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Isaiah Berlin’s Two Concepts of Liberty: Negative and Positive Liberty

Isaiah Berlin popularized the notion of negative and positive liberty. But what is the difference between these two kinds of liberty, and is one better than the other?

isaiah berlin two concepts of liberty

Written against the background of the Cold War, Isaiah Berlin’s Two Concepts of Liberty introduces a canonical piece of twentieth-century political philosophy. In this essay, Berlin explains the distinction between positive and negative liberty. What are the differences between these two conceptions of liberty? And how does Berlin argue that positive liberty has the potential to turn to tyranny?

Why Did Isaiah Berlin Write Two Concepts of Liberty ?  

isaiah berlin

Isaiah Berlin, a 20th-century political philosopher and historian, wrote Two Concepts of Liberty as a plea for philosophers to get out of their proverbial armchairs, step out of the study, and engage with the messy world of politics. Given the power of ethical and political visions, philosophers need to overcome their natural fear of facts, and the difficult matter of figuring out what the facts are. This is because of the crucial role Isaiah Berlin assigns to philosophers: ensuring that political and moral doctrines do not come to be held fanatically (Berlin, 2002, p. 167).

Berlin originally delivered the essay as his inaugural lecture at the University of Oxford in 1958. The big political trouble at the time was the Cold War and, in particular, the extent to which the government can coerce its subjects to ensure obedience. In Berlin’s words:

“Why should I (or anyone) obey anyone else? Why not live as I like? Must I obey? If I disobey, may I be coerced?, By whom, and to what degree, and in the name of what, and for the sake of what?” (Berlin, 2002, p. 168)

Inevitably, the answer to any of these questions is going to involve the concept of freedom . Freedom, like happiness or justice, is universally praised. No one is openly against freedom. That, however, doesn’t mean everyone agrees on the answers to questions about permissible coercion. The reason is that, like justice, the concept of freedom can be given many meanings.

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Berlin sees the disagreement between the communist and capitalist worlds as a disagreement about the meaning of freedom. In Two Concepts of Liberty , Berlin distinguishes between two notions of freedom: negative freedom and positive freedom.

What is Negative Freedom?

torch liberty

The concept of negative freedom is the concept involved in the answer to the following question:

“What is the area within which the subject—a person or group of persons—is or should be left to do or be what he is able to do or be, without interference from other persons?” (Berlin, 2002, p. 169)

In other words, negative freedom is enhanced when there are barriers to the imposition of one person’s will on another. Freedom, in this sense, “is measured by the strength of these barriers, and the number and importance of the paths which they keep open for their members” (Berlin, 2002, p. 211). In short: Negative freedom is freedom from .

isaiah berlin birthplace riga latvia

This invites the question, freedom from what ? From all constraints? Or only from some? Negative freedom is, at base, about oppression and coercion by other humans. Only constraints that stem from the actions of others matter for freedom. I am not rendered unfree, on this view, by being unable to understand Heidegger , or fly, or time-travel, or escape death. Negative freedom, as Berlin uses the term, applies only to situations in which my wishes are frustrated “by other human beings, directly or indirectly, with or without the intention of doing so” (Berlin, 2002, p. 170).

According to those who defend a negative conception of freedom, the wider the scope of activities in which we can do as we please, the freer we are. Of course, we can’t all have unlimited negative freedom, as that would give us the power to interfere with other people. The freedom of all needs to be limited to ensure the freedom of all. If we care about negative freedom, the goal is to ensure an equal, substantial amount of freedom. Liberals may disagree about precisely where the limits of freedom lie, but they all place importance on ensuring that “some portion of human existence must remain independent of the sphere of social control” (Berlin, 2002, p. 173).

What is Positive Freedom?

delacroix-liberty-guiding-the-people

The notion of positive freedom, on the other hand, is that involved in the answer to the question: “What, or who, is the source of control or interference that can determine someone to do, or be, this rather than that?” (Berlin, 2002, p. 173). This definition, unfortunately, is rather obscure, and an explanation is in order. Individuals have positive liberty, on Berlin’s account, “provided the answer to ‘Who shall govern me?’ is somebody or something which I can represent as my own” (Berlin, 2002, p. 206).

Many conceptions of positive liberty do this by identifying a ‘true’ or ‘inner’ self. Freedom, on this view, is achieved by following the dictates of rationality. This self is contrasted with “irrational impulse, uncontrolled desires, my ‘lower’ nature, the pursuit of immediate pleasures” (Berlin, 2002, p. 179). In order to achieve positive freedom, this self needs to be disciplined and trained to achieve the goals of our true, inner, more rational self. In short: positive freedom is freedom to .

isaiah berlin portrait

The main problem with positive accounts of liberty, in Berlin’s view, is that they licence oppression and totalitarian politics . It does so by extending this analogy between a ‘true’ inner self governed by reason and our ‘natural’ selves. In the same way that being free, in a positive sense, requires suppressing one’s irrational, base, instincts, the social aspect of positive freedom is achieved when “the higher elements in society—the better educated, the more rational, those who ‘possess the highest insight of their time and people’—may exercise compulsion to rationalise the irrational section of society” (Berlin, 2002, p. 196).

This belief, Berlin argues, is what motivates and justifies the coercion required to instigate a revolution to pursue some form of ultimate goal, such as a classless society as envisioned by Karl Marx. If the ultimate goal is truly valuable, coercion is not incompatible with liberty. Instead, it allows us to achieve our true freedom through collective self-determination (Honderich, 1995, p. 486)

Which Conception of Liberty Should We Prefer?

two concepts of liberty

Although at times Berlin’s prose makes it difficult to see, Berlin argues that, ultimately, we ought to prefer a negative conception of freedom. The reason is that negative freedom allows individuals to autonomously determine what values they ought to follow, and how they should pursue their lives.

Positive freedom, as we have seen, licences coercion of people in the name of satisfying their ‘true’ or ‘rational’ selves. It is animated by a belief that all good things in life are, in principle, compatible. In other words, it is based on a denial of value pluralism. Berlin believes the idea that there is a possible state in which all human values are fulfilled is a metaphysical chimera. Contrary to what utilitarians and other value monists believe, there is no universal scale against which all values can be graded, and the result maximised. Instead, our values are in irresolvable conflict. Choosing to pursue one (more equality, or more justice) will inevitably involve trade-offs with other values (e.g. freedom) (Honderich, 1995, p. 92)

It is precisely because our values sometimes come into conflict that we value freedom to choose, for if we had an assurance that “in some perfect state, realisable by men on earth, no ends pursued by them would ever be in conflict, the necessity and agony of choice would disappear, and with it the central importance of the freedom to choose” (Berlin, 2002, p. 214). In other words, we need to protect negative freedom because there are no utopias in which an ultimate end is applicable to everybody.

Having to choose between values is an inescapable part of the human condition . Unlike positive conceptions of freedom, negative freedom respects this aspect of the human condition because it does not aim to force us to suppress this inescapable aspect of our lives in service of a potentially erroneous overarching goal.

References: 

Berlin, Isaiah. (2002) ‘Two Concepts of Liberty’ in Hardy, Henry (Ed) Liberty. Oxford, Oxford University Press. pp. 166-217

Honderich, Ted. (Ed) (1995) The Oxford Companion to Philosophy. Oxford, Oxford University Press.

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By Joseph T F Roberts PhD Political Philosophy I am currently a Post-Doctoral Research Fellow in Law and Philosophy at the University of Birmingham. Prior to this, I completed my Ph.D. in Political Theory at the University of Manchester, where I wrote a thesis on the moral permissibility of Body Modification Practices and, specifically, whether or not we have the right to pursue them without being interfered with by others. My current research focuses on the limits of consent, embodiment, and the regulation of recreational drugs.

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Tools for thinking: Isaiah Berlin’s two concepts of freedom

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essay on positive freedom

‘Freedom’ is a powerful word. We all respond positively to it, and under its banner revolutions have been started, wars have been fought, and political campaigns are continually being waged. But what exactly do we mean by ‘freedom’? The fact that politicians of all parties claim to believe in freedom suggests that people don’t always have the same thing in mind when they talk about it. Might there be different kinds of freedom and, if so, could the different kinds conflict with each other? Could the promotion of one kind of freedom limit another kind? Could people even be coerced in the name of freedom?

The 20th-century political philosopher Isaiah Berlin (1909-97) thought that the answer to both these questions was ‘Yes’, and in his essay ‘Two Concepts of Liberty’ (1958) he distinguished two kinds of freedom (or liberty; Berlin used the words interchangeably), which he called negative freedom and positive freedom .

Negative freedom is freedom from interference. You are negatively free to the extent that other people do not restrict what you can do. If other people prevent you from doing something, either directly by what they do, or indirectly by supporting social and economic arrangements that disadvantage you, then to that extent they restrict your negative freedom. Berlin stresses that it is only restrictions imposed by other people that count as limitations of one’s freedom. Restrictions due to natural causes do not count. The fact that I cannot levitate is a physical limitation but not a limitation of my freedom.

Virtually everyone agrees that we must accept some restrictions on our negative freedom if we are to avoid chaos. All states require their citizens to follow laws and regulations designed to help them live together and make society function smoothly. We accept these restrictions on our freedom as a trade-off for other benefits, such as peace, security and prosperity. At the same time, most of us would insist that there are some areas of life that should not be regulated, and where individuals should have considerable, if not complete, freedom. A major debate in political philosophy concerns the boundaries of this area of personal negative freedom. For example, should the state place restrictions on what we may say or read, or on what sexual activities we may engage in?

Whereas negative freedom is freedom from control by others, positive freedom is freedom to control oneself. To be positively free is to be one’s own master, acting rationally and choosing responsibly in line with one’s interests. This might seem to be simply the counterpart of negative freedom; I control myself to the extent that no one else controls me. However, a gap can open between positive and negative freedom, since a person might be lacking in self-control even when he is not restrained by others. Think, for example, of a drug addict who cannot kick the habit that is killing him. He is not positively free (that is, acting rationally in his own best interests) even though his negative freedom is not being limited (no one is forcing him to take the drug).

In such cases, Berlin notes, it is natural to talk of something like two selves: a lower self, which is irrational and impulsive, and a higher self, which is rational and far-sighted. And the suggestion is that a person is positively free only if his higher self is dominant. If this is right, then we might be able to make a person more free by coercing him. If we prevent the addict from taking the drug, we might help his higher self to gain control. By limiting his negative freedom, we would increase his positive freedom. It is easy to see how this view could be abused to justify interventions that are misguided or malign.

B erlin argued that the gap between positive and negative freedom, and the risk of abuse, increases further if we identify the higher, or ‘real’, self, with a social group (‘a tribe, a race, a church, a state’). For we might then conclude that individuals are free only when the group suppresses individual desires (which stem from lower, nonsocial selves) and imposes its will upon them. What particularly worried Berlin about this move was that it justifies the coercion of individuals, not merely as a means of securing social benefits, such as security and cooperation, but as a way of freeing the individuals themselves. The coercion is not seen as coercion at all, but as liberation, and protests against it can be dismissed as expressions of the lower self, like the addict’s craving for his fix. Berlin called this a ‘monstrous impersonation’, which allows those in power ‘to ignore the actual wishes of men or societies, to bully, oppress, torture them in the name, and on behalf, of their “real” selves’. (The reader might be reminded of George Orwell’s novel Nineteen Eighty-Four (1949), which shows how a Stalinist political party imposes its conception of truth on an individual, ‘freeing’ him to love the Party leader.)

Berlin was thinking of how ideas of freedom had been abused by the totalitarian regimes of Nazi Germany and Stalinist Russia, and he was right to highlight the dangers of this kind of thinking. But it does not follow that it is always wrong to promote positive freedom. (Berlin does not claim that it is, and he notes that the notion of negative freedom can be abused in a similar way.) Some people might need help to understand their best interests and achieve their full potential, and we could believe that the state has a responsibility to help them do so. Indeed, this is the main rationale for compulsory education. We require children to attend school (severely limiting their negative freedom) because we believe it is in their own best interests. To leave children free to do whatever they like would, arguably, amount to neglect or abuse. In the case of adults, too, it is arguable that the state has a responsibility to help its citizens live rich and fulfilling lives, through cultural, educational and health programmes. (The need for such help might be especially pressing in freemarket societies, where advertisers continually tempt us to indulge our ‘lower’ appetites.) It might be, too, that some people find meaning and purpose through identification with a wider social or political movement, such as feminism, and that in helping them to do so we are helping to liberate them.

Of course, this raises many further questions. Does our current education system really work in children’s best interests, or does it just mould them into a form that is socially and economically useful? Who decides what counts as a rich and fulfilling life? What means can the state legitimately use to help people live well? Is coercion ever acceptable? These are questions about what kind of society we want to live in, and they have no easy answers. But in giving us the distinction between negative and positive freedom, Berlin has given us a powerful tool for thinking about them.

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Essay on Freedom

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Positive Freedom as Exercise of Rational Ability: A Kantian Defense of Positive Liberty

  • Published: 09 November 2013
  • Volume 48 , pages 1–16, ( 2014 )

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Isaiah Berlin, “Two Concepts of Liberty,” in Four Essays on Liberty (New York: Oxford University Press, 1970), p. 122.

Ibid., p. 131.

Gerald C. MacCallum Jr., “Negative and Positive Freedom,” in Liberty , ed. David Miller (Oxford: Oxford University Press, 1991), pp. 100–122.

Ibid., pp. 100–122.

Eric Nelson, “Liberty: One Concept Too Many?”, Political Theory , Vol. 33, No. 1 (Feb., 2005), p. 66.

Charles Taylor, “What’s Wrong with Negative Liberty?”, reprinted in Contemporary Political Philosophy: An Anthology 2 nd edition, ed. Robert E. Goodin and Philip Pettit (Oxford: Blackwell Publishing, 2006), p. 388.

Ibid., p. 388.

Nelson, op. cit., p. 63.

Ibid., p. 64.

Ibid., p. 65.

Ibid., p. 70.

“Four Essays on Liberty”, p. xli.

This and all subsequent quotations from Kant’s Groundwork of the Metaphysics of Morals (hereafter “ Groundwork ”) are from Mary Gregor’s translation in Immanuel Kant: Practical Philosophy (Cambridge: Cambridge University Press, 1996). The page numbers refer to the Prussian Academy edition numbering.

Groundwork 398.

Richard Henson, “What Kant Might Have Said: Moral Worth and the Overdetermination of Dutiful Action,” The Philosophical Review , 88 (1979), p. 45.

Critique of Practical Reason 93. This and all subsequent quotations from Kant’s Critique of Practical Reason are from Mary Gregor’s translation in Immanuel Kant: Practical Philosophy . The page numbers refer to the Prussian Academy edition numbering.

Barbara Herman, “On the Value of Acting from the Motive of Duty,” The Philosophical Review , Vol. 90, No. 3 (Jul., 1981), p. 365.

Ibid., p. 372.

For more details, see Ibid., pp. 374–375.

Paul Guyer, Kant on Freedom, Law and Happiness (Cambridge: Cambridge University Press, 2000), p. 293.

Holly Smith, “Varieties of Moral Worth and Moral Credit,” Ethics 101 (1991), pp. 290–291.

G. F. Schueler, Desire (Cambridge: The MIT Press, 1995), p. 10.

David Hume, A Treatise of Human Nature , L. A. Selby-Bigge (ed.), (Oxford: Clarendon Press, 1978), p. 417.

This concern was brought to my attention by an anonymous reviewer of an earlier version of this paper. I am grateful to said reviewer for bringing up this concern and helping to stimulate further thought on this subject in this way.

“Two Concepts of Liberty”, p. 135.

A. D. Lindsay, The Modern Democratic State (Oxford: Oxford University Press, 1943), chapter I.

Earlier versions of this paper were presented at conferences held at the University of Wisconsin-Stevens Point; Grinnell College in Grinnell, Iowa; and to the Department of Philosophy at Wichita State University in Wichita, Kansas. I am grateful to the audiences on all of these occasions for helpful comments. I am especially grateful to Marilea Bramer, Susan Castro, David Copp, and Nancy Snow for their invaluable feedback on earlier drafts of this paper.

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The fact that free markets are based on a contractual agreement between the buyer and seller with very little government control makes it feasible to consider it to be compatible with individual freedom. (Free Market: 2014) Classical liberals may agree with the objectives of free markets, as they emphasise the importance of individual freedom with limited control of the state. (Hagopian)The counter argument is that when the free market economy is fuelled by profit motives, it sacrifices some ethical and economic issues which can cause severe consequences. (Gerald Hanks: 2014) Modern Liberals argue that although individual freedom is important, coercion can be used as a positive outlook of bettering individuals to the best of their ability.

Socialism vs Liberalism

The terms ‘socialism’ and liberalism’ are used a lot nowadays, and many people often mistake one for the other. In order to differentiate between these two terms, one must keep in mind the clear-cut differences by defining the prevailing ideology of each term. The tenets of socialism assert that the state should wield total economic power by manipulating prices of goods and wages of workers.

Essay on The Importance of Freedom

of us fail to cherish and value our granted freedom. Many of us do not

Positive Liberty

The idea of liberty, or freedom, varies between different theorists. One theorist, Isaiah Berlin, focused on the difference between two different ways of thinking about political liberty (Cherniss &amp; Hardy, 2010). Berlin called these two different concepts negative and positive liberty. According to Berlin, negative freedom can be defined as ‘freedom from’, that is, freedom from constraint or interference of others. In contrast, positive freedom can be defined in two ways: ‘freedom to’, that is the ability to pursue and achieve willed goals; and also as autonomy or self-rule, as opposed to the dependence on others (Cherniss &amp; Hardy, 2010). Keeping the idea of positive liberty at

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  • Classical liberalism
  • Libertarianism
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Positive and Negative Liberty

Negative liberty is the absence of obstacles, barriers or constraints. One has negative liberty to the extent that actions are available to one in this negative sense. Positive liberty is the possibility of acting — or the fact of acting — in such a way as to take control of one's life and realize one's fundamental purposes. While negative liberty is usually attributed to individual agents, positive liberty is sometimes attributed to collectivities, or to individuals considered primarily as members of given collectivities.

The idea of distinguishing between a negative and a positive sense of the term ‘liberty’ goes back at least to Kant, and was examined and defended in depth by Isaiah Berlin in the 1950s and ’60s. Discussions about positive and negative liberty normally take place within the context of political and social philosophy. They are distinct from, though sometimes related to, philosophical discussions about free will . Work on the nature of positive liberty often overlaps, however, with work on the nature of autonomy .

As Berlin showed, negative and positive liberty are not merely two distinct kinds of liberty; they can be seen as rival, incompatible interpretations of a single political ideal. Since few people claim to be against liberty, the way this term is interpreted and defined can have important political implications. Political liberalism tends to presuppose a negative definition of liberty: liberals generally claim that if one favors individual liberty one should place strong limitations on the activities of the state. Critics of liberalism often contest this implication by contesting the negative definition of liberty: they argue that the pursuit of liberty understood as self-realization or as self-determination (whether of the individual or of the collectivity) can require state intervention of a kind not normally allowed by liberals.

Many authors prefer to talk of positive and negative freedom . This is only a difference of style, and the terms ‘liberty’ and ‘freedom’ can be used interchangeably. Although some attempts have been made to distinguish between liberty and freedom, these have not caught on. Neither can they be translated into other European languages, which contain only the one term, of either Latin or Germanic origin (e.g. liberté, Freiheit), where English contains both.

1. Two Concepts of Liberty

2. the paradox of positive liberty, 3. two attempts to create a third way, 4. one concept of liberty: freedom as a triadic relation, 5. the analysis of constraints: their types and their sources, 6. the concept of overall freedom, 7. is the distinction still useful, introductory works, other works, other internet resources, related entries.

Imagine you are driving a car through town, and you come to a fork in the road. You turn left, but no one was forcing you to go one way or the other. Next you come to a crossroads. You turn right, but no one was preventing you from going left or straight on. There is no traffic to speak of and there are no diversions or police roadblocks. So you seem, as a driver, to be completely free. But this picture of your situation might change quite dramatically if we consider that the reason you went left and then right is that you're addicted to cigarettes and you're desperate to get to the tobacconists before it closes. Rather than driving , you feel you are being driven , as your urge to smoke leads you uncontrollably to turn the wheel first to the left and then to the right. Moreover, you're perfectly aware that your turning right at the crossroads means you'll probably miss a train that was to take you to an appointment you care about very much. You long to be free of this irrational desire that is not only threatening your longevity but is also stopping you right now from doing what you think you ought to be doing.

This story gives us two contrasting ways of thinking of liberty. On the one hand, one can think of liberty as the absence of obstacles external to the agent. You are free if no one is stopping you from doing whatever you might want to do. In the above story you appear, in this sense, to be free. On the other hand, one can think of liberty as the presence of control on the part of the agent. To be free, you must be self-determined, which is to say that you must be able to control your own destiny in your own interests. In the above story you appear, in this sense, to be unfree: you are not in control of your own destiny, as you are failing to control a passion that you yourself would rather be rid of and which is preventing you from realizing what you recognize to be your true interests. One might say that while on the first view liberty is simply about how many doors are open to the agent, on the second view it is more about going through the right doors for the right reasons.

In a famous essay first published in 1958, Isaiah Berlin called these two concepts of liberty negative and positive respectively (Berlin 1969). [ 1 ] The reason for using these labels is that in the first case liberty seems to be a mere absence of something (i.e. of obstacles, barriers, constraints or interference from others), whereas in the second case it seems to require the presence of something (i.e. of control, self-mastery, self-determination or self-realization). In Berlin's words, we use the negative concept of liberty in attempting to answer the question “What is the area within which the subject — a person or group of persons — is or should be left to do or be what he is able to do or be, without interference by other persons?”, whereas we use the positive concept in attempting to answer the question “What, or who, is the source of control or interference that can determine someone to do, or be, this rather than that?” (1969, pp. 121-22).

It is useful to think of the difference between the two concepts in terms of the difference between factors that are external and factors that are internal to the agent. While theorists of negative freedom are primarily interested in the degree to which individuals or groups suffer interference from external bodies, theorists of positive freedom are more attentive to the internal factors affecting the degree to which individuals or groups act autonomously. Given this difference, one might be tempted to think that a political philosopher should concentrate exclusively on negative freedom, a concern with positive freedom being more relevant to psychology or individual morality than to political and social institutions. This, however, would be premature, for among the most hotly debated issues in political philosophy are the following: Is the positive concept of freedom a political concept? Can individuals or groups achieve positive freedom through political action? Is it possible for the state to promote the positive freedom of citizens on their behalf? And if so, is it desirable for the state to do so? The classic texts in the history of western political thought are divided over how these questions should be answered: theorists in the classical liberal tradition, like Constant, Humboldt, Spencer and Mill, are typically classed as answering ‘no’ and therefore as defending a negative concept of political freedom; theorists that are critical of this tradition, like Rousseau, Hegel, Marx and T.H. Green, are typically classed as answering ‘yes’ and as defending a positive concept of political freedom.

In its political form, positive freedom has often been thought of as necessarily achieved through a collectivity. Perhaps the clearest case is that of Rousseau's theory of freedom, according to which individual freedom is achieved through participation in the process whereby one's community exercises collective control over its own affairs in accordance with the ‘general will’. Put in the simplest terms, one might say that a democratic society is a free society because it is a self-determined society, and that a member of that society is free to the extent that he or she participates in its democratic process. But there are also individualist applications of the concept of positive freedom. For example, it is sometimes said that a government should aim actively to create the conditions necessary for individuals to be self-sufficient or to achieve self-realization. The negative concept of freedom, on the other hand, is most commonly assumed in liberal defences of the constitutional liberties typical of liberal-democratic societies, such as freedom of movement, freedom of religion, and freedom of speech, and in arguments against paternalist or moralist state intervention. It is also often invoked in defences of the right to private property, although some have contested the claim that private property necessarily enhances negative liberty (Cohen, 1991, 1995).

After Berlin, the most widely cited and best developed analyses of the negative concept of liberty include Hayek (1960), Day (1971), Oppenheim (1981), Miller (1983) and Steiner (1994). Among the most prominent contemporary analyses of the positive concept of liberty are Milne (1968), Gibbs (1976), C. Taylor (1979) and Christman (1991, 2005).

Many liberals, including Berlin, have suggested that the positive concept of liberty carries with it a danger of authoritarianism. Consider the fate of a permanent and oppressed minority. Because the members of this minority participate in a democratic process characterized by majority rule, they might be said to be free on the grounds that they are members of a society exercising self-control over its own affairs. But they are oppressed, and so are surely unfree. Moreover, it is not necessary to see a society as democratic in order to see it as self-controlled; one might instead adopt an organic conception of society, according to which the collectivity is to be thought of as a living organism, and one might believe that this organism will only act rationally, will only be in control of itself, when its various parts are brought into line with some rational plan devised by its wise governors (who, to extend the metaphor, might be thought of as the organism's brain). In this case, even the majority might be oppressed in the name of liberty.

Such justifications of oppression in the name of liberty are no mere products of the liberal imagination, for there are notorious historical examples of their endorsement by authoritarian political leaders. Berlin, himself a liberal and writing during the cold war, was clearly moved by the way in which the apparently noble ideal of freedom as self-mastery or self-realization had been twisted and distorted by the totalitarian dictators of the twentieth century — most notably those of the Soviet Union — so as to claim that they, rather than the liberal West, were the true champions of freedom. The slippery slope towards this paradoxical conclusion begins, according to Berlin, with the idea of a divided self. To illustrate: the smoker in our story provides a clear example of a divided self, for she is both a self that desires to get to an appointment and a self that desires to get to the tobacconists, and these two desires are in conflict. We can now enrich this story in a plausible way by adding that one of these selves — the keeper of appointments — is superior to the other: the self that is a keeper of appointments is thus a ‘higher’ self, and the self that is a smoker is a ‘lower’ self. The higher self is the rational, reflecting self, the self that is capable of moral action and of taking responsibility for what she does. This is the true self, for rational reflection and moral responsibility are the features of humans that mark them off from other animals. The lower self, on the other hand, is the self of the passions, of unreflecting desires and irrational impulses. One is free, then, when one's higher, rational self is in control and one is not a slave to one's passions or to one's merely empirical self. The next step down the slippery slope consists in pointing out that some individuals are more rational than others, and can therefore know best what is in their and others' rational interests. This allows them to say that by forcing people less rational than themselves to do the rational thing and thus to realize their true selves, they are in fact liberating them from their merely empirical desires. Occasionally, Berlin says, the defender of positive freedom will take an additional step that consists in conceiving of the self as wider than the individual and as represented by an organic social whole — “a tribe, a race, a church, a state, the great society of the living and the dead and the yet unborn”. The true interests of the individual are to be identified with the interests of this whole, and individuals can and should be coerced into fulfilling these interests, for they would not resist coercion if they were as rational and wise as their coercers. “Once I take this view”, Berlin says, “I am in a position to ignore the actual wishes of men or societies, to bully, oppress, torture in the name, and on behalf, of their ‘real’ selves, in the secure knowledge that whatever is the true goal of man ... must be identical with his freedom” (Berlin 1969, pp. 132-33).

Those in the negative camp try to cut off this line of reasoning at the first step, by denying that there is any necessary relation between one's freedom and one's desires. Since one is free to the extent that one is externally unprevented from doing things, they say, one can be free to do what one does not desire to do. If being free meant being unprevented from realizing one's desires, then one could, again paradoxically, reduce one's unfreedom by coming to desire fewer of the things one is unfree to do. One could become free simply by contenting oneself with one's situation. A perfectly contented slave is perfectly free to realize all of her desires. Nevertheless, we tend to think of slavery as the opposite of freedom. More generally, freedom is not to be confused with happiness, for in logical terms there is nothing to stop a free person from being unhappy or an unfree person from being happy. The happy person might feel free, but whether they are free is another matter (Day, 1971). Negative theorists of freedom therefore tend to say not that having freedom means being unprevented from doing as one desires, but that it means being unprevented from doing whatever one might desire to do.

Some theorists of positive freedom bite the bullet and say that the contented slave is indeed free — that in order to be free the individual must learn, not so much to dominate certain merely empirical desires, but to rid herself of them. She must, in other words, remove as many of her desires as possible. As Berlin puts it, if I have a wounded leg ‘there are two methods of freeing myself from pain. One is to heal the wound. But if the cure is too difficult or uncertain, there is another method. I can get rid of the wound by cutting off my leg’ (1969, pp. 135-36). This is the strategy of liberation adopted by ascetics, stoics and Buddhist sages. It involves a ‘retreat into an inner citadel’ — a soul or a purely noumenal self — in which the individual is immune to any outside forces. But this state, even if it can be achieved, is not one that liberals would want to call one of freedom, for it again risks masking important forms of oppression. It is, after all, often in coming to terms with excessive external limitations in society that individuals retreat into themselves, pretending to themselves that they do not really desire the worldly goods or pleasures they have been denied. Moreover, the removal of desires may also be an effect of outside forces, such as brainwashing, which we should hardly want to call a realization of freedom.

Because the concept of negative freedom concentrates on the external sphere in which individuals interact, it seems to provide a better guarantee against the dangers of paternalism and authoritarianism perceived by Berlin. To promote negative freedom is to promote the existence of a sphere of action within which the individual is sovereign, and within which she can pursue her own projects subject only to the constraint that she respect the spheres of others. Humboldt and Mill, both defenders of the negative concept of freedom, compared the development of an individual to that of a plant: individuals, like plants, must be allowed to grow, in the sense of developing their own faculties to the full and according to their own inner logic. Personal growth is something that cannot be imposed from without, but must come from within the individual.

Critics, however, have objected that the ideal described by Humboldt and Mill looks much more like a positive concept of liberty than a negative one. Positive liberty consists, they say, in exactly this growth of the individual: the free individual is one that develops, determines and changes her own desires and interests autonomously and from within. This is not liberty as the mere absence of obstacles, but liberty as self-realization. Why should the mere absence of state interference be thought to guarantee such growth? Is there not some third way between the extremes of totalitarianism and the minimal state of the classical liberals — some non-paternalist, non-authoritarian means by which positive liberty in the above sense can be actively promoted?

Much of the more recent work on positive liberty has been motivated by a dissatisfaction with the ideal of negative liberty combined with an awareness of the possible abuses of the positive concept so forcefully exposed by Berlin. John Christman (1991), for example, has argued that positive liberty concerns the ways in which desires are formed — whether as a result of rational reflection on all the options available, or as a result of pressure, manipulation or ignorance. What it does not regard, he says, is the content of an individual's desires. The promotion of positive freedom need not therefore involve the claim that there is only one right answer to the question of how a person should live, nor need it allow, or even be compatible with, a society forcing its members into given patterns of behavior. Take the example of a Muslim woman who claims to espouse the fundamentalist doctrines generally followed by her family and the community in which she lives. On Christman's account, this person is positively unfree if her desire to conform was somehow oppressively imposed upon her through indoctrination, manipulation or deceit. She is positively free, on the other hand, if she arrived at her desire to conform while aware of other reasonable options and she weighed and assessed these other options rationally. Even if this woman seems to have a preference for subservient behavior, there is nothing necessarily freedom-enhancing or freedom-restricting about her having the desires she has, since freedom regards not the content of these desires but their mode of formation. On this view, forcing her to do certain things rather than others can never make her more free, and Berlin's paradox of positive freedom would seem to have been avoided.

It remains to be seen, however, just what a state can do, in practice, to promote positive liberty in Christman's sense without encroaching on any individual's sphere of negative liberty: the conflict between the two ideals seems to survive his alternative analysis, albeit in a milder form. Although not coercing individuals into specific patterns of behavior, a state interested in promoting autonomy in Christman's sense might still be allowed considerable space for intervention of an informative and educational nature, perhaps subsidizing some activities (in order to encourage a plurality of genuine options) and financing this through taxation. Liberals might criticize this on anti-paternalist grounds, objecting that such measures will require the state to use resources in ways that the supposedly heteronomous individuals, if left to themselves, might have chosen to spend in other ways. Some liberals will make an exception in the case of the education of children (in such a way as to cultivate open minds and rational reflection), but even here other liberals will object that the right to negative liberty includes the right to decide how one's children should be educated.

Other theorists of freedom have remained closer to the negative conception of freedom but have attempted to go beyond it, saying that freedom is not merely the enjoyment of a sphere of non-interference but the enjoyment of certain conditions in which such non-interference is guaranteed (see especially Pettit 1997, 2001, 2007, and Skinner 1998, 2002, 2007). These conditions may include the presence of a democratic constitution and a series of safeguards against a government wielding power arbitrarily, including the exercise of civic virtues on the part of citizens. As Berlin admits, on the negative view of freedom, I am free even if I live in a dictatorship just as long as the dictator happens, on a whim, not to interfere with me (see also Hayek 1960). There is no necessary connection between negative freedom and any particular form of government. On the alternative view sketched here, I am free only if I live in a society with the kinds of political institutions that guarantee the independence of each citizen from exercises of arbitrary power. Quentin Skinner has called this view of freedom ‘neo-Roman’, invoking ideas about freedom both of the ancient Romans and of a number of Renaissance and early modern writers. Philip Pettit has called the same view ‘republican’, and this label has tended to dominate in the recent literature (Weinstock and Nadeau 2004; Larmore 2004; Laborde and Maynor 2007).

Republican freedom can be thought of as a kind of status : to be a free person is to enjoy the rights and privileges attached to the status of republican citizenship, whereas the paradigm of the unfree person is the slave. Freedom is not simply a matter of non-interference, for a slave may enjoy a great deal of non-interference at the whim of her master. What makes her unfree is her status, such that she is permanently liable to interference of any kind. Even if the slave enjoys non-interference, she is, as Pettit puts it, ‘dominated’, because she is permanently subject to the arbitrary power of her owner.

Contemporary republicans therefore claim that their view of freedom is quite distinct from the negative view of freedom. As we have seen, one can enjoy non-interference without enjoying non-domination; conversely, according to Pettit, one can enjoy non-domination while nevertheless being interfered with, just as long as the interference in question is constrained, through republican power structures, to track one's interests. Only arbitrary power is inimical to freedom, not power as such. On the other hand, republican freedom is also distinct from positive freedom as expounded and criticized by Berlin. First, republican freedom does not consist in the activity of virtuous political participation; rather, that participation is seen as instrumentally related to freedom as non-domination. Secondly, the republican concept of freedom cannot lead to anything like the oppressive consequences feared by Berlin, because it has a commitment to non-domination and to liberal-democratic institutions already built into it.

It remains to be seen, however, whether the republican concept of freedom is ultimately distinguishable from the negative concept, or whether republican writers on freedom have not simply provided good arguments to the effect that negative freedom is best promoted, on balance and over time , through certain kinds of political institutions rather than others. While there is no necessary connection between negative liberty and democratic government, there may nevertheless be a strong empirical correlation between the two. Ian Carter (1999, 2007) and Matthew H. Kramer (2003, 2007) have argued, along these lines, that republican policies are best argued for empirically on the basis of the standard negative ideal of freedom, rather than on the basis of a conceptual challenge to that ideal. An important premise in their argument is that the degree to which a person is negatively free depends, in part, on the probability with which he or she will be constrained from performing future acts or act-combinations. People who are subject to arbitrary power are, according to Carter and Kramer, less free in the negative sense even if they do not actually suffer interference, because the probability of their suffering constraints is always greater ( ceteris paribus , as a matter of empirical fact) than it would be if they were not subject to that arbitrary power.

The two sides identified by Berlin disagree over which of two different concepts best deserves the name of ‘liberty’. Does this fact not denote the presence of some more basic agreement between the two sides? How, after all, could they see their disagreement as one about the definition of liberty if they did not think of themselves as in some sense talking about the same thing ? In an influential article, the American legal philosopher Gerald MacCallum (1967) put forward the following answer: there is in fact only one basic concept of freedom, on which both sides in the debate converge . What the so-called negative and positive theorists disagree about is how this single concept of freedom should be interpreted. Indeed, in MacCallum's view, there are a great many different possible interpretations of freedom, and it is only Berlin's artificial dichotomy that has led us to think in terms of there being two.

MacCallum defines the basic concept of freedom — the concept on which everyone agrees — as follows: a subject, or agent, is free from certain constraints, or preventing conditions, to do or become certain things. Freedom is therefore a triadic relation — that is, a relation between three things : an agent, certain preventing conditions, and certain doings or becomings of the agent. Any statement about freedom or unfreedom can be translated into a statement of the above form by specifying what is free or unfree, from what it is free or unfree, and what it is free or unfree to do or become . Any claim about the presence or absence of freedom in a given situation will therefore make certain assumptions about what counts as an agent, what counts as a constraint or limitation on freedom, and what counts as a purpose that the agent can be described as either free or unfree to carry out.

The definition of freedom as a triadic relation was first put forward in the seminal work of Felix Oppenheim in the 1950s and 60s. Oppenheim saw that an important meaning of ‘freedom’ in the context of political and social philosophy was as a relation between two agents and a particular (impeded or unimpeded) action. This interpretation of freedom remained, however, what Berlin would call a negative one. What MacCallum did was to generalize this triadic structure so that it would cover all possible claims about freedom, whether of the negative or the positive variety. In MacCallum's framework, unlike in Oppenheim's, the interpretation of each of the three variables is left open. In other words, MacCallum's position is a meta-theoretical one: his is a theory about the differences between theorists of freedom.

To illustrate MacCallum's point, let us return to the example of the smoker driving to the tobacconists. In describing this person as either free or unfree, we shall be making assumptions about each of MacCallum's three variables. If we say that the driver is free , what we shall probably mean is that an agent, consisting in the driver's empirical self, is free from external (physical or legal) obstacles to do whatever he or she might want to do. If, on the other hand, we say that the driver is unfree , what we shall probably mean is that an agent, consisting in a higher or rational self, is made unfree by internal, psychological constraints to carry out some rational, authentic or virtuous plan. Notice that in both claims there is a negative element and a positive element: each claim about freedom assumes both that freedom is freedom from something (i.e., preventing conditions) and that it is freedom to do or become something. The dichotomy between ‘freedom from’ and ‘freedom to’ is therefore a false one, and it is misleading say that those who see the driver as free employ a negative concept and those who see the driver as unfree employ a positive one. What these two camps differ over is the way in which one should interpret each of the three variables in the triadic freedom-relation. More precisely, we can see that what they differ over is the extension to be assigned to each of the variables.

Thus, those whom Berlin places in the negative camp typically conceive of the agent as having the same extension as that which it is generally given in ordinary discourse: they tend to think of the agent as an individual human being and as including all of the empirical beliefs and desires of that individual. Those in the so-called positive camp, on the other hand, often depart from the ordinary notion, in one sense imagining the agent as more extensive than in the ordinary notion, and in another sense imagining it as less extensive: they think of the agent as having a greater extension than in ordinary discourse in cases where they identify the agent's true desires and aims with those of some collectivity of which she is a member; and they think of the agent as having a lesser extension than in ordinary discourse in cases where they identify the true agent with only a subset of her empirical beliefs and desires — i.e., with those that are rational, authentic or virtuous. Secondly, those in Berlin's positive camp tend to take a wider view of what counts as a constraint on freedom than those in his negative camp: the set of relevant obstacles is more extensive for the former than for the latter, since negative theorists tend to count only external obstacles as constraints on freedom, whereas positive theorists also allow that one may be constrained by internal factors, such as irrational desires, fears or ignorance. And thirdly, those in Berlin's positive camp tend to take a narrower view of what counts as a purpose one can be free to fulfill. The set of relevant purposes is less extensive for them than for the negative theorists, for we have seen that they tend to restrict the relevant set of actions or states to those that are rational, authentic or virtuous, whereas those in the negative camp tend to extend this variable so as to cover any action or state the agent might desire.

On MacCallum's analysis, then, there is no simple dichotomy between positive and negative liberty; rather, we should recognize that there is a whole range of possible interpretations or ‘conceptions’ of the single concept of liberty. Indeed, as MacCallum says and as Berlin seems implicitly to admit, a number of classic authors cannot be placed unequivocally in one or the other of the two camps. Locke, for example, is normally thought of as one of the fathers or classical liberalism and therefore as a staunch defender of the negative concept of freedom. He indeed states explicitly that ‘[to be at] liberty is to be free from restraint and violence from others’. But he also says that liberty is not to be confused with ‘license’, and that “that ill deserves the name of confinement which hedges us in only from bogs and precipices” ( Second Treatise , parags. 6 and 57). While Locke gives an account of constraints on freedom that Berlin would call negative, he seems to endorse an account of MacCallum's third freedom-variable that Berlin would call positive, restricting this to actions that are not immoral (liberty is not license) and to those that are in the agent's own interests (I am not unfree if prevented from falling into a bog). A number of contemporary libertarians have provided or assumed definitions of freedom that are similarly morally loaded (e.g. Nozick 1974; Rothbard 1982). This would seem to confirm MacCallum's claim that it is conceptually and historically misleading to divide theorists into two camps — a negative liberal one and a positive non-liberal one.

To illustrate the range of interpretations of the concept of freedom made available by MacCallum's analysis, let us now take a closer look at his second variable — that of constraints on freedom.

We have seen that for those theorists Berlin places in the negative camp, only obstacles external to the agent tend to count as constraints on her freedom. We should now note that these theorists usually distinguish between different kinds of external obstacle, restricting the range of obstacles that count as constraints on freedom to those that are brought about by other agents. For theorists who conceive of constraints on freedom in this way, I am only unfree to the extent that other people prevent me from doing certain things. If I am incapacitated by natural causes — by a genetic handicap, say, or by a virus or by certain climatic conditions — I may be rendered unable to do certain things, but I am not, for that reason, rendered unfree to do them. Thus, if you lock me in my house, I shall be both unable and unfree to leave. But if I am unable to leave because I suffer from a debilitating illness or because a snow drift has blocked my exit, I am nevertheless free, or am at least not unfree, to leave. The reason such theorists give, for restricting the set of relevant preventing conditions in this way, is that they see freedom as a social relation — a relation between persons (see Oppenheim 1961; Miller 1983; Steiner 1983; Kristjánsson 1996; Kramer 2003). Freedom as a non-social relation is more the concern of engineers and medics than of political and social philosophers.

In attempting to distinguish between natural and social obstacles we shall inevitably come across gray areas. An important example is that of obstacles created by impersonal economic forces. Do economic constraints like recession, poverty and unemployment merely incapacitate people, or do they also render them unfree? One way of supplying a clear answer to this question is by taking an even more restrictive view of what counts as a constraint on freedom, and saying that only a subset of the set of obstacles brought about by other persons counts as a restriction of freedom: those brought about intentionally . In this case, impersonal economic forces, being brought about unintentionally, do not restrict people's freedom , even though they undoubtedly make many people unable to do many things. This last view has been taken by a number of market-oriented libertarians, including, most famously, Friedrich von Hayek (1960, 1982), according to whom freedom is the absence of coercion, where to be coerced is to be subject to the arbitrary will of another. (Notice the somewhat surprising similarity between this conception of freedom and the republican conception discussed earlier, in section 3.) Critics of libertarianism, on the other hand, typically endorse a wider conception of constraints on freedom that includes not only intentionally imposed obstacles but also unintended obstacles for which someone may nevertheless be held responsible (for Miller and Kristjánsson this means morally responsible; for Oppenheim and Kramer it means causally responsible), or indeed obstacles of any kind whatsoever (see, Crocker 1980, Cohen 1988, Sen 1992, Van Parijs 1995). Thus, socialists and egalitarians have tended to claim that the poor in a capitalist society are as such unfree, or that they are less free than the rich, in contrast to libertarians, who have tended to claim that the poor in a capitalist society are no less free than the rich. Egalitarians typically (though not always) assume a broader notion than libertarians of what counts as a constraint on freedom. Although this view does not necessarily imply what Berlin would call a positive notion of freedom, egalitarians often call their own definition a positive one, in order to convey the sense that freedom requires the presence of abilities, or what Amartya Sen has influentially called ‘capabilities’ (Sen 1985, 1988, 1992).

If we take an even closer look at the different notions of constraint employed, we can see that there are in fact two different dimensions along which one's notion of a constraint might be broader or narrower. A first dimension is that of the source of a constraint on freedom — in other words, what it is that brings about a constraint on freedom. We have seen, for example, that some include as constraints on freedom only obstacles brought about by human action, whereas others also include obstacles with a natural origin. A second dimension is that of the type of constraint involved. We have seen, for example, that some include only physical barriers or coercion as relevant types of preventing factors, whereas others recognize as constraints on freedom more subtle forms of impediment, such as disincentives, psychological difficulties, or the distorted views that can be brought about by ideological manipulation. To see the difference between the two dimensions of source and type, consider the case of internal constraints. An internal constraint is a type of constraint, defined by reference to its location inside the agent. It is a category that covers various psychological phenomena such as ignorance, irrational desires, illusions and phobias. Such a constraint can be caused in various ways: for example, it might have a genetic origin, or it might be brought about intentionally by others, as in the case of brainwashing or manipulation. In the first case we have an internal constraint brought about by natural causes; in the second, an internal constraint intentionally imposed by another human agent. Given the independence of these two dimensions, one might want to combine a narrow view of what counts as a source of a constraint with a broad view of what types of obstacle count as constraints, or vice versa .

To illustrate the independence of these two dimensions, consider the case of the unorthodox libertarian Hillel Steiner (1974-5, 1994). On the one hand, Steiner has a much broader view than Hayek of the possible sources of constraints on freedom: he does not limit the set of such sources to intentional human actions, but extends it to cover all kinds of human cause, whether or not any humans intend such causes and whether or not they can be held morally accountable for them, believing that any restriction of such non-natural sources can only be an arbitrary stipulation, usually arising from some more or less conscious ideological bias. On the other hand, Steiner has an even narrower view than Hayek of what counts as a type of constraint: for Steiner, an agent only counts as unfree to do something if it is physically impossible for her to do that thing. Any extension of the constraint variable to include other types of obstacle, such as those brought about by coercive threats, would, in his view, necessarily involve a reference to the agent's desires, and we have seen that for those liberals in the negative camp there is no necessary relation between an agent's freedom and her desires. Consider the coercive threat ‘Your money or your life!’. This does not make it impossible for you to refuse to hand over your money, only much less desirable for you to do so. If you decide not to hand over the money, you will of course be killed. That will count as a restriction of your freedom, because it will render physically impossible a great number of actions on your part. But it is not the issuing of the threat that creates this unfreedom, and you are not unfree until the sanction (described in the threat) is carried out. For this reason, Steiner excludes threats — and with them all other kinds of imposed costs — from the set of obstacles that count as freedom-restricting. This conception of freedom derives from Hobbes ( Leviathan , chs. 14 and 21), and its defenders often call it the ‘pure’ negative conception (M. Taylor 1982; Steiner 1994; Carter and Kramer 2008) to distinguish it from those ‘impure’ negative conceptions that make at least minimal references to the agent's beliefs, desires or values.

Steiner's account of the relation between freedom and coercive threats might be thought to have counterintuitive implications, even from the liberal point of view. Many laws that are normally thought to restrict negative freedom do not physically prevent people from doing what is prohibited, but deter them from doing so by threatening punishment. Are we to say, then, that these laws do not restrict the negative freedom of those who obey them? A solution to this problem may consist in saying that although a law against doing some action, x , does not remove the freedom to do x , it nevertheless renders physically impossible certain combinations of actions that include doing x and doing what would be precluded by the punishment. There is a restriction of the person's overall negative freedom — i.e. a reduction in the overall number of act-combinations available to her — even though she does not lose the freedom to do any specific thing taken in isolation.

The concept of overall freedom appears to play an important role both in everyday discourse and in contemporary political philosophy. It is only recently, however, that philosophers have stopped concentrating exclusively on the meaning of a particular freedom — the freedom to do or become this or that particular thing — and have started asking whether we can also make sense of descriptive claims to the effect that one person or society is freer than another or of liberal normative claims to the effect that freedom should be maximized or that people should enjoy equal freedom or that they each have a right to a certain minimum level of freedom. The literal meaningfulness of such claims depends on the possibility of gauging degrees of overall freedom, sometimes comparatively, sometimes absolutely.

Theorists disagree, however, about the importance of the notion of overall freedom. For some libertarian and liberal egalitarian theorists, freedom is valuable as such. This suggests that more freedom is better than less (at least ceteris paribus ), and that freedom is one of those goods that a liberal society ought to distribute in a certain way among individuals. For other liberal theorists, like Ronald Dworkin (1977) and the later Rawls (1991), freedom is not valuable as such, and all claims about maximal or equal freedom ought to be interpreted not as literal references to a quantitative good called ‘liberty’ but as elliptical references to the adequacy of lists of certain particular liberties, or types of liberties, selected on the basis of values other than liberty itself. Generally speaking, only the first group of theorists finds the notion of overall freedom interesting.

The theoretical problems involved in measuring overall freedom include that of how an agent's available actions are to be individuated, counted and weighted, and that of comparing and weighting different types (but not necessarily different sources) of constraints on freedom (such as physical prevention, punishability, threats and manipulation). How are we to make sense of the claim that the number of options available to a person has increased? Should all options count for the same in terms of degrees of freedom, or should they be weighted according to their importance in terms of other values? And how are we to compare the unfreedom created by the physical impossibility of an action with, say, the unfreedom created by the difficulty or costliness or punishability of an action? It is only by comparing these different kinds of actions and constraints that we shall be in a position to compare individuals' overall degrees of freedom. These problems have been addressed, with differing degrees of optimism, not only by political philosophers but also, and increasingly, by social choice theorists interested in finding a freedom-based alternative to the standard utilitarian or ‘welfarist’ framework that has tended to dominate their discipline (e.g. Pattanaik and Xu 1991, 1998; Sen 2002; Sugden 1998, 2003; Bavetta 2003).

MacCallum's framework is particularly well suited to the clarification of such issues. For this reason, theorists working on the measurement of freedom tend not to refer a great deal to the distinction between positive and negative freedom. This said, most of them (e.g. Steiner, Carter, Kramer, Sen, Sugden) are concerned with freedom as the availability of options. And the notion of freedom as the availability of options is unequivocally negative in Berlin's sense at least where two conditions are met: first, the source of unfreedom-creating constraints is limited to the actions of other agents, so that natural or self-inflicted obstacles are not seen as decreasing an agent's freedom; secondly, the actions one is free or unfree to perform are weighted in some value-neutral way, so that one is not seen as freer simply because the options available to one are more valuable or conducive to one's self-realization. Of the above-mentioned authors, only Steiner embraces both conditions explicitly. Sen rejects both of them, despite not endorsing anything like positive freedom in Berlin's sense.

We began with a simple distinction between two concepts of liberty, and have progressed from this to the recognition that liberty might be defined in any number of ways, depending on how one interprets the three variables of agent, constraints, and purposes. Despite the utility of MacCallum's triadic formula and its strong influence on analytic philosophers, however, Berlin's distinction continues to dominate mainstream discussions about the meaning of political and social freedom. Are these continued references to positive and negative freedom philosophically well-founded?

It might be claimed that MacCallum's framework is less than wholly inclusive of the various possible conceptions of freedom. In particular, it might be said, the concept of self-mastery or self-direction implies a presence of control that is not captured by MacCallum's explication of freedom as a triadic relation. MacCallum's triadic relation indicates mere possibilities . If one thinks of freedom as involving self-direction, on the other hand, one has in mind an exercise-concept of freedom as opposed to an opportunity-concept (this distinction comes from C. Taylor 1979). If interpreted as an exercise concept, freedom consists not merely in the possibility of doing certain things (i.e. in the lack of constraints on doing them), but in actually doing certain things in certain ways — for example, in realizing one's true self or in acting on the basis of rational and well-informed decisions. The idea of freedom as the absence of constraints on the realization of given ends might be criticised as failing to capture this exercise concept of freedom, for the latter concept makes no reference to the absence of constraints.

However, this defence of the positive-negative distinction as coinciding with the distinction between exercise- and opportunity-concepts of freedom has recently been challenged by Eric Nelson (2005). As Nelson points out, most of the theorists that are traditionally located in the positive camp, such as Green or Bosanquet, do not distinguish between freedom as the absence of constraints and freedom as the doing or becoming of certain things. For these theorists, freedom is the absence of any kind of constraint whatsoever on the realization of one's true self (they adopt a maximally extensive conception of constraints on freedom), and the absence of all factors that could prevent x is, quite simply, equivalent to the realization of x. The difference between such theorists and the so-called negative theorists of freedom lies, rather, in the degree of specificity with which they describe x. For those who adopt a narrow conception of constraints, x is described with a low degree of specificity (x could be exemplified by the realization of any of a large array of options); for those who adopt a broad conception of constraints, x is described with a high degree of specificity (x can only be exemplified by the realization of a specific option, or of one of a small group of options).

What perhaps remains of the distinction is a rough categorization of the various interpretations of freedom that serves to indicate their degree of fit with the classical liberal tradition. There is indeed a certain family resemblance between the conceptions that are normally seen as falling on one or the other side of Berlin's divide, and one of the decisive factors in determining this family resemblance is the theorist's degree of concern with the notion of the self. Those on the ‘positive’ side see questions about the nature and sources of a person's beliefs, desires and values as relevant in determining that person's freedom, whereas those on the ‘negative’ side, being more faithful to the classical liberal tradition, tend to consider the raising of such questions as in some way indicating a propensity to violate the agent's integrity. One side takes a positive interest in the agent's beliefs, desires and values, while the other recommends that we avoid doing so.

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  • The Isaiah Berlin Virtual Library (Wolfson College, Oxford)

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  1. Positive and Negative Liberty

    Positive and Negative Liberty. Negative liberty is the absence of obstacles, barriers or constraints. One has negative liberty to the extent that actions are available to one in this negative sense. Positive liberty is the possibility of acting — or the fact of acting — in such a way as to take control of one's life and realize one's ...

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    In short: positive freedom is freedom to. Isaiah Berlin by Arturo Espinosa, 2012, via the artist's Flickr. The main problem with positive accounts of liberty, in Berlin's view, is that they licence oppression and totalitarian politics. It does so by extending this analogy between a 'true' inner self governed by reason and our 'natural ...

  3. Two Concepts of Liberty

    Liberty refers to: 1: the quality or state of being free: a: the power to do as one pleases. b: freedom from physical restraint. c: freedom from arbitrary or despotic (see DESPOT sense 1) control. d: the positive enjoyment of various social, political, or economic rights and privileges. e: the power of choice [5]

  4. Tools for thinking: Isaiah Berlin's two concepts of freedom

    The 20th-century political philosopher Isaiah Berlin (1909-97) thought that the answer to both these questions was 'Yes', and in his essay 'Two Concepts of Liberty' (1958) he distinguished two kinds of freedom (or liberty; Berlin used the words interchangeably), which he called negative freedom and positive freedom.

  5. Essay on Freedom

    Freedom can be broadly categorized into two types: positive and negative. Negative freedom refers to the absence of external constraints, allowing individuals to act according to their will. In contrast, positive freedom is the ability to act in one's best interest, which often requires societal support and resources.

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    Liberalism. Positive liberty is the possession of the power and resources to act in the context of the structural limitations of the broader society which impacts a person's ability to act, as opposed to negative liberty, which is freedom from external restraint on one's actions. [1] [2]

  7. Freedom From & Freedom To

    Freedom from (negative freedom) and freedom to (positive freedom). The splitting of freedom into this binary framework can be traced at least back to Kant, was articulated by Erich Fromm in his 1941 work, Escape from Freedom, made famous by Isaiah Berlin's 1958 essay, " Two Concepts of Liberty ," and explored more modernly by Charles Taylor.

  8. Isaiah Berlin

    Isaiah Berlin. First published Tue Oct 26, 2004; substantive revision Sat Feb 12, 2022. Isaiah Berlin (1909-97) was a naturalised British philosopher, historian of ideas, political theorist, educator, public intellectual and moralist, and essayist. He was renowned for his conversational brilliance, his defence of liberalism and pluralism, his ...

  9. Positive Freedom

    Positive Freedom is the first volume to examine the idea of positive liberty in detail and from multiple perspectives. With contributions from leading scholars in ethics and political theory, this collection includes both historical studies of the idea of positive freedom and discussions of its connection to important contemporary issues in ...

  10. Negative and Positive Liberty: Some Historical Reflections

    Smith's fourth and most recent book, The System of Liberty, was published by Cambridge University Press in 2013. In Leviathan (1651), Thomas Hobbes set the stage for a good deal of later thinking about the nature of freedom. Freedom, according to Hobbes, signifies "the absence of opposition" or "external impediments" to motion.

  11. Negative and Positive Freedom: Lessons from, and to, Sociology

    Abstract. Isaiah Berlin's 'Two Concepts of Liberty' was a milestone in the development of modern political theory, with his advocacy of negative freedom supporting the neoliberal demand for 'freedom from' the state. This article defends the conception of positive freedom by calling on the neglected insights of the sociological tradition.

  12. PDF ON LIBERTY: POSITIVE AND NEGATIVE

    The notoriety of his essay has exceeded its acceptance, as seve rai . MILL'S THEORY OF FREEDOM 119 thinkers have found much to criticize. Among the major criticisms, ... positive freedom with the notions of 'self-control,' 'self-direction,' 'self-mastery,' and 'self-realization.' 16 These notions of the self have, in Berlin's words, "suffered a ...

  13. PDF Negative and Positive Freedom: Considering Education and The Digital World

    Negative and Positive Freedom In his well-known essay, "Two Concepts of Liberty," Berlin ponders the notion of freedom and the way it has been perceived since the Enlightenment. He begins by criticizing the over-reliance of philosophers on rationality since Kant. Recalling Heine's warning not to undervalue the power of ideas and

  14. Introduction

    Summary. This chapter is a substantive overview of the issues connected with positive freedom.The differing approaches to liberty in this sense are laid out as well as the various positive elements featured in different versions of this notion, specifically referring to the essays to follow as sources for such approaches.

  15. Disability and Positive Liberty (Chapter 9)

    This essay takes up that contrast with specific reference to disability. One could argue that disability takes a negative liberty view, because disabled persons are constrained by physical, legal, and attitudinal barriers from doing many things they want. But this requires a positive liberty gesture of expanding what we mean by "barriers ...

  16. Berlin's Two Concepts of Liberty: A Reassessment and Revision

    In distinguishing between negative and positive freedom, Isaiah Berlin expressed a preference for negative freedom. Given the track record of those who ... as we now possess in pursuit of a purer or idealized form of freedom. See, for example, Four Essays on Liberty 150-51. However, at other times, as in the quote with which I began this paper ...

  17. Distinction Between Positive And Negative Freedom Philosophy Essay

    I intend, in this essay, to outline the concepts of positive and negative freedom proposed by Isaiah Berlin (1909-97), in "two concepts of Liberty" (1991, pp 34-57) and explain the significance of the distinction between the two. First I want to present a brief summary of Berlin's concepts -. 'Negative freedom implies that an ...

  18. Freedom

    Positive freedom is one of two concepts of freedom (the other being negative freedom, i.e., freedom as noninterference) analyzed by Isaiah Berlin in his famous essay Two Concepts of Liberty.The intuition that stands behind the distinction between negative and positive freedom (the distinction deeply embedded in the history of Western philosophy and thereby not invented by Berlin) is that we ...

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    In a famous essay first published in 1958, Isaiah Berlin called these two concepts of liberty negative and positive respectively ... The promotion of positive freedom need not therefore involve the claim that there is only one right answer to the question of how a person should live, nor need it allow, or even be compatible with, a society ...

  20. [PDF] Arendt on Positive Freedom

    Hannah Arendt's concept of freedom is exceptional in contemporary political theory. First, it is positive, which puts it into opposition to the both current versions of its negative counterpart, the liberal (Isaiah Berlin), and the republican (Quentin Skinner, Philip Pettit) concepts of freedom. In particular, a comparison between Arendt's and Pettit's ap-proaches allows establishing ...

  21. Positive Freedom as Exercise of Rational Ability: A Kantian ...

    A Kantian account of positive freedom will then be outlined. Through this account, the robustness of the positive concept of liberty will be demonstrated. ... In his seminal essay, "Two Concepts of Liberty," Isaiah Berlin puts forth a distinction between what he terms positive and negative liberty. To enjoy liberty in the negative sense is ...

  22. Essay on Negative and Positive Freedom

    Essay on Negative and Positive Freedom. Individual freedom is often seen as the core value of Liberalism. Nevertheless, freedom can be divided into two categories: negative and positive. Negative freedom, which is traditionally associated with Classical Liberalism, advocates the belief in non-interference, the absence of all external ...

  23. Positive and Negative Liberty

    In a famous essay first published in 1958, Isaiah Berlin called these two concepts of liberty negative and positive respectively ... The promotion of positive freedom need not therefore involve the claim that there is only one right answer to the question of how a person should live, nor need it allow, or even be compatible with, a society ...