzette A. Henke’s Shattered Subjects was one of the first publications to address profound physical and psychological upheavals, experienced personally or collectively. Susanna Egan’s Mirror Talk examines how crisis leads to cultural expression in media ranging from film to hybrid literary forms, and from quilting to comics. Miriam Fuchs’s The Text Is Myself explores the different forms life writing can take in response to historical, political, and personal assault. Gillian Whitlock and Kate Douglas’s co-edited Trauma Texts began as a special issue of Life Writing entitled “Trauma in the Twenty-First Century”; another edited collection in this field is Haunted Narratives: Life Writing in an Age of Trauma . 81 Meg Jensen’s The Art and Science of Trauma and the Autobiographical discusses prison poems, testimonio , war memorials, and other sites of commemoration as “complex interrogative negotiations of trauma and its aftermath.” Life writing and medicine has been attracting increasing attention. Mita Banerjee’s Medical Humanities in American Studies is a representative example. 82

Trauma can also be collective and global, and life writing often proves to be a crucial factor in judgment and restitution. Kay Schaffer and Sidonie Smith’s Human Rights and Narrated Lives explores how personal narratives often serve as the chosen response to national violence and deliberate crimes against humanity. Meg Jensen and Margaretta Jolly’s edited collection We Shall Bear Witness , and Katja Kurz’s monograph Narrating Contested Lives , both of which appeared in 2014 , also discuss life writing in the context of human rights. Testimony against institutional abuse is the subject of Melissa Dearey’s Radicalization , and social movements such as Me Too and Black Lives Matter foreground life narrative as a strategy for opposing oppression and violence carried out by state agents and those invested in economic, political, or cultural dominance. Brittney Cooper and Treva B. Lindsey’s co-edited special issue of Biography , “M4BL and the Critical Matter of Black Lives,” combines theory and personal testimony in an innovative manner. 83

Are Life Narratives always Life Writing?

Many critical and theoretical works of the 21st century seem to leave the writing behind—a major reason life narrative is increasingly chosen as the covering term. While Marianne Hirsch’s Family Frames is one of the most important books on life writing for many reasons, her attention to the power of images on the understanding of the past, extending even to Art Spiegelman’s graphic memoir Maus , has been profoundly influential. By calling attention to the frequent disjunctions between text and photographs, Timothy Dow Adams’s Light Writing & Life Writing is also a transitional text of sorts, anticipating the emergence of comics and other visual and verbal hybrids as major sites for examining life representation. 84 “Autographics,” a Biography special issue co-edited by Gillian Whitlock and Anna Poletti, is one of many collections and monographs that explore how life narratives are embodied in comic and other graphic forms. Hillary Chute, a prolific editor, interviewer, archivist, critic, and theorist of comics, has published two monographs that document the intersections of comics, life writing, feminism, and history: Graphic Women and Disaster Drawn . 85 Michael A. Chaney’s Reading Lessons in Seeing , and his edited collection Graphic Subjects , are substantial contributions to theorizing the interplay between life writing and comics. Elisabeth El Refaie’s Autobiographical Comics is another extended study, and Candida Rifkind and Linda Warley’s co-edited collection Canadian Graphic is devoted to a single country’s comics life-writing production. 86

Critical and theoretical work on other hybrid genres includes Anna Poletti’s Intimate Ephemera , Ellen Gruber Garvey’s Writing with Scissors , and Hertha D. Sweet Wong’s Picturing Identity , which discusses forms ranging from book art to comics to sketch illustrations to geographic installations. Almost any life-writing analysis must now engage with the pervasiveness of visual representation, which can be recognized as having been an important component for many centuries as well. For instance, the texts examined in Leigh Gilmore and Elizabeth Marshall’s Witnessing Girlhood , a study of testimonial traditions that draws together gender, youth, and race, range from slave narratives and testimonio to comics and picture books. 87

Responding to the proliferation of critical and theoretical engagements across genres, media, and disciplines, in a special issue of Life Writing , and a subsequent book, co-editors David McCooey and Maria Takolander ask what “the limits of life writing,” if any, might be. Gillian Whitlock and G. Thomas Couser implicitly ask the same question in their co-edited Biography special issue entitled “(Post)Human Lives”; and in another Biography special issue, “Life Writing and Corporate Personhood,” co-editors Purnima Bose and Laura E. Lyons's examine how analogies to human life narratives pervade institutional and business self-promotion. Grounding lives in natural environments is the organizing principle for Alfred Hornung and Zhao Baisheng’s co-edited collection Ecology and Life Writing . 88 Just as trade publishers are labeling engaging narratives about anything from God to salt as biographies, so the critical concept of life writing is being stretched to contain virtually anything that presents or mimics a human story.

In terms of critical and theoretical attention, however, no medium for life narratives has been more immediately recognized in its emergence, or more closely examined, than what a pair of Biography special issues have identified as “Online Lives” and “Online Lives 2.0.” Anna Poletti and Julie Rak address the same phenomenon in their edited collection Identity Technologies: Constructing the Self Online . 89 The prevalence, and even dominance, of life narratives in online environments has caused critics and theorists to recalibrate their work to account for this migration and mediation. This is especially true for studies of young life writers. The title of Emma Maguire’s book Girls, Autobiography, Media: Gender and Self-Mediation in Digital Economies takes for granted that the narratives to be discussed will be online, and Kate Douglas and Anna Poletti’s Life Narratives and Youth Culture ranges from more traditional memoirs, letters, and diaries to social media. 90

Moving beyond the exclusively written has also revivified a longstanding awareness of biography as performance. Popular from film’s earliest days, the biopic has attracted substantial critical and theoretical attention. George Custen’s pathbreaking volume Bio/Pics: How Hollywood Constructed Public History was published in 1992 , and a Biography special issue entitled “The Biopic,” edited by Glenn Man, appeared in 2000 . Originally a special issue of a/b: Auto/Biography Studies , William H. Epstein and R. Barton Palmer’s co-edited Invented Lives, Imagined Communities dwells on the history and the cultural shaping force of film biographies. While providing a historical overview, Dennis Bingham’s massive Whose Lives Are They Anyway? focuses on post-World War II films, with a particular emphasis on biopics with women subjects. Tom Brown and Belén Vidal’s co-edited collection The Biopic in Contemporary Film Culture takes on a similar subject. 91 Biopic critics’ interest in actors and impersonation links their work to life-writing studies of performance. Ryan Claycomb’s Lives in Play argues that since the 1970s, life narratives have been central to the construction and performance of feminist theater. A special issue of LiNQ: Connected Writing and Scholarship entitled “Performing Lives” focuses upon the literal and metaphorical aspects of performance resulting from life writing’s migration “into other media including film, television, online, theatre, and the gallery.” Other scholars are studying those figures whose performance of their public identities led to great and enduring notoriety or acclaim. Clara Tuite’s Lord Byron and Scandalous Celebrity subordinates the events of Byron’s life to a study of the fascination he aroused, and continued to arouse, in the public. Daniel Herwitz discusses celebrity in The Star as Icon , and Katja Lee and Lorraine York tackle a similar subject in their co-edited collection Celebrity Cultures in Canada , though they restrict their stargazing to a single country. 92 Fan studies are an integral part of popular-culture scholarship, employing a vocabulary awash in terms such as idols, icons, influencers, and “reality” stars.

The quotation marks around “reality” point to a critical commonplace about life writing—that as acts of representation, such texts necessarily employ fictional materials and constructs. The veracity claims of life-writing texts, captured in a term like non-fiction, are always under scrutiny, and sometimes considered subordinate to concerns with aesthetics or craft—a belief expressed in the term “creative non-fiction.” Efforts to blur or eliminate the borders between fiction and non-fiction are often motivated by a desire to absorb life narratives back into the domain of literature, and principally prose fiction, where the commitment to art may require writers to remake historical fact or the contents of memory in response to the demands of form and aesthetics. Although Serge Doubrovsky is credited with coining the term “autofiction” in the 1970s to describe his own work, many critical and theoretical monographs treat this process as their principal concern, among them Max Saunders’s Self-Impression , and Gunnthórunn Gudmundsdóttir’s Representations of Forgetting in Life Writing and Fiction . Edited collections also address the significance of these generic boundaries. Chief among these is Martina Wagner-Egelhaaf’s three-volume Handbook of Autobiogography/Autofiction . In Life Writing and Literary Métissage as an Ethos of Our Times, Erika Hasebe-Ludt, Cynthia M. Chambers, and Carl Leggo suggest that the interplay between personal histories and aesthetics has a profound moral component, while the title Experiments in Life-Writing: Intersections of Auto/Biography and Fiction suggests where that volume’s editors consider the most interesting of those experiments to occur. A related juxtaposition appears in the title of Jean-Louis Jeannelle and Catherine Viollet’s co-edited volume Genèse et autofiction , and the title of Helena Grice’s Asian American Fiction, History, and Life Writing lays out a continuum of sorts. 93

The greatest champion for biofiction as a sub-discipline is critic and theorist Michael Lackey, who has written, edited, or co-edited numerous books and collections. 94 It is fair to say that those interested in biofiction are primarily concerned with how the historical is drawn into the literary, and that the resulting sub-genre’s appeal is not its historical veracity, but its enlistment of history and biography in the cause of literary aesthetics. One parallel but distinctly different area of interest regards the hoax life narrative. Susanna Egan’s Burdens of Proof evaluates a number of texts produced through literary imposture, and Nancy K. Miller’s “The Entangled Self” is an astute and suggestive discussion of the issue. 95

The discussion has travelled full circle—from a virtual abandonment of the desire to see life writing as literature, or even necessarily verbal, with a corresponding emphasis on the cultural, political, visual, or virtual, to a reassertion of literature, and more specifically prose fiction, as setting the highest and most appropriate standards for writers of historically and biographically informed creative prose. The journey itself, however, suggests just how capacious the term “life writing” has become.

Future Thoughts—Life, Biobits, and the Environment

Marlene Kadar argued in 1992 that life writing had to extend itself beyond genre to critical practice. 96 In the intervening years, the number of genres and sub-genres, the amount of critical and theoretical attention, and the variety of practices undertaken have increased at an accelerating rate. It seems appropriate to close with some observations about how rethinking certain components of life writing as understood, theorized, and practiced might lead to new directions and widened perspectives. Those components are the fundamental ones—“life” and “writing/narrative.” Lauren Berlant offers insights into the first, and Marlene Kadar the second. With Kadar again providing the enabling metaphor, the discussion will finally turn to what should be the next theoretical transition for life writing—from practice to environment.

After being invited to witness “Life Writing and Intimate Publics,” the 2010 International Auto/Biography Association conference held in Sussex, United Kingdom, Lauren Berlant was asked her opinion about how the participants had dealt not only with her famous term, but also with life writing, the organization’s reason for being. Berlant confessed she was “worried about the presumed self-evident value of bionarrative”:

I kept asking people to interrogate how the story of having a “life” itself coasts on a normative notion of human biocontinuity: what does it mean to have a life, is it always to add up to something? . . . To my ear, the genre of the “life” is a most destructive conventionalized form of normativity: when norms feel like laws, they constitute a sociology of the rules for belonging and intelligibility whose narrowness threatens people’s capacity to invent ways to attach to the world. 97

Berlant’s comment is very helpful, because it prompts us to look seriously at the “bio” of autobiography and biography, and at the “life” of life writing. She suggests locales where this interrogation is already underway:

Queer, socialist/anti-capitalist, and feminist work have all been about multiplying the ways we know that people have lived and can live, so that it would be possible to take up any number of positions during and in life in order to have “a life.” 98

Such work has expanded the range and value of life writing as a practice; an even stronger commitment to determining what is meant by “a life” can only lead to new possibilities for socially and politically engaged scholarship.

But Berlant is suspicious of “writing” as well, and not because the attention of so much scholarship has been redirected to graphic narratives, or online. Her concern about the “self-evident value of bionarrative” also suggests that replacing “life writing” with “life narrative” as the covering term might still set an uninterrogated limit on what we should be examining. Entertaining the possibility of “a biography of gesture, of interruption,” Berlant asks rhetorically “Shouldn’t life writing be a primary laboratory for theorizing ʻthe event’?” 99 Marlene Kadar argues that such theoretical practice is already happening. In her essay “The Devouring: Traces of Roma in the Holocaust,” she campaigns for including “the fragment and trace as member-genres in the taxonomy of auto/biographical practices” outlined in such theoretical works as her own “(flawed) 1992 definition of life-writing texts.” 100 Drawing upon Blanchot’s sense of the fragment as “an unfinished separation that is always reaching out for further interpretation,” Kadar suggests that when confronted with the near-erasure of all evidence that a life was ever lived, we can register affect even when lacking narrative. Any surviving evidence of a life can potentially express “more than what happened,” and anything that “helps us to understand what the particular event means to the subject, can be read as autobiographical.” Whether a song, a tattoo, an anecdote, or a name on a list, in its evocative yet resisting brevity, the fragment speaks of a life without providing even the outline of a realized narrative—“what it felt like, not exactly what it was like.” 101 Kadar therefore sets forth “the fragment and trace as genres that both contribute to our previous theorizations” of autobiography and life narrative, but “also as necessarily unfinished genres that call out to us to attempt to finish them”—often with important critical and political results. 102 One might add that, in discursive terms, the fragment or trace can be thought of as analogous to the morpheme—they are the smallest units recognizable as evidence of a life. With an embedded reference to virtual and online representation, these fragments and traces might be termed “biobits.”

The biobit would represent the micro limit of life writing theory; drawing upon but extending Kadar once more, one can suggest what the macro might be. In “Whose Life Is It Anyway? Out of the Bathtub and into the Narrative,” Kadar insists on the need to “theorize a new genre that still goes beyond and yet includes the old word [autobiography], the old gender, and the old style,” but will also “name what is now.” But this new genre must differ markedly from our common understanding, because “like water,” which “assumes the shape of the vessel” containing it, the nature of the contents of this new genre will not be determined or defined by the container. The “essence” of genre “can never really be captured.” 103 To elaborate on this thought, Kadar turns to a novel by Gail Scott. While most of the main character’s life takes place in a bathtub, we know that at some point she will have to leave it—a move that will carry her “Out of the Bathtub and into Narrative.” Life writing, then, is best thought of not as a container, a genre, or a practice, but to the greatest extent possible, as a component of uncontained water: an ocean, an environment in which micro biomass—biobits—coexists with the largest, most familiar, most coherent examples—the biographies and autobiographies, the autoethnographies and the biopics, the online presences and the comics. Though all are in some way engaged in and linked through bio-representation, only some are implicated in writing, or even in narrative.

If viewed in this way, all of life writing’s inherited genres and sub-genres remain useful and productive methods for describing, comparing, and acting. But it must always be remembered that neither genre nor practice is sufficient as a ground or container for theorizing what may still be called life writing or life narrative, but could perhaps be more accurately referred to as signs of life.

1. See Julie Rak, “Marlene Kadar’s Life Writing: Feminist Theory outside the Lines,” a/b: Auto/Biography Studies 33, no. 3 (2018): 541–549 ; Marlene Kadar, “Coming to Terms: Life Writing—From Genre to Critical Practice,” in Essays on Life Writing , ed. Marlene Kadar (Toronto: University of Toronto Press, 1992 ), 3–16, quotation at 4; and Donald J. Winslow, Life-Writing: A Glossary of Terms in Biography, Autobiography, and Related Forms , Biography Monographs (Honolulu: University of Hawaiʻi Press, 1980 ). Winslow’s book first appeared as Donald J. Winslow, “Glossary of Terms in Life Writing,” pts. 1 and 2, Biography: An Interdisciplinary Quarterly 1, no. 1 (1978): 61–78; and 1, no. 2 (1978): 61–85.

2. For the phrase “the New Critical wolf,” see Marlene Kadar, “Whose Life Is It Anyway? Out of the Bathtub and into the Narrative,” in Kadar, Essays on Life Writing , 152–161, at 154. For the other quotations, see Kadar, “Coming to Terms,” 4–6.

3. Kadar, “Coming to Terms,” 9.

4. Kadar, “Coming to Terms,” 10.

5. Kadar “Coming to Terms,” 12. Kadar notes that her argument here is informed by pp. 162–165 of Elizabeth Fox-Genovese, “To Write My Self: The Autobiographies of Afro-American Women,” in Feminist Issues in Literature Scholarship , ed. Shari Benstock (Bloomington: Indiana University Press, 1987 ), 161–180.

6. James Olney, “Autobiography and the Cultural Moment: A Thematic, Historical, and Bibliographical Introduction,” in Autobiography: Essays Theoretical and Critical , ed. James Olney (Princeton, NJ: Princeton University Press, 1980 ), 3–27.

7. For a sampling of such texts, see Lytton Strachey, Eminent Victorians , reprinted ed. (London: Penguin, 1990 ; 1st ed. 1918); Harold Nicolson, The Development of English Biography (London: Hogarth Press, 1928 ); Leon Edel, Writing Lives: Principia Biographica (New York: Norton, 1987 ); and Ira Bruce Nadel, Biography: Fiction, Fact and Form (New York: St. Martin’s Press, 1984 ). For a post-structuralist approach to biography, see William H. Epstein, ed., Contesting the Subject: Essays in the Postmodern Theory and Practice of Biography and Biographical Criticism (West Lafayette, IN: Purdue University Press, 1991 ).

8. James Olney, Metaphors of Self: The Meaning of Autobiography (Princeton, NJ: Princeton University Press, 1972 ).

9. Ricia Anne Chansky, “General Introduction,” in The Routledge Auto/Biography Studies Reader , eds. Ricia Anne Chansky and Emily Hipchen (London and New York: Routledge, 2016 ), xx–xxii, quotations at xx and xxi.

10. Sidonie Smith, “Foreword,” in Chansky and Hipchen, The Routledge Auto/Biography Studies Reader , xvii–xix, at xviii.

11. Sidonie Smith and Julia Watson, Women, Autobiography, Theory: A Reader (Madison: University of Wisconsin Press, 1998 ).

12. See, for example, Paul de Man, “Autobiography as De-Facement,” Modern Language Notes 94, no. 5 (1979) : 919–930; and Roland Barthes, Roland Barthes by Roland Barthes , trans. Richard Howard (New York: Hill and Wang, 1977 ).

13. Philippe Lejeune, “The Autobiographical Pact,” in On Autobiography , by Philippe Lejeune, trans. Katherine Leary, with a foreword by Paul John Eakin (Minneapolis: University of Minnesota Press, 1989), 3–30 (the essay was originally published in French in 1977); Paul John Eakin, Fictions of Autobiography: Studies in the Art of Self-Invention (Princeton, NJ: Princeton University Press, 1985) ; and Paul John Eakin, Touching the World: Reference in Autobiography (Ithaca, NY: Princeton University Press, 1992) .

14. Sidonie Smith, A Poetics of Women’s Autobiography: Marginality and the Fictions of Self-Representation (Bloomington: Indiana University Press, 1987) ; and Sidonie Smith and Julia Watson, eds., De/Colonizing the Subject: The Politics of Gender in Women’s Autobiography (Minneapolis: University of Minnesota Press, 1992) .

15. For works by the authors and editors mentioned in this paragraph, see the “Further Reading” section.

16. Margaretta Jolly, ed., Encyclopedia of Life Writing: Autobiographical and Biographical Forms , 2 vols. (London: Fitzroy Dearborn, 2001) , quotations at ix and x.

17. Jolly, Encyclopedia , ix, x; and Sidonie Smith and Julia Watson, eds., Getting a Life: Everyday Uses of Autobiography (Minneapolis: University of Minnesota Press, 1996) .

18. Jolly, Encyclopedia , ix, x.

19. Sidonie Smith and Julia Watson, Reading Autobiography: A Guide for Interpreting Life Narratives , 2nd ed. (Minneapolis: University of Minnesota Press, 2010) , 2. The first edition was published in 2001; for convenience this article quotes from the second edition.

20. Smith and Watson, Reading Autobiography , 3, 4.

21. Smith and Watson, Reading Autobiography , 211, citing Smith and Watson, Women, Autobiography, Theory .

22. Smith and Watson, Reading Autobiography , 211.

23. Smith and Watson, Reading Autobiography , 204–205.

24. Smith and Watson, Reading Autobiography , 214. The works they mention are: Judith Butler, Gender Trouble: Feminism and the Subversion of Identity (London and New York: Routledge, 1990) ; Judith Butler, Bodies that Matter: On the Discursive Limits of “Sex” (London and New York: Routledge, 1993) ; and Sidonie Smith, Subjectivity, Identity, and the Body: Women’s Autobiographical Practices in the Twentieth Century (Bloomington: Indiana University Press, 1993) .

25. Smith and Watson, Reading Autobiography , 216. They cite John Paul Eakin, How Our Lives Become Stories: Making Selves (Ithaca, NY: Cornell University Press, 1999) ; and Nancy K. Miller, “Representing Others: Gender and the Subjects of Autobiography,” Differences 6, no. 1 (1994) : 1–27.

26. Smith and Watson, Reading Autobiography , 215.

27. Smith and Watson, Reading Autobiography , 218.

28. Smith and Watson, Reading Autobiography , 234. Their Appendix A is at 253–286.

29. Raymond Williams, Marxism and Literature (Oxford: Oxford University Press, 1977) , pp. 121–126. There isn’t a citation for Kadar—that’s me saying she would agree with Williams on this. The Williams distinction is a commonplace by now.

30. Kadar, “Coming to Terms,” 10.

31. I have written at some length about this in relation to Renders and De Haan and the Biographers International Organization, with particular attention paid to Biography: An Interdisciplinary Quarterly , which I co-edit; the University of Hawaiʻi at Mānoa’s Center for Biographical Research, which I direct; and the International Auto/Biography Association-Listserv, which I manage. See Craig Howes, “What Are We Turning From? Research and Ideology in Biography and Life Writing,” in The Biographical Turn: Lives in History , eds. Hans Renders, Binne de Haan, and Jonne Harmsma (London and New York: Routledge, 2016) , 165–175.

32. Hans Renders, “Biography in Academia and the Critical Frontier in Life Writing,” in Theoretical Discussions of Biography: Approaches from History, Microhistory, and Life Writing , eds. Hans Renders and Binne de Haan (Leiden: Brill, 2013) , 169–176, at 169. Michael Holroyd, “Changing fashions in biography,” The Guardian , 6 November 2009 .

33. Renders, “Biography in Academia,” 172.

34. Renders, “Biography in Academia,” 172.

35. For a more detailed account of this suspicion, see Craig Howes, “Ethics and Literary Biography,” in A Companion to Literary Biography , ed. Richard Bradford (Chichester: Wiley Blackwell, 2018) , 123–142. It should be noted that while they may share an aversion to criticism and theory, if anything, literary artists often have a greater contempt for biographers.

36. Julie Rak, Boom! Manufacturing Memoir for the Popular Market (Waterloo, Canada: Wilfrid Laurier University Press, 2013) , quotations at 4 and 3; and Julie Rak, ed., “Pop Life,” special issue, Canadian Review of American Studies 38, no. 3 (2008) .

37. Leigh Gilmore, Tainted Witness: Why We Doubt What Women Say About Their Lives (New York: Columbia University Press, 2017) .

38. Nigel Hamilton, Biography: A Brief History (Cambridge, MA: Harvard University Press, 2007) ; Hermione Lee, Biography: A Very Short Introduction (Oxford: Oxford University Press, 2009) ; Andrew Brown, A Brief History of Biographies: From Plutarch to Celebs (London: Hesperus, 2011) ; Catherine N. Parke, Biography: Writing Lives; Themes and Genres . Twayne's Studies in Literary Themes and Genres (London and New York: Routledge, 1996) ; and Paula R. Backscheider, Reflections on Biography (Oxford: Oxford University Press, 1999) .

39. Carl Rollyson, Biography: An Annotated Bibliography (Pasadena, CA: Salem, 1992) . Among Rollyson’s many other works are: Carl Rollyson, Reading Biography (Lincoln, NE: iUniverse, 2004) ; Carl Rollyson, A Higher Form of Cannibalism? Adventures in the Art and Politics of Biography (Chicago: Ivan R. Dee, 2005) ; and Carl Rollyson, Confessions of a Serial Biographer (Jefferson NC: McFarland, 2016) .

40. Carl Rollyson, Biography: A User’s Guide (Chicago: Ivan R. Dee, 2008) ; and Nigel Hamilton and Hans Renders, The ABC of Modern Biography (Amsterdam: Amsterdam University Press, 2018) .

41. Edel, Writing Lives ; Michael Holroyd, Works on Paper: The Craft of Biography and Autobiography (Berkeley: Counterpoint, 2002) ; Rollyson, Confessions ; Nigel Hamilton, How To Do Biography: A Primer (Cambridge, MA: Harvard University Press, 2008) ; and Hamilton, Biography .

42. John Batchelor, ed., The Art of Literary Biography (Oxford: Clarendon, 1995) ; Warwick Gould and Thomas F. Staley, eds., Writing the Lives of Writers (London: Palgrave Macmillan, 1998) ; Robert Dion and Frédéric Regard, eds., Les nouvelles écritures biographiques (Lyon: ENS Éditions, 2013) ; and Richard Bradford, ed., A Companion to Literary Biography (Chichester: Wiley Blackwell, 2019) . My essay “Ethics and Literary Biography” appears in Bradford’s collection.

43. Michael Benton, Towards a Poetics of Literary Biography (London: Palgrave Macmillan, 2015) ; Rana Tekcan, Too Far for Comfort: A Study on Biographical Distance (Stuttgart: Ibidem, 2015) ; and Alison Booth, How to Make It as a Woman: Collective Biographical History from Victoria to the Present (Chicago: University of Chicago Press, 2004) . She mentions her reservations at 130.

44. Barbara Caine, Biography and History (London: Palgrave Macmillan, 2010) ; Hans Renders and Binne de Haan, eds., Theoretical Discussions of Biography: Approaches from History, Microhistory, and Life Writing (Leiden: Brill, 2013) ; Renders, de Haan, and Harmsma, The Biographical Turn ; and Tanya Evans and Robert Reynolds, “Introduction to this Special Issue on Biography and Life-Writing,” disclosure 21 (2012) : 1–8.

45. Atiba Pertilla and Uwe Spiekermann, eds., “Forum: The Challenge of Biography,” special section, Bulletin of the German Historical Institute 55 (2014) ; and Sarah Panter, ed., Mobility and Biography , Jahrbuch für Europäische Geschichte / European History Yearbook 16 (Berlin: De Gruyter, 2015) .

46. Tomas Hägg, The Art of Biography in Antiquity (Cambridge: Cambridge University Press, 2012) ; Stephanos Efthymiadis, ed., The Ashgate Research Companion to Byzantine Hagiography , vol. 2, Genres and Contexts (Farnham, Surrey: Ashgate, 2014) ; Kevin Sharpe and Steven N. Zwicker, eds., Writing Lives: Biography and Textuality, Identity and Representation in Early Modern England (Oxford: Oxford University Press, 2009) ; Sarah Mombert and Michèle Rosellini, eds., Usages des vies: Le biographique hier et aujourd’hui (XVIIe–XXIe siècle) (Toulouse: Presses Universitaires du Mirail, 2012) ; and Juliette Atkinson, Victorian Biography Reconsidered: A Study of Nineteenth-Century “Hidden” Lives (Oxford: Oxford University Press, 2010) .

47. Examples of such work include: Robin Humphrey, Robert Miller, and Elena Zdravomyslova, eds., Biographical Research in Eastern Europe: Altered Lives and Broken Biographies (Farnham, Surrey: Ashgate, 2003) ; Erla Hulda Halldórsdóttir et al., eds., Biography, Gender and History: Nordic Perspectives (Turku: K&H, 2017) ; and Maarit Leskelä-Kärki, Toisten elämät: Kirjoituksia elämäkerroista (Avain, 2017) .

48. Wilhelm Hemecker, ed., Die Biographie—Beiträge zu ihrer Geschichte (Berlin: De Gruyter, 2009) ; Wilhelm Hemecker and Edward Saunders, eds., with Gregor Schima, Biography in Theory: Key Texts with Commentaries (Berlin: De Gruyter, 2018) ; Bernhard Fetz and Wilhelm Hemecker, eds., Theorie der Biographie: Grundlagentexte und Kommentar (Berlin: De Gruyter, 2011) ; and Bernhard Fetz, ed., Die Biographie—Zur Grundlegung ihrer Theorie (Berlin: De Gruyter, 2009) . All these except the Hemecker and Saunders volume were published by De Gruyter on behalf of the Ludwig Boltzmann Institute.

49. Marta Dvorak, ed., Biographical Creation / La création biographique (Rennes: Presses Universitaires Rennes, 1997) .

50. Susan Tridgell, Understanding Our Selves: The Dangerous Art of Biography (New York: Peter Lang, 2004) ; and Caitríona Ní Dhúill, Metabiography: Reflecting on Biography , Palgrave Studies in Life Writing (London: Palgrave, 2020) .

51. Alan C. Elms, Uncovering Lives: The Uneasy Alliance of Biography and Psychology (Oxford: Oxford University Press, 1994) ; William Todd Schultz, ed., Handbook of Psychobiography (Oxford: Oxford University Press, 2005) ; and Dan P. McAdams, The Redemptive Self: Stories Americans Live By (Oxford: Oxford University Press, 2005) .

52. See, for example, Carolyn L. White, ed., The Materiality of Individuality: Archaeological Studies of Individual Lives (New York: Springer, 2009) ; Ann L. W. Stodder and Ann M. Palkovich, eds., The Bioarchaeology of Individuals (Gainesville: University Press of Florida, 2012) ; Michaela Köttig et al., eds., “Biography and Ethnicity,” special issue, Forum: Qualitative Social Research 10, no. 3 (2009) ; and Sophie Day Carsten and Charles Stafford, eds., “Reason and Passion: The Parallel Worlds of Ethnography and Biography,” special issue, Social Anthropology 26, no. 1 (2018) : 5–14.

53. Alice Te Punga Somerville, Daniel Heath Justice, and Noelani Arista, eds., “Indigenous Conversations about Biography,” special issue, Biography: An Interdisciplinary Quarterly 39, no. 3 (2016) : 239–247; Noenoe K. Silva, The Power of the Steel-Tipped Pen: Reconstructing Native Hawaiian Intellectual History (Durham, NC: Duke University Press, 2017) ; Melanie Unseld, Biographie und Musikgeschichte: Wandlungen biographischer Konzepte in Musikkultur und Musikhistoriographie (Cologne: Böhlau, 2014) ; and Anna Jackson, ed., “The Verse Biography,” special issue, Biography: An Interdisciplinary Quarterly 39, no. 1 (Winter 2016) .

54. Alice Te Punga Somerville and Daniel Heath Justice, “Introduction: Indigenous Conversations about Biography,” Biography: An Interdisciplinary Quarterly 39, no. 3 (2016) : 239–247, at 243.

55. Peter Ackroyd, London: The Biography (London: Chatto and Windus, 2000) ; Peter Ackroyd, London: The Concise Biography (London: Vintage, 2012) ; Rachel Hewitt, Map of a Nation: A Biography of the Ordnance Survey (London: Granta, 2011) ; and Kaori O’Connor, The English Breakfast: The Biography of a National Meal, with Recipes , rev. ed. (London: Bloomsbury, 2013) .

56. Linda Anderson, Autobiography , 2nd ed. (London and New York: Routledge, 2010 ; 1st ed. 2001); Laura Marcus, Autobiography: A Very Short Introduction (Oxford: Oxford University Press, 2018) ; Chansky and Hipchen, The Routledge Auto/Biography Studies Reader ; and Kate Douglas and Ashley Barnwell, eds., Research Methodologies for Auto/Biography Studies (London: Routledge, 2019) .

57. Carole Allamand, Le “Pacte” de Philippe Lejeune; ou, L’autobiographie en théorie (Paris: Honoré Champion, 2018) ; Lia Nicole Brozgal, Against Autobiography: Albert Memmi and the Production of Theory (Lincoln: University of Nebraska Press, 2018) ; Kathleen Ashley, et al., eds., Autobiography and Postmodernism (Amherst: University of Massachusetts Press, 1995) ; G. Thomas Couser and Joseph Fichtelberg, eds., True Relations: Essays on Autobiography and the Postmodern (Westport, CN: Greenwood, 1998) ; and Gunnthórunn Gudmundsdóttir, Borderlines: Autobiography and Fiction in Postmodern Life Writing (Amsterdam: Rodopi, 2003) .

58. For examples of such historical and geographical investigations, see Carsten Heinze and Alfred Hornung, eds., Medialisierungsformen des (Auto-) Biografischen (Konstanz: UVK, 2013) ; Ronald Bedford, Lloyd Davis, and Philippa Kelly, eds., Early Modern Autobiography: Theories, Genres, Practices (Ann Arbor: University of Michigan Press, 2006) ; Ronald Bedford, Lloyd Davis, and Philippa Kelly, Early Modern English Lives: Autobiography and Self-Representation, 1500–1660 (Farnham, Surrey: Ashgate, 2007) ; and Arianne Baggerman, Rudolf Dekker, and Michael Mascuch, eds., Controlling Time and Shaping the Self: Developments in Autobiographical Writing since the Sixteenth Century (Leiden: Brill, 2011) .

59. William L. Andrews, To Tell a Free Story: The First Century of African-American Autobiography, 1760–1865 (Urbana: University of Illinois Press, 1986); and William L. Andrews, Slavery and Class in the American South: A Generation of Slave Narrative Testimony , 1840–1865 (Oxford: Oxford University Press, 2019) .

60. Rachel McLennan, American Autobiography (Edinburgh: Edinburgh University Press, 2012) . Georges Gusdorf “Conditions and Limits of Autobiography,” pp. 28–48.

61. Eakin, How Our Lives Become Stories ; Paul John Eakin, Living Autobiographically: How We Create Identity in Narrative (Ithaca, NY: Cornell University Press, 2008) ; and Richard Freadman, Threads of Life: Autobiography and the Will (Chicago: University of Chicago Press, 2001) .

62. Liz Stanley, The Auto/Biographical I: The Theory and Practice of Feminist Auto/Biography (Manchester: Manchester University Press, 1992) ; Laura Marcus, Auto/Biographical Discourses: Theory, Criticism, Practice (Manchester: Manchester University Press, 1994) ; Trev Broughton and Linda Anderson, eds., Women’s Lives/Women’s Times: New Essays on Auto/Biography (New York: SUNY Press, 1997) ; Hélène Cixous and Mireille Calle-Gruber, Rootprints: Memory and Life-Writing , trans. Eric Prenowitz (London and New York: Routledge, 1997) ; and Jill Ker Conway, When Memory Speaks: Reflections on Autobiography (New York: Knopf, 1998) .

63. Florence S. Boos, Memoirs of Victorian Working-Class Women: The Hard Way Up , Palgrave Studies in Life Writing (London: Palgrave Macmillan, 2017) ; Laura J. Beard, Acts of Narrative Resistance: Women’s Autobiographical Writings in the Americas (Charlottesville: University of Virginia Press, 2009) ; Marilyn Booth, ed., “Women’s Autobiography in South Asia and the Middle East,” special issue, Journal of Women’s History 25, no. 2 (2013) ; Kathryn Abrams and Irene Kacandes, eds., “Witness,” special issue, Women’s Studies Quarterly 36, nos. 1–2 (2008) : 13–27; Gillian Whitlock, Soft Weapons: Autobiography in Transit (Chicago: University of Chicago Press, 2007) ; and Gilmore, Tainted Witness .

64. Cynthia Franklin and Laura E. Lyons, eds., “Personal Effects: The Testimonial Uses of Life Writing,” special issue, Biography: An Interdisciplinary Quarterly 27, no. 1 (2004) ; Marlene Kadar et al., eds., Tracing the Autobiographical (Waterloo, Canada: Wilfrid Laurier University Press, 2005) ; Leigh Gilmore, The Limits of Autobiography: Trauma, Testimony, Theory (Ithaca, NY: Cornell University Press, 2000) ; and Paul Atkinson and Anna Poletti, eds., “The Limits of Testimony,” special issue, Southern Review: Communication, Politics & Culture 40, no. 3 (2008) .

65. G. Thomas Couser, Memoir: An Introduction (Oxford: Oxford University Press, 2012) ; Ben Yagoda, Memoir: A History (New York: Riverhead Penguin, 2009) ; and Bunty Avieson, Fiona Giles, and Sue Joseph, eds., Mediating Memory: Tracing the Limits of Memoir (London and New York: Routledge, 2018) .

66. Philippe Lejeune, On Diary , trans. Kathy Durnin, ed. Jeremy D. Popkin and Julie Rak (Honolulu: University of Hawai‘i Press, 2009) ; Lejeune, On Autobiography ; Françoise Simonet-Tenant, Le journal intime: Genre littéraire et écriture ordinaire (Paris: Téraèdre, 2004) ; and Suzanne L. Bunkers and Cynthia A. Huff, eds., Inscribing the Daily: Critical Essays on Women’s Diaries (Amherst: University of Massachusetts Press, 1996) .

67. Kadar, “Coming to Terms.”

68. Zachary Leader, ed., On Life-Writing (Oxford: Oxford University Press, 2015) ; Richard Bradford, ed., Life Writing: Essays on Autobiography, Biography and Literature (London: Palgrave Macmillan, 2009) ; Sidonie Smith and Julia Watson, Life Writing in the Long Run: A Smith & Watson Autobiography Studies Reader (Ann Arbor: Maize Books, 2017) ; Liz Stanley, ed., Documents of Life Revisited: Narrative and Biographical Methodology for a 21st Century Critical Humanism (Farnham, Surrey: Ashgate, 2013) ; Liz Stanley, ed., “In Dialogue: Life Writing and Narrative Inquiry,” special issue, Life Writing 7, no. 1 (2010) : 1–3; and James Olney, Memory and Narrative: The Weave of Life-Writing (Chicago: University of Chicago Press, 1999) .

69. Miriam Fuchs and Craig Howes, eds., Teaching Life Writing Texts , Options for Teaching (New York: Modern Language Association, 2008) ; Laurie McNeill and Kate Douglas, eds., “Teaching Lives: Contemporary Pedagogies of Life Narratives,” special issue, a/b: Auto/Biography Studies 32, no. 1 (2016) ; Laurie McNeill and Kate Douglas, eds., Teaching Lives: Contemporary Pedagogies of Life Narratives (London and New York: Routledge, 2018 ); Dennis Kersten and Anne Marie Mreijen, eds., “Teaching Life Writing Texts in Europe,” special section, European Journal of Life Writing 4 (2015) ; and Dennis Kersten, Anne Marie Mreijen, and Yvonne Delhey, eds., “Teaching Life Writing Texts in Europe, Part II,” special section, European Journal of Life Writing 7 (2018) .

70. Penny Summerfield, Histories of the Self: Personal Narratives and Historical Practice (London and New York: Routledge, 2018) ; Karen A. Winstead, The Oxford History of Life-Writing , vol. 1, The Middle Ages (Oxford: Oxford University Press, 2018) ; Alan Stewart, The Oxford History of Life-Writing , vol. 2, Early Modern (Oxford: Oxford University Press, 2018) ; David Amigoni, ed., Life Writing and Victorian Culture (Farnham, Surrey: Ashgate, 2006) ; Andrew Tate, ed., “Victorian Life Writing,” special issue, Nineteenth-Century Contexts 28, no. 1 (2006) : 1–3; and Lynn M. Linder, ed., “Co-Constructed Selves: Nineteenth-Century Collaborative Life Writing,” special issue, Modern Language Studies 52, no. 2 (2016) : 121–129.

71. Danielle Boillet, Marie-Madeleine Fragonard, and Hélène Tropé, eds., Écrire des vies: Espagne, France, Italie, XVIe–XVIIIe siècle (Paris: Sorbonne Nouvelle, 2012) ; and Birgit Dahlke, Dennis Tate, and Roger Woods, eds., German Life Writing in the Twentieth Century (Rochester, NY: Camden House, 2010) .

72. Cynthia Huff, ed., “Women’s Life Writing and Imagined Communities,” special issue, Prose Studies 26, nos. 1–2 (2003) ; Charlotte Newman Goldy and Amy Livingstone, eds., Writing Medieval Women’s Lives (London: Palgrave Macmillan, 2012 ); Julie A. Eckerle, Romancing the Self in Early Modern Englishwomen’s Life Writing (Farnham, Surrey: Ashgate, 2013) ; Julie A. Eckerle and Naomi McAreavey, eds., Women’s Life Writing and Early Modern Ireland , Women and Gender in the Early Modern World (Lincoln: University of Nebraska Press, 2019) ; Daniel Cook and Amy Culley, eds., Women’s Life Writing , 1700–1850: Gender, Genre and Authorship (London: Palgrave Macmillan, 2012) ; and Amy Culley, British Women’s Life Writing , 1760–1840: Friendship, Community, and Collaboration (London: Palgrave Macmillan, 2014) .

73. Susan Civale, Romantic Women’s Life Writing: Reputation and Afterlife (Manchester: Manchester University Press, 2019) ; Alexis Wolf, “Introduction: Reading Silence in the Long Nineteenth-Century Women’s Life Writing Archive,” 19: Interdisciplinary Studies in the Long Nineteenth Century 27 (2018) : unpaginated; Valérie Baisnée-Keay et al., eds., Women’s Life Writing and the Practice of Reading: She Reads to Write Herself , Palgrave Studies in Life Writing (London: Palgrave Macmillan, 2018) ; and Margaretta Jolly, In Love and Struggle: Letters in Contemporary Feminism (New York: Columbia University Press, 2008) .

74. Eric D. Lamore, ed., “African American Life Writing,” special issue, a/b: Auto/Biography Studies 27, no. 1 (2012) ; Viola Amato, Intersex Narratives: Shifts in the Representation of Intersex Lives in North American Literature and Popular Culture (Bielefeld: Transcript Verlag, 2016) ; and Katherine Adams, Owning Up: Privacy, Property, and Belonging in U.S. Women’s Life Writing (Oxford: Oxford University Press, 2009) .

75. Marijke Huisman et al., eds., Life Writing Matters in Europe , American Studies Monograph 217 (Heidelberg: Universitätsverlag Winter, 2012) ; Simona Mitroiu, ed., Life Writing and Politics of Memory in Eastern Europe (London: Palgrave Macmillan, 2015) ; and Iona Luca and Leena Kurvet-Käosaar, eds., “Life Writing Trajectories in Post-1989 Eastern Europe,” special section, European Journal of Life Writing 2 (2013) : T1–9.

76. Oliver Nyambi, Life-Writing from the Margins in Zimbabwe: Versions and Subversions of Crisis (London and New York: Routledge, 2019) ; David McCooey, Artful Histories: Modern Australian Autobiography (Cambridge: Cambridge University Press, 1996) ; Jack Bowers, Strangers at Home: Place, Belonging, and Australian Life Writing (Amherst, NY: Cambria, 2016) ; Brij V. Lal and Peter Hempenstall, eds., Pacific Lives, Pacific Places: Bursting Boundaries in Pacific History (Canberra: Journal of Pacific History, 2001) ; Jack Corbett and Brij V. Lal, eds., Political Life Writing in the Pacific: Reflections on Practice (Canberra: Australian National University Press, 2015) ; and Roxanna Waterson, ed., Southeast Asian Lives: Personal Narratives and Historical Experience (Athens: Ohio University Press, 2007) .

77. Hephzibah Israel and John Zavos, “Narratives of Transformation: Religious Conversion and Indian Traditions of ‘Life Writing,’” South Asia: Journal of South Asian Studies 41, no. 2 (2018) : 352–365; S. Shankar and Charu Gupta, “Caste and Life Narratives,” special issue, Biography: An Interdisciplinary Quarterly 40, no. 1 (2017) ; and Maureen Perkins, ed., Locating Life Stories: Beyond East-West Binaries in (Auto)Biographical Studies (Honolulu: University of Hawaiʻi Press, 2012) . My own essay on Martin Amis appears in this last collection.

78. Bart Moore-Gilbert, Postcolonial Life-Writing: Culture, Politics, and Self-Representation (London and New York: Routledge, 2009) ; Philip Holden, Autobiography and Decolonization: Modernity, Masculinity, and the Nation-State (Madison: University of Wisconsin Press, 2008) ; Gillian Whitlock, Postcolonial Life Narratives: Testimonial Transactions (Oxford: Oxford University Press, 2015) ; Suzanne Scafe and Jenni Ramone, eds., “Women’s Life Writing and Diaspora,” special issue, Life Writing 10, no. 1 (2013) : 1–3; Rocío G. Davis, Jaume Aurell, and Ana Beatriz Delgado, eds., Ethnic Life Writing and Histories: Genres, Performance, and Culture (Münster: LIT Verlag, 2007) ; and Rosalia Baena, ed., Transculturing Auto/Biography: Forms of Life Writing (London and New York: Routledge, 2007) .

79. Clare Brant and Max Saunders, eds., “The Work of Life Writing,” special issue, a/b: Auto/Biography Studies 25, no. 2 (2010) ; Paul John Eakin, ed., The Ethics of Life Writing (Ithaca, NY: Cornell University Press, 2004) ; David Parker, The Self in Moral Space: Life Narrative and the Good (Ithaca, NY: Cornell University Press, 2007) ; D. L. LeMahieu and Christopher Cowley, eds., “Philosophy and Life Writing,” special issue, Life Writing 15, no. 3 (2018) : 301–303; Rocío G. Davis, ed., “Life Writing as Empathy,” special issue, Concentric: Literary and Cultural Studies 42, no. 2 (2016) ; and Joan Ramon Resina, ed., Inscribed Identities: Life Writing as Self-Realization (London and New York: Routledge, 2019) .

80. G. Thomas Couser, Recovering Bodies: Illness, Disability, and Life Writing (Madison: University of Wisconsin Press, 1997) ; G. Thomas Couser, Vulnerable Subjects: Ethics and Life Writing (Ithaca, NY: Cornell University Press, 2003) ; G. Thomas Couser, Signifying Bodies: Disability in Contemporary Life Writing (Ann Arbor: University of Michigan Press, 2009) ; G. Thomas Couser, ed., “Disability and Life Writing,” special issue, Journal of Literary and Cultural Disability Studies 5, no. 3 (2011) ; G. Thomas Couser, ed., Body Language: Narrating Illness and Disability (London and New York: Routledge, 2019) ; and G. Thomas Couser and Susannah Mintz, eds., Disability Experiences: Memoirs, Autobiographies, and Other Personal Narratives , 2 vols. (Detroit: St. James Press, 2019) .

81. Suzette A. Henke, Shattered Subjects: Trauma and Testimony in Women’s Life-Writing (New York: St. Martin’s Press, 1998) ; Susanna Egan, Mirror Talk: Genres of Crisis in Contemporary Autobiography (Chapel Hill: University of North Carolina Press, 1999) ; Miriam Fuchs, The Text is Myself: Women’s Life Writing and Catastrophe (Madison: University of Wisconsin Press, 2004) ; Gilian Whitlock and Kate Douglas, eds., Trauma Texts (London and New York: Routledge, 2015) , first published as “Trauma in the Twenty-First Century,” Life Writing 5, no. 1 (2008); and Gabriele Rippl et al., eds., Haunted Narratives: Life Writing in an Age of Trauma (Toronto: University of Toronto Press, 2013) .

82. Meg Jensen, The Art and Science of Trauma and the Autobiographical: Negotiated Truths , Palgrave Studies in Life Writing (London: Palgrave, 2019) , quotation at 8; and Mita Banerjee, Medical Humanities in American Studies: Life Writing, Narrative Medicine, and the Power of Autobiography , American Studies Series 292 (Heidelberg: Universitätsverlag Winter, 2018) .

83. Kay Schaffer and Sidonie Smith, Human Rights and Narrated Lives: The Ethics of Recognition (London: Palgrave, 2004) ; Meg Jensen and Margaretta Jolly, eds., We Shall Bear Witness: Life Narratives and Human Rights (Madison: University of Wisconsin Press, 2014) ; Katja Kurz, Narrating Contested Lives: The Aesthetics of Life Writing in Human Rights Campaigns (Heidelberg: Universitätsverlag Winter, 2014) ; Melissa Dearey, Radicalization: The Life Writings of Political Prisoners (London and New York: Routledge, 2010) ; and Brittney Cooper and Treva B. Lindsey, eds., “M4BL and the Critical Matter of Black Lives,” special issue, Biography: An Interdisciplinary Quarterly 41, no. 4 (2018) : 731–740.

84. Marianne Hirsch, Family Frames: Photography, and Postmemory (Cambridge, MA: Harvard University Press, 1997) ; and Timonthy Dow Adams, Light Writing & Life Writing: Photography in Autobiography (Chapel Hill: University of North Carolina Press, 1999) .

85. Gillian Whitlock and Anna Poletti, eds., “Autographics,” special issue, Biography: An Interdisciplinary Quarterly 31, no. 1 (2008) ; Hillary L. Chute, Graphic Women: Life Narrative and Contemporary Comics (New York: Columbia University Press, 2010) ; and Hillary L. Chute, Disaster Drawn: Visual Witness, Comics, and Documentary Form (Cambridge MA.: Belknap Press of Harvard University Press, 2016) .

86. Michael A. Chaney, Reading Lessons in Seeing: Mirrors, Masks, and Mazes in the Autobiographical Graphic Novel (Jackson: University of Mississippi Press, 2017) ; Michael A. Chaney, ed., Graphic Subjects: Critical Essays on Autobiography and Graphic Novels (Madison: University of Wisconsin Press, 2011) ; Elisabeth El Refaie, Autobiographical Comics: Life Writing in Pictures (Jackson: University Press of Mississippi, 2012) ; and Candida Rifkind and Linda Warley, eds., Canadian Graphic: Picturing Life Narratives (Waterloo, Canada: Wilfrid Laurier University Press, 2016) .

87. Anna Poletti, Intimate Ephemera: Reading Young Lives in Australian Zine Culture (Melbourne: Melbourne University Press, 2008) ; Ellen Gruber Garvey, Writing with Scissors: American Scrapbooks from the Civil War to the Harlem Renaissance (Oxford: Oxford University Press, 2012) ; Hertha D. Sweet Wong, Picturing Identity: Contemporary American Autobiography in Image and Text (Chapel Hill: University of North Carolina Press, 2018) ; and Leigh Gilmore and Elizabeth Marshall, Witnessing Girlhood: Toward an Intersectional Tradition of Life Writing (New York: Fordham University Press, 2019) .

88. David McCooey and Maria Takolander, eds., “The Limits of Life Writing,” special issue, Life Writing 14, no. 3 (2017) ; David McCooey and Maria Takolander, eds., The Limits of Life Writing (London and New York: Routledge, 2018) ; Gillian Whitlock and G. Thomas Couser, eds., “(Post)Human Lives,” special issue, Biography: An Interdisciplinary Quarterly 35, no. 1 (2012) ; Purnima Bose and Laura E. Lyons, eds., “Life Writing and Corporate Personhood,” special issue, Biography: An Interdisciplinary Quarterly 37, no. 1 (2014) ; and Alfred Hornung and Zhao Baisheng, eds., Ecology and Life Writing (Heidelberg: Universitätsverlag Winter, 2013) .

89. John Zuern, ed., “Online Lives,” special issue, Biography: An Interdisciplinary Quarterly 26, no. 1 (2003) ; Laurie McNeill and John Zuern, eds., “Online Lives 2.0,” special issue, Biography: An Interdisciplinary Quarterly 38, no. 2 (2015) ; and Anna Poletti and Julie Rak, eds., Identity Technologies: Constructing the Self Online (Madison: University of Wisonsin Press, 2014) .

90. Emma Maguire, Girls, Autobiography, Media: Gender and Self-Mediation in Digital Economies , Palgrave Studies in Life Writing (London: Palgrave, 2018) ; and Kate Douglas and Anna Poletti, Life Narratives and Youth Culture: Representation, Agency and Participation (London: Palgrave Macmillan, 2016) .

91. George F. Custen, Bio/Pics: How Hollywood Constructed Public History (New Brunswick, NJ: Rutgers University Press, 1992) ; Glenn Man, ed., “The Biopic,” special issue, Biography: An Interdisciplinary Quarterly 23, no. 1 (2000) ; William H. Epstein and R. Barton Palmer, eds., Invented Lives, Imagined Communities: The Biopic and American National Identity (New York: SUNY Press, 2016) ; Dennis Bingham, Whose Lives Are They Anyway? The Biopic as Contemporary Film Genre (New Brunswick, NJ: Rutgers University Press, 2010) ; and Tom Brown and Belén Vidal, eds., The Biopic in Contemporary Film Culture , AFI Film Readers (London and New York: Routledge, 2014) .

92. Ryan Claycomb, Lives in Play: Autobiography and Biography on the Feminist Stage (Ann Arbor: University of Michigan Press, 2012) ; Victoria Kuttainen and Lindsay Simpson, eds., “Performing Lives,” special issue, LiNQ: Connected Writing and Scholarship 39, no. 1 (2012) , quotation from the editors’ “Introduction: Performing Lives,” 11–14, at 11; Clara Tuite, Lord Byron and Scandalous Celebrity (Cambridge: Cambridge University Press, 2014) ; Daniel Herwitz, The Star as Icon: Celebrity in the Age of Mass Consumption (New York: Columbia University Press, 2016) ; and Katja Lee and Lorraine York, eds., Celebrity Cultures in Canada (Waterloo, Canada: Wilfrid Laurier University Press, 2016) .

93. Max Saunders, Self-Impression: Life-Writing, Autobiografiction, and the Forms of Modern Literature (Oxford: Oxford University Press, 2010) ; Gunnthórunn Gudmundsdóttir, Representations of Forgetting in Life Writing and Fiction (London: Palgrave Macmillan, 2016) ; Martina Wagner-Egelhaaf, Handbook of Autobiography/Autofiction , 3 vols. (Berlin: De Gruyter, 2019) ; Erika Hasebe-Ludt, Cynthia M. Chambers, and Carl Leggo, Life Writing and Literary Métissage as an Ethos of Our Times (New York: Peter Lang, 2009) ; Lucia Boldrini and Julia Novak, eds., Experiments in Life-Writing: Intersections of Auto/Biography and Fiction , Palgrave Studies in Life Writing (London: Palgrave Macmillan, 2018) ; Jean-Louis Jeannelle and Catherine Viollet, eds., Genèse et autofiction (Paris: Academia-Bruylant, 2007) ; and Helena Grice, Asian American Fiction, History, and Life Writing: International Encounters (London and New York: Routledge, 2009) .

94. Michael Lackey, The American Biographical Novel (London: Bloomsbury, 2016) ; Michael Lackey, Truthful Fictions: Conversations with American Biographical Novelists (London: Bloomsbury, 2015) ; Michael Lackey, Conversations with Biographical Novelists: Truthful Fictions across the Globe (London: Bloomsbury, 2018) ; Michael Lackey, Biographical Fiction: A Reader (London: Bloomsbury, 2017) ; Michael Lackey, Biofictional Histories, Mutations, and Forms (London and New York: Routledge, 2016) ; and Michael Lackey, ed., “Biofictions,” special issue, a/b: Auto/Biography Studies 31, no. 1 (2016) .

95. Susanna Egan, Burdens of Proof: Faith, Doubt, and Identity (Waterloo, Canada: Wilfrid Laurier University Press, 2011) ; and Nancy K. Miller, “The Entangled Self: Genre Bondage in the Age of the Memoir,” PMLA 122, no. 2 (2007) : 537–548.

96. Kadar, “Coming to Terms.”

97. Lauren Berlant and Jay Prosser, “Life Writing and Intimate Publics: A Conversation with Lauren Berlant,” Biography: An Interdisciplinary Quarterly 34, no. 1 (2011) : 180–187, at 183.

98. Berlant and Prosser, “Life Writing and Intimate Publics,” 182.

99. Berlant and Prosser, “Life Writing and Intimate Publics,” 181.

100. Marlen Kadar, “The Devouring: Traces of Roma in the Holocaust; No Tattoo, Sterilized Body, Gypsy Girl,” in Kadar et al., Tracing the Autobiographical , 223–246, at 223–224.

101. Kadar, “The Devouring,” 243. On the fragment as “an unfinished separation” Kadar is citing Maurice Blanchot, The Writing of the Disaster , trans. Ann Smock (Lincoln: University of Nebraska Press, 1986) .

102. Kadar, “The Devouring,” 226.

103. Kadar, “Whose Life Is It Anyway?,” quotations at 153.

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English Studies

This website is dedicated to English Literature, Literary Criticism, Literary Theory, English Language and its teaching and learning.

Biographical Criticism in Literature

Biographical criticism in Literature, while not a distinct literary theory in itself, is regarded as a valuable method or approach to literary analysis.

Introduction to Biographical Criticism in Literature

Table of Contents

Biographical criticism in Literature, while not a distinct literary theory in itself, is regarded as a valuable method or approach to literary analysis. This approach centers on delving into the author’s life and personal experiences, with the ultimate goal of comprehending how these aspects have influenced their literary work. In the process, Biographical criticism in Literature seeks to establish meaningful connections between the author’s biography and various elements within the literary text, such as themes, characters, or events. Frequently, this approach is employed in tandem with other literary theories to provide a more comprehensive and nuanced understanding of both the work and the author behind it.

Criticism Against Biographical Criticism in Literature

  • Reductionism: Biographical criticism in literature often reduces complex literary works to the author’s personal life experiences and beliefs, overlooking the richness and depth of the text itself.
  • Subjectivity: Interpretations based on an author’s biography can be highly subjective, leading to varying and sometimes contradictory analyses of the same literary work.
  • Ignoring Intertextuality : Biographical criticism in literature tends to overlook the influence of other texts, cultural contexts, and historical events on a work, neglecting the interconnectedness of literature.
  • Neglecting Authorial Intent: Assuming that an author’s personal life directly correlates with their literary creations ignores the possibility of intentional artistic choices and fictional representations.
  • Disregarding Multiple Meanings: Biographical critics may prioritize one interpretation based on the author’s life, neglecting the potential for multiple valid readings and interpretations of a single work.
  • Overemphasis on Author’s Identity: Focusing solely on the author’s identity can lead to essentialism, stereotyping, and limiting interpretations of their work based on gender, race, or social background.
  • Anachronism: Projecting modern-day ideologies and values onto historical authors through Biographical criticism in Literature can lead to misinterpretations and anachronistic readings.
  • Inaccessibility of Author Information: In some cases, little biographical information is available about an author, making it challenging to apply this approach consistently.
  • Dismissal of Anonymous or Collaborative Works: Biographical criticism in literature faces limitations when dealing with anonymous or collaboratively authored works, as the focus on individual authors becomes problematic.
  • Neglecting Formal and Aesthetic Elements: By concentrating on the author’s life, biographical criticism in literature may neglect the formal and aesthetic aspects that contribute to the overall meaning and impact of a literary work.

It’s essential to remember that while Biographical criticism in literature has its critics, literary analysis is enriched when different approaches, such as historical, formal, or cultural criticism, are used in conjunction to gain a comprehensive understanding of a work’s significance.

Examples of Biographical criticism in Literature

In these examples, Biographical criticism in literature is used as a lens to better understand the authors’ lives and how those experiences may have influenced their literary creations.

Keywords in Biographical Criticism in Literature

  • Authorial Intention: The deliberate meaning or message intended by the author in their literary work, encompassing the purposeful use of language, symbolism, and narrative choices to convey specific ideas or themes.
  • Biography: The comprehensive life history and experiences of the author, which may encompass personal background, cultural upbringing, and significant life events that may have influenced their writing.
  • Context: The intricate interplay of historical, cultural, and social circumstances surrounding the author and the literary work, shaping the creation and reception of the text within a broader framework.
  • Influence: The multifaceted impact of individuals, events, and ideas on the author’s life and creative process, potentially shaping the content, style, and themes explored in their literary output.
  • Psychology: The exploration of the author’s personality, emotions, and underlying motivations in relation to their literary work, often investigating how the writer’s psyche might manifest in the narrative and character development.
  • Reception: The varied and dynamic responses of readers, critics, and the wider public to the literary work, encompassing reviews, interpretations, and cultural significance over time.
  • Subjectivity: The recognition that literary interpretation is inherently subjective, influenced by the critic’s individual biases, perspectives, and cultural background, which can lead to diverse and contrasting analyses of the same text.
  • Textuality: The analytical study of the literary work as an autonomous and self-contained entity, separate from the author’s biography and external factors, to better understand its internal coherence, language choices, and artistic merits.
  • Theme: The fundamental and underlying meaning or message conveyed by the literary work, recurring throughout the narrative and often reflecting universal or societal truths.
  • Voice: The distinctive style, tone, and artistic expression in the author’s writing, shaped by their unique life experiences and personal history, which contributes to the individuality and authenticity of the literary work.

Suggested Readings about Biographical Criticism in Literature

  • Leitch, Vincent B. American Literary Criticism since the 1930s . Routledge, 2010.
  • Makaryk, Irena R., editor. Encyclopedia of Contemporary Literary Theory: Approaches, Scholars, Terms . University of Toronto Press, 1993.
  • Perkins, David. A History of Modern Poetry: Modernism and After . Harvard University Press, 1987.
  • Perloff, Marjorie. The Dance of the Intellect: Studies in the Poetry of the Pound Tradition . Northwestern University Press, 1985.
  • Seyersted, Per. Kate Chopin: A Critical Biography . Louisiana State University Press, 1980.
  • Smith, Sidonie, and Julia Watson. Reading Autobiography: A Guide for Interpreting Life Narratives . University of Minnesota Press, 2010.
  • Spender, Dale. Telling Tales: Autobiographies of Childhood and Youth . Harvard University Press, 2001.

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Critical Theory (Frankfurt School)

[ Editor’s Note: The following new entry by Robin Celikates and Jeffrey Flynn replaces the former entry on this topic by the previous author. ]

“Critical theory” refers to a family of theories that aim at a critique and transformation of society by integrating normative perspectives with empirically informed analysis of society’s conflicts, contradictions, and tendencies. In a narrow sense, “Critical Theory” (often denoted with capital letters) refers to the work of several generations of philosophers and social theorists in the Western European Marxist tradition known as the Frankfurt School. Beginning in the 1930s at the Institute for Social Research in Frankfurt, it is best known for interdisciplinary research that combines philosophy and social science with the practical aim of furthering emancipation. There are separate entries on influential figures of the first generation of the Frankfurt School – Max Horkheimer (1895–1973), Theodor W. Adorno (1903–1969), Herbert Marcuse (1898–1979), and Walter Benjamin (1892–1940) – and the leading figure of the second generation, Jürgen Habermas (b. 1929).

In a broader sense, there are many different strands of critical theory that have emerged as forms of reflective engagement with the emancipatory goals of various social and political movements, such as feminist theory, critical race theory, queer theory, and postcolonial/decolonial theory. In another, third sense, “critical theory” or sometimes just “Theory” is used to refer to work by theorists associated with psychoanalysis and post-structuralism, such as Michel Foucault and Jacques Derrida (see these separate entries as well as the entry on postmodernism ).

This entry is primarily focused on the critical theory of the Frankfurt School, but broadens outward at various points to discuss engagements by that tradition with a range of critical theories and social developments. The need for a broad approach to critical theory is prompted today by a range of contemporary social, political, economic, and ecological crises and struggles as well as the critique of Eurocentric forms of knowledge production.

1.1 Origins and Generations

1.2 influences, 1.3 critical theory versus traditional theory, 1.4 studies on authoritarianism and mass culture, 1.5 the dialectic of enlightenment, 1.6 the communicative turn, 1.7 a continuing and contested tradition, 2.1 immanent critique, 2.2 normative foundations for critique, 2.3 reconstructive critique, 2.4 disclosive critique, genealogy, and the critique of normativity, 2.5 current challenges, 3.1 alienation, 3.2 reification, 3.3 ideology, 3.4 emancipation, 4.1.1 gender, 4.1.3 colonialism and post-colonialism, 4.2.1 economic crises, 4.2.2 ecological crises, 4.2.3 political crises, 4.3 critical practices, other internet resources, related entries, 1. the frankfurt school: origins, influences, and development.

The “Frankfurt School” of critical theory is not really a school at all. It is a loosely held together tradition constituted by ongoing debates among adherents about how best to define and develop that tradition. This includes disagreements about methods, about how to interpret earlier figures and texts in the tradition, about whether past shifts in focus were advances or dead ends, and about how to respond to new challenges arising from other schools of thought and current social developments. This section tells a largely chronological story, focusing on the origins, influences, and key texts of the Frankfurt School, and concludes with reference to ongoing debates on how to inherit and continue the tradition.

In their attempt to combine philosophy and social science in a critical theory with emancipatory intent, the wide-ranging work of the first generation of the Frankfurt School was methodologically innovative. They revised and updated Marxism by integrating it with the work of Sigmund Freud, Max Weber, and Friedrich Nietzsche while developing a model of radical critique that is immanently anchored in social reality. They used this model to analyze a wide range of phenomena – from authoritarianism as a political formation and as it manifests in both the nuclear family and deep-seated psychological dispositions, to the effects of capitalism on psychological, social, cultural, and political formations as well as on the production of knowledge itself (for excellent guides, see Thompson 2017 and Gordon et al. 2019).

Max Horkheimer outlined the original research agenda for the Frankfurt School in his 1931 inaugural lecture upon becoming director of the Institute for Social Research in Frankfurt (founded in 1923). He proposed an interdisciplinary research program combining philosophy and social theory with psychology, political economy, and cultural analysis (Horkheimer 1931). In that way, “social philosophy” aims at providing an encompassing interpretation of social reality as a whole – as “social totality,” to use a concept central to the Marxist tradition (Jay 1984).

Other key figures of the first generation include Theodor W. Adorno, Herbert Marcuse, and Walter Benjamin, along with Erich Fromm, Friedrich Pollock, Leo Löwenthal, Franz Neumann, Otto Kirchheimer, and figures like Siegfried Kracauer, who belonged to the broader circle for a few years (for rich historical accounts, see Jay 1973, Buck-Morss 1977, Dubiel 1978, Wiggershaus 1986, Wheatland 2009). The work of the largely Jewish members of the first generation was deeply marked by the rise of National Socialism, the experience of exile, and, for some of its inner circle, their return to Germany after 1945. After the Nazis closed the Institute, Horkheimer, who had already moved it to Geneva, re-established it at Columbia University in 1934, where he was soon joined by Pollock, Marcuse, and Löwenthal, while Adorno did not emigrate to the US until 1938. Horkheimer, Adorno, and Pollock moved the Institute from New York to Los Angeles in 1941. Those three reestablished the Institute in Germany after the War, with Horkeimer as director from 1951 to 1958 and Adorno from 1958 to 1969. Key figures who worked with first generation figures during this period emerged as the second generation: Jürgen Habermas, Alfred Schmidt, Albrecht Wellmer, Oskar Negt, and Claus Offe.

Habermas was the leading figure of this second generation, taking up Horkheimer’s chair in Frankfurt in 1964 before moving to a research post in Starnberg in 1971. Habermas returned to Frankfurt in 1981, retiring from this position in 1994. Axel Honneth worked closely with Habermas in the 1980s and took over the chair in social philosophy in Frankfurt in 1996; Honneth was also director of, and largely responsible for the revival of, the Institute for Social Research in Frankfurt from 2001 to 2018. He is considered a leading figure in the third generation, along with Seyla Benhabib, Nancy Fraser, and Christoph Menke (Anderson 2000, Allen 2010). Going beyond the second and third generations of the Frankfurt School, there are far too many figures to list; and the focal points for critical theory in this tradition have expanded, both geographically – with prominent figures in the United States and an active reception in Latin America – and thematically – for example, with a turn to feminism (see §4.1.1 ).

The first generation of the Frankfurt School took inspiration from an earlier generation of critical theorists: “Left Hegelians” in Germany who, after Georg Wilhelm Friedrich Hegel’s death in 1831, applied his philosophy critically to social and political phenomena like religion and the state, maintaining that the progressive realization of freedom in history that was central to Hegel’s thought was not yet complete and required a fundamental transformation of the status quo. Karl Marx became the most influential of this group. In a materialist transformation of Hegel’s thought, Marx analyzed the concrete conditions for realizing autonomy for all and viewed philosophy itself as conditioned by socioeconomic developments. By developing a critique of political economy in order to analyze the nature of capitalism and the possibilities for revolutionary social transformation, Marx set the standard for future generations of critical theory by combining radical philosophy with a critique of the best available social science of the day in the pursuit of emancipation.

Marx’s early writings, in the 1840s, were written when capitalist modernization was only just beginning in Germany, but he already saw contradictory social relations as the objective condition of capitalist society and exploited workers as a nascent revolutionary force. By the time the Frankfurt School began working out a critical theory of society in the 1930s much had changed as Germany had emerged as a leading economic power in an industrialized, capitalist Europe. Frankfurt School theorists were committed to social transformation, but the vehicle for change Marx identified – workers in advanced capitalist states like Germany – not only lacked revolutionary consciousness, but would soon embrace fascist politics when faced with economic crisis and mass unemployment. Radical social theorists would need revised analytical tools.

To study the psychology of individuals and groups along with social and cultural influences on that psychology, they could not rely on the then-dominant dogmatic versions of scientific Marxism (Pensky 2019). To understand how social conflicts get denied or repressed, and why individuals and groups turn to authoritarian politics that seem not to align with their class interests, they turned to Freudian psychoanalysis. In contrast to orthodox Marxism, they analyzed individual and group psychology, changes in the modern family, and the cultural “superstructure” of society, not just the material “base,” in order to understand how the rise of “mass culture” and the decline of authority figures in the family led to the decline of critical capacities both in the individual psyche and in society generally. This effort to combine Marx and Freud is one of the distinctive features of the Frankfurt School; exactly how to integrate psychoanalytic theory into critical theory has been a long-standing debate (Marcuse 1955, Whitebook 1995, Honneth 2010, Part IV; Allen and O’Connor 2019, Allen 2021).

In addition to incorporating insights from Freud’s psychoanalytic theory, early critical theorists drew on Max Weber’s social theory to analyze contemporary society. Crucial here was Weber’s theory of rationalization, which stressed the growing dominance of instrumental rationality, or means-end reasoning, through the expanding bureaucratization of society. Weber posited a loss of freedom, due to the “iron cage” of modern bureaucracy, and a loss of meaning generated by the “disenchantment of the world” associated with secularization. Weber’s work was crucial for Horkheimer and Adorno’s critique of instrumental reason (1947) as well as for Habermas’s later theory of communicative action (1981).

In synthesizing Marx and Weber, the first generation of critical theory was heavily influenced by Georg Lukács’s attempt to do the same in his ground-breaking 1923 essay “Reification and the Consciousness of the Proletariat” (see Brunkhorst 1983). Radically extending Marx’s analysis of commodities by analyzing how they transform the character of society as a whole, and drawing on Weber to describe a process of rationalization that extends to all aspects of life, Lukács used the term “reification” (see 3.2 below) to describe how the commodity form transforms the consciousness of those living in capitalist societies, who then see all social relations, even their relation to themselves, as taking on a “thing-like” character.

The classic philosophical influences on the Frankfurt School range widely, from Immanuel Kant and German Idealism to Nietzsche. In some form, Kant’s appeal to Mündigkeit (autonomy, maturity, responsibility) in his famous essay “What is Enlightenment?” – with its call for freely and publicly making use of reason – animates the ideal of emancipation throughout the work of the Frankfurt School, along with the Kantian conception of the critique of reason: the use of reason to reflect on the limits of reason. But its adherents follow Hegel and Marx in focusing on the social, cultural, and material conditions for achieving autonomy and insisting that reason is always socially and historically embedded. For first generation critical theorists, this entailed a critique of Kant’s own individualist and repressive understanding of autonomy as it arises within capitalist social conditions (Horkheimer 1933) and formalizes the domination of our own inner nature (Horkheimer and Adorno 1947, Excursus II, Adorno 1963a, Chs. 10–11). Some later critical theorists have engaged more positively with Kant, as in Habermas’s attempt to “detranscendentalize” core aspects of Kant’s transcendental philosophy (Habermas 2005, Ch. 2) and Rainer Forst’s Kantian constructivism in moral and political theory (Forst 2007, 2021a).

Hegel’s work has been a continual reference point for Frankfurt School philosophers, with key figures in the tradition – from Marcuse (1941) and Adorno (1963b) to Benhabib (1986, Part I) and Honneth (1992, 2001, 2011) – contributing both substantive studies and relying on Hegel’s methodology either for its holistic approach or as a paradigm of immanent critique while eschewing his metaphysical, teleological, and reconciliatory tendencies. Honneth first built on Hegel’s account of the struggle for recognition and the intersubjective conditions for living an autonomous life (Honneth 1992) before developing his own account of the practices and institutions of modern ethical life that realize freedom in a way that goes beyond its liberal and Kantian interpretations (Honneth 2011). Rahel Jaeggi builds on Hegel’s method of immanent critique in her account of progressive social change as learning processes in response to problems, contradictions, and crises that arise from within ethically thick forms of life (Jaeggi 2014).

In aiming to explain irrationality, the first generation extended the critique of reason, going beyond rationalist philosophers like Kant and Hegel to figures like Freud and Nietzsche. They turned to Nietzsche in particular as a critic of modern bourgeois culture and the violent formation of individual subjectivity. Engagement with Nietzsche’s thought extends from early essays by Horkheimer (1933, 1936a) through Horkheimer and Adorno’s shift toward doing critical theory in a more Nietzschean spirit with the genealogy of reason in Dialectic of Enlightenment (1947), and Habermas’s more critical take on Nietzsche’s supposed irrationalism (1985, Ch. 3–4), to contemporary authors such as Menke, who returns to Nietzsche as a positive reference point in the critique of the repressive dimensions of the modern ideal of equality (2000) and for a genealogical analysis of the modern subject who demands rights (2015).

One way of categorizing work by later generations of the Frankfurt School is to note how, even when drawing on a range of theoretical resources, they give pride of place to the legacy of a particular figure like Kant, Hegel, Marx, or Nietzsche (often via Foucault), or how they combine approaches. For instance, Honneth and Jaeggi are more Hegelian while Forst is more Kantian, and Benhabib is, like Habermas, a Hegelianized Kantian, and Fraser draws heavily on Marx in recent work while Amy Allen and Martin Saar are influenced by Foucauldian genealogy. The latter is part of a broader engagement between the Frankfurt School and post-structuralism, ranging from the more critical (Habermas 1985) through the more sympathetic (Honneth 1985, Menke 1988, 2000) to attempts to combine deconstructive and reconstructive approaches to critical theory (McCarthy 1991; see also Fraser 1989).

It is not easy to capture key features of an intellectual tradition shaped by such a variety of influences, including multiple figures whose own thinking changed over time, and a body of work addressing a vast range of topics spanning from the 1930s to the present. The rest of this section outlines some of the main arguments and focal points of key texts by key figures. It is not meant to be exhaustive, but to identify influential methodological approaches, arguments, and themes that are indicative of the work of the Frankfurt School and still provide important reference points for contemporary debates.

One largely undisputed reference for defining Frankfurt School critical theory is Horkheimer’s 1937 essay “Traditional and Critical Theory,” in which he defines critical theory by contrasting it with traditional theories that take the existing social order as given. Social sciences do this, for example, when they model themselves after the natural sciences in attempting to descriptively mirror a given set of facts or establish law-like generalizations. The point is not that empirical social research is invalid, but that traditional theories fail to analyze the broader social context in which they are embedded. This form of “positivism” views science as a purely theoretical undertaking divorced from practical interests even while it actually serves a particular social function in relying on established concepts and categories in a way that reinforces dominant ideologies and power structures. In that way, the forms of knowledge production that we rely on for insight into the social order become obstacles to social change.

Critical theory, by contrast, reflects on the context of its own origins and aims to be a transformative force within that context. It explicitly embraces an interdisciplinary methodology that aims to bridge the gap between empirical research and the kind of philosophical thinking needed to grasp the overall historical situation and mediate between specialized empirical disciplines. Critical theory aims not merely to describe social reality, but to generate insights into the forces of domination operating within society in a way that can inform practical action and stimulate change. It aims to unite theory and practice, so that the theorist forms “a dynamic unity with the oppressed class” (1937a [1972, 215]) that is guided by an emancipatory interest – defined negatively as an interest in the “abolition of social injustice” (ibid., 242) and positively as an interest in establishing “reasonable conditions of life” (ibid., 199). “The theory never aims simply at an increase of knowledge as such,” but at “emancipation from slavery” (1937b [1972, 246]) in the broadest sense of eliminating all forms of domination. The critique of traditional social science was further developed by Adorno and Habermas in the so-called positivism dispute in German sociology (Adorno et al. 1969, Wellmer 1969) and Horkheimer’s model of critical theory continues to inform discussions about how social critique might be carried out today in a variety of contexts (Outlaw 2005, Collins 2019, 57–65).

Nothing epitomizes the Frankfurt School’s interdisciplinary approach to analyzing irrational elements of modern society better than their studies of authoritarianism, beginning with studies of German society in the 1930s and continuing with studies of the U.S. in the 1940s. This work combined philosophy, social theory, and psychoanalytic theory with empirical research.

The first substantial foray was Studies in Authority and the Family (Horkheimer 1936b), the product of five years of research carried out by members of the Institute as part of the research agenda outlined by Horkheimer when he became director in 1930. In an essay articulating the study’s theoretical framework, Erich Fromm argued that the “drives underlying the authoritarian character” are “the pleasure of obedience, submission, and the surrender of one’s personality” along with “aggression against the defenseless and sympathy with the powerful” (Fromm 1936 [2020, 39, 41]). A main concern of the Studies was that the nuclear family had lost the power it once had to counter other socializing forces, which could now more directly influence the individual, and that individuals who view the world as governed by irrational forces submit to powerful leaders who ease their feelings of powerlessness.

The focus on authoritarianism continued into exile, with Neumann and Kirchheimer focusing more on distinctly political phenomena such as law, the state structure, and competing political groups under the Nazi regime (see Neumann 1944, Scheuerman 1996). Neumann and Kirchheimer were the main legal and political analysts of the first generation, but were outside the inner circle and less influential on the trajectory the Frankfurt School took in the 1940s (see Scheuerman 1994 and Buchstein 2020 for attempts to revive interest in their legal and political analysis).

The work on authoritarianism that the Institute is most well-known for came with the publication of The Authoritarian Personality (1950), the result of research conducted by Adorno in collaboration with a team of psychologists at the University of California, Berkeley. The aim was to identify personality types that might be susceptible to authoritarianism, based not on explicit commitments to fascist political movements but on psychological characteristics and social attitudes (measured on an “F-scale”). The researchers posited that individuals with an authoritarian personality tend to exhibit traits such as rigid conformity to conventional norms, a tendency toward stereotypical thinking, a preference for strong authority figures and disdain for perceived weakness, a preoccupation with power and status, and a propensity for prejudice and hostility towards minority groups. The book explored the link between authoritarianism and antisemitism, highlighting the role of scapegoating and the projection of repressed aggression onto targeted minority groups.

The text was published in a series edited by Horkheimer, titled Studies in Prejudice , along with other innovative studies such as Prophets of Deceit: A Study of the Techniques of the American Agitator (1949), a psychoanalytic analysis of the rhetoric and tropes of American demagogues authored by Frankfurt School member Leo Löwenthal and Norbert Guterman. If The Authoritarian Personality studied the kinds of people potentially receptive to the messages of authoritarian leaders, Prophets of Deceit studied the content of the messaging itself. Adorno would later follow up on all these themes – both the form and content of fascist agitation and the social and psychological conditions under which it can succeed (1951b, 1967a).

The Authoritarian Personality had a major impact on the field of political sociology, inspiring a wave of similar studies and commentary. The recent resurgence of authoritarian populism has inspired renewed interest in Frankfurt School analysis of authoritarianism (see Section 4.2 below) in conjunction with publication of new editions of some of the classic texts along with previously untranslated work by Kracauer on totalitarian propaganda dating from the late 1930s (Kracauer 2013 [2022]) and a 1967 lecture by Adorno on “Aspects of the New Right-Wing Extremism” (Adorno 1967a [2020]).

One point of continuity between the studies of authoritarianism and Frankfurt School cultural analysis more broadly was the idea that “mass culture” was one of the powerful forces playing an increasing role in the direct socialization of individuals, a role that led to the “disappearance of the inner life” of the individual (Horkheimer 1941) and an increasing loss of the ability to imagine a world any different than the existing one. In its various forms, this general thesis was common to Horkheimer, Adorno, and Marcuse in their critiques of mass culture from the 1930s to the 1960s.

More generally, the Frankfurt School is known for its analysis of popular culture. By contrast to orthodox Marxist dismissal of cultural analysis for focusing on the less consequential “superstructure” of society, Frankfurt School theorists attentively analyzed the form and content of cultural objects along with the genres and modes of producing works of art and popular culture. In an early essay titled “Mass Ornament” (1927), Kracauer argued that analyzing the “inconspicuous surface-level expressions” of an epoch, by virtue of their “unconscious nature,” can disclose its “fundamental substance” and “unheeded impulses” (1927 [1975, 75]). Adorno would later maintain that “cultural criticism must become social physiognomy” (1951a [1967, 30]), a method he pursued in his interpretations of works of literature and music by interpreting the surface features and forms of various cultural artifacts in relation to underlying social conditions as a mode of disclosive critique.

The more pessimistic analysis of mass culture of Horkheimer, Adorno, and Marcuse can be distinguished from the more optimistic views developed by Kracauer and Walter Benjamin. Benjamin posited, in his famous essay, “The Work of Art in the Age of Technological Reproducibility” (1936), that the rise of technologies for mechanical reproduction, such as photography and film, led to the decline of the “aura” surrounding traditional works of art – the “authenticity” associated with the unique presence of the original in space and time – in part because it makes no sense to talk about the “original” version of a photograph. The resulting changes in perception and modes of collective experience and participation in cultural production could, Benjamin hoped, also bring about political forms of art and a more general democratization of culture. He contrasted this emancipatory potential of mass culture, through a politicization of aesthetics, with the aestheticization of politics under fascism (Buck-Morss 1992). Adorno expressed his disagreement in an earlier letter to Benjamin and in published work (Adorno 1936, 1938). As Wellmer puts it, “in technologized mass culture, Benjamin sees elements of an antidote to the psychic destruction of society, whereas Adorno regards it above all as a medium of conformism and psychic manipulation” (1985/86 [1991, 32–33]). While Benjamin placed hope in mass culture, Adorno saw it lying in the kind of autonomous art that resists reconciling subjects to their social world, instead offering a kind of “promise of happiness” in a transfigured future that lies beyond that social world (Adorno 1970, Finlayson 2015, Gordon 2023).

The critique of mass culture took its most dramatic form in the chapter on the “culture industry” in Horkheimer and Adorno’s Dialectic of Enlightenment (first circulated in 1944 and published in 1947). They introduced the term “culture industry” to underline the fact that “mass culture” is not something “the masses” spontaneously generate (Adorno 1967b [1991, 98]), but is manufactured using the same standardized and profit-oriented methods as any industrial production method. In this sense, culture is no longer a relatively autonomous realm of meaning (that might aim, at its best, at beauty, freedom, and truth) or source of critical awareness, but is thoroughly commodified by the “distraction factories” of the culture industry. “Cultural entities typical of the culture industry are no longer also commodities, they are commodities through and through” (ibid., 129). Entertainment replaces experience, numbing the audience’s capacity for critical thought and reconciling them to the status quo in a form of domination far more subtle than direct tyranny.

In this way, Dialectic of Enlightenment , which is perhaps the most influential text by Frankfurt School philosophers, analyzes two forms of mass society, fascist Germany and the United States, focusing primarily on the latter. Co-authored by Horkheimer and Adorno between 1939 and 1944 at the height of Nazi rule and World War II, the text opens with these lines:

Enlightenment, understood in the widest sense as the advance of thought, has always aimed at liberating human beings from fear and installing them as masters. Yet the wholly enlightened earth is radiant with triumphant calamity (1947 [2002, 1]).

The book is a genealogy of reason that traces its self-destruction from the dawn of human history to the present. Reason was supposed to liberate human beings. Instead, in the dominant form it takes as instrumental rationality, it has become the primary instrument of their domination. With reason taking this form, humans lose their capacity for critical reflection as their thinking is increasingly oriented solely toward self-preservation within a system in which they are powerless. “Thought is reified as an autonomous, automatic process, aping the machine it has itself produced, so that it can finally be replaced by the machine” (ibid., 19).

The root of the catastrophic dynamic lies not just with modernity or capitalism, but goes back to humanity’s earliest attempts to dominate nature. A core thesis of the book is that myth and enlightenment are entwined. The process of enlightenment began with the earliest attempts to overcome “mythic fear” as a way of explaining the unknown and mitigating threats from nature. This anthropological claim about enlightenment is combined with a historical claim about the Enlightenment and the rise of modern science and technology. This is when instrumental rationality truly comes to dominate, as means-end calculation is the kind of reasoning required for capitalist production and efficient bureaucracy. “Enlightenment is totalitarian” (ibid., 50), Adorno and Horkheimer argue; it subsumes everything under its dissolvent rationality. In this way, enlightenment reverts back to myth.

The book represents a shift away from the critique of political economy, indebted to Marx, to the critique of instrumental reason, indebted to Weber (Benhabib 1986, 149–163). Although this shift is sometimes attributed to the growing pessimism of its authors during National Socialism, it was also motivated by Pollock’s analysis of the shift from nineteenth-century liberal capitalism to “state capitalism”: increased intervention by the state into the economy meant that the primacy of the economy posited by Marx had been replaced by the primacy of politics (1941). This claim supported the focus in Dialectic of Enlightenment on the administered control of society by the state apparatus. The book paints a bleak picture of a society in which people live “totally administered lives” under the sway of efficient and calculating institutions. For the sake of self-preservation, they adapt themselves entirely to this apparatus. All the while the culture industry, as an “organ of mass deception,” keeps them entertained at the price of numbing their critical capacities, producing conformity, and undermining any sense of individuality or capacity for autonomy. The book also represents a shift away from the earlier idea of critical theory as interdisciplinary social theory, which could marshal the findings of empirical social science toward the practical aim of emancipation, and more toward speculative history. In the story they tell, the effects of domination are so ubiquitous that every form of scientific knowledge is corrupted.

If Horkheimer and Adorno’s Dialectic of Enlightenment was supposed to provide the grounds for a positive concept of enlightenment – as they maintained in its preface (1947 [2002, xviii]) – many critics have wondered what that is supposed to be (Wellmer 1983). Habermas would later argue that the authors needed to leave “at least one rational criterion intact for their explanation of the corruption of all rational criteria” in order to “set the normative foundations of critical social theory;” but they failed to do so (1985 [1987, 127–9]; see also Benhabib 1986).

Reappraisals of the text in recent decades range from defending its approach as a form of world-disclosive critique (Kompridis 2006) that reveals our familiar social world as pathological by using techniques like “rhetorical condensation” (Honneth 1998), to reading it as developing a dialectical conception of progress – not simply a history of decline – aimed at making us more aware of the inevitable entanglement of reason with power (Allen 2014, 2016), and attempts to build on the chapter on antisemitism, which analyzes its social function in providing a “release valve” that allows rage to be “vented on those who are both conspicuous and unprotected” (1947 [2002, 140]), thereby stabilizing domination by channeling potential resistance to social suffering into hatred of a group (Rabinbach 2000, Rensmann 2017).

Herbert Marcuse’s influential book One-Dimensional Man (1964) – best summarized by its subtitle, Studies in the Ideology of Advanced Industrial Society – can be read as an attempt to update Dialectic of Enlightenment in the form of a diagnosis of U.S. society and its perfected mechanisms of pacification and social control, ranging from art, sexuality, and politics to philosophy and the very act of thinking. Marcuse argues that all forms of critical thought and practice, having been wholly integrated into the wasteful, dehumanizing, profit-seeking, imperialist logic of advanced capitalism, are subsumed by one-dimensional ideology, a “flattening out of the antagonism between culture and social reality” (61).

Marcuse developed his influential concept of “repressive desublimation” to explain how the manipulated need for instant gratification has sanitized any transgressive forces within the domains of sexuality and art. Prior to the rise of the “affluent society,” art contained a transcendent capacity in the sense that it thought of, engaged with, and appropriated the idea of breaking out of the world in which one lived and embodied the hope for a better one to replace it. Within late capitalism, art has lost this critical aspect and dissolved into consumer culture and technological rationality, masking the “surplus repression” that shapes human instincts and needs in line with the functional requirements of social domination and the reproduction of the status quo.

Marcuse’s work has been criticized for its totalizing diagnosis of domination, his reliance on an objectivist account of human nature and needs, and the paternalistic or even authoritarian implications that possibly result from combining these two elements (Jaeggi 2014 [2018, 104–108]). Nonetheless, it has remained an important reference point for the critique of technology (Feenberg 2023a, 2023b, Fong 2016, Ch. 5) and of false needs, and of new right-wing forms of “repressive desublimation” that affirm the status quo in a transgressive mode (Brown 2019, 165–169). Regardless of how one today assesses Marcuse’s concrete analyses, his work exemplifies a tension that all critical theories have to address between the dominating forces of one-dimensionality and the possibility of breaking free of them.

First-generation critical theorists posited various responses to their own bleak diagnoses of society from the 1940s to the 1960s. Marcuse supported rebellious social movements in the 1960s and 1970s, in contrast to other leading representatives of critical theory who kept a conspicuous distance. In One-Dimensional Man , he placed hope for overcoming the repressive, one-dimensional society in a “Great Refusal” to abide by its norms, as carried out by the “substratum of the outcasts and outsiders, the exploited and persecuted of other races and other colors, the unemployed and the unemployable” (1964, 256). He later expressed solidarity with, and saw as examples of this refusal in, both the global student movement (1968, 119) and the feminist movement with its aim of overcoming dominant forms of aggressive masculinity (1974). He likewise praised counter-cultural movements for expressing sexual, moral, and political rebellion in a non-aggressive form of life that might generate a total change in values (1967). For Marcuse, emancipation involves a new morality that fulfills the vital needs for joy and happiness and encompasses an aesthetic-erotic dimension that is foreshadowed in alternative artistic tastes and new social and cultural practices. While Horkheimer and Adorno were less supportive of rebellious social movements, they did become important institutional figures and public intellectuals after their return to Germany (Müller-Doohm 2003, part IV; Demirović 2016). Adorno’s radio addresses in particular can be viewed as an attempt to educate the public for autonomy and so as a kind of response to their own bleak diagnoses of society.

But the core of Adorno’s response, from the early essay on the culture industry to his posthumously published Aesthetic Theory (1970), was to posit that “autonomous” or “authentic” art, by contrast to the products of the culture industry, maintains a utopian impulse insofar as it points beyond, and provides a moment of resistance to, the status quo. For example, atonal music by composers like Arnold Schoenberg generates dissonance in the listener by challenging the unity of the whole found in more harmonious music. Adorno maintained that such art, in challenging aesthetic norms and conventions, can provide aesthetic experiences that are resistant to the homogenizing forces of the culture industry. Critics of this turn to the aesthetic have wondered how this is supposed to provide a sound basis for a critical theory of society (Benhabib 1986, 222).

But one can argue that Adorno’s later work was an attempt to push against that kind of grounding for critical theory. The title of Adorno’s 1966 magnum opus, Negative Dialectics (1966a), refers to a methodology that takes from traditional Hegelian dialectics the emphasis on difference and mediation but abandons the attempt to overcome difference through a unifying synthesis. Instead, taking up an argument already developed in Dialectic of Enlightenment , Adorno argues that “identity thinking” and the “identity principle” have been at the basis of humanity’s destructive project of cognitive as well as practical domination of external as well as internal nature, thereby linking the philosophical to the social oppression of particularity. Adorno rejects “identity thinking” in favor of affirming the negative, namely “non-identity,” that is, the irreducible particularity of objects, experiences, and persons that cannot be subsumed under concepts.

This approach undermines the totalizing aspirations of theoretical systems in philosophy as traditionally understood. The struggle to recognize that which is nonidentical is not only an epistemological but also an ethical and political project that seeks to do justice to both the object and the subject of cognition in their irreducible individuality (Bernstein 2001). Linking epistemology and the philosophy of language to critical theory of society, this leads Adorno to reject not only Hegel’s affirmative synthesis but also Heideggerian ontology and Kantian dualism. Methodologically, Adorno explores alternative ways of thinking about how to use and develop philosophical concepts, taking up the Benjaminian notion of constellation and developing “critical models” in order to articulate the complexity of experience, and suffering, without reducing or constraining it. In Adorno’s view, negative dialectics is a form of immanent critique engaged in a dynamic and transformative process, as it “must transform the concepts which it brings, as it were, from outside into those which the object has of itself, into what the object, left to itself, seeks to be, and confront it with what it is” (Adorno 1957 [1976, 69]). In his cultural criticism and interventions in public debates, Adorno follows this paradigm by exploring how concrete experiences exemplify a form of social domination that is obscured by mass culture but also open up the possibility of transcending reified consciousness by articulating the internal contradictions within social reality.

Jürgen Habermas, who worked closely with Horkheimer and Adorno in the 1950s until he fell out of favor with Horkheimer for seeming too radical, inherited one of the central claims of the Dialectic of Enlightenment , namely that Enlightenment is inseparable from the self-critique of Enlightenment, while also insisting on the context-transcending force of reason embedded in everyday practice.

Two works from the 1960s established his status as a leading figure in the second generation: The Structural Transformation of the Public Sphere (1962) and Knowledge and Human Interests (1968b). In the former, Habermas provides a historical and conceptual reconstruction of the idea of the public sphere in which subjects recognize each other as equals, submit to the “force of the better argument,” and subject legislation to the public use of reason. Against the backdrop of its emergence in eighteenth-century European societies, Habermas identifies the internal contradictions of the public sphere under the conditions of capitalism and traces its decline under the combined pressure of mass culture and mass media that has gradually transformed a reasoning public into passive consumers – a claim consistent with the “culture industry” thesis.

Critics argued that Habermas’s historical narrative of decline presupposes highly idealized versions of public debate and a “reasoning” public – a public that has always in truth been fragmented by class, gender, and race-based domination – and neglects the political significance of a multiplicity of subaltern and non-official public spheres and counter-publics (Negt and Kluge 1972, Fraser 1990, Warner 2002, Allen 2012). Nevertheless, his critical analysis of a contemporary public of consumers as the objects of processes of de-politicization, commercialization, political manipulation, and refeudalization seems to have lost nothing of its relevance (Seeliger and Sevignani 2022). The claim that a robust and independent public sphere is crucial to a healthy democracy is central to Habermas’s later, systematic contribution to democratic theory in Between Facts and Norms (1992), and he continues to analyze recent transformations in the structures and modes of communication within the public sphere (Habermas 2006, 2021).

Habermas’s Knowledge and Human Interests (1968b) was an ambitious attempt to ground critical social theory as a form of inquiry aimed at fostering a distinct type of knowledge tied to a deep-seated human interest in emancipation. This was a return to Horkheimer’s methodological aims in “Traditional and Critical Theory” (1937), but with a novel set of arguments, such as Habermas’s claim that the method of critical theory can be illuminated by way of an analogy with psychoanalysis – “the only tangible example of a science incorporating methodological self-reflection” (1968b [1971, 124]). Like Horkheimer, Habermas was critical of the positivist understanding of science for failing to see the connection between specific kinds of inquiry and fundamental human interests. Habermas posited that both the natural sciences and the “human sciences” (interpretive social sciences and humanities) are grounded in distinct practical interests. The natural sciences are a reflective extension of “labor” (instrumental action), which is tied to the practical interest in material reproduction. The human sciences are a reflective extension of “interaction” (linguistic communication), which is tied to the practical interest in symbolic reproduction. Habermas distinguished “critique” or “reflection” as a third practice organized around the interest in emancipation, understood in terms of overcoming various forms of heteronomy, domination, and dependency.

In the early 1970s, Habermas largely abandoned this framework, based in an anthropology of knowledge, though he did continue to pursue some of its themes, and epistemological questions have remained central to his work in at least two domains: first, in his “postmetaphysical” (non-foundationalist and fallibilistic) understanding of philosophy as a form of critical reflection at the intersection between science and society (Habermas 1983a, Ch. 1) and, second, in his critique of naturalism, especially neuroscience as a form of positivism or scientism that absolutizes the observer’s perspective, thereby negating the irreducibility of the participants’ perspective and occluding the normative structure of interpersonal communication (Habermas 2005, Ch. 6).

Habermas increasingly came to the view that critical theory needed more robust social-theoretical and normative foundations, since, in his eyes, the totalizing critique of the first generation had proven to be self-undermining (1985, Ch. 5) and his own approach in Knowledge and Human Interests had conflated the reconstruction of invariant structures of communication (formal pragmatics) with the critique of the false consciousness of particular persons and societies (1973a). Habermas’s alternative path, after abandoning that methodological framework, was to focus on communicative reason in a two-volume magnum opus titled The Theory of Communicative Action (1981). By contrast with an instrumentalist understanding of reason and action, Habermas’s “communicative turn” starts from a reconstruction of the rational and normative potential of everyday interactions.

This turn involves a multidimensional paradigm shift, illustrating the theoretical ambition of Habermas’ enterprise. He develops a theory of communicative action and rationality that is anchored in everyday practices of communication, in which we raise validity claims whose normative dynamic is context-transcendent and which allow for consensus-based coordination of action. He provides a historical reconstruction of modern rationalization processes, in which social integration via authority or shared tradition has been increasingly replaced by an expanded use of communicative reason in response to the pressure to cooperate. Finally, he constructs a two-level model of society based on the distinction between “system” and “lifeworld,” claiming that the regulation of coexistence in modern societies depends on both communication oriented towards mutual understanding (“lifeworld”) and on the anonymous systems of state bureaucracy and the capitalist market (“system”).

For the methodological renewal of critical theory, Habermas’s central claim is that within complex societies, social order always has a double form: It must simultaneously be viewed as lifeworld and as system. The lifeworld can only be understood from the hermeneutic perspective of its participants while the mechanisms of systemic integration only come into view from a system-theoretical or external perspective. Critical theory needs both perspectives in order to identify distorting effects of the system on the lifeworld. Habermas famously and controversially diagnoses a “colonization of the lifeworld” by the systemic media of money and power, which impose economic and administrative rationality – the main forms of “functionalist reason” – on areas of the lifeworld whose reproduction relies on communicative processes of cultural reproduction, social integration, and socialization that cannot be subsumed under the media of money and power without generating resistance. This provides a new foundation for critical theory by updating the critique of reification in the form of a critique of systematic distortions of communication. The “critique of functionalist reason” becomes a central task for critical theory, along with the aim of diagnosing the “selective pattern” of capitalist modernization that only partially realizes the actually available potential for rationality and learning within society.

In the ensuing discussion, Habermas was accused of reifying the “system” by conceptualizing the capitalist market and the bureaucratic state as functionally necessary and supposedly norm-free systems that lie beyond the theoretical reach of critical social theory and the political reach of emancipatory politics (Honneth and Joas 1991), of idealizing the lifeworld in ways that largely ignore the domination and exploitation of women and minorities (Fraser 1985), of subscribing to a progressivist theory of modernization and history that is Eurocentric and insensitive to the continuing effects of colonial domination (Allen 2016, Ch. 2), and of underestimating how deeply power penetrates into and distorts the very heart of communicative reason (Allen 2008, Chs. 5–6).

Habermas and his followers insist that while these phenomena are real, it is only the power of communicative reason – and the public discourses and deliberations in which it manifests itself and gets institutionalized – that allows us to detect, criticize, and ultimately overcome (if only partially and temporarily) those forms of domination. Whether one agrees or not that the communicative turn enables critical theory to analyze and bring to agents’ attention the distortions that block them from addressing and overcoming obstacles to emancipation, one important legacy of Habermas’s theory can be seen in opening up space for a methodologically pluralist critical theory in response to the fundamental need to capture the perspective of both participants and observers (Bohman 2003). Some Frankfurt School theorists have also built on Habermas’s system-lifeworld distinction in maintaining that social change must be viewed from the perspective of both “evolution” and “revolution” (Brunkhorst 2002, 2014).

One dominant story told about the Frankfurt School begins with Horkheimer’s original research program in the 1930s and views Horkheimer and Adorno’s radical departure from that vision in Dialectic of Enlightenment (1947) as an intellectual dead end from which Habermas rescued the tradition and returned it to its original methodology. From this perspective, the second generation, dominated by Habermas, superseded the first (see Kompridis 2006, 255–258, for a critique of this story). An alternative story would point out that Dialectic of Enlightenment was in many ways consistent with themes first articulated by Adorno in work from the 1930s – particularly his 1931 inaugural lecture, heavily inspired by Benjamin – that ultimately came to fruition in Negative Dialectics (1966a). To complicate matters in another way, while collaborating on Dialectic of Enlightenment in the 1940s Adorno also contributed to the interdisciplinary collaboration that culminated in The Authoritarian Personality (1950), a product of Horkheimer’s original vision for critical theory that combined social theory with empirical research.

Rather than viewing the second generation solely in terms of Habermas overcoming deficits in the first, this alternative story recognizes that there have always been multiple models and styles of critical theory operating simultaneously within the tradition ​​and that Adorno was heavily influenced by Benjamin prior to collaborating with Horkheimer (Buck-Morss 1977, Wolin 1994, 166, 265–274). Moreover, Adorno’s influence is evident in work by figures in the second generation such as Albrecht Wellmer (1933–2018), who used Adorno’s work as a basis for challenging Habermas’s approach (Wellmer 1985/86, 1993) and was far more sympathetic with post-structuralism than Habermas – also true of Wellmer’s students in the third generation, Christoph Menke (1988, 2000) and Martin Seel. Adorno scholars have defended his work directly against Habermas’s criticisms (Cook 2004, O’Connor 2004: 165–170), and critical theorists continue to defend Adorno’s approach to critical theory (Allen 2016, 2021, 175–183, Marasco 2015, Ch. 3).

To complicate the story further, Benjamin’s work has had an enormous influence on work by a variety of critical theorists, though his wider influence had to wait until Adorno collected Benjamin’s essays for a German audience in 1955 and Hannah Arendt edited them for English readers in 1968. There have been significant studies of Benjamin’s work by scholars working within the Frankfurt School tradition (see Buck-Morss 1989 and Pensky 1993), while many critical theorists beyond the Frankfurt School have engaged Benjamin’s critique of linear notions of progress, and the ways in which they fail to break with the catastrophic continuity of the present (Benjamin 1940, see Löwy 2001), as well as his analysis of the constitutive relation between law and violence (Benjamin 1920/21; see the recently published critical edition, 2021), to mention only Jacques Derrida’s “Force of Law” (1990), Giorgio Agamben’s Homo Sacer (1995), and Judith Butler’s Parting Ways (2012) (see also Loick 2012).

Methodological debates within the Frankfurt School focus not only on the legacy of first-generation theorists but also on Habermas’s earlier work, with some arguing that Knowledge and Human Interests is worth revisiting because it was more attuned than his subsequent work to the dynamics of power and domination, making it more apt for addressing oppression based on gender (Allen 2008) or race (McCarthy 2004), or for developing a more comprehensive critical theory of domination (Klein 2020). Honneth (2017) has recently taken Habermas’s text as a jumping off point for refocusing critical theory on the task of elaborating the relation between emancipatory interests and emancipatory knowledge. Honneth nonetheless maintains that Habermas’s use of the methodology of psychoanalysis as a model for emancipatory critique is not apt, while others argue that it is still in many ways productive (Celikates 2009 [2018, 137–157]; see Allen 2021, Ch. 5 for a critique of Habermas, Honneth, and Celikates).

The latter debate is part of the resurging interest in psychoanalysis by some theorists working in the Frankfurt School tradition. Habermas’s own engagement with Freud and psychoanalysis in Knowledge and Human Interests was largely methodological in contrast to the substantive use of Freudian ideas by the first generation (in their analysis of the entanglement of reason and repression and the concrete forces of fascism and antisemitism), and Habermas (1983a) subsequently abandoned psychoanalytic theory entirely in favor of engagement with developmental psychologists like Jean Piaget and Lawrence Kohlberg. In developing his theory of recognition, Honneth (1992, Ch. 5) returned to psychoanalysis in the form of object relations theory, primarily in the work of Donald Winnicott, arguing that the experience of fusion and symbiosis that characterizes the early infant-mother relationship is foundational in two ways: It serves as the template for the type of recognition Honneth calls “love” and explains why individuals and groups continue to experience existing relations of recognition – that necessarily fall short of fusion and symbiosis – as unsatisfactory and continue to struggle for recognition. While Honneth’s use of Winnicott is controversial (McAfee 2019, Ch. 2; Whitebook 2021, Deranty 2021), recent debates have more generally focused on how to take up object relations within critical theory (Allen and O’Connor 2019). As a result, the divide now seems to be primarily between those who focus on the pro-social implications of psychoanalytic theory (Honneth 2010, Part IV) and those who also stress asocial or antisocial forces of Freud’s drive theory in general and the death drive in particular in order to avoid what they see as the risk of over-idealization and romanticization built into Honneth’s way of integrating psychoanalysis into his theory of recognition (Allen 2021, Ch. 5). Those critics advocate returning to the more negativistic approaches familiar from first-generation critical theorists (Fong 2016, McAfee 2019, Allen 2021).

Honneth’s return to the question of struggles oriented by emancipatory interests (2017) hearkens back to a shift that began in the 1980s, when a significant strand of Frankfurt School critical theory, including Honneth’s early work (1985), aimed at recovering the connection between theory and practice by linking the development of theory itself to social conflicts and movements. Oskar Negt and Alexander Kluge’s Public Sphere and Experience (1972) is an early example of a critique of the bourgeois (i.e. hegemonic) public sphere that invokes proletarian or plebeian non-state forms of the public and the divergent critical experiences they articulate as alternative sources of normativity, while also identifying blockages they face in the form of the “consciousness industry” and the pacification of social conflicts through “pseudo-publics.”

In a more explicit vein, Nancy Fraser contributed to the feminist turn in Frankfurt School critical theory – for which the work of Seyla Benhabib, Jean Cohen, and Amy Allen has also been decisive – in echoing Marx by arguing that critical theory should frame its “research program and its conceptual framework with an eye to the aims and activities of those oppositional social movements with which it has a partisan, though not uncritical, identification” (Fraser 1985, 97), and that the Frankfurt School in general and Habermas in particular had failed to theorize one of the most significant struggles against domination: the feminist movement (see §4.1.1 ).

Honneth has also sought to systematically reconstruct the link between theory development and struggles by taking experiences of misrecognition that lead to social struggles for recognition as a pre-theoretical reference point (1992). Drawing on a wide range of philosophical work, psychological and psychoanalytic accounts of identity-formation, and sociological and historical accounts of social movements struggling for recognition, Honneth has developed a theory of recognition that is the most prominent alternative paradigm, within Habermasian critical theory broadly construed, to Habermas’s theory of communicative action (Honneth 2000, Zurn 2015). Honneth maintains Habermas’s focus on intersubjectivity, but instead of linguistic practice and the ideal of “undistorted communication,” he focuses on relations of mutual recognition and the ideal of “undistorted recognition,” which then serve as the basis for the critique of “social pathologies” that he considers central to the project of critical theory (Honneth 2004).

In short, the Frankfurt School of critical theory is today constituted by lively debates, discussed more below, about how to deploy various critical methods ( Section 2 ) and concepts ( Section 3 ) while remaining attuned to social struggles and crises ( Section 4 ) and positioning itself in relation to critical theories developed out of other traditions.

2. Critical Methods

Frankfurt School critical theory is best characterized by a set of methodological aspirations that set it apart from many other forms of social and political theorizing (both in philosophy and the social sciences): It aspires to be (1) self-reflexive , accounting for its own embeddedness in specific social and historical conditions, (2) interdisciplinary , integrating philosophical analysis with social theory and empirical social research, (3) materialist , grounding critical theorizing in social reality, and (4) emancipatory , orienting itself toward the goal of social emancipation. These commitments situate the Frankfurt School firmly in the Marxist tradition, and that tradition’s aim of overcoming the division between theory and practice without uncritically subsuming one under the other.

This has given rise to three interrelated methodological challenges: how to conceptualize (1) the relation of theory to social reality, (2) the role and standpoint of critical theorists, and (3) the normative foundations, content, or force of their critical theorizing. In light of historical developments in the first half of the twentieth century – the rise of fascism and Stalinism and the integration of the working class into the liberal welfare state – Frankfurt School theorists lost confidence in an identifiable direction of history or an identifiable collective subject like the proletariat to lead the way. It became increasingly unclear how to uphold a link between their theories and a pre-theoretical anchor within social reality – such as oppositional experiences, forms of consciousness, practices of resistance, or social struggles and movements – or even to see how the conditions for any of those things to emerge were present at all.

Against this backdrop, this section first sketches the common ground most Frankfurt School theorists find in the approach of immanent critique ( §2.1 ) before tracing the various ways in which they have sought normative foundations ( §2.2 ) in a more or less constructive or reconstructive ( §2.3 ) register, then turns to methods such as disclosive and genealogical critique that are critical of those normative approaches ( §2.4 ), and concludes by outlining a set of methodological challenges that shape contemporary debates ( §2.5 ).

In responding to the three-pronged methodological challenge of relating theory to social reality, reflecting on the standpoint of critique, and spelling out its normativity, Frankfurt School critical theory moves beyond the usual juxtaposition between internal and external critique. Frankfurt School theorists rely on a third model of critique, which builds on Hegel and Marx and is often understood as immanent or reconstructive. Critique proceeds immanently or reconstructively when it seeks to secure its normative resources and epistemic standpoint from the (often implicit) normative structures and epistemic possibilities of the practices and self‐understandings that are constitutive of the (type of) society in question. Immanent critique avoids the dichotomy between an internal critique that refers to standards and standpoints that are already recognized by those criticized and an external critique that refers to standards and standpoints that are not (or not yet) recognized and therefore have to be derived independently from the agents’ perspective and their social context (see Jaeggi 2005, 2014, Celikates 2009, Stahl 2013a). Critical theory understood in this way is both grounded in social reality as it exists and emancipatory in seeking to radically transform this reality.

The critique of ideology can both serve as a paradigmatic example of immanent critique in this sense and illustrate some of the challenges this model faces (Ng 2015). Ideology critique is immanent insofar as it starts from the contradictions of a social and ideological constellation and the experience of those affected, which is shaped by these contradictions. It does not criticize an ideological form of consciousness because it is immoral or unethical, but because of its epistemic, functional, and genetic features, i.e. for being false or distorted, for contributing to the reproduction of relations of domination, and for arising from within such relations in ways that are relatively immune to self-reflection. Consequently, the critique of ideology does not focus primarily on the injustice or domination found in society, but on the forms of consciousness, culture, practice, habit, and affect that make this injustice or domination seem natural or unavoidable (Jaeggi 2008). On this view, any critical theory that aims at emancipation must first aim at diagnosing and overcoming those obstacles that keep agents from fully experiencing, critically reflecting on, and collectively acting against the unjust and dominating conditions under which they live. The question is how critical theorists can do so without falling back into epistemologically and politically problematic distinctions between false and true consciousness, between ideology and scientific insight, and between true (“objective”) and false (“purely subjective”) interests and needs (Celikates 2006; see Section 3.3 below).

These challenges are among the many challenges critical theorists face in developing an immanent critique that is linked to social reality and practice, a link that comes out in two ways. First, theory is anchored in social reality in terms of its genesis, as it is shaped by the social context from which it emerges. Second, theory aims at a practice that transforms social reality. This dual commitment to linking theory and practice is spelled out in two rather different ways, both in the history of the Frankfurt School and in contemporary discussions. One way of anchoring theory in social reality – call it the crisis approach – starts with social contradictions, antagonisms, and crises, along with the practical challenges and conflicts that result, and maintains that identifying those conflicts requires socio-theoretical analysis and sociological research (Jaeggi 2017a, Fraser and Jaeggi 2018). A second way of anchoring theory in social reality – call it the struggles approach – takes social struggles and movements and the practices of critique and resistance of oppressed groups as its starting point. This approach incorporates alternative standpoints and counter-hegemonic epistemologies into its theorizing with the aim of countering the potentially disempowering and anti-emancipatory effects that arise when critical theorists view crises mainly in terms of structural contradictions while ignoring or underestimating the ways that social and political movements themselves can produce and intensify crises (Collins 2019, Celikates 2022).

While this distinction between crisis and struggle is useful for heuristic purposes, it should not be overstated. Most critical theorists share a commitment to the emancipatory role of theory as well as an immanent anchoring of theory in social reality, whether qua crises or struggles. The distinction is a matter of degree and starting points, and it is usually agreed that crises and struggles stand in need of mutual articulation (see Benhabib 1986, 123–133, and Section 4.1 and Section 4.2 below).

Horkheimer maintained that a critical theory should not have an external relation to, but must enter into a “dynamic unity” with, practice, so that it is “not merely an expression of the concrete historical situation but also a force within it to stimulate change” (1937a [1972: 215], see also Marcuse 1937, Horkheimer 1937b). But under social conditions that neutralize social struggles or turn them into regressive backlash movements, the “dynamic unity” envisaged by Horkheimer can appear foreclosed. Even for Adorno, whose diagnosis of the “totally administered world” is the most radical example of this foreclosure, however, it would be a mistake to conceptualize existing society as a perfectly closed, monolithic, and functionally integrated self-reproducing totality. Rather, even when society is viewed as a totality, it has to be understood not in terms of homogeneity or frozen stability but in terms of structural antagonisms (Adorno 1957 [1976, 77]), conflict, and process (Adorno 1966b), i.e. as riddled with contradictions that, at least in principle, allow for forms of oppositional experience, consciousness, or practice that a critical theory can build on. In one of his last texts written shortly before his death, Adorno concludes that “critical theory is not aiming at totality, but criticizes it. This also means, however, that it is, in its substance, anti-totalitarian, with the utmost political determination” (Adorno 1969a; our translation). Even – or especially – in the face of the closure of political space, the political significance of a critical theory can consist in safeguarding the link between theory and the possibility of a radically different practice. At the same time, this defense of the relation to practice needs to be complemented by a defense of theory in the face of what Adorno identified as an “actionist” and anti-theoretical ideology of “pseudo-activity” in arguing that “praxis without theory, lagging behind the most advanced state of cognition, cannot but fail, and praxis, in keeping with its own concept, would like to succeed” (Adorno 1969b [1998, 265]).

Despite this more nuanced reading of Adorno on the relation between theory and practice, the broader diagnosis – put forth in different guises by Adorno, Horkheimer, and Marcuse – that social integration, the pacification of class conflict, and the internalization of conformist attitudes had robbed critical theory of any pre-theoretical anchor, provides an important background for Habermas’s break with the first generation. That break concerns not only their “pessimism,” but the basic methodological and substantial premises of their theories. In Habermas’s view, the first generation had navigated themselves into a dead end with their totalizing diagnosis of an all-encompassing state of delusion dominated by instrumental rationality. In response, and in order to provide firm normative foundations for critical theory, Habermas advocates a “communicative turn,” reformulating social critique in terms of a critique of the conditions of communication and grounding it in the normative content presupposed within the practice of linguistically mediated social interaction and argumentation.

This element of normative validity – as opposed to merely factual social validity that is forced, imposed, or presupposed – is elaborated in Habermas’s discourse theory, originally referred to as “discourse ethics” (Habermas 1983a, Ch. 4) but later evolving into a differentiated approach that distinguishes between ethical and moral norms (Habermas 1991) and a discourse theory of law and democracy (Habermas 1992). At the heart of discourse theory is a principle of discursive justification that Habermas refers to as the “discourse principle” or “D,” which states: “just those norms of action are valid if all persons affected could agree as participants in rational discourse” (Habermas 1992 [1996, 107]). He further specifies discourse theory with a universalization principle (“U”) that is operative when arguing about moral norms, and a democratic principle that is operative when attempting to justify legal norms within a democratic society. Habermas does not naively suggest that actually existing discourses correspond to these ideals, but maintains that in those discourses participants necessarily make idealizing presuppositions that can then be used to identify and criticize the shortcomings of actual discourse as distorted by interests, power relations, and ideologies.

As a response to the challenges of immanent critique outlined above, Habermas’s work can be understood in terms of a “dialectics of immanence and transcendence” (Cooke 2006, Ch. 3). Habermas maintains the need to situate reason historically and within social reality – the largely Hegelian, pragmatist, or reconstructive element of his thought. But the idealizations that are immanent in our linguistic practices point toward context-transcending validity claims that must be defended in a discursive procedure – the Kantian or constructivist element in his thought. Habermas now refers to his attempt to “de-transcendentalize Kant” as a form of “Kantian pragmatism” (Habermas 1999; see also Bernstein 2010, Ch. 8; Baynes 2016, Ch. 4; Flynn 2014b).

Some interpretations of Habermas stress that his theory of communicative action is still a form of immanent critique (Finlayson 2007, Stahl 2013b) while others object to his increasingly Kantian focus on moral norms (Heath 2014). To provide empirical confirmation of his rational reconstruction of the “moral point of view,” further situating it within social reality, Habermas drew on Kohlberg’s developmental moral psychology, itself decidedly Kantian in its defining the highest stage of moral development in terms of the ability to make universalizable moral judgements (Habermas 1983a, Ch. 4; for a critique, see Benhabib 1992, Chs. 5–6, which, drawing on Carol Gilligan’s critique of Kohlberg, distinguishes a “generalized other” from a “concrete other” whose experience cannot be accounted for by abstract conceptions of the moral standpoint).

Habermas’s shift toward a Kantian position is particularly evident in the Rawls-Habermas debate (Habermas 1995a, Rawls 1995, Habermas 1996), widely viewed as a “family quarrel” among two Kantian political philosophers. In his early work on discourse ethics, Habermas compared his own principle (U) to Rawls’s “original position,” arguing that his approach was the better way to “operationalize” the moral point of view as a form of moral constructivism that tests moral norms in a discursive procedure posited as a dialogical alternative to Kant’s categorical imperative (Habermas 1991). The debate shifted in the 1990s with their contributions to legal-political constructivism: Rawls’s Political Liberalism (1993) and Habermas’s Between Facts and Norms (1992), in which he provides a rational reconstruction of the institutions of constitutional democracy. In that context, Habermas argues that Rawls’s approach is not transcendent enough, since in Habermas’s view Rawls reduces normative validity to the notion of reasonableness immanent within liberal democratic societies (for the implications of their debate for multiple issues in moral and political philosophy, see Hedrick 2010, Baynes 2016, Chs. 6–7, and Finlayson 2019).

Habermas’s Kantian turn also came to the fore when extending his work in a cosmopolitan or “post-national” direction (beginning with Habermas 1995b), even if he has continued to combine a Kantian approach to justifying universal norms with a wide-ranging analysis of the empirical phenomena of globalization (1998). This combination of normative and empirical theorizing, a hallmark of the Frankfurt School, is present in a range of work by other critical theorists addressing global issues (Ingram 2019, Ibsen 2023), from the challenge of disaggregating citizenship from the nation-state (Benhabib 2004) to transnationalizing the public sphere (Fraser et al. 2014), and theorizing new forms of transnational democracy (Bohman 2007). Rather than simply defending abstract cosmopolitan norms, such approaches typically aim at some form of critical cosmopolitanism (Milstein 2015), with some stressing the crucial role of political contestation of allegedly universal norms “from below” (J. Ingram 2013) or of concrete struggles for rights as part of a broadly construed intercultural dialogue on human rights (Flynn 2014a).

In light of Habermas’s turn to Kant, a significant focus of debate among Habermasians and interpreters of Habermas has been the status of idealizing presuppositions and the ultimate status of the principles of justification within discourse theory. Defenders of discourse theory can be divided up into those who focus more on immanence – pointing in a Hegelian, pragmatist, contextualist, or reconstructive direction – and those who focus more on transcendence – pointing in a Kantian or constructivist direction. Among the former, some argue, echoing Hegel’s critique of Kant, that Habermas should situate reason more thoroughly within its social and historical context in order to avoid an overly rationalistic, abstract, or gendered approach (Benhabib 1986, 1992), while others have argued for Habermas to embrace a more pragmatist (McCarthy 1991, Bernstein 2010) or contextualist approach (Rorty 1985, Allen 2008, Ch. 6). Habermas’s most recent work (2019) attempts a kind of middle path, going in a decidedly historical direction by tracing the provincial, European origins of his “post-metaphysical” mode of theorizing as a preparatory stage to a fully inclusive, global intercultural dialogue as the way to establish its universal validity in a world characterized by “multiple modernities” (see Forst 2021b, Chambers 2022, and Flynn 2022 for critical assessments).

Those who have taken discourse theory in a more Kantian or transcendental direction include Habermas’s long-time interlocutor Karl Otto-Apel, who argued that the dynamic of universal validity claims in practices of argumentation transcendentally presupposes an ideal communication community from which universal normative foundations for the assessment of discourses can be derived (Apel 1985). Apel maintained that grounding reason, and thereby critique, requires a more transcendental justification (or “ultimate grounding”) than Habermas has provided (Apel 1989; see Habermas’s most recent reply to Apel in 2005, Ch. 3).

More recently, Rainer Forst has embraced Kantian constructivism in positing that every human being has a “right to justification,” a right to demand reciprocal and general reasons for the practices, institutions, and structures that affect them (Forst 2007). Forst views moral and political constructivism as distinct, but integrated stages. While the task of moral constructivism is to construct a list of basic moral rights that cannot be reasonably rejected, those abstract rights must be given concrete content by citizens in a process of political constructivism. He maintains that his approach is immanent insofar as the right to justification is “recursively grounded” by reconstructing the validity claims implicit in all morally justified claims, while maintaining a moment of transcendence since the right to justification can be justifiably claimed in any context. Forst views this as the normative core of a critical theory that understands society as an ensemble of practices of justification. In that sense, the concept of justification is both descriptive (referring to actual arguments given within a particular social order) and normative (referring to reasons that could or should be accepted), and Forst maintains both perspectives are needed for a critique of existing justification narratives and relations of justification (see the Introductions to Forst 2011 and 2021a).

Various critics of Habermas have argued that his normative turn and shift to Kant risks transforming critical theory into something that looks increasingly like a liberal theory of justice. They posit alternative approaches such as reconstructive, disclosive, and genealogical critique that also return to questions and arguments developed by the first generation.

Those who subscribe to the model of reconstructive critique emphasize the downsides of uncoupling normative argument from social analysis and social theory. In Axel Honneth’s work, this shift takes two forms. In his earlier work (1992), he argues that the relatively narrow rationalist focus on communicative reason occludes more fundamental and often prelinguistic experiences and intersubjective relations that give rise to struggles for recognition and that his Hegel-inspired theory is better able to articulate, thus reestablishing the link between theory and social reality in more substantial ways. Relatedly, Honneth insists that critical theory can be distinguished from other normative enterprises by its reference to “the pretheoretical resource in which its own critical viewpoint is anchored extra-theoretically as an empirical interest or moral experience” (Honneth 1994 [2007, 63–64]).

Expanding on this earlier commitment, in his later work Honneth argues against the division of theoretical labor in which (constructivist) philosophy engages in normative theorizing while empirical sociology investigates our social reality (2011). By contrast, he undertakes a “normative reconstruction” of how modern society – its legal, moral, political as well as social and economic practices and institutions – came to be centered around individual freedom as the highest value of this cultural formation. Honneth wants to show that we can only gain an adequate theoretical understanding of, and critical perspective on, modern society if we analyze its different social spheres as attempts to institutionalize the value of freedom. In contrast to both revolutionary and conservative approaches, he wants to show that the structure of this institutionalization allows for a progressive realization of the value of freedom as social actors appeal to the constitutive idea of freedom to challenge the concrete forms of unfreedom that remain characteristic of our social reality.

Similar to Honneth methodologically, Rahel Jaeggi argues, in her reconstructive approach to the critique of forms of life, that bracketing the question of how to rationally evaluate and criticize forms of life as a whole, as Rawlsians do in the name of liberal neutrality and Habermasians in the name of “ethical abstinence,” ends up hindering precisely the kind of experimental learning processes that are crucial for forms of life to remain dynamic and avoid stagnation and failure (2014 [2018, 9–24, 318–319]). But Jaeggi places a greater emphasis on contradictions, crises, and conflicts than the later Honneth (see also Schaub 2015).

The approaches of both Honneth and Jaeggi exemplify a conception of immanent critique that closely links analysis and critique, issuing in a critique that is neither a mere description of what exists nor a normative demand imposed on what exists from the outside. Accordingly, it does not proceed in a free-standing, normative way, but relies on a specific combination of philosophical reflection and social-theoretical as well as empirical research that is grounded in social developments and crises and actual social experiences and self-understandings. This methodological reorientation has also led to a more substantial engagement with questions of the economy and the sphere of work, both from a more Durkheim-inspired (Honneth 2022, 2023, Celikates, Honneth, and Jaeggi 2023) and a more Marx-inspired (Fraser 2022) position that has also resulted in a fundamental (non-reformist) critique of capitalism (Fraser and Jaeggi 2018).

While these approaches seek to develop a socially grounded form of normativity, critics argue that they are still too idealizing in their understanding of social reality and its historical genesis, as well as too normative in their methods from the point of view of yet another model of critique, which has been called disclosive or genealogical.

Disclosive critique typically takes its cue from Adorno (and sometimes other theoretical sources from Heidegger to contemporary aesthetics), moving beyond the dichotomy between literary world-disclosure and philosophical reason-giving or the quest for normative foundations. On this view, critique has the task of revealing the world in a new and different light, disclosing unrecognized suffering and intricate forms of domination that are not only occluded by dominant ideologies but also shape the norms that emanate from that order in ways that escape more strongly normative versions of immanent critique that build on them. Dialectic of Enlightenment can be read as an exercise in disclosive critique that seeks to defamiliarize the social world for its readers and thereby break open their unquestioned acceptance of how things appear to them (Honneth 1998).

This negative orientation of disclosive critique can be complemented by a more positive one, in which what is disclosed also involves potentialities and horizons that have no space or way to articulate themselves within the existing social and normative order. Walter Benjamin’s writings on the radical potential of mass culture or Judith Butler’s Gender Trouble (1990) can be seen as examples of disclosive critique that involve both the disruption of established and the experimental opening up of new experiences and schemas (Vogelmann 2016).

Some critical theorists attempt to integrate a more positive idea of disclosure into critical theory while maintaining that this is not at odds with expanded conceptions or normativity. Some draw on Heidegger to develop an account of world-disclosive critique that rethinks reason and agency, stressing receptivity and “self-decentering” as an alternative model to Habermas’s focus on procedural reason (Kompridis 2006). Others stress that while disclosure can and must be subject to intersubjective validation through argumentation, critical theory must have recourse to the disclosive power of imagination, which is revealed in the force of exemplarity (Ferrara 2008), in focusing attention on the aesthetic dimension of narratives that social movements use to imagine alternative possibilities (Lara 1998, 2021), or in the way that powerful representations of the good society function to disclose a transcendent object that cannot be fully known or represented but can nonetheless provide ethical orientation (Cooke 2006). In a variety of different ways, these approaches attempt to maintain the utopian dimension of critique (Marcuse 1937).

Genealogical critique, by contrast, can be seen as a form of disclosive critique that is more focused on problematizing, unmasking, and disrupting (Saar 2002, Koopman 2013). Given its association with Nietzsche and Foucault, it also has a distinct trajectory, set of methodological commitments, and theoretical implications. Taking aim at social practices, self-understandings, identities and normative commitments that are seen as natural or accepted as given, genealogical critique traces their historical emergence, highlighting their contingency and denaturalizing them with the aim of opening up the possibility of thinking and acting differently. From this perspective, the search for normative foundations is misguided as it both underestimates how normativity is shaped by unacknowledged histories and power relations and overestimates the transformative power of a normative critique that appeals to reason alone. Genealogical critique, by contrast, seeks to destabilize and decenter the subject and its fundamental commitments (Owen 2002, Hoy and McCarthy 1994; for a version of this claim that builds on psychoanalytic theory, see Allen 2021, Ch. 5).

While earlier engagements with genealogical critique, especially Foucault’s, were marked by criticisms of his supposed rejection of all normative and rational standards, lack of social theorizing, and relativism (Habermas 1985, Chs. IX–X, Fraser 1981, Dews 1987), more recently critical theorists have sought to emphasize the potential convergence and mutual illumination of genealogy and Frankfurt School critical theory in providing an analysis of the workings of contemporary forms of power and domination (Allen 2008, Koopman 2013, Ch. 7, Saar 2018). At the same time, a recent debate between Forst and Wendy Brown exemplifies how the earlier split between Habermas and Foucault is rearticulated today, with Forst taking a broadly Habermasian position in arguing that his “respect conception of tolerance” manages to safeguard the autonomy of individuals by grounding toleration in the right to justification, and Brown insisting, with Foucault, on the normalizing, disciplining, and depoliticizing effects of liberal discourses of toleration that ultimately obfuscate the complex operations of social power (Brown and Forst 2014, see also Vogelmann 2021).

A genealogical orientation also characterizes postcolonial critiques of Frankfurt School critical theory that point out the lack of explicit and sustained engagement with European colonialism and imperialism and its legacies, including contemporary forms of racism, and the ways in which these have enabled and shaped the processes of “modernization” and thus the formation of “modern”’ societies, subjects, and forms of knowledge and rationality, all of which critical theorists purport to investigate critically (see §4.1.3 below).

Exponents of genealogical critique and struggle-centered approaches problematize forms of immanent or reconstructive critique that take institutional achievements as their starting point, challenging them by excavating the histories of domination and repression, as well as struggles, that have constituted these institutions and continue to shape their functioning. This gives rise to numerous challenges that continue to animate methodological debates in critical theory: (1) how (or even whether) to defend the putative normative achievements of liberal democracies, and if those are to be defended as achievements, then (2) how to theorize about the relation between struggles, crises, and institutional achievements, in contexts that may involve either (3) an absence of struggles, or (4), the opposite problem, a proliferation and fragmentation of struggles:

From the perspective of genealogical and post-colonial critique, the commitment to the institutions of the modern liberal nation-state (Habermas 1992, Honneth 2011) relies on an idealizing view of the history and present of this political formation that ignores, or treats as historically contingent and philosophically inconsequential, the forms of domination and exclusion that have accompanied it. At a time when the putative institutional achievements of liberal democracies – such as the separation of powers, the independence of the judiciary, the integrity of elections, or the protection of fundamental rights, especially for minorities – have come under attack from right-wing and neo-authoritarian movements and governments, the question is how critical theorists can defend the normative achievements of the existing order despite its systemic shortcomings. Offering a more radical challenge, some critical race theorists and post-colonial critics argue that those shortcomings reveal that what were thought to be normative achievements were historically premised on, and continue to functionally presuppose, domination and exclusion both at a societal and global level (see §4.1.2 and §4.1.3 below). On a methodological level, this involves the challenge of revising or going beyond the normative and sociological categories of critical theory that seem, at least in part, to be tied to a specifically Western experience.

Many critical theorists who accept the claim that these are normative achievements insist that a more complex view of the relation between institutions, struggles, and crises is necessary. As mentioned above, an alternative strand within critical theory that reaches from Negt and Kluge’s recovery of proletarian counterpublics through Fraser’s theorization of feminist movements to current attempts to reconnect critical theory with the struggles of our age, has insisted that abstracting from collective movements and struggles and relocating the emancipatory potential in the normative achievements of the existing institutional order risks underestimating how institutional dynamics, the inherent crisis tendencies of (more or less) liberal democracies, and social struggles are inextricably intertwined. Beyond a merely historical and social-theoretical point, how this question is answered will also affect how to conceptualize the role of emancipatory as opposed to regressive struggles in the face of the new authoritarianism (see §4.2.3 below).

More abstractly, critical theorists must account for situations in which there seem to be no struggles or forms of critical consciousness to latch onto, or only highly constrained forms of them. How can a critical theory respond to a situation in which domination is more or less total and has managed to suppress any critical consciousness and practice? Some of Marcuse’s descriptions of contemporary society come closest to this scenario. One might respond that “a society of happy slaves, genuinely content with their chains,” a society in which domination is experienced not as domination but as freedom, might be the critical theorists’ nightmare, but it “is a nightmare, not a realistic view of a state of society which is at present possible” (Geuss 1981, 83–84). Nevertheless, the challenge points to a dilemma critical theorists need to navigate. On the one hand, a critical theory requires a starting point in the forms of consciousness, experience, and practice of its addressees, but, on the other hand, critical theory should respond to and address distortions and blockages of precisely these forms of consciousness, experience, and practice. While these distortions and blockages will in most cases turn out to be partial rather than total and thus allow for some form of problematization to emerge (Celikates 2009, Part III), it seems equally important to not simply tie a critical theory to already existing social movements and thus to “goals that have already been publicly articulated” since this “neglects the everyday, still unthematized, but no less pressing embryonic form of social misery and moral injustice” (Honneth 2003, 114; see also Renault 2004, 2008).

The opposite problem can arise when critical theorists diagnose a proliferation of social struggles and lines of conflict beyond the classic antagonism of labor and capital. After the demise of the kind of philosophy of history that identified the proletariat as the revolutionary subject and the workers’ movement as the emancipatory force to which critical theory could and should attach itself, it has become unclear how critical theorists can determine with which of the different emancipatory movements of their day to enter into the kind of alliance envisaged by Marx and Horkheimer and which “forms of existing social critique” or “experiences of injustice” to pick up on. This difficulty is not only due to the plurality – or intersectionality – of movements, practices of critique, and experiences of injustice, but also due to the fact that struggles are often far from perfectly aligned and can operate at cross-purposes, with regard to both their aims and their methods. In answering this challenge, critical theorists can neither simply deduce the “correct” struggle from some overarching laws of historical development (the pole of determinism), nor claim that theorists simply have to decide which struggle or movement to link their theory to (the pole of voluntarism).

Insofar as critical theory is committed to immanent critique, focusing on the internal contradictions and crises of a specific social order and the struggles and movements that arise from within it, these challenges cannot be easily resolved. Rather than seeking to resolve them at an abstract level, they could instead be viewed as opening up a field of tensions that critical theorists need to navigate within the specific constellation they find themselves in. While critical theory needs to be anchored in actually existing forms of theoretical as well as practical critique, in the social struggles that people actually engage in, it also has the task of articulating the experiences of those who are blocked from engaging in struggles of their own and of contributing to the further theoretical articulation of existing struggles. At times, critical theory may need “to push beyond the ‘subjective’ elements of struggle and languages of claims-making to the more ‘objective’ dimensions of contradictions and crises, which turn more on the dynamics of systemic elements operating independently of whether or not people actually thematize them via struggle” (Fraser and Jaeggi 2018, 11), without losing sight of the epistemic and political risks this involves.

In addressing these risks, one way forward has been to embrace methodological pluralism and to understand critical theory less as a comprehensive social theory and more as a critical practice, as something critics do (Bohman 2003, Kompridis 2006, Celikates 2019a). This approach can more systematically incorporate alternative standpoints and epistemologies and the practices of epistemic resistance they are tied to, and more easily build on other traditions and paradigms of critical theory, such as feminist, anti-colonial, and anti-racist struggles and theorizing (Mills 1988, Collins 1990, 2019, Medina 2013, Loick 2021, Celikates 2022; see Section 4.1 below). Anchoring the perspective of critical theory within the social struggles and epistemic standpoints of the oppressed can serve as a counterweight – in the sense of “reflexive accountability” (Collins 2019) – to the tendency of actually existing critical theories to set in motion a disempowering spiral of epistemic asymmetries that denies the existence of theoretically sophisticated practices of critique and resistance on the ground and thereby reproduces existing obstacles to equal participation in knowledge production and to radical social transformation. On this view, critical theorizing is itself a social practice that recognizes its addressees as equal partners in a dialogical struggle for appropriate interpretations and realization of transformative potentials that is informed by social theory and sociological research. As such, it can make use of a variety of critical methods – reconstructive, constructive, disclosive, or genealogical (Freyenhagen 2018) – that are not easily subsumed under one unified metatheoretical framework, even if they can be seen as various attempts to spell out the idea of a critical theory as self-reflexive, interdisciplinary, materialist, and emancipatory.

3. Critical Concepts

The basic concepts of Frankfurt School critical theory – such as alienation, reification, ideology, but also emancipation – are expressive of the specific methodology, or set of methodologies, that critical theorists in this tradition employ. As explained in the previous section, critical theory in this tradition proceeds in an immanent way, and this implies that its concepts are both developed from within a certain social constellation and seek to go beyond the self-understanding characteristic of this constellation, they are both descriptive and evaluative, and they exemplify the unity of analysis and critique inherited from Marx. While some concepts are primarily “anticipatory-utopian” (like emancipation) and others primarily “explanatory-diagnostic” (like alienation, reification, and ideology, as obstacles to emancipation) (Benhabib 1986), they are all “thick concepts” whose descriptive content is irreducibly social-theoretically as well as evaluatively loaded.

In addition, some of the critical concepts developed by Frankfurt School authors – again alienation, reification and ideology are the clearest examples – point to second-order phenomena. In contrast to substantial first-order injustices, these concepts seek to critically diagnose what happens when unjust (or exploitative or oppressive) social relations are not experienced as unjust (or exploitative or oppressive) but are accepted as legitimate or natural, or if they are intuitively experienced but not explicitly recognized as such, or recognized but not adequately interpreted and articulated. These concepts pick out social phenomena that are often ignored by more mainstream approaches in moral and political philosophy that focus on the moral status of the individual and their actions, or the legitimacy of institutional arrangements, to the neglect of the domain of the social, with its distinct structure, dynamics, and challenges (see, e.g., Honneth 2000, Ch. 1, Zurn 2011, Neuhouser 2022, Ch. 1). The following subsections introduce four key concepts that exemplify both the critical methodologies discussed in the previous section and the substantial social-theoretical and diagnostic contributions to our understanding of contemporary society that Frankfurt School critical theory aspires to. There are of course other concepts used by critical theorists – from normativity, justice, and autonomy to power, domination, and oppression – but the focus here is on concepts less widely discussed in other traditions or to which Frankfurt School theorists have made distinctive contributions.

The concept of alienation has a long history within critical theory. The basic concept refers to the idea of humans being separated, estranged, or distanced from something crucial to their freedom or capacity to flourish. One is alienated when one has a distorted or deficient relation to oneself or to the natural or social world. Critical theorists face a number of challenges in developing a critique of alienation. Classic critiques of alienation, Rousseau and the early Marx for example, relied on substantive conceptions of human nature or self-realization to ground their diagnoses and provide standards for critique. Thick accounts of human nature are less compelling today, which means contemporary critics of alienation have pursued alternative approaches. Since a critique of alienation attempts to diagnose a social pathology, not a problem with particular individuals, critical theorists must also provide a social theory that can convincingly diagnose the social causes of, and possible paths for overcoming, alienation.

Rousseau can be credited with inaugurating “social philosophy” as a domain of inquiry while developing a critique of alienation (Honneth 2000, Ch. 1). Although he does not refer to alienation in his “Second Discourse” (1755), the term captures his argument that living in society leaves human beings disconnected from their true desires and passions, which he explored by speculating about what humans would have been like in a state of nature. Within Hegelian and Marxist social criticism, the concept of alienation has been used to capture the idea that something produced by humans is wrongly taken by them as something given or outside their conscious control (Jaeggi 2005 [2014, 13–14]). In his Phenomenology of Spirit (1807), Hegel first develops a concept of alienation to describe the relation of the human mind to reality when the products of human reason are not recognized as our own creation but are instead experienced as alien forces. In his Economic and Philosophical Manuscripts (1844), Marx analyzed how wage labor within capitalist societies causes alienation. Workers produce a world of objects, but the products of their labor as well as their own productive activity are commodities over which they have no control; the world they create becomes an alien power with increasing control over them. They are alienated from the kind of spontaneous and creative productive activity that Marx, in his early work, posits as the essence of human nature.

The concept of alienation was influential among first-generation Frankfurt School theorists, particularly in the work of Marcuse and the later work of Erich Fromm (1961). In Dialectic of Enlightenment , Horkheimer and Adorno echo Rousseau in telling a story of alienation going back to the dawn of civilization. They maintain that human beings, in their quest to dominate the natural world (external nature) and to acquire mastery over themselves (inner nature), become estranged from both aspects of nature, failing to see what Enlightenment denies: that we are fundamentally natural beings (Vogel 1996, 69).

Contemporary critical theorists have attempted to rejuvenate the concept of alienation without relying on overly substantive accounts of human nature and without the totalizing diagnosis of Dialectic of Enlightenment . Rahel Jaeggi formalizes key elements of the Hegelian-Marxist approach in developing a philosophical account of alienation focused on how failure to adequately appropriate oneself or the world results in a “relation of relationlessnes” (2005). In this way, the non-alienated self is not defined by a substantive conception of human nature but by the quality of one’s relation to the world: whether this relation is sustained by successful processes of appropriation. Hartmut Rosa also defines alienation as a distorted relation to the world but with a more substantive approach to the quality of non-alienated relations to the world. For this, he has developed a multifaceted concept of “resonance” to capture a kind of vibrant or responsive relation to the world by contrast with the alienated experience of the world as ossified, mute, or hostile (2016). In contrast to these approaches, which are largely framed in terms of necessary conditions for living a good life, Rainer Forst has argued that deontological aspects of the critique of alienation have been neglected, and that there is a kind of “noumenal alienation” that results from not being recognized, or failing to recognize oneself, as an agent of justification (2017).

Reification is a concept with close ties to alienation. If alienation is viewed as diagnosing a distorted relation to the world, reification can be understood as one way of articulating the form that distortion can take. In the broadest sense, reification is a term used to critique cases in which some entity that should not be viewed as an object – oneself, other people, or some segment of the social or natural world – is treated as a thing-like object. It is instrumentalized, objectified, or quantified in a way that is inappropriate according to some critical standard. One challenge for critical theorists is articulating the standard or perspective – a non-reified relation or perspective – according to which the reified stance is not appropriate.

Georg Lukács’s classic 1923 essay on reification heavily influenced the Frankfurt School. Lukács combined Marx’s analysis of the “fetishism of commodities” – which causes social relations between human beings to appear as quantifiable and thing-like – with Weber’s analysis of bureaucracy – which extends this instrumentalizing attitude to all social domains. Reification becomes “the necessary, immediate reality of every person living in capitalist society” (1923 [1971, 197]), which can refer to an instrumentalizing attitude taken toward objects (whose qualitative feature are reduced to quantitative terms), other people, and features of one’s own personality when viewed solely from the perspective of their marketability.

Different critical theorists have appealed to the concept of reification to capture similar but not identical phenomena, with differing definitions corresponding to differences in the larger theoretical framework in which they deploy the concept. For Horkheimer and Adorno, the concept captures the dominance of instrumental reason and the totally administered world that results (1947). Habermas reinterpreted the concept to describe the ways in which systems such as the economy and the bureaucratic state, which function properly as spheres in which instrumental rationality dominates, extend too far into spheres of everyday life that he refers to as the lifeword (1981). This “colonization” of the lifeworld by the system results in the communicative structures of the lifeworld becoming reified. Honneth, by contrast, takes up the concept of reification in relation to his theory of recognition, arguing that reification involves a kind of forgetting of a primary relation of mutual recognition that he calls “empathetic engagement” (2005). Within Rosa’s theory of resonance, in which he attempts to capture one side of the history of modernity as a “catastrophe of resonance,” reification can be viewed as a “forgetfulness of resonance” (2016 [2019, 325]). The revival of this concept has been extended in other ways by using reification as a guiding concept for analyzing the relation between economics and subject formation within a “political economy of the senses” (Chari 2015) or pairing reification with a suitably modified notion of reconciliation to assess experiences of exclusion and integration within modern social orders (Hedrick 2019).

Ideology is similar to alienation and reification in being both a concept critical theory inherits from the Marxist tradition and one that is used to identify a distorted relationship to the world and one’s own place in it (Eagleton 1991). In the Marxist tradition, it has played a prominent role in answering questions such as why people accept social and political conditions that seem to be contrary to their own interests, or how it is possible that subjects feel free although they are dominated. When people experience and describe relations of exploitation and domination as natural and without alternative or even as just, this seems to be an effect of ideology. Ideology, on this critical understanding, usually denotes a more or less coherent system of action-guiding beliefs, such as liberal individualism, that is said to obscure social reality – especially power relations, crisis tendencies, and social conflicts. As Marx (1844, 1846, 1867) and subsequent critical theorists argue, by obscuring these, ideology contributes to the reproduction of the prevailing order (Rosen 1996). Accordingly, any radically transformative and emancipatory practice presupposes that this ideological obfuscation must be recognized as such, criticized, and overcome. The challenge to such critical reflection is particularly acute when the possibility of even asking questions about how we might want to live, if we could transform society, is occluded by a technocratic ideology that reframes such practical questions as technical problems with narrow solutions (Habermas 1963, 1968a).

Ideology differs from mere deception, propaganda, or conspiracy theories. Because it is structurally anchored in social reality and plays a functional role for its reproduction, it cannot be explained with reference to the individual psyche or manipulation by others alone. Even if false consciousness is an element of ideology, critical theorists from Adorno to Jaeggi emphasize the practical nature of ideology as it shapes identities, is embedded in social practice, and functions via affects and habitus.

According to one influential interpretation, the critical notion of ideology developed in the Frankfurt School is characterized by three dimensions (Geuss 1981, Jaeggi 2008). In the first, epistemic dimension, ideologies always encompass epistemically deficient beliefs and attitudes that can range from substantially false beliefs to the confusion of particular and universal interests and inadequate concepts (such as “illegal alien” to refer to undocumented immigrants). In the second, functional dimension, ideologies are seen as playing a necessary, or at least supporting, role for the stabilization and legitimation of social relations of domination, i.e. for their more or less smooth reproduction. In the third, genetic dimension, ideologies are shaped, in ways that are not transparent to the agents themselves, by the social conditions under which they emerge, so that it is not an accident that people end up with the specific sets of beliefs they end up with in a specific type of society.

Radicalizing the Marxist notion of ideology as “necessarily false consciousness,” i.e. consciousness that is false (and not simply morally problematic) for structural reasons (and not just accidentally), Adorno and Marcuse often seem to argue that ideology reaches into the innermost core of subjects, who are shaped all the way down to their psychological and physical impulses, leading them to affirm the existing order and thereby preempting any resistance to domination. While this might help explain the resilience of ideology and its continued effectiveness, it also poses the challenge for critical theorists to find an anchor for their critique in the forms of consciousness, experience, and practice of its addressees (Celikates 2006, and Section 2.5 above).

Due to its emancipatory orientation, the critique of ideology must connect up with the self-understanding of those affected by trying to initiate learning processes, which in turn are supposed to lead to a transformation of those social conditions that are hidden behind ideologies. At the same time, without recourse to critical theories agents themselves will often continue to face obstacles to identifying, diagnosing, and explaining the effects of ideology on their critical capacities and practices. Arguably, showing that a contradiction is inscribed in the existing social order and can only be “dissolved” if this order itself is fundamentally transformed is also a task for a critical theory.

Although for most critical theorists ideology is not merely false consciousness but embedded in social practices and identities, ideology critique has been criticized for being overly cognitivist and underestimating the role of habitualized attitudes and cultural practices, for relying on an overly strong distinction between true and distorted consciousness, and for presupposing an idealized notion of the subject. Critics such as Foucault and Bourdieu speak instead of power-knowledge (Foucault 1973, 15) or of symbolic power and its embodiment (Bourdieu 1980, Ch. 8). The epistemological and political challenges the notion of ideology gives rise to continue to animate discussions (Celikates, Haslanger, and Stanley (eds.) forthcoming), including, more recently, on the relation between ideology and epistemic injustice (Fricker 2007, Mills 2017), cultural technē (Haslanger 2017a), and propaganda (Stanley 2015).

Frankfurt School critical theory inherits its emancipatory orientation from Marx, in the sense that it aims not only to understand, but also to contribute to a radical transformation of the social world that is already under way, and the commitment to real emancipation as requiring a radical, irreducibly social and political transformation that overcomes the fundamental contradictions of modern society instead of partial or local reforms aimed at surface-level symptoms. Emancipation is thus understood as liberation, including self-liberation, from domination by social, political, and economic powers, both personal and structural. Against this background, however, critical theorists have given different accounts of what emancipation is, what it requires, and how much can be said about it as a process and as an aim or state. While some (Horkheimer 1937a, Habermas 1968b) have thought of emancipation as a process of enlightenment and self-reflection that would allow for the realization of a rational organization of society, others thought of emancipation as sensual liberation (Marcuse 1969), or as emancipation from the (internalized) destructive imperatives of capitalism towards a state “of lying on water and looking peacefully at the sky” (Adorno 1951c [2005, 157]).

At the same time, and insofar as the working class has been integrated, fragmented, or at least reconstituted, it has become increasingly less clear who is to be emancipated (or self-emancipated) from which forms of domination and how. The challenges to the possibility of emancipation include reflections on the potentially overblown ideals of autonomy, sovereignty, and transparency that seem to underlie it (Laclau 1992), the limits of active self-transformation under conditions in which subjects have been shaped by power-ridden forms of subjectivation (Allen 2015), and the prospects of overcoming capitalism given the apparent lack of any clear and viable alternative. Today, critical theorists also face the challenge of reorienting the emancipatory project in the face of a catastrophic climate crisis that seems to privilege adaptation, mitigation, and sheer survival over utopian visions of emancipation that have also served historically as a pretext for an extractive and dominating relation to nature (Brown 2022).

In light of these challenges, a critical theory that wishes to hold on to its emancipatory orientation will need to articulate emancipation as an immanent possibility that is enabled and in some ways required by unprecedented historical developments. Whether in doing so it can build on the presumption of an emancipatory interest of the oppressed that theorists from Marx and Horkheimer to Habermas and Honneth (2017) have sought to identify remains contested. But thinking of emancipation as a second-order process that aims at enabling collective practices of self-determination over and against the obstacles picked out by concepts such as alienation, reification, and ideology, rather than as a substantial ideal or positive utopian vision of emancipation to be attained, might provide a starting point. Insofar as critical theory continues to see the existing social order as one of structurally entrenched domination, exploitation, and alienation, it will also continue to rely on some notion of an emancipatory process that points beyond those structures, even if this process is invariably plural, non-teleological, open-ended, and negative in orientation.

4. Critical Theories Today

Marx defined critical theory as the “self-clarification of the struggles and wishes of the age” (Marx 1843). The vitality of this approach to critical theory depends on continually taking up this task in new social contexts, as the first generation of the Frankfurt School did. Contemporary critical theorists continue this legacy by engaging with and theorizing in relation to contemporary struggles, crises, and practices. This has meant engaging a much wider range of emancipatory social movements than earlier generations of the Frankfurt School, who focused more on class struggle and capitalism (and the ways these were entangled with antisemitism and fascism) while largely neglecting issues like colonialism, racism, and the subordination of women. Contemporary critical theorists have expanded and enriched the Frankfurt School tradition by engaging with, and in some cases making contributions to, feminist theory, critical race theory, and postcolonial and decolonial theory (4.1), enlarging their analyses of crises beyond capitalism and its contradictions (4.2), and exploring a variety of critical practices ranging from civil disobedience to prefigurative, abolitionist, and revolutionary practices (4.3).

4.1 Theorizing Struggles and Movements

As emphasized above, Frankfurt School critical theory is methodologically interdisciplinary and defined by its aim of contributing to the emancipatory transformation of society by critically reflecting on the ways in which thinking itself can be distorted by structures of domination. This is also true of the various forms of critical theorizing that have emerged from and in relation to struggles against gendered oppression, racism, and colonialism and its legacies. Indeed, those critical theories bring to light structures of domination and modes of thinking (patriarchy, white supremacy, neocolonialism and Eurocentrism) that have until recently been neglected by the Frankfurt School and must be taken into account by any theory that aims to be critical and emancipatory.

More than one feminist theorist has argued that engaging feminism has been, and still is, crucial to renewing Frankfurt School critical theory both methodologically and in order to live up to its emancipatory aims (Fraser 1985, Ferrarese 2018). But analyzing the intersection between feminist theory and the Frankfurt School is complicated by the diverse array of theorists on both sides of that intersection. Some of the debates among feminist critical theorists mirror debates already discussed, for instance between those who draw on first generation versus Habermas or those who embrace Habermasian versus poststructuralist critical theory.

In most accounts, the first generation of the Frankfurt School is portrayed as not including any women and, with the exception of Marcuse in the 1970s (Marcuse 1974), its main protagonists largely failed to theorize about gender-based oppression or engage with feminist movements or the feminist theory of their time (there is, however, a new research project at the Institute for Social Research in Frankfurt that aims to challenge the dominant historiography by highlighting contributions of female researchers such as Käthe Weil and Else Frenkel-Brunswik and feminist work within the Frankfurt School). While fully acknowledging why feminists might find little of value in the first generation, some feminist theorists have highlighted important methodological affinities between, and potential for productive engagement with, that body of work (Brown 2006, Heberle 2006, Marasco 2006). In spite of the first generation’s nostalgia for the authority of the patriarchal family, their studies of authoritarianism were groundbreaking in analyzing the family as a political institution and breeding ground for fascism (Marasco 2018). Recent interest in Adorno’s work in particular builds on his theory of the nonidentical as support for the feminist critique of essentialist identities as well as affinities between feminist aims and his deconstruction of dualisms like nature and history or reason and desire, and his appeal to lived experience as crucial to philosophy and critique (Heberle 2006, 5–6). Attempts at synthesis include using his theory of the nonidentical, in dialogue with Lacan and Marx, to theorize a new approach to feminist political subjectivity (Leeb 2017), and combining Adorno’s insights into “bourgeois coldness” with the feminist ethics of care to rethink the fragility of our concern for others within a capitalist form of life that fosters “generalized indifference” while also producing a gendered form of attention to others (Ferrarese 2018).

Turning to the second generation, the critique of Habermas’s failure to adequately theorize gender in his Theory of Communicative Action (1981) was a turning point. In a now-classic essay, Nancy Fraser (1985) took a cue from the Marx quote about critical theory reflecting on the struggles of the age to criticize the Frankfurt School, and Habermas in particular, for failing to theorize one of the most significant struggles against domination. Seyla Benhabib raised similar concerns about whether the theory of communicative action could adequately theorize the feminist movement (1986, 252), and in Situating the Self (1992) aimed to make Habermasian discourse theory more cognizant of the self as gendered (see also the essays collected in Meehan 1995). In his later discourse theory of democracy, Habermas does engage the feminist theory and politics of equality to illuminate his core thesis about how private and public autonomy mutually presuppose each other (1992 [1996, 418–427]). But feminist critical theorists maintain that his rationalist approach fails to adequately capture the way power operates (Allen 2008, Ch. 5; McNay 2022, Ch. 1) or to incorporate forms of communication like narrative that have been crucial to feminism (Lara 1998, 2021; Young 2000).

The third generation of the Frankfurt School represents a crucial shift, with prominent feminist theorists like Fraser and Benhabib attempting to make critical theory more amenable to feminism from within the tradition, while also engaging in debates with leading figures in the poststructuralist strand of feminist critical theory like Judith Butler (Benhabib et. al. 1995). A core issue in these debates has been between Habermasian feminists who stress autonomy and poststructuralists who stress the idea of subjection – the ways in which power is central to the formation of subjects and their desires (Butler 1997). Amy Allen critically engages and synthesizes insights from both sides of this debate in viewing subjects as both constituted through relations of power and able to exercise autonomy in the form of critical reflection (Allen 2008). Axel Honneth, another key figure in the third generation, has engaged with feminist theory (Honneth 2000) and the feminist movement (2011 [2014, 154–176]), and in debates with feminist critical theorists including Fraser (Fraser and Honneth 2003) and Butler (Ikäheimo et al. 2021), but his work has also been the subject of sustained feminist critique of his conception of love, the family, and caring labor (Young 2007, Rössler 2007, Wimbauer 2023).

Fraser has, over several decades, developed a systematic defense of socialist feminism while charting various shifts in the feminist movement (see the essays collected in Fraser 2013), recently making the case that the contemporary crisis in care work must be understood as part of a larger general crisis in capitalist society (Fraser 2016, 2022, Ch. 3). Other feminist critical theorists also argue for a return to the critique of capitalism as crucial to feminist theorizing (Leeb 2017). From a different perspective, Lois McNay argues that recent Frankfurt School theorists, not only Honneth and Forst but also Fraser and Jaeggi, have failed to adequately incorporate the experience of gendered oppression into critical theory (McNay 2022). Another set of challenges arises from the need to develop an intersectional analysis of power and domination while engaging with a broader range of work in feminist and gender theory including queer and trans* theory as well as transnational and postcolonial feminism (Allen 2019, 537–538).

Apart from the influential studies on antisemitism and fascism by the first generation, Frankfurt School theorists have until recently shown little interest in issues of race and racism despite the prominence of anti-racist struggles and theorizing throughout the twentieth century and the present. The silence is of course not total. Early analyses point to prejudice toward Jews and other minority groups as an important part of the authoritarian personality and a key mechanism of providing “pseudo-orientation in an estranged world” (Adorno et al. 1950, 622), diagnose a culturalist transformation of the earlier biological racism at the center of fascism in post-war Europe that serves to maintain white supremacy (Adorno 1955, 148–9), and identify the phantasmatic dimension of racism and its fictions of homogeneity, purity, and essential difference (Adorno 1967a). Arguably, there are also broader methodological lessons from the relational and materialist theory of antisemitism developed by Adorno and Horkheimer that also hold for the study of racism (even if their relation remains contested, see Catlin 2023), namely the rejection of psychologizing and individualizing approaches, the insistence that the pathology always lies in the antisemitic or racist subjects and not in their victims, and the emphasis on structural factors that include the functional role of racism in the context of the crisis of capitalism and democracy (see Postone 1980 for an early attempt to explain modern antisemitism in relation to the nature of capitalism and the anti-capitalism of National Socialism).

Despite these openings, there has not been any sustained engagement with the phenomena of race and racism or with anti-racist struggles and theorizing, an eminently emancipatory form of knowledge production that, from W.E.B. Du Bois and Frantz Fanon to Black feminism (Collins 1990, 2019, Mills 2017), has been engaged in crossing the theory-practice divide and articulating dominated standpoints in ways that should have been of significant interest to Frankfurt School theorists (Outlaw 2005; for a relatively early exception see McCarthy 2009).

This missed opportunity is all the more astonishing as the intersection of class and race, of racism and capitalism has been at the center of theorists that share a Marxist orientation, and even some closeness to the Frankfurt School, most notably Angela Davis – who had studied with Marcuse in the US and with Adorno in Frankfurt, and, following Marcuse, insists on the need to bridge the gap between theory and practice and to combine the critique of racism as well as gender-based domination with a critique of capitalism (Davis 1983, 2004) – and Stuart Hall, who, building on Marxist and post-Marxist approaches, theorizes racism as a historically variable response to crisis and as a mechanism that allows capital to divide the working class (Hall 2021).

In contrast to the first generation’s focus on the “dark side” of modernity, later theorists, from Habermas to Honneth, developed a stronger commitment not only to Enlightenment values, but to the belief that these have been, more or less successfully, institutionalized in Western societies. As a result, their views clash with a core aim of Critical Race Theory (Crenshaw et al. 1995) – itself influenced by Marxist theories of the state and the law – namely, the aim of debunking the idea that the law and the state are neutral institutions that secure the common good and the rights of all as an ideology masking their character as instruments of racial (and class) oppression, as evidenced by massive and persistent inequalities that systematically disadvantage Blacks in the US in particular and racialized populations on a global scale, in various areas of life, from access to education, health, jobs, and housing to the risk of becoming a victim of police violence. According to this view, the forms of freedom and solidarity realized in liberal-democratic societies are not just contingently accompanied by exclusions of racialized groups, as if these values had only been insufficiently realized up to now and only need to be extended to those hitherto excluded. Rather, the thesis is that these exclusions have played a constitutive role in the history of these societies and their value systems and continue to shape them to this day, and that radical emancipation would therefore require developing entirely different visions of living together in freedom and solidarity (Kelley 2002).

More recently, Nancy Fraser (2022, Ch. 2) has picked up on Black Marxist discussions of racial capitalism (prominently Du Bois 1935) by arguing that capitalism provides a structural basis for racial oppression and thus exhibits an inherent (even if historically variable) tendency to racialize populations in order to more effectively expropriate and exploit them. Others have elaborated a relational and materialist understanding of racism that builds on how antisemitism was theorized in the early Frankfurt School, and how racism was rearticulated in a culturalist register in reaction to anticolonial and antiracist struggles (Balibar and Wallerstein 1991, Bojadžijev 2020). What these approaches share, and what might be a distinctive contribution of a critical theory of race and racism, is a commitment to understanding racism as a comprehensive social relation that needs to be understood in relation to broader (capitalist) social formations, “race” as an ideological effect rather than an unquestioned category for social analysis, and anti-racist struggles as a starting point for critical theorizing about race – commitments that are at least partially shared with important contributions in the critical philosophy of race (Mills 2003, Shelby 2003, Haslanger 2017b).

For all its focus on modes of domination in modern society, Frankfurt School critical theory has largely failed to address European colonialism and imperialism (Said 1993, 278) and their continuing effects in a world structured by massive inequalities and asymmetries between the Global North and the Global South. With a few recent exceptions to be discussed here, critical theorists in this tradition have not engaged much with the large body of postcolonial and decolonial theory, even if in recent years debates about the universal validity of human rights and cosmopolitanism, globalization and multiple modernities, religious pluralism and postsecularism, have provided ample occasion to go beyond still operative Eurocentric limitations and become more globally relevant (Mendieta 2007, Butler et al. 2011, Baum 2015, Ingram 2019, Kerner 2018; on some early Frankfurt School engagement with Chinese thought, specifically in Benjamin’s work, see Ng 2023).

The main target of postcolonial critique is the idea of a universal history in which the central engine of progress is located in modern Europe while non-Europeans are viewed as always lagging behind. The story has taken many forms, from narratives of progress in Enlightenment thinkers and their critics, such as Hegel (Buck-Morss 2009), to nineteenth-century theories of racial hierarchy and twentieth-century theories of development that have been shaped by, and in turn, rationalized, racism, slavery, and imperialism (McCarthy 2009, Bhambra and Holmwood 2021). Both anticolonial struggles and theorizing (in the work of Mahatma Gandhi, Aimé Césaire, Fanon and others) have insisted that the history and present of capitalism and of modern European and North American societies are constitutively entangled with colonialism, imperialism, and their afterlives, and that taking their trajectory as paradigmatically modern ends up representing a specific and heterogeneous trajectory and experience as universal and self-contained (Grüner 2010). While some aspects of postcolonial critique can be seen as overlapping with the critique of conceptions of the subject, reason, and universal history in the early Frankfurt School, the former also goes beyond the latter by understanding these as the effects of specifically colonial forms of domination and by tracing a different genealogy of fascism through its roots in the colonialism of the nineteenth century (Bardawil 2018).

Recent decades have seen attempts to bring postcolonial theory into dialogue with the Frankfurt School. From the side of decolonial theory, Enrique Dussel has been one of the most prominent decolonial philosophers to engage with Frankfurt School philosophers, developing a global ethics of liberation in critical dialogue with the discourse ethics of Apel and Habermas (Dussel 1998; see also Dusell 2011 and Allen and Mendieta 2021).

From the side of Frankfurt School critical theory, postcolonial critique has been taken up in a variety of ways (see also Vázquez-Arroyo 2018). In the same spirit of Horkheimer and Adorno’s attempt to critique enlightenment in the name of an alternative conception of enlightenment, both Susan Buck-Morss (2009) and Thomas McCarthy (2009) attempt to salvage something of the core idea that is the target of their critique: “universal history” for Buck-Morss, and “development” for McCarthy.

Amy Allen (2016), on the other hand, is more decidedly critical of the role of the discourse of “progress” and the role of such concepts in grounding normativity and shaping assumptions about historical development, modernization, and reason in the work of Habermas, Honneth, and Forst. She regards the latter approaches as deeply Eurocentric and contrasts them with a contextualist form of critique, inspired by Foucault and Adorno, that takes the form of a critical history of the present that uncovers the deep entanglement between reason and domination. Calling for an even more thorough revision of historical narratives, conceptual frameworks, and normative criteria, Gurminder Bhambra (2021) argues that the prevalent understanding of modernity as an endogenous European achievement obscures the fact that colonization and slavery were integral to and constitutive of the Enlightenment project of modernity in both its epistemic and institutional dimensions, a task for which historical and theoretical resources beyond Adorno and Foucault would be required. Fundamental questions about modernity, the human subject, and freedom also emerge from an encounter between critical theory in the Frankfurt School tradition and Caribbean thought (Sealey and Davis forthcoming). In a similar vein, contemporary critics of the persistence of colonial structures point to how a denial of the colonial past reaffirms a violent global color line (Mbembe 2016) that affects how societies treat Indigenous peoples (Coulthard 2014) and racialized and migrant populations (Celikates 2022).

4.2 Diagnosing Crises

Diagnosing crises, and the social contradictions that give rise to them, is a hallmark of Hegelian-Marxist critical theory. Marx famously diagnosed capitalism as a crisis-ridden social system, and the early work of the first generation of the Frankfurt School was a response to the economic, social, and political crises of their time. Dialectic of Enlightenment (Horkheimer and Adorno 1947) can be understood as addressing the crisis of reason that was experienced with the rise of National Socialism, but the critique of instrumental reason was disconnected from more concrete crises and struggles. Habermas aimed to restore the link between critique and crisis beginning with his 1973 book Legitimation Crisis (Benhabib 1986, 252–3, Cordero 2017, Ch. 3). Writing in the context of state-managed capitalism, Habermas diagnosed the distinctively political contradictions and potential for political crises within a social system that aims to steer the economy and manage economic crises (a point influentially elaborated by Offe 1984).

In subsequent decades, crisis critique, along with the critique of capitalism, was largely abandoned by Frankfurt School theorists (for a notable exception see Postone 1993). Renewed theoretical interest has coincided with rising public concern about social, political, and economic systems currently in, or always seemingly on the brink of, crisis, all against the backdrop of the unfolding effects of the ongoing climate catastrophe.

Nancy Fraser was one of the first critical theorists to revive crisis critique and to do so as part of a comprehensive critique of capitalism that renews the link between analytical diagnosis and critique (Fraser 2011, 2014; see Wellmer 2014 for a critique of the Frankfurt School’s earlier neglect). What distinguishes Fraser’s approach is that it posits capitalism as the unifying causal link among seemingly distinct crises – in relation to care work, the environment, and political institutions – by viewing capitalism as an institutionalized social order in which the economic system “cannibalizes” the very conditions that make it possible within the spheres of social reproduction, the natural environment, and the political system (Fraser 2022). Fraser combines analysis of “objective” social conditions – contradictions and crises – with an orientation toward social movements by analyzing the “boundary struggles” that arise at the seams between the economic system and other domains, making the case for these struggles to unite around an anti-capitalist agenda.

In a similar way, Rahel Jaeggi has developed a crisis-oriented theory of immanent critique (2014, Ch. 6) that is not limited to diagnosing systemic dysfunction but includes the normative expectations and self-understandings of social agents (Jaeggi 2017a; see Fraser and Jaeggi 2018), but at a more abstract theoretical level than Fraser’s immanent analysis of capitalism as a social order. Like Fraser and Jaeggi, Albena Azmanova argues for renewed attention to the critique of capitalism but is skeptical about how helpful “crisis” talk is (2014) and maintains that radical social change is possible without crisis, revolution, or utopia through a united struggle against forms of precarity that are endemic to contemporary capitalism (2020). More generally, the turn to economic crisis dynamics has also led to a renewed interest in work – its general significance, pathologies, and emancipatory potential (Jaeggi 2017b, Dejours et al. 2018, Honneth 2023).

Turning specifically to the ecological crisis, Frankfurt School theorists have only recently begun taking seriously the task of rethinking their approach to critical theory in the current context of an ongoing ecological disaster on a global scale (for an early exception, see Vogel 1996). Some critical theorists argue that this situation calls for a new paradigm of “Critical Naturalism” (Gregoratto et al., 2022); others argue for a fundamental rethinking of Western conceptions of human freedom and a radical shift in conceptions of the ethically good life as a precondition for the kind of radical social change required by the current crisis (Cooke 2020, 2023). Fraser focuses on the role of capitalism in the climate catastrophe and the need for eco-politics to be anti-capitalist so that we can reassert control over, and begin to reinvent from the ground up, our relation to nature (Fraser 2021, 2022; see Bernstein 2022 for a recent approach to such rethinking).

In rethinking our conception of nature, given the lack of serious attention to theorizing about nature in the second and, until quite recently, third generation of the Frankfurt School, it is not surprising that many critical theorists have looked more to the first generation (see the collected essays in Biro 2011), with Adorno’s work viewed as a promising starting point for rethinking humans’ relation to nature (Cook 2011, Cassegård 2021, Ch. 3). Cook argues that the “project of showing that human history is always also natural history and that non-human nature is entwined with history… informs all Adorno’s work” and that there are important affinities between his work and proponents of radical ecology (Cook 2011, 1, 5–6). On the other hand, the view of nature as having a kind of otherness that is beyond and not fully graspable by humans – a view expressed at times by Adorno and Horkeimer as well as Marcuse – has been criticized in favor of a more Hegelian-Marxist approach that sees “nature” as a product of human activity (Vogel 1996, 2011). Others argue for reviving critical engagement with Marcuse’s work as a resource for addressing the ecological crisis, with its combination of a critique of science and technology (most radically, as a call for a “new science”) with the idea that social transformation must include a changed, aesthetic relation to nature (Feenberg 2023a, 2023b). At this point, it is clear that there must be more engagement between Frankfurt School theorists and the many “critical ecologies” being developed today, e.g., deep ecology, eco-feminism, eco-socialism, ecological Marxism, environmental justice, indigenous and decolonial ecologies, and new materialism (on the recent dialogue between Frankfurt School theorists and new materialism, see Rosa et al., 2021).

Finally, Frankfurt School theorists have turned their attention to political crises and the rise of right-wing populist, authoritarian, and neo-fascist movements, parties, and governments (Brown, Gordon, and Pensky 2018, Gordon 2017, Abromeit 2016). This crisis is particularly important because adequately addressing the economic and ecological crises of our time requires political solutions, which will be hindered by political systems that are themselves in crisis, thereby contributing to a regressive dynamic (Jaeggi 2022, Forst 2023).

From the perspective of critical theorists, there seem to be two aspects of the political crisis that are often missing from mainstream liberal accounts. The first pertains to the genesis and the causes of the crisis (Brown 2019, Gambetti 2020). Against accounts that see authoritarianism only in terms of a rupture with and as entirely foreign to liberal democracy, they argue that we need to examine the continuities and enabling conditions that allow authoritarian tendencies to arise from within liberal-democratic capitalist societies. Without analyzing the neoliberal restructuring of social relations and the ways in which populist and authoritarian movements exploit electoral strategies, fragmented public spheres, and liberal ideological frameworks such as “freedom of speech,” the critique of and resistance to them will necessarily remain truncated.

The second aspect pertains to the dynamic of authoritarianism and the political crisis it engenders. Beyond focusing on its political dimension (e.g. political aims and values), critical theorists have sought to analyze the socio-cultural, affective, and psycho-social dynamics of authoritarianism and its attractiveness to populations that seem to have little to gain from the election of populist leaders (Marasco 2018, Brown 2019, McAfee 2019, Redecker 2020, Zaretsky 2022). These approaches can draw on and are supported by Adorno’s analysis (1967a) of core features of authoritarian right-wing populism. First, it is not so much actual abandonment but a feared, anticipated, or imagined abandonment, along with a perceived loss of privileges that had come to seem natural, that are the driving force of the rise of a reactionary authoritarianism that then gets misdescribed as a revolt of the oppressed and exploited. Second, the proponents of authoritarianism, following an antisemitic and/or racist logic, personalize the blame for their fears and feelings of abandonment by projecting it onto groups they classify as alien, rather than attributing it to structural features of society.

In responding to all the crises discussed here – economic, ecological, and political – critical theorists must grapple with a number of challenges. Purely at the level of theory, there is the question of whether positing unity or convergence among crises is diagnostically accurate. At a practical level, it remains to be seen whether a unity thesis will be politically motivating and whether a convergence of social struggles is indeed on the horizon. The issue of practice also bears on the question of whether and to what extent the objective conditions of crisis and contradiction diagnosed by critical theorists actually affect people’s everyday lived experience and become motivating factors for political movements (see Section 2.5 ). Such questions about the relation between theory and practice have long been a focus of critical theorists and have recently gained attention in theorizing about a range of critical and political practices.

While overcoming the gap between theory and practice has been a central methodological and political concern for critical theorists, critics have pointed out the prominent turn away from practice to theory in the first generation – accused by Lukács of taking up residence in the “Grand Hotel Abyss” (Lukács 1963, 22) – and the continued marginalization of critical praxis in later generations (Harcourt 2020). There are multiple grounds for challenging this assessment. Frankfurt School theorists had arguments all along about how to assess and relate to radical movements, such as the student movement of 1968 (Adorno and Marcuse 1969, Freyenhagen 2014, Pickford 2023), and there has always been a strand that continuously engaged with struggles and movements, from Marcuse to Negt and Kluge and Fraser. Some critical theorists have focused on deliberative democracy, the public sphere, and civil society (Habermas 1962, 1992, 2021, Cohen and Arato 1992, Benhabib 2004, Lafont 2019) as core fora for critical practice, while others have argued for critical theory itself to be democratized and understood as a critical practice (Bohman 2003, Celikates 2009).

Still, many of these approaches have been criticized for prioritizing institutional achievements over struggles and critical practices, and reform over revolution. Given the challenges outlined above (4.2), it is not surprising that some recent work tries to reverse this tendency by exploring more radical responses to such crises. These attempts notably push beyond the dichotomy between reform and revolution – for example, by promoting non-reformist reforms that could “alter the terrain on which future struggles will be waged, thus expanding the set of feasible options for future reforms” (Fraser, in Fraser and Honneth 2003, 79) – and mine the rich history and present of radical struggles outside traditional forms of political organizing such as the party or reimagine the party in radical ways (Dean 2016).

The range of critical practices engaged with by critical theorists past and present is extensive (for an inventory, see Harcourt 2020, Ch. 15). Frankfurt School theorists of earlier generations covered various forms of resistance, from the “Great Refusal” of the 1960s (Marcuse) and the potential for resistance in independent thinking and critical analysis in the face of universal reification (Adorno) to civil disobedience as a sign of a dynamic public sphere and civil society (Habermas 1983b, Cohen and Arato 1992, Ch. 11). More recently, critical theorists within various traditions have analyzed forms of disobedience (direct, digital, migrant etc.) as political practices of contestation and struggles for democratization “from below” (Young 2001, Smith 2013, Scheuerman 2018, Celikates 2019b). Other practices of resistance that do not directly engage with state institutions or appeal to the broader public include forms of sabotage (Malm 2020), fleeing, withdrawal, or defection. These turn away from what are seen as state-oriented struggles for visibility, recognition, or representation (Virno 2004, Roberts 2015) and towards subaltern forms of sociality (Moten and Harney 2013) and counter-communities that prefigure fundamental alternatives for living together (Loick 2021). Emphasizing the revolutionary dimension of critical practices, theorists have drawn on the abolitionist tradition of struggles against slavery and colonialism, and its revitalization in movements like Black Lives Matter, to call for a fundamental critique of racial capitalism and its entanglement with the punitive state, and a correspondingly radical transformation of all social relations and institutions (Davis 2005, Gilmore 2022). Critical theorists have also explored political practices of assembling (Butler 2015), occupying, striking, and reorganizing processes of social reproduction (Gago 2019), linking these to the need to rethink revolution beyond the model of a single break or event and more as an interstitial process (Redecker 2018, Saar 2020).

Whether the new revolutionary subjects and struggles that emerge in these critical practices will indeed converge to fundamentally challenge the existing order, open up new pathways to emancipation, and develop emancipated – more just, democratic, and sustainable – modes of living together remains to be seen. Horkheimer’s quip still holds: “if the proof of the pudding is in the eating, the eating here is still in the future” (1937a [1972, 220–1]). Against this background, theoretical explorations of critical practices – in the multiplicity of their forms, terrains, and actors – can be seen as part of the ongoing attempt to bring theory and practice together with an emancipatory orientation in light of the crises and struggles of the age. This approach has characterized the Frankfurt School from its very beginnings and has been a driving force in its continual (self-)transformation, making it into one of the most influential paradigms in social philosophy today.

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  • –––, 1936 “Wiesengrund-Adorno an Benjamin, 18. März 1936”, in Theodor W. Adorno and Walter Benjamin, Briefwechsel 1928–1940 , Henri Lonitz (ed.), Frankfurt am Main, 1994, pp. 168–177; translated as March 18, 1936, “Wiesengrund-Adorno to Benjamin, March 18, 1936”, Theodor W. Adorno and Walter Benjamin , The Complete Correspondence 1928–1940 ,, Nicholas Walker (trans.), Henri Lonitz (ed.), Cambridge: Polity Press, 1999, pp. 127–133.
  • –––, 1938, “Über den Fetischcharakter in der Musik und die Regression des Hörens”, Zeitschrift für Sozialforschung , 7(3), 321–356; translated as “On the Fetish Character in Music and the Regression of Listening”, Susan L. Gillespie (trans.), in Theodor W. Adorno, Essays on Music , Richard Leppert (ed.), Berkeley: University of California Press, 2002, pp. 288–317.
  • –––, 1951a, “Kulturkritik und Gesellschaft”, in Karl Gustav Specht (ed.), Soziologische Forschung unserer Zeit , Köln and Opladen: Westdeutscher Verlag, 1951, pp. 228–240, republished in Theodor W. Adorno, Prismen: Kulturkritik und Gesellschaft , Frankfurt am Main: Suhrkamp, 1955, pp. 7–31; translated as “Cultural Criticism and Society”, in Theodor W. Adorno, Prisms , Samuel Weber and Shierry Weber (trans.), Cambridge, MA: MIT Press, 1981, pp. 17–34.
  • –––, 1951b, “Freudian Theory and the Pattern of Fascist Propaganda”, in Géza Roheim (ed.), Psychoanalysis and the Social Sciences Vol. 3 , New York: International Universities Press, 279–300. Reprinted in The Culture Industry: Selected Essays on Mass Culture , Jay Bernstein (ed.), New York: Routledge, 1991, pp. 132–157.
  • –––, 1951c, Minima Moralia: Reflexionen aus dem beschädigten Leben , Frankfurt am Main: Suhrkamp; translated as Minima Moralia: Reflections from Damaged Life , Edmund Jephcott (trans.), London: Verso, 2005.
  • –––, 1955, “Schuld und Abwehr”, in Friedrich Pollock (ed.), Gruppenexperiment: Ein Studienbericht , Frankfurt am Main: Europäische Verlagsanstalt, 278–428; translated as Guilt and Defense: On the Legacies of National Socialism in Postwar Germany , Jeffrey K. Olick and Andrew J. Perrin (eds./trans.), Cambridge, MA: Harvard University Press, 2010.
  • –––, 1957, “Soziologie und empirische Forschung”, in K . Ziegler (ed.), Wesen und Wirklichkeit des Menschen: Festschrift für Helmuth Plessner , Göttingen: Vandenhoeck & Ruprecht, pp. 245–260; translated as “Sociology and Empirical Research”, Glyn Adey and David Frisby (trans.), in Theodor W. Adorno et al. (eds.), The Positivist Dispute in German Sociology , London: Heinemann, 1976, pp. 68–86.
  • –––, 1963a [year this transcribed lecture course was given], Probleme der Moralphilosophie , Frankfurt am Main: Suhrkamp, 1996; translated as Problems of Moral Philosophy , Rodney Livingstone (trans.), Stanford, CA: Stanford University Press, 2000.
  • –––, 1963b, Drei Studien zu Hegel , Frankfurt am Main: Suhrkamp; translated as Hegel: Three Studies , Shierry Weber Nicholsen (trans.), Cambridge, MA: MIT Press, 1993.
  • –––, 1966a, Negative Dialektik , Frankfurt am Main: Suhrkamp; translated as Negative Dialectics , E. B. Ashton (trans.), New York: Seabury Press, 1973.
  • –––, 1966b, “Gesellschaft”, in Hermann Kunst and Siegfried Grundmann (eds.), Evangelisches Staatslexikon , Stuttgart: Kreuz Verlag, pp. 636–643; translated as “Society”, Fredric R. Jameson (trans.), Salmagundi , 10–11 (1969): 144–153.
  • –––, 1969a, “Zur Spezifikation der kritischen Theorie”, in Theodor W. Adorno Archiv (ed.), Adorno. Eine Bildmonographie , Frankfurt am Main: Suhrkamp, p. 292.
  • –––, 1969b, “Marginalien zu Theorie und Praxis”, Die Zeit , No. 33 (1969); translated as “Marginalia to Theory and Praxis”, Henry W. Pickford (trans.), in Critical Models: Interventions and Catchwords , New York: Columbia University Press, 2005, pp. 259–278.
  • –––, 1967a [year this transcribed lecture was given], Aspekte des neuen Rechtsradikalismus , Berlin: Suhrkamp, 1999; translated as Aspects of the New Right-Wing Extremism , Wieland Hoban (trans.), Cambridge: Polity, 2020.
  • –––, 1967b, “Résumé über Kulturindustrie”, in Theodor W. Adorno, Ohne Leitbild: Parva Aesthetica , Frankfurt am Main: Suhrkamp, pp. 60–70; translated as “The Culture Industry Reconsidered”, Anson G. Rabinbach (trans.), in Jay Bernstein, (ed.), The Culture Industry: Selected Essays on Mass Culture , New York: Routledge, 1991, pp. 98–106.
  • –––, 1970, Ästhetische Theorie , Frankfurt am Main: Suhrkamp; translated as Aesthetic Theory , Robert Hullot-Kentor (trans.), Minneapolis: University of Minnesota Press, 1977.
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  • –––, 1989, “Normative Begründung der ‘Kritischen Theorie’” durch Rekurs auf lebensweltliche Sittlichkeit? Ein transzendentalpragmatisch orientierter Versuch, mit Habermas gegen Habermas zu denken”, in Axel Honneth, Thomas McCarthy, Claus Offe, and Albrecht Wellmer (eds.), Zwischenbetrachtungen im Prozess der Aufklärung: Jürgen Habermas zum 60. Geburtstag , Frankfurt am Main: Suhrkamp, 15–65; translated as “Normatively Grounding ‘Critical Theory’ through Recourse to Lifeworld? A Transcendental-Pragmatic Attempt to Think With Habermas Against Habermas”, William Rehg (trans.), in Axel Honneth, Thomas McCarthy, Claus Offe, and Albrecht Wellmer (eds.), Philosophical Interventions Into the Unfinished Project of Enlightenment , Cambridge, MA: MIT Press, 1992, pp. 125–70.
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  • –––, 2020, Capitalism on Edge: How Fighting Precarity Can Achieve Radical Change Without Crisis or Utopia , New York: Columbia University Press.
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  • –––, 1992, Situating the Self: Gender, Community and Postmodernism in Contemporary Ethics , New York: Routledge.
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  • –––, 1936, “Das Kunstwerk im Zeitalter seiner technischen Reproduzierbarkeit”, originally published as “L’œuvre d’art à l’époque de sa réproduction mécanisée”, Pierre Klossowski (trans.), Zeitschrift für Sozialforschung , 5(1), 40–68, all textual variants can be found in Walter Benjamin, Das Kunstwerk im Zeitalter seiner technischen Reproduzierbarkeit (Walter Benjamin Werke und Nachlaß: Kritische Gesamtausgabe vol. 16), Burkhardt Lindner (ed.), Berlin: Suhrkamp, 2012, the essay was translated as “The Work of Art in the Age of its Technological Reproducibility”, Michael W. Jennings (trans.), Grey Room , 39 (2010): 11–37. doi:10.1162/grey.2010.1.39.11
  • –––, 1940, “Über den Begriff der Geschichte”, in Walter Benjamin, Gesammelte Schriften I , Rolf Tiedemann and Hermann Schweppenhäuser (eds.), Frankfurt am Main, 1974, pp. 691–706; translated as “On the Concept of History”, Harry Zohn (trans.) in Howard Eiland and Michael W. Jennings (eds.) Walter Benjamin: Selected Writings (Volume 4), Cambridge, MA: Harvard University Press, 2006, pp. 389–400.
  • –––, 1955, Schriften , 2 vols., Theodor W. Adorno and Gretel Adorno (eds.), Frankfurt am Main: Suhrkamp; translated in parts as Illuminations , Harry Zohn (trans.), Hannah Arendt (ed.), New York: Harcourt, Brace & World, 1968.
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  • –––, 2022, The Vicissitudes of Nature: From Spinoza to Freud , Malden, MA: Polity.
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  • –––, 2007, Democracy Across Borders: From Dêmos to Dêmoi, Cambridge, MA: MIT Press.
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  • –––, 2019, In the Ruins of Neoliberalism: The Rise of Antidemocratic Politics in the West , New York: Columbia University Press.
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  • –––, 2002, Solidarität: Von der Bürgerfreundschaft zur globalen Rechtsgenossenschaft , Frankfurt am Main: Suhrkamp; translated as Solidarity: From Civic Friendship to a Global Legal Community , Jeffrey Flynn (trans.), Cambridge, MA: MIT Press, 2005.
  • –––, 2014, Critical Theory of Legal Revolutions: Evolutionary Perspectives , New York: Bloomsbury.
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  • –––, 1989, The Dialectics of Seeing: Walter Benjamin and the Arcades Project , Cambridge, MA: MIT Press.
  • –––, 1992, “Aesthetics and Anaesthetics: Walter Benjamin’s Artwork Essay Reconsidered”, October , 62: 3–41. doi:10.2307/778700
  • –––, 2009, Hegel, Haiti, and Universal History , Pittsburgh: University of Pittsburgh Press.
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  • –––, 1997, The Psychic Life of Power: Theories in Subjection , Stanford, CA: Stanford University Press.
  • –––, 2012, Parting Ways: Jewishness and the Critique of Zionism , New York: Columbia University Press.
  • –––, 2015, Notes Toward a Performative Theory of Assembly , Cambridge, MA: Harvard University Press.
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  • –––, 2009, Kritik als soziale Praxis: Gesellschaftliche Selbstverständigung und kritische Theorie , Frankfurt am Main: Campus; translated as Critique as Social Practice: Critical Theory and Social Self-Understanding , Naomi van Steenbergen (trans.), London: Rowman & Littlefield, 2018.
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  • –––, 2022, “Remaking the Demos ‘from Below’? Critical Theory, Migrant Struggles, and Epistemic Resistance”, in Didier Fassin and Axel Honneth (eds.), Crisis Under Critique: How People Assess, Transform, and Respond to Critical Situations , New York: Columbia University Press, pp. 97–120.
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  • Fong, Benjamin Y., 2016, Death and Mastery: Psychoanalytic Drive Theory and the Subject of Late Capitalism , New York: Columbia University Press.
  • Forst, Rainer, 2007, Das Recht auf Rechtfertigung: Elemente einer konstruktivistischen Theorie der Gerechtigkeit , Berlin: Suhrkamp; translated as The Right to Justification: Elements of a Constructivist Theory of Justice , Jeffrey Flynn (trans.), New York: Columbia University Press, 2011.
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  • Foucault, Michel, 1973 [year this lecture was given], “La vérités et les formes juridiques”, Chimères , 10 (1990): 8–28; translated as “Truth and Juridical Forms”, in Michel Foucault, Power , ed. James D. Faubion, New York: New Press, 2000, pp. 31–45.
  • Fraser, Nancy, 1981, “Foucault on Modern Power: Empirical Insights and Normative Confusions”, PRAXIS International , 3: 272–287.
  • –––, 1985, “What’s Critical about Critical Theory? The Case of Habermas and Gender”, New German Critique , 35: 97–131. doi:10.2307/488202
  • –––, 1989, Unruly Practices: Power, Discourse, and Gender in Contemporary Social Theory , Minneapolis: University of Minnesota Press.
  • –––, 1990, “Rethinking the Public Sphere: A Contribution to the Critique of Actually Existing Democracy.” Social Text , 25/26: 56–80.
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  • –––, 2013, Fortunes of Feminism: From State-Managed Capitalism to Neoliberal Crisis , London: Verso.
  • –––, 2014, “Behind Marx’s Hidden Abode”, New Left Review , 86: 55–72.
  • –––, 2016, “Contradictions of Capital and Care”, New Left Review , 100: 99–117.
  • –––, 2021, “Climates of Capital”, New Left Review , 127: 94–127.
  • –––, 2022, Cannibal Capitalism: How Our System is Devouring Democracy, Care, and the Planet – And What We Can Do about It , New York: Verso.
  • Fraser, Nancy, et al., 2014, Transnationalizing the Public Sphere , Kate Nash (ed.), Cambridge: Polity.
  • Fraser, Nancy, and Axel Honneth, 2003, Redistribution or Recognition? A Philosophical-Political Exchange , New York: Verso.
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  • –––, 2018, “Critical Theory: Self-Reflexive Theorizing and Struggles for Emancipation”, in: Oxford Research Encyclopedia of Politics [ Freyenhagen 2018 available online ].
  • Fricker, Miranda, 2007, Epistemic Injustice , Oxford: Oxford University Press.
  • Fromm, Erich, 1936, “Studien über Autorität und Familie. Sozialpsychologischer Teil”, in Max Horkheimer (ed.), Schriften des Instituts für Sozialforschung, Vol. V: Studien über Autorität und Familie , Paris: Librairie Félix Alcan; translated as “Studies on Authority and the Family. Socio-psychological Dimensions”, Fromm Forum , 24 (2020): 8–58.
  • –––, 1961, Marx’s Concept of Man , New York: Continuum.
  • Gago, Verónica, 2019, La potencia feminista: O el deseo de cambiarlo todo , Buenos Aires: Tinta Limón; translated as Feminist International: How to Change Everything , Liz Mason-Deese (trans.), London: Verso, 2020.
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  • Habermas, Jürgen, 1962, Strukturwandel der Öffentlichkeit: Untersuchungen zu einer Kategorie der bürgerlichen Gesellschaft , Neuwied, Berlin: Luchterhand; translated as The Structural Transformation of the Public Sphere: An Inquiry Into a Category of Bourgeois Society , Thomas Burger and Frederick Lawrence (trans.), Cambridge, MA: MIT Press, 1989.
  • –––, 1963, Theorie und Praxis: Sozialphilosophische Studien , Neuwied am Rhein and Berlin: Luchterhand. New and extended edition Frankfurt am Main: Suhrkamp, 1971; translated as Theory and Practice , John Viertel (trans.), Boston: Beacon Press, 1973.
  • –––, 1968a, Technik und Wissenschaft als ‘Ideologie’ , Frankfurt am Main: Suhrkamp; translated as Chapters 4–6 of Toward a Rational Society: Student Protest, Science, and Politics , Jeremy J. Shapiro (trans.), Boston: Beacon Press, 1970.
  • –––, 1968b, Erkenntnis und Interesse , Frankfurt am Main: Suhrkamp; translated as Knowledge and Human Interests , Jeremy J. Shapiro (trans.), Boston: Beacon Press, 1971.
  • –––, 1973a, “Nachwort”, in Jürgen Habermas, Erkenntnis und Interesse, Mit einem neuen Nachwort , Frankfurt am Main: Suhrkamp, pp. 367–417; translated as “A Postscript to Knowledge and Human Interests ”, Christian Lenhardt (trans.), Philosophy of the Social Sciences , 3: 157–189.
  • –––, 1973b, Legitimationsprobleme im Spätkapitalismus , Frankfurt am Main: Suhrkamp; translated as Legitimation Crisis , Thomas McCarthy (trans.), Boston: Beacon Press, 1975.
  • –––, 1981, Theorie des kommunikativen Handelns , 2 vols., Frankfurt am Main: Suhrkamp; translated as The Theory of Communicative Action , 2 vols., Thomas A. McCarthy (trans.), Boston: Beacon Press, 1984.
  • –––, 1983a, Moralbewusstsein und kommunikatives Handeln , Frankfurt am Main: Suhrkamp, translated as Moral Consciousness and Communicative Action , Christian Lenhardt and Shierry Weber Nicholsen (trans.), Cambridge, MA: MIT Press, 1990.
  • –––, 1983b, “Ziviler Ungehorsam: Testfall für den demokratischen Rechtsstaat”, in Peter Glotz (ed.), Ziviler Ungehorsam im Rechtsstaat , Frankfurt am Main: Suhrkamp, pp. 29–53; translated as “Civil Disobedience: Litmus Test for the Democratic Constitutional State”, Berkeley Journal of Sociology , 30: 95–116.
  • –––, 1985, Der philosophische Diskurs der Moderne: Zwölf Vorlesungen , Frankfurt am Main: Suhrkamp; translated as The Philosophical Discourse of Modernity: Twelve Lectures , Frederick Lawrence (trans.), Cambridge, MA: MIT Press, 1987.
  • –––, 1991, Erläuterungen zur Diskursethik , Frankfurt am Main: Suhrkamp; translated as Justification and Application: Remarks on Discourse Ethics , Ciaran Cronin (trans.), Cambridge, MA: MIT Press, 1993.
  • –––, 1992, Faktizität und Geltung: Beiträge zur Diskurstheorie des Rechts und des demokratischen Rechtsstaats , Frankfurt am Main: Suhrkamp; translated as Between Facts and Norms: Contributions to a Discourse Theory of Law and Democracy , William Rehg (trans.), Cambridge, MA: MIT Press, 1996.
  • –––, 1995a, “Reconciliation Through the Public Use of Reason: Remarks on John Rawls’s Political Liberalism”, The Journal of Philosophy , 92(3): 109–131. doi:10.5840/jphil199592335
  • –––, 1995b, “Kants Idee des ewigen Friedens aus dem historischen Abstand von 200 Jahren”, Kritische Jusitiz , 3: 293–319; translated as “Kant’s Idea of Perpetual Peace, with the Benefit of Two Hundred Years’ Hindsight”, in James Bohman and Matthias Lutz-Bachmann (eds.), Perpetual Peace: Essays on Kant’s Cosmopolitan Ideal , Cambridge, MA: MIT Press, 1997, pp. 113–153.
  • –––, 1996, “Vernünftig versus Wahr oder die Moral der Weltbilder”, in Die Einbeziehung des Anderen: Studien zur politischen Theorie , Frankfurt am Main: Suhrkamp; translated as “‘Reasonable’ versus ‘True,’ or the Morality of Worldviews”, Ciaran Cronin (trans.), in The Inclusion of the Other: Studies in Political Theory , Ciaran Cronin and Pablo De Greiff (eds.), Cambridge, MA: MIT Press, 1998, pp. 75-105.
  • –––, 1998, Die postnationale Konstellation: politische Essays , Frankfurt am Main: Suhrkamp; translated as The Postnational Constellation: Political Essays , Max Pensky (ed./trans.), Cambridge, MA: MIT Press, 2001.
  • –––, 1999, Wahrheit und Rechtfertigung: philosophische Aufsätze , Frankfurt am Main: Suhrkamp; translated as Truth and Justification , Barbara Fultner (trans.), Cambridge, MA: MIT Press, 2003.
  • –––, 2005, Zwischen Naturalismus und Religion. Philosophische Aufsätze , Frankfurt am Main: Suhrkamp; translated as Between Naturalism and Religion , Ciaran Cronin (trans.), Malden, MA: Polity, 2008.
  • –––, 2006, “Political Communication in Media Society: Does Democracy Still Enjoy an Epistemic Dimension? The Impact of Normative Theory on Empirical Research”, Communication Theory , 16(4): 411–426. doi:10.1111/j.1468-2885.2006.00280.x
  • –––, 2019, Auch eine Geschichte der Philosophie , 2 vols., Berlin: Suhrkamp; part of volume 1 translated as Also a History of Philosophy, Volume 1: The Project of a Genealogy of Postmetaphysical Thinking , Ciaran Cronin (trans.), Cambridge: Polity, 2023.
  • –––, 2021, “Überlegungen und Hypothesen zu einem erneuten Strukturwandel der politischen Öffentlichkeit”, in: Martin Seeliger and Sebastian Sevignani (eds.), Ein neuer Strukturwandel der Öffentlichkeit? , Baden-Baden: Nomos Verlag, 470–500; translated as “Reflections and Hypotheses on a Further Structural Transformation of the Political Public Sphere”, Ciaran Cronin (trans.), Theory, Culture & Society , 39(4) (2022): 145–171. doi:10.1177/02632764221112341
  • Hall, Stuart, 2021, Selected Writings on Race and Difference , Durham, NC: Duke University Press.
  • Harcourt, Bernard E., 2020, Critique and Praxis , New York: Columbia University Press.
  • Haslanger, Sally, 2017a, “Culture and Critique”, Proceedings of the Aristotelian Society (Supplementary Volume), 91: 149–173. doi:10.1093/arisup/akx001
  • –––, 2017b, “Racism, Ideology, and Social Movements”, Res Philosophica , 94(1): 1–22. doi:10.11612/RESPHIL.1547
  • Heath, Joseph, 2014, “Rebooting Discourse Ethics”, Philosophy & Social Criticism , 40(9): 829–866. doi:10.1177/0191453714545340
  • Hedrick, Todd, 2010, Rawls and Habermas: Reason, Pluralism, and the Claims of Political Philosophy , Stanford, CA: Stanford University Press.
  • –––, 2019, Reconciliation and Reification: Freedom’s Semblance and Actuality from Hegel to Contemporary Critical Theory , Oxford: Oxford University Press.
  • Heberle, Renée (ed.), 2006, Feminist Interpretations of Theodor Adorno , University Park, PA: The Pennsylvania University Press.
  • Honneth, Axel, 1985, Kritik der Macht: Reflexionsstufen einer kritischen Gesellschaftstheorie , Frankfurt am Main: Suhrkamp; translated as Critique of Power: Reflective Stages in a Critical Social Theory , Kenneth Baynes (trans.), Cambridge, MA: MIT Press, 1991.
  • –––, 1992, Kampf um Anerkennung: Zur moralischen Grammatik sozialer Konflikte , Frankfurt am Main: Suhrkamp; translated as The Struggle for Recognition: The Moral Grammar of Social Conflicts , Joel Anderson (trans.), Cambridge: Polity, 1995.
  • –––, 1994, “Die soziale Dynamik von Mißachtung: Zur Ortsbestimmung einer kritischen Gesellschaftstheorie”, Leviathan , 22(1): 78–93; translated as “The Social Dynamics of Disrespect: On the Location of Critical Theory Today”, John Farrell (trans.), Constellations , 1(2): 255–69, reprinted in in Axel Honneth, Disrespect: The Normative Foundations of Critical Theory , Cambridge: Polity Press, 2007, pp. 63–79.
  • –––, 1998, “Über die Möglichkeit einer erschließenden Kritik. Die Dialektik der Aufklärung im Horizont gegenwärtiger Debatten über Sozialkritik”, Paradigmi. Rivista di critica filosofica , 16(48): 501–514; translated as “The Possibility of a Disclosing Critique of Society: The Dialectic of Enlightenment in Light of Current Debates in Social Criticism”, Constellations , 7(1) (2000): 116–127. doi:10.1111/1467-8675.00173
  • –––, 2000, Das Andere der Gerechtigkeit ; translated as Disrespect: The Normative Foundations of Critical Theory , Joseph Ganahl (trans.), Cambridge: Polity, 2007.
  • –––, 2001, Leiden an Unbestimmtheit: Eine Reaktualisierung der Hegelschen Rechtsphilosophie , Stuttgart: Reclam; translated as The Pathologies of Individual Freedom: Hegel’s Social Theory , Ladislaus Löb (trans.), Princeton: Princeton University Press, 2010.
  • –––, 2003, “Redistribution as Recognition”, in N. Fraser and A. Honneth (eds.), Redistribution or Recognition? A Political-Philosophical Exchange , London: Verso, pp. 110–197.
  • –––, 2004, “Eine soziale Pathologie der Vernunft. Zur intellektuellen Erbschaft der Kritischen Theorie”, in Christoph Halbig and Michael Quante (eds.), Axel Honneth: Sozialphilosophie zwischen Kritik und Anerkennung , Münster: LIT-Verlag, pp. 9-32; translated as “A Social Pathology of Reason: On the Intellectual Legacy of Critical Theory”, in A. Honneth , Pathologies of Reason: On the Legacy of Critical Theory , New York: Columbia University Press, 2009, pp. 19-42.
  • –––, 2005, Verdinglichung: Eine anerkennungstheoretische Studie , Frankfurt am Main: Suhrkamp; translated as Reification , Martin Jay (ed.), New York: Oxford University Press, 2008.
  • –––, 2010, Das Ich im Wir: Studien zur Anerkennungstheorie , Berlin: Suhrkamp; translated as The I in We: Studies in the Theory of Recognition , Joseph Ganahl (trans.), Cambridge: Polity, 2012.
  • –––, 2011, Das Recht der Freiheit: Grundriß einer demokratischen Sittlichkeit , Berlin: Suhrkamp; translated as Freedom’s Right: The Social Foundations of Democratic Life , Joseph Ganahl (trans.), New York: Columbia University Press, 2014.
  • –––, 2017, “Is There an Emancipatory Interest? An Attempt to Answer Critical Theory’s Most Fundamental Question”, European Journal of Philosophy , 25: 908–920. doi:10.1111/ejop.12321
  • –––, 2022, “‘Labour’, A Brief History of a Modern Concept”, Philosophy , 97(2), 149–167. doi:10.1017/S003181912100036X
  • –––, 2023, Der arbeitende Souverän , Berlin: Suhrkamp; translation, The Working Sovereign , Cambridge: Polity, forthcoming.
  • Honneth, Axel, and Hans Joas (eds.), 1986, Kommunikatives Handeln: Beiträge zu Jürgen Habermas ‘Theorie des Kommunikativen Handelns , Frankfurt am Main: Suhrkamp; translated as Communicative Action: Essays on Jürgen Habermas’s The Theory of Communicative Action, Jeremy Gaines and Doris L. Jones (trans.), Cambridge, MA: MIT Press, 1991.
  • Horkheimer, Max, 1931, “Die gegenwärtige Lage der Sozialphilosophie und die Aufgaben eines Instituts für Sozialforschung”, Frankfurter Universitätsreden , XXXVII: 3–16; translated as “The Present Situation of Social Philosophy and the Tasks of an Institute for Social Research”, John Torpey (trans.), in Max Horkheimer, Between Philosophy and Social Science: Selected Early Writings , Cambridge, MA: MIT Press, 1993, pp. 1–14. Retranslated as “The State of Contemporary Social Philosophy and the Tasks of an Institute for Social Research”, Journal for Cultural Research , Peter Wagner (trans.), 22(2) (2018): 113–121. doi:10.1080/14797585.2018.1461354
  • –––, 1933, “Materialismus und Moral”, Zeitschrift für Sozialforschung , 2(2): 162–197; translated as “Materialism and Morality”, G. Frederick Hunter (trans.), in Max Horkheimer, Between Philosophy and Social Science: Selected Early Writings , Cambridge: MIT Press, 1993, pp. 15–47.
  • –––, 1936a, “Egoismus und Freiheitsbewegung: Zur Anthropologie des bürgerlichen Zeitalters”, Zeitschrift für Sozialforschung , 5(2): 161–234; translated as “Egoism and Freedom Movements: On the Anthropology of the Bourgeois Era”, G. Frederick Hunter (trans.), in Max Horkheimer, Between Philosophy and Social Science: Selected Early Writings , Cambridge: MIT Press, 1993, pp. 49–110.
  • ––– (ed.), 1936b, Studien über Autorität und Familie: Forschungsberichte aus dem Institut für Sozialforschung , Paris: Librairie Félix Alcan.
  • –––, 1937a, “Traditionelle und kritische Theorie”, Zeitschrift für Sozialforschung , 6(2): 245–294; translated as “Traditional and Critical Theory”, Matthew J. O’Connell (trans.), in Max Horkheimer, Critical Theory: Selected Essays , New York: Continuum, 1972, pp. 188–243.
  • –––, 1937b, “Nachtrag”, Zeitschrift für Sozialforschung , 6(3): 625–631; translated as “Postscript”, Matthew J. O’Connell (trans.), in Max Horkheimer, Critical Theory: Selected Essays , New York: Continuum, 1972, pp. 244–252.
  • –––, 1941, “Art and Mass Culture”, Zeitschrift für Sozialforschung , 9(2), 290–304, republished in Max Horkheimer, Critical Theory: Selected Essays , New York: Continuum, 1972, pp. 273–290.
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  • Hoy, David Couzens and Thomas McCarthy, 1994, Critical Theory , Oxford: Blackwell.
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  • Ingram, James, 2013, Radical Cosmopolitics: The Ethics and Politics of Democratic Universalism , New York: Columbia University Press.
  • –––, 2019, “Critical Theory and Postcolonialism”, in Gordon, Peter, Espen Hammer, and Axel Honneth (eds.), The Routledge Companion to the Frankfurt School , London: Routledge, pp. 500–513.
  • Jaeggi, Rahel, 2005, Entfremdung: Zur Aktualität eines sozialphilosophischen Problems , Campus; translated as Alienation , Frederick Neuhouser and Alan E. Smith (trans.), New York: Columbia University Press, 2014.
  • –––, 2008, “Re-Thinking Ideology”, in Christopher Zurn, Boujdewijn de Bruijn (eds.), New Waves in Political Philosophy , Basingstoke: Palgrave Macmillan, 2008.
  • –––, 2014, Kritik von Lebensformen , Berlin.: Suhrkamp; translated as Critique of Forms of Life , Ciaran Cronin (trans.), Cambridge, MA: Harvard University Press, 2018.
  • –––, 2017a, “Crisis, Contradiction, and the Task of a Critical Theory”, in Banu Bargu und Chiara Bottici (eds.), Feminism, Capitalism, and Critique. Essays in Honor of Nancy Fraser , Basingstoke: Palgrave Macmillan, pp. 209–224.
  • –––, 2017b, “Pathologies of Work”, Women’s Studies Quarterly , 45(3/4): 59–76. doi:10.1353/wsq.2017.0044
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  • –––, 1984, Marxism and Totality , Cambridge: Polity.
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  • –––, 2013, Totalitäre Propaganda , Bernd Stiegler (ed.), Berlin: Suhrkamp. Selections are translated as part of “Studies of Totalitarianism, Propaganda, and the Masses (1936–1940)” in Siegfried Kracauer, Selected Writings on Media, Propaganda, and Political Communication , Jaeho Kang, Graeme Gilloch, and John Abromeit (eds.), New York: Columbia University Press, 2022.
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  • –––, 2021, Beyond the Public Sphere: Film and the Feminist Imaginary , Evanston, IL: Northwestern University Press.
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  • Loick, Daniel, 2012, Kritik der Souveränität , Frankfurt: Campus; translated as A Critique of Sovereignty , Amanda DeMarco (trans.) London: Rowman & Littlefield, 2018.
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  • –––, 1963, “Vorwort” to Die Theorie des Romans , Berlin: Luchterhand; translated as The Theory of the Novel , Anna Bostock (trans.), Cambridge, MA: MIT Press, 1974.
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  • –––, 2018, “There’s a Fascist in the Family: Critical Theory and Antiauthoritarianism”, South Atlantic Quarterly , 117(4): 791–813. doi:10.1215/00382876-7165871
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  • –––, 1844, “Zur Kritik der Hegelschen Rechtsphilosophie: Einleitung”, in Karl Marx: Werke, Artikel, Entwürfe: März 1843 – August 1944 (Karl Marx/Friedrich Engels Gesamtausgabe, vol. I.2), Berlin: Dietz, 1975, pp. 170–184; translated as “Contribution to the Critique of Hegel’s Philosophy of Law”, Martin Milligan and Barbara Ruhemann (trans.), in Karl Marx March 1843 – August 1944 (Karl Marx/Friedrich Engels Collected Works, vol. 3), London: Lawrence and Wishart, 1975, pp. 3–127.
  • –––, 1846, Die deutsche Ideologie: Manuskripte und Drucke (Karl Marx/Friedrich Engels Gesamtausgabe, vol. I.5), Berlin: De Gruyter/Akademie, 2017; translated as The German Ideology (Karl Marx/Friedrich Engels Collected Works, vol. 5), Clemens Dutt, W. Lough, and C. P. Magill (trans.), London: Lawrence and Wishart, 1976.
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  • –––, 2015, Kritik der Rechte , Berlin: Suhrkamp; translated as Critique of Rights , Christopher Turner (trans.), Cambridge: Polity, 2020.
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  • –––, 2003, From Class to Race: Essays in White Marxism and Black Radicalism , New York: Rowman & Littlefield.
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  • Pickford, Henry, 2023, “Adorno and the Categories of Resistance”, Constellations . doi:10.1111/1467-8675.12652
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  • Postone, Moishe, 1980, “Anti-Semitism and National Socialism: Notes on the German Reaction to ‘Holocaust’ ”, New German Critique , 19: 97–115. doi:10.2307/487974
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  • –––, 2020, “Ownership’s Shadow: Neoauthoritarianism as Defense of Phantom Possession”, Critical Times , 3(1): 33–67. doi:10.1215/26410478-8189849
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  • Vogel, Steven, 1996, Against Nature: The Concept of Nature in Critical Theory , New York: SUNY Press.
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Adorno, Theodor W. | alienation | Benjamin, Walter | colonialism | critical philosophy of race | disability: critical disability theory | feminist philosophy, interventions: epistemology and philosophy of science | feminist philosophy, topics: perspectives on power | Foucault, Michel | Habermas, Jürgen | Horkheimer, Max | Lukács, Georg [György] | Marcuse, Herbert | postmodernism | recognition

Acknowledgments

The authors would like to thank Amy Allen, Axel Honneth, Noëlle McAfee, and Martin Saar for their very helpful comments on earlier drafts and Christian Meyer for judicious editorial assistance.

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    Biography Definition. A biography (BYE-og-ruh-fee) is a written account of one person's life authored by another person. A biography includes all pertinent details from the subject's life, typically arranged in a chronological order. ... Critical biographies discuss the relationship between the subject's life and the work they produced or ...

  7. Biography in literature

    Samuel Johnson's Lives of the Poets (1779-81) was possibly the first thorough-going exercise in biographical criticism.. Biographical criticism is a form of literary criticism which analyzes a writer's biography to show the relationship between the author's life and their works of literature. Biographical criticism is often associated with historical-biographical criticism, a critical method ...

  8. The Uses of Biography in Criticism

    Biography, either when the facts the wiser, always more pertinent way are to sparse and chiefly conjectural, as with. begin, is not with the "uses" but Shakespeare the or Donne or Spenser, or. "abuses" of biography in criticism. Every when they exist in great quantities as critic of experience knows, too well, with the most nineteenth and ...

  9. What is Biography?

    What is Biography? I was a teaching fellow for this history seminar led by Jill Lepore. Here is the course description: "Biographers write histories of lives. Their storytelling is often novelistic but their standards of evidence are those of the historian. They confront distinctive questions: What lives are worth writing?

  10. Maurice Blanchot: A Critical Biography

    Maurice Blanchot: A Critical Biography, the only full-length account of Blanchot's itinerary, therefore attempts to carry out an impossible bio-graphy. It does so by drawing on unpublished letters and on interviews with the writer's very close friends. Beyond this, it is a theoretical work that follows the genealogy of a thinking that is at ...

  11. Biographical criticism

    Biographical criticism is a form of literary criticism which analyzes a writer's biography to show the relationship between the author's life and their works of literature. [2] Biographical criticism is often associated with historical-biographical criticism, [3] a critical method that "sees a literary work chiefly, if not exclusively, as a ...

  12. What Is Biographical Criticism?

    Ascribing authorial intent where it does not exist is sometimes referred to in later forms of literary criticism as the " intentional fallacy. 3. Literature has universal meaning. Focusing on the author's history or biography detracts from the idea that a text can mean something to anyone from any time or place.

  13. Charlotte Smith: A Critical Biography

    About this book. 'Sold, a legal prostitute' when married off at the age of fifteen, Charlotte Smith left her wastrel husband to support herself and their children as a poet and novelist who would have a lasting influence on William Wordsworth and Jane Austen. Combative and witty she became a radical, controversial and very popular author: at a ...

  14. (DOC) Writing a Critical Biography

    This study discusses whether biography can function as a source and a methodology in humanities research. By taking biography as a source, humanities researchers can use a collection of biographical facts as research material or writing resource. Meanwhile, by taking biography as a methodology, they can apply a scientific approach to biography ...

  15. Life Writing

    Summary. Since 1990, "life writing" has become a frequently used covering term for the familiar genres of biography, autobiography, memoir, diaries, letters, and many other forms of life narrative. Initially adopted as a critical intervention informed by post-structuralist, postmodernist, postcolonial, and especially feminist theory of the ...

  16. Biography

    A biography, or simply bio, is a detailed description of a person's life. It involves more than just basic facts like education, work, relationships, and death; it portrays a person's experience of these life events. ... Critical issues. There are many largely unacknowledged pitfalls to writing good biographies, and these largely concern the ...

  17. A Critical Biography of Xiao Jiefu

    45. 9 [Editor's note: The term qimeng fansi is ambiguous, comprising the meaning that enlightenment manifests in critical reflection, as well as enlightenment becomes the subject of reflection in discussions of modernity today.] 10 Xiao Jiefu, "Reflections on Culture: Answering Questions of a Guest" (Wenhua fansi da kewen ...

  18. CRITICAL AUTOBIOGRAPHY

    prefix auto-, meaning of the self, and biography . Recently this type of writing has come to represent one of the ways individuals can tell their personal or professional stories (Harris, 2005). In the context of the teaching profession, critical autobiography is in ef fect a form of self-narrative research

  19. Biographical Criticism in Literature

    Reductionism: Biographical criticism in literature often reduces complex literary works to the author's personal life experiences and beliefs, overlooking the richness and depth of the text itself. Subjectivity: Interpretations based on an author's biography can be highly subjective, leading to varying and sometimes contradictory analyses ...

  20. Critical bibliography

    In bibliography: Critical bibliography. Critical, or analytical, bibliography began early in the 20th century when scholars developed techniques to study the physical features of books. They were first successful at dating, identifying, and authenticating the earliest printed books, known as incunabula, which date from the second half….

  21. Chaucer -- Life

    D. Pearsall, The life of Geoffrey Chaucer: a critical biography Blackwell 92 Marta Harley ChauR 28 93 Cecilia Chaumpaigne and A. Perrers D. Pearsall MAE 64 95 Chaucer's Tomb: The Politics of reburial ... H. A. Kelly SAC 20 98 Meaning of raptus in Ch's time William A. Quinn ChYb 5 98 The rapes of Chaucer C. Collette ChauR 33 98-9 Joan of Kent ...

  22. Critical Theory (Frankfurt School)

    4. Critical Theories Today. Marx defined critical theory as the "self-clarification of the struggles and wishes of the age" (Marx 1843). The vitality of this approach to critical theory depends on continually taking up this task in new social contexts, as the first generation of the Frankfurt School did.

  23. Sun Yat-Sen, His Life and Its Meaning: A Critical Biography

    The author draws on a range of primary and secondary sources to provide a nuanced and detailed portrait of Sun and his impact on Chinese history.Overall, Sun Yat-Sen, His Life And Its Meaning: A Critical Biography is a comprehensive and insightful account of one of China's most important historical figures, offering readers a deeper ...