IResearchNet

Self-Presentation

Self-presentation definition.

Self-presentation refers to how people attempt to present themselves to control or shape how others (called the audience) view them. It involves expressing oneself and behaving in ways that create a desired impression. Self-presentation is part of a broader set of behaviors called impression management. Impression management refers to the controlled presentation of information about all sorts of things, including information about other people or events. Self-presentation refers specifically to information about the self.

Self-Presentation History and Modern Usage

Early work on impression management focused on its manipulative, inauthentic uses that might typify a used car salesperson who lies to sell a car, or someone at a job interview who embellishes accomplishments to get a job. However, researchers now think of self-presentation more broadly as a pervasive aspect of life. Although some aspects of self-presentation are deliberate and effortful (and at times deceitful), other aspects are automatic and done with little or no conscious thought. For example, a woman may interact with many people during the day and may make different impressions on each person. When she starts her day at her apartment, she chats with her roommates and cleans up after breakfast, thereby presenting the image of being a good friend and responsible roommate. During classes, she responds to her professor’s questions and carefully takes notes, presenting the image of being a good student. Later that day, she calls her parents and tells them about her classes and other activities (although likely leaving out information about some activities), presenting the image of being a loving and responsible daughter. That night, she might go to a party or dancing with friends, presenting the image of being fun and easygoing. Although some aspects of these self-presentations may be deliberate and conscious, other aspects are not. For example, chatting with her roommates and cleaning up after breakfast may be habitual behaviors that are done with little conscious thought. Likewise, she may automatically hold the door open for an acquaintance or buy a cup of coffee for a friend. These behaviors, although perhaps not done consciously or with self-presentation in mind, nevertheless convey an image of the self to others.

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Self-Presentation

Although people have the ability to present images that are false, self-presentations are often genuine; they reflect an attempt by the person to have others perceive him or her accurately, or at least consistent with how the person perceives himself or herself. Self-presentations can vary as a function of the audience; people present different aspects of themselves to different audiences or under different conditions. A man likely presents different aspects of himself to his close friends than he does to his elderly grandmother, and a woman may present a different image to her spouse than she does to her employer. This is not to say that these different images are false. Rather, they represent different aspects of the self. The self is much like a gem with multiple facets. The gem likely appears differently depending on the angle at which it is viewed. However, the various appearances are all genuine. Even if people present a self-image that they know to be false, they may begin to internalize the self-image and thereby eventually come to believe the self-pres

entation. For example, a man may initially present an image of being a good student without believing it to be genuine, but after attending all his classes for several weeks, visiting the professor during office hours, and asking questions during class, he may come to see himself as truly being a good student. This internalization process is most likely to occur when people make a public commitment to the self-image, when the behavior is at least somewhat consistent with their self-image, and when they receive positive feedback or other rewards for presenting the self-image.

Self-presentation is often directed to external audiences such as friends, lovers, employers, teachers, children, and even strangers. Self-presentation is more likely to be conscious when the presenter depends on the audience for some reward, expects to interact with the audience in the future, wants something from the audience, or values the audience’s approval. Yet self-presentation extends beyond audiences that are physically present to imagined audiences, and these imagined audiences can have distinct effects on behavior. A young man at a party might suddenly think about his parents and change his behavior from rambunctious to reserved. People sometimes even make self-presentations only for themselves. For instance, people want to claim certain identities, such as being fun, intelligent, kind, moral, and they may behave in line with these identities even in private.

Self-Presentation Goals

Self-presentation is inherently goal-directed; people present certain images because they benefit from the images in some way. The most obvious benefits are interpersonal, arising from getting others to do what one wants. A job candidate may convey an image of being hardworking and dependable to get a job; a salesperson may convey an image of being trustworthy and honest to achieve a sale. People may also benefit from their self-presentations by gaining respect, power, liking, or other desirable social rewards. Finally, people make certain impressions on others to maintain a sense of who they are, or their self-concept. For example, a man who wants to think of himself as a voracious reader might join a book club or volunteer at a library, or a woman who wishes to perceive herself as generous may contribute lavishly to a charitable cause. Even when there are few or no obvious benefits of a particular self-presentation, people may simply present an image that is consistent with the way they like to think about themselves, or at least the way they are accustomed to thinking about themselves.

Much of self-presentation is directed toward achieving one of two desirable images. First, people want to appear likeable. People like others who are attractive, interesting, and fun to be with. Thus, a sizable proportion of self-presentation revolves around developing, maintaining, and enhancing appearance and conveying and emphasizing characteristics that others desire, admire, and enjoy. Second, people want to appear competent. People like others who are skilled and able, and thus another sizable proportion of self-presentation revolves around conveying an image of competence. Yet, self-presentation is not so much about presenting desirable images as it is about presenting desired images, and some desired images are not necessarily desirable. For example, schoolyard bullies may present an image of being dangerous or intimidating to gain or maintain power over others. Some people present themselves as weak or infirmed (or exaggerate their weaknesses) to gain help from others. For instance, a member of a group project may display incompetence in the hope that other members will do more of the work, or a child may exaggerate illness to avoid going to school.

Self-Presentation Avenues

People self-present in a variety of ways. Perhaps most obviously, people self-present in what they say. These verbalizations can be direct claims of a particular image, such as when a person claims to be altruistic. They also can be indirect, such as when a person discloses personal behaviors or standards (e.g., “I volunteer at a hospital”). Other verbal presentations emerge when people express attitudes or beliefs. Divulging that one enjoys backpacking through Europe conveys the image that one is a world-traveler. Second, people self-present nonverbally in their physical appearance, body language, and other behavior. Smiling, eye contact, and nods of agreement can convey a wealth of information. Third, people self-present through the props they surround themselves with and through their associations. Driving an expensive car or flying first class conveys an image of having wealth, whereas an array of diplomas and certificates on one’s office walls conveys an image of education and expertise. Likewise, people judge others based on their associations. For example, being in the company of politicians or movie stars conveys an image of importance, and not surprisingly, many people display photographs of themselves with famous people. In a similar vein, high school students concerned with their status are often careful about which classmates they are seen and not seen with publicly. Being seen by others in the company of someone from a member of a disreputable group can raise questions about one’s own social standing.

Self-Presentation Pitfalls

Self-presentation is most successful when the image presented is consistent with what the audience thinks or knows to be true. The more the image presented differs from the image believed or anticipated by the audience, the less willing the audience will be to accept the image. For example, the lower a student’s grade is on the first exam, the more difficulty he or she will have in convincing a professor that he or she will earn an A on the next exam. Self-presentations are constrained by audience knowledge. The more the audience knows about a person, the less freedom the person has in claiming a particular identity. An audience that knows very little about a person will be more accepting of whatever identity the person conveys, whereas an audience that knows a great deal about a person will be less accepting.

People engaging in self-presentation sometimes encounter difficulties that undermine their ability to convey a desired image. First, people occasionally encounter the multiple audience problem, in which they must simultaneously present two conflicting images. For example, a student while walking with friends who know only her rebellious, impetuous side may run into her professor who knows only her serious, conscientious side. The student faces the dilemma of conveying the conflicting images of rebellious friend and serious student. When both audiences are present, the student must try to behave in a way that is consistent with how her friends view her, but also in a way that is consistent with how her professor views her. Second, people occasionally encounter challenges to their self-presentations. The audience may not believe the image the person presents. Challenges are most likely to arise when people are managing impressions through self-descriptions and the self-descriptions are inconsistent with other evidence. For example, a man who claims to be good driver faces a self-presentational dilemma if he is ticketed or gets in an automobile accident. Third, self-presentations can fail when people lack the cognitive resources to present effectively because, for example, they are tired, anxious, or distracted. For instance, a woman may yawn uncontrollably or reflexively check her watch while talking to a boring classmate, unintentionally conveying an image of disinterest.

Some of the most important images for people to convey are also the hardest. As noted earlier, among the most important images people want to communicate are likeability and competence. Perhaps because these images are so important and are often rewarded, audiences may be skeptical of accepting direct claims of likeability and competence from presenters, thinking that the person is seeking personal gain. Thus, people must resort to indirect routes to create these images, and the indirect routes can be misinterpreted. For example, the student who sits in the front row of the class and asks a lot of questions may be trying to project an image of being a competent student but may be perceived negatively as a teacher’s pet by fellow students.

Finally, there is a dark side to self-presentation. In some instances, the priority people place on their appearances or images can threaten their health. People who excessively tan are putting a higher priority on their appearance (e.g., being tan) than on their health (e.g., taking precautions to avoid skin cancer). Similarly, although condoms help protect against sexually transmitted diseases and unwanted pregnancy, self-presentational concerns may dissuade partners or potential partners from discussing, carrying, or using condoms. Women may fear that carrying condoms makes them seem promiscuous or easy, whereas men may fear that carrying condoms makes them seem presumptuous, as if they are expecting to have sex. Self-presentational concerns may also influence interactions with health care providers and may lead people to delay or avoid embarrassing medical tests and procedures or treatments for conditions that are embarrassing. For example, people may be reluctant to seek tests or treatment for sexually transmitted diseases, loss of bladder control, mental disorders, mental decline, or other conditions associated with weakness or incompetence. Finally, concerns with social acceptance may prompt young people to engage in risky behaviors such as excessive alcohol consumption, sexual promiscuity, or juvenile delinquency.

References:

  • Jones, E. E., Pittman, T. S. (1982). Toward a general theory of strategic self-presentation. In J. Suls (Ed.), Psychological perspectives on the self (Vol. 1, pp. 231-260). Hillsdale, NJ: Erlbaum.
  • Leary, M. R. (1996). Self-presentation: Impression management and interpersonal behavior. Boulder, CO: Westview Press.
  • Leary, M. R., Tchividjian, L. R., & Kraxberger, B. E. (1994). Self-presentation can be hazardous to your health: Impression management and health risk. Health Psychology, 13, 461-470.
  • Schlenker, B. R. (1980). Impression management: The self-concept, social identity, and interpersonal relations. Monterey, CA: Brooks/Cole.

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The self presentation theory and how to present your best self

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What does self presentation mean?

What are self presentation goals, individual differences and self presentation.

How can you make the most of the self presentation theory at work?  

We all want others to see us as confident, competent, and likeable — even if we don’t necessarily feel that way all the time. In fact, we make dozens of decisions every day — whether consciously or unconsciously — to get people to see us as we want to be seen. But is this kind of self presentation dishonest? Shouldn’t we just be ourselves?

Success requires interacting with other people. We can’t control the other side of those interactions. But we can think about how the other person might see us and make choices about what we want to convey. 

Self presentation is any behavior or action made with the intention to influence or change how other people see you. Anytime we're trying to get people to think of us a certain way, it's an act of self presentation. Generally speaking, we work to present ourselves as favorably as possible. What that means can vary depending on the situation and the other person.

Although at first glance this may seem disingenuous, we all engage in self-presentation. We want to make sure that we show up in a way that not only makes us look good, but makes us feel good about ourselves.

Early research on self presentation focused on narcissism and sociopathy, and how people might use the impression others have of them to manipulate others for their benefit. However, self presentation and manipulation are distinct. After all, managing the way others see us works for their benefit as well as ours.

Imagine, for example, a friend was complaining to you about   a tough time they were having at work . You may want to show up as a compassionate person. However, it also benefits your friend — they feel heard and able to express what is bothering them when you appear to be present, attentive, and considerate of their feelings. In this case, you’d be conscious of projecting a caring image, even if your mind was elsewhere, because you value the relationship and your friend’s experience.

To some extent, every aspect of our lives depends on successful self-presentation. We want our families to feel that we are worthy of attention and love. We present ourselves as studious and responsible to our teachers. We want to seem fun and interesting at a party, and confident at networking events. Even landing a job depends on you convincing the interviewer that you are the best person for the role.

There are three main reasons why people engage in self presentation:

Tangible or social benefits:

In order to achieve the results we want, it often requires that we behave a certain way. In other words, certain behaviors are desirable in certain situations. Matching our behavior to the circumstances can help us connect to others,   develop a sense of belonging , and attune to the needs and feelings of others.

Example:   Michelle is   a new manager . At her first leadership meeting, someone makes a joke that she doesn’t quite get. When everyone else laughs, she smiles, even though she’s not sure why.

By laughing along with the joke, Michelle is trying to fit in and appear “in the know.” Perhaps more importantly, she avoids feeling (or at least appearing) left out, humorless, or revealing that she didn’t get it — which may hurt her confidence and how she interacts with the group in the future.

To facilitate social interaction:

As mentioned, certain circumstances and roles call for certain behaviors. Imagine a defense attorney. Do you think of them a certain way? Do you have expectations for what they do — or don’t — do? If you saw them frantically searching for their car keys, would you feel confident with them defending your case?

If the answer is no, then you have a good idea of why self presentation is critical to social functioning. We’re surprised when people don’t present themselves in a way that we feel is consistent with the demands of their role. Having an understanding of what is expected of you — whether at home, work, or in relationships — may help you succeed by inspiring confidence in others.

Example:   Christopher has always been called a “know-it-all.” He reads frequently and across a variety of topics, but gets nervous and tends to talk over people. When attending a networking event, he is uncharacteristically quiet. Even though he would love to speak up, he’s afraid of being seen as someone who “dominates” the conversation. 

Identity Construction:

It’s not enough for us to declare who we are or what we want to be — we have to take actions consistent with that identity. In many cases, we also have to get others to buy into this image of ourselves as well. Whether it’s a personality trait or a promotion, it can be said that we’re not who   we   think we are, but who others see.

Example:   Jordan is interested in moving to a client-facing role. However, in their last performance review, their manager commented that Jordan seemed “more comfortable working independently.” 

Declaring themselves a “people person” won’t make Jordan’s manager see them any differently. In order to gain their manager’s confidence, Jordan will have to show up as someone who can comfortably engage with clients and thrive in their new role.

We may also use self presentation to reinforce a desired identity for ourselves. If we want to accomplish something, make a change, or   learn a new skill , making it public is a powerful strategy. There's a reason why people who share their goals are more likely to be successful. The positive pressure can help us stay accountable to our commitments in a way that would be hard to accomplish alone.

Example:   Fatima wants to run a 5K. She’s signed up for a couple before, but her perfectionist tendencies lead her to skip race day because she feels she hasn’t trained enough. However, when her friend asks her to run a 5K with her, she shows up without a second thought.

In Fatima’s case, the positive pressure — along with the desire to serve a more important value (friendship) — makes showing up easy.

Because we spend so much time with other people (and our success largely depends on what they think of us), we all curate our appearance in one way or another. However, we don’t all desire to have people see us in the same way or to achieve the same goals. Our experiences and outcomes may vary based on a variety of factors.

One important factor is our level of self-monitoring when we interact with others. Some people are particularly concerned about creating a good impression, while others are uninterested. This can vary not only in individuals, but by circumstances.   A person may feel very confident at work , but nervous about making a good impression on a first date.

Another factor is self-consciousness — that is, how aware people are of themselves in a given circumstance. People that score high on scales of public self-consciousness are aware of how they come across socially. This tends to make it easier for them to align their behavior with the perception that they want others to have of them.

Finally, it's not enough to simply want other people to see you differently. In order to successfully change how other people perceive you, need to have three main skills: 

1. Perception and empathy

Successful self-presentation depends on being able to correctly perceive   how people are feeling , what's important to them, and which traits you need to project in order to achieve your intended outcomes.

2. Motivation

If we don’t have a compelling reason to change the perception that others have of us, we are not likely to try to change our behavior. Your desire for a particular outcome, whether it's social or material, creates a sense of urgency.

3.  A matching skill set

You’ve got to be able to walk the talk. Your actions will convince others more than anything you say. In other words, you have to provide evidence that you are the person you say you are. You may run into challenges if you're trying to portray yourself as skilled in an area where you actually lack experience.

How can you make the most of the self presentation theory at work?

At its heart, self presentation requires a high-level of self awareness and empathy. In order to make sure that we're showing up as our best in every circumstance — and with each person — we have to be aware of our own motivation as well as what would make the biggest difference to the person in front of us.

Here are 6 strategies to learn to make the most of the self-presentation theory in your career:

1. Get feedback from people around you

Ask a trusted friend or mentor to share what you can improve. Asking for feedback about specific experiences, like a recent project or presentation, will make their suggestions more relevant and easier to implement.

2. Study people who have been successful in your role

Look at how they interact with other people. How do you perceive them? Have they had to cultivate particular skills or ways of interacting with others that may not have come easily to them?

3. Be yourself

Look for areas where you naturally excel and stand out. If you feel comfortable, confident, and happy, you’ll have an easier time projecting that to others. It’s much harder to present yourself as confident when you’re uncomfortable.

4. Be aware that you may mess up

As you work to master new skills and ways of interacting with others,   keep asking for feedback . Talk to your manager, team, or a trusted friend about how you came across. If you sense that you’ve missed the mark, address it candidly. People will understand, and you’ll learn more quickly.

Try saying, “I hope that didn’t come across as _______. I want you to know that…”

5. Work with a coach

Coaches are skilled in interpersonal communication and committed to your success. Roleplay conversations to see how they land, and practice what you’ll say and do in upcoming encounters. Over time, a coach will also begin to know you well enough to notice patterns and suggest areas for improvement.

6. The identity is in the details

Don’t forget about the other aspects of your presentation. Take a moment to visualize yourself being the way that you want to be seen. Are there certain details that would make you feel more like that person? Getting organized, refreshing your wardrobe, rewriting your resume, and even cleaning your home office can all serve as powerful affirmations of your next-level self.

Self presentation is defined as the way we try to control how others see us, but it’s just as much about how we see ourselves. It is a skill to achieve a level of comfort with who we are   and   feel confident to choose how we self-present. Consciously working to make sure others get to see the very best of you is a wonderful way to develop into the person you want to be.

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Allaya Cooks-Campbell

With over 15 years of content experience, Allaya Cooks Campbell has written for outlets such as ScaryMommy, HRzone, and HuffPost. She holds a B.A. in Psychology and is a certified yoga instructor as well as a certified Integrative Wellness & Life Coach. Allaya is passionate about whole-person wellness, yoga, and mental health.

Impression management: Developing your self-presentation skills

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12.2 Self-presentation

Learning objectives.

  • Describe social roles and how they influence behavior
  • Explain what social norms are and how they influence behavior
  • Define script
  • Describe the findings of Zimbardo’s Stanford prison experiment

As you’ve learned, social psychology is the study of how people affect one another’s thoughts, feelings, and behaviors. We have discussed situational perspectives and social psychology’s emphasis on the ways in which a person’s environment, including culture and other social influences, affect behavior. In this section, we examine situational forces that have a strong influence on human behavior including social roles, social norms, and scripts. We discuss how humans use the social environment as a source of information, or cues, on how to behave. Situational influences on our behavior have important consequences, such as whether we will help a stranger in an emergency or how we would behave in an unfamiliar environment.

Social Roles

One major social determinant of human behavior is our social roles. A social role is a pattern of behavior that is expected of a person in a given setting or group (Hare, 2003). Each one of us has several social roles. You may be, at the same time, a student, a parent, an aspiring teacher, a son or daughter, a spouse, and a lifeguard. How do these social roles influence your behavior? Social roles are defined by culturally shared knowledge. That is, nearly everyone in a given culture knows what behavior is expected of a person in a given role. For example, what is the social role for a student? If you look around a college classroom you will likely see students engaging in studious behavior, taking notes, listening to the professor, reading the textbook, and sitting quietly at their desks ( Figure 12.8 ). Of course you may see students deviating from the expected studious behavior such as texting on their phones or using Facebook on their laptops, but in all cases, the students that you observe are attending class—a part of the social role of students.

Social roles, and our related behavior, can vary across different settings. How do you behave when you are engaging in the role of son or daughter and attending a family function? Now imagine how you behave when you are engaged in the role of employee at your workplace. It is very likely that your behavior will be different. Perhaps you are more relaxed and outgoing with your family, making jokes and doing silly things. But at your workplace you might speak more professionally, and although you may be friendly, you are also serious and focused on getting the work completed. These are examples of how our social roles influence and often dictate our behavior to the extent that identity and personality can vary with context (that is, in different social groups) (Malloy, Albright, Kenny, Agatstein & Winquist, 1997).

Social Norms

As discussed previously, social roles are defined by a culture’s shared knowledge of what is expected behavior of an individual in a specific role. This shared knowledge comes from social norms. A social norm is a group’s expectation of what is appropriate and acceptable behavior for its members—how they are supposed to behave and think (Deutsch & Gerard, 1955; Berkowitz, 2004). How are we expected to act? What are we expected to talk about? What are we expected to wear? In our discussion of social roles we noted that colleges have social norms for students’ behavior in the role of student and workplaces have social norms for employees’ behaviors in the role of employee. Social norms are everywhere including in families, gangs, and on social media outlets. What are some social norms on Facebook?

Connect the Concepts

Tweens, teens, and social norms.

My 11-year-old daughter, Jessica, recently told me she needed shorts and shirts for the summer, and that she wanted me to take her to a store at the mall that is popular with preteens and teens to buy them. I have noticed that many girls have clothes from that store, so I tried teasing her. I said, “All the shirts say ‘Aero’ on the front. If you are wearing a shirt like that and you have a substitute teacher, and the other girls are all wearing that type of shirt, won’t the substitute teacher think you are all named ‘Aero’?”

My daughter replied, in typical 11-year-old fashion, “Mom, you are not funny. Can we please go shopping?”

I tried a different tactic. I asked Jessica if having clothing from that particular store will make her popular. She replied, “No, it will not make me popular. It is what the popular kids wear. It will make me feel happier.” How can a label or name brand make someone feel happier? Think back to what you’ve learned about lifespan development . What is it about pre-teens and young teens that make them want to fit in ( Figure 12.9 )? Does this change over time? Think back to your high school experience, or look around your college campus. What is the main name brand clothing you see? What messages do we get from the media about how to fit in?

Because of social roles, people tend to know what behavior is expected of them in specific, familiar settings. A script is a person’s knowledge about the sequence of events expected in a specific setting (Schank & Abelson, 1977). How do you act on the first day of school, when you walk into an elevator, or are at a restaurant? For example, at a restaurant in the United States, if we want the server’s attention, we try to make eye contact. In Brazil, you would make the sound “psst” to get the server’s attention. You can see the cultural differences in scripts. To an American, saying “psst” to a server might seem rude, yet to a Brazilian, trying to make eye contact might not seem an effective strategy. Scripts are important sources of information to guide behavior in given situations. Can you imagine being in an unfamiliar situation and not having a script for how to behave? This could be uncomfortable and confusing. How could you find out about social norms in an unfamiliar culture?

Zimbardo’s Stanford Prison Experiment

The famous Stanford prison experiment , conducted by social psychologist Philip Zimbardo and his colleagues at Stanford University, demonstrated the power of social roles, social norms, and scripts. In the summer of 1971, an advertisement was placed in a California newspaper asking for male volunteers to participate in a study about the psychological effects of prison life. More than 70 men volunteered, and these volunteers then underwent psychological testing to eliminate candidates who had underlying psychiatric issues, medical issues, or a history of crime or drug abuse. The pool of volunteers was whittled down to 24 healthy male college students. Each student was paid $15 per day and was randomly assigned to play the role of either a prisoner or a guard in the study. Based on what you have learned about research methods, why is it important that participants were randomly assigned?

A mock prison was constructed in the basement of the psychology building at Stanford. Participants assigned to play the role of prisoners were “arrested” at their homes by Palo Alto police officers, booked at a police station, and subsequently taken to the mock prison. The experiment was scheduled to run for several weeks. To the surprise of the researchers, both the “prisoners” and “guards” assumed their roles with zeal. In fact, on day 2, some of the prisoners revolted, and the guards quelled the rebellion by threatening the prisoners with night sticks. In a relatively short time, the guards came to harass the prisoners in an increasingly sadistic manner, through a complete lack of privacy, lack of basic comforts such as mattresses to sleep on, and through degrading chores and late-night counts.

The prisoners, in turn, began to show signs of severe anxiety and hopelessness—they began tolerating the guards’ abuse. Even the Stanford professor who designed the study and was the head researcher, Philip Zimbardo, found himself acting as if the prison was real and his role, as prison supervisor, was real as well. After only six days, the experiment had to be ended due to the participants’ deteriorating behavior. Zimbardo explained,

At this point it became clear that we had to end the study. We had created an overwhelmingly powerful situation—a situation in which prisoners were withdrawing and behaving in pathological ways, and in which some of the guards were behaving sadistically. Even the “good” guards felt helpless to intervene, and none of the guards quit while the study was in progress. Indeed, it should be noted that no guard ever came late for his shift, called in sick, left early, or demanded extra pay for overtime work. (Zimbardo, 2013)

The Stanford prison experiment demonstrated the power of social roles, norms, and scripts in affecting human behavior. The guards and prisoners enacted their social roles by engaging in behaviors appropriate to the roles: The guards gave orders and the prisoners followed orders. Social norms require guards to be authoritarian and prisoners to be submissive. When prisoners rebelled, they violated these social norms, which led to upheaval. The specific acts engaged by the guards and the prisoners derived from scripts. For example, guards degraded the prisoners by forcing them do push-ups and by removing all privacy. Prisoners rebelled by throwing pillows and trashing their cells. Some prisoners became so immersed in their roles that they exhibited symptoms of mental breakdown; however, according to Zimbardo, none of the participants suffered long term harm (Alexander, 2001).

The Stanford Prison Experiment has some parallels with the abuse of prisoners of war by U.S. Army troops and CIA personnel at the Abu Ghraib prison in 2003 and 2004. The offenses at Abu Ghraib were documented by photographs of the abuse, some taken by the abusers themselves ( Figure 12.10 ).

Link to Learning

Visit this website to hear an NPR interview with Philip Zimbardo where he discusses the parallels between the Stanford prison experiment and the Abu Ghraib prison in Iraq.

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  • Authors: Rose M. Spielman, Kathryn Dumper, William Jenkins, Arlene Lacombe, Marilyn Lovett, Marion Perlmutter
  • Publisher/website: OpenStax
  • Book title: Psychology
  • Publication date: Dec 8, 2014
  • Location: Houston, Texas
  • Book URL: https://openstax.org/books/psychology/pages/1-introduction
  • Section URL: https://openstax.org/books/psychology/pages/12-2-self-presentation

© Feb 9, 2022 OpenStax. Textbook content produced by OpenStax is licensed under a Creative Commons Attribution License . The OpenStax name, OpenStax logo, OpenStax book covers, OpenStax CNX name, and OpenStax CNX logo are not subject to the Creative Commons license and may not be reproduced without the prior and express written consent of Rice University.

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12.3: Self-presentation

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Learning Objectives

  • Describe social roles and how they influence behavior
  • Explain what social norms are and how they influence behavior
  • Define script
  • Describe the findings of Zimbardo’s Stanford prison experiment

As you’ve learned, social psychology is the study of how people affect one another’s thoughts, feelings, and behaviors. We have discussed situational perspectives and social psychology’s emphasis on the ways in which a person’s environment, including culture and other social influences, affect behavior. In this section, we examine situational forces that have a strong influence on human behavior including social roles, social norms, and scripts. We discuss how humans use the social environment as a source of information, or cues, on how to behave. Situational influences on our behavior have important consequences, such as whether we will help a stranger in an emergency or how we would behave in an unfamiliar environment.

Social Roles

One major social determinant of human behavior is our social roles. A social role is a pattern of behavior that is expected of a person in a given setting or group (Hare, 2003). Each one of us has several social roles. You may be, at the same time, a student, a parent, an aspiring teacher, a son or daughter, a spouse, and a lifeguard. How do these social roles influence your behavior? Social roles are defined by culturally shared knowledge. That is, nearly everyone in a given culture knows what behavior is expected of a person in a given role. For example, what is the social role for a student? If you look around a college classroom you will likely see students engaging in studious behavior, taking notes, listening to the professor, reading the textbook, and sitting quietly at their desks (See figure \(\PageIndex{1}\)). Of course you may see students deviating from the expected studious behavior such as texting on their phones or using Facebook on their laptops, but in all cases, the students that you observe are attending class—a part of the social role of students.

A photograph shows students in a classroom.

Social roles, and our related behavior, can vary across different settings. How do you behave when you are engaging in the role of son or daughter and attending a family function? Now imagine how you behave when you are engaged in the role of employee at your workplace. It is very likely that your behavior will be different. Perhaps you are more relaxed and outgoing with your family, making jokes and doing silly things. But at your workplace you might speak more professionally, and although you may be friendly, you are also serious and focused on getting the work completed. These are examples of how our social roles influence and often dictate our behavior to the extent that identity and personality can vary with context (that is, in different social groups) (Malloy, Albright, Kenny, Agatstein & Winquist, 1997).

Social Norms

As discussed previously, social roles are defined by a culture’s shared knowledge of what is expected behavior of an individual in a specific role. This shared knowledge comes from social norms. A social norm is a group’s expectation of what is appropriate and acceptable behavior for its members—how they are supposed to behave and think (Deutsch & Gerard, 1955; Berkowitz, 2004). How are we expected to act? What are we expected to talk about? What are we expected to wear? In our discussion of social roles we noted that colleges have social norms for students’ behavior in the role of student and workplaces have social norms for employees’ behaviors in the role of employee. Social norms are everywhere including in families, gangs, and on social media outlets. What are some social norms on Facebook?

CONNECT THE CONCEPTS: Tweens, Teens, and Social Norms

My \(11\)-year-old daughter, Jessica, recently told me she needed shorts and shirts for the summer, and that she wanted me to take her to a store at the mall that is popular with preteens and teens to buy them. I have noticed that many girls have clothes from that store, so I tried teasing her. I said, “All the shirts say ‘Aero’ on the front. If you are wearing a shirt like that and you have a substitute teacher, and the other girls are all wearing that type of shirt, won’t the substitute teacher think you are all named ‘Aero’?”

My daughter replied, in typical \(11\)-year-old fashion, “Mom, you are not funny. Can we please go shopping?”

I tried a different tactic. I asked Jessica if having clothing from that particular store will make her popular. She replied, “No, it will not make me popular. It is what the popular kids wear. It will make me feel happier.” How can a label or name brand make someone feel happier? Think back to what you’ve learned about lifespan development . What is it about pre-teens and young teens that make them want to fit in (See figure \(\PageIndex{2}\))? Does this change over time? Think back to your high school experience, or look around your college campus. What is the main name brand clothing you see? What messages do we get from the media about how to fit in?

A photograph shows a group of young people dressed similarly.

Because of social roles, people tend to know what behavior is expected of them in specific, familiar settings. A script is a person’s knowledge about the sequence of events expected in a specific setting (Schank & Abelson, 1977). How do you act on the first day of school, when you walk into an elevator, or are at a restaurant? For example, at a restaurant in the United States, if we want the server’s attention, we try to make eye contact. In Brazil, you would make the sound “psst” to get the server’s attention. You can see the cultural differences in scripts. To an American, saying “psst” to a server might seem rude, yet to a Brazilian, trying to make eye contact might not seem an effective strategy. Scripts are important sources of information to guide behavior in given situations. Can you imagine being in an unfamiliar situation and not having a script for how to behave? This could be uncomfortable and confusing. How could you find out about social norms in an unfamiliar culture?

Zimbardo's Stanford Prison Experiment

The famous Stanford prison experiment , conducted by social psychologist Philip Zimbardo and his colleagues at Stanford University, demonstrated the power of social roles, social norms, and scripts. In the summer of 1971, an advertisement was placed in a California newspaper asking for male volunteers to participate in a study about the psychological effects of prison life. More than \(70\) men volunteered, and these volunteers then underwent psychological testing to eliminate candidates who had underlying psychiatric issues, medical issues, or a history of crime or drug abuse. The pool of volunteers was whittled down to \(24\) healthy male college students. Each student was paid \(\$15\) per day and was randomly assigned to play the role of either a prisoner or a guard in the study. Based on what you have learned about research methods, why is it important that participants were randomly assigned?

A mock prison was constructed in the basement of the psychology building at Stanford. Participants assigned to play the role of prisoners were “arrested” at their homes by Palo Alto police officers, booked at a police station, and subsequently taken to the mock prison. The experiment was scheduled to run for several weeks. To the surprise of the researchers, both the “prisoners” and “guards” assumed their roles with zeal. In fact, on day 2, some of the prisoners revolted, and the guards quelled the rebellion by threatening the prisoners with night sticks. In a relatively short time, the guards came to harass the prisoners in an increasingly sadistic manner, through a complete lack of privacy, lack of basic comforts such as mattresses to sleep on, and through degrading chores and late-night counts.

The prisoners, in turn, began to show signs of severe anxiety and hopelessness—they began tolerating the guards’ abuse. Even the Stanford professor who designed the study and was the head researcher, Philip Zimbardo, found himself acting as if the prison was real and his role, as prison supervisor, was real as well. After only six days, the experiment had to be ended due to the participants’ deteriorating behavior. Zimbardo explained,

At this point it became clear that we had to end the study. We had created an overwhelmingly powerful situation—a situation in which prisoners were withdrawing and behaving in pathological ways, and in which some of the guards were behaving sadistically. Even the “good” guards felt helpless to intervene, and none of the guards quit while the study was in progress. Indeed, it should be noted that no guard ever came late for his shift, called in sick, left early, or demanded extra pay for overtime work. (Zimbardo, 2013)

The Stanford prison experiment demonstrated the power of social roles, norms, and scripts in affecting human behavior. The guards and prisoners enacted their social roles by engaging in behaviors appropriate to the roles: The guards gave orders and the prisoners followed orders. Social norms require guards to be authoritarian and prisoners to be submissive. When prisoners rebelled, they violated these social norms, which led to upheaval. The specific acts engaged by the guards and the prisoners derived from scripts. For example, guards degraded the prisoners by forcing them do push-ups and by removing all privacy. Prisoners rebelled by throwing pillows and trashing their cells. Some prisoners became so immersed in their roles that they exhibited symptoms of mental breakdown; however, according to Zimbardo, none of the participants suffered long term harm (Alexander, 2001).

The Stanford Prison Experiment has some parallels with the abuse of prisoners of war by U.S. Army troops and CIA personnel at the Abu Ghraib prison in 2003 and 2004. The offenses at Abu Ghraib were documented by photographs of the abuse, some taken by the abusers themselves (See fig. 12.2.3).

A photograph shows a person standing on a box with arms held out. The person is covered in shawl-like attire and a full hood that covers the face completely.

Human behavior is largely influenced by our social roles, norms, and scripts. In order to know how to act in a given situation, we have shared cultural knowledge of how to behave depending on our role in society. Social norms dictate the behavior that is appropriate or inappropriate for each role. Each social role has scripts that help humans learn the sequence of appropriate behaviors in a given setting. The famous Stanford prison experiment is an example of how the power of the situation can dictate the social roles, norms, and scripts we follow in a given situation, even if this behavior is contrary to our typical behavior.

Contributors and Attributions

Rose M. Spielman with many significant contributors. The OpenStax name, OpenStax logo, OpenStax book covers, OpenStax CNX name, and OpenStax CNX logo are not subject to the creative commons license and may not be reproduced without the prior and express written consent of Rice University. For questions regarding this license, please contact  [email protected] .Textbook content produced by OpenStax College is licensed under a  Creative Commons Attribution License 4.0  license. Download for free at http://cnx.org/contents/[email protected] .

76 Self-presentation

Learning Objectives

By the end of this section, you will be able to:

  • Describe social roles and how they influence behavior
  • Explain what social norms are and how they influence behavior
  • Define script
  • Describe the findings of Zimbardo’s Stanford prison experiment

As you’ve learned, social psychology is the study of how people affect one another’s thoughts, feelings, and behaviors. We have discussed situational perspectives and social psychology’s emphasis on the ways in which a person’s environment, including culture and other social influences, affect behavior. In this section, we examine situational forces that have a strong influence on human behavior including social roles, social norms, and scripts. We discuss how humans use the social environment as a source of information, or cues, on how to behave. Situational influences on our behavior have important consequences, such as whether we will help a stranger in an emergency or how we would behave in an unfamiliar environment.

Social Roles

One major social determinant of human behavior is our social roles. A social role is a pattern of behavior that is expected of a person in a given setting or group (Hare, 2003). Each one of us has several social roles. You may be, at the same time, a student, a parent, an aspiring teacher, a son or daughter, a spouse, and a lifeguard. How do these social roles influence your behavior? Social roles are defined by culturally shared knowledge. That is, nearly everyone in a given culture knows what behavior is expected of a person in a given role. For example, what is the social role for a student? If you look around a college classroom you will likely see students engaging in studious behavior, taking notes, listening to the professor, reading the textbook, and sitting quietly at their desks. Of course you may see students deviating from the expected studious behavior such as texting on their phones or using Facebook on their laptops, but in all cases, the students that you observe are attending class—a part of the social role of students.

A photograph shows students in a classroom.

Social roles, and our related behavior, can vary across different settings. How do you behave when you are engaging in the role of son or daughter and attending a family function? Now imagine how you behave when you are engaged in the role of employee at your workplace. It is very likely that your behavior will be different. Perhaps you are more relaxed and outgoing with your family, making jokes and doing silly things. But at your workplace you might speak more professionally, and although you may be friendly, you are also serious and focused on getting the work completed. These are examples of how our social roles influence and often dictate our behavior to the extent that identity and personality can vary with context (that is, in different social groups) (Malloy, Albright, Kenny, Agatstein & Winquist, 1997).

Social Norms

As discussed previously, social roles are defined by a culture’s shared knowledge of what is expected behavior of an individual in a specific role. This shared knowledge comes from social norms. A social norm is a group’s expectation of what is appropriate and acceptable behavior for its members—how they are supposed to behave and think (Deutsch & Gerard, 1955; Berkowitz, 2004). How are we expected to act? What are we expected to talk about? What are we expected to wear? In our discussion of social roles we noted that colleges have social norms for students’ behavior in the role of student and workplaces have social norms for employees’ behaviors in the role of employee. Social norms are everywhere including in families, gangs, and on social media outlets. What are some social norms on Facebook?

My 11-year-old daughter, Jessica, recently told me she needed shorts and shirts for the summer, and that she wanted me to take her to a store at the mall that is popular with preteens and teens to buy them. I have noticed that many girls have clothes from that store, so I tried teasing her. I said, “All the shirts say ‘Aero’ on the front. If you are wearing a shirt like that and you have a substitute teacher, and the other girls are all wearing that type of shirt, won’t the substitute teacher think you are all named ‘Aero’?”

My daughter replied, in typical 11-year-old fashion, “Mom, you are not funny. Can we please go shopping?”

I tried a different tactic. I asked Jessica if having clothing from that particular store will make her popular. She replied, “No, it will not make me popular. It is what the popular kids wear. It will make me feel happier.” How can a label or name brand make someone feel happier? Think back to what you’ve learned about lifespan development . What is it about pre-teens and young teens that make them want to fit in? Does this change over time? Think back to your high school experience, or look around your college campus. What is the main name brand clothing you see? What messages do we get from the media about how to fit in?

A photograph shows a group of young people dressed similarly.

Because of social roles, people tend to know what behavior is expected of them in specific, familiar settings. A script is a person’s knowledge about the sequence of events expected in a specific setting (Schank & Abelson, 1977). How do you act on the first day of school, when you walk into an elevator, or are at a restaurant? For example, at a restaurant in the United States, if we want the server’s attention, we try to make eye contact. In Brazil, you would make the sound “psst” to get the server’s attention. You can see the cultural differences in scripts. To an American, saying “psst” to a server might seem rude, yet to a Brazilian, trying to make eye contact might not seem an effective strategy. Scripts are important sources of information to guide behavior in given situations. Can you imagine being in an unfamiliar situation and not having a script for how to behave? This could be uncomfortable and confusing. How could you find out about social norms in an unfamiliar culture?

Zimbardo’s Stanford Prison Experiment

The famous Stanford prison experiment , conducted by social psychologist Philip Zimbardo and his colleagues at Stanford University, demonstrated the power of social roles, social norms, and scripts. In the summer of 1971, an advertisement was placed in a California newspaper asking for male volunteers to participate in a study about the psychological effects of prison life. More than 70 men volunteered, and these volunteers then underwent psychological testing to eliminate candidates who had underlying psychiatric issues, medical issues, or a history of crime or drug abuse. The pool of volunteers was whittled down to 24 healthy male college students. Each student was paid $15 per day and was randomly assigned to play the role of either a prisoner or a guard in the study. Based on what you have learned about research methods, why is it important that participants were randomly assigned?

A mock prison was constructed in the basement of the psychology building at Stanford. Participants assigned to play the role of prisoners were “arrested” at their homes by Palo Alto police officers, booked at a police station, and subsequently taken to the mock prison. The experiment was scheduled to run for several weeks. To the surprise of the researchers, both the “prisoners” and “guards” assumed their roles with zeal. In fact, on day 2, some of the prisoners revolted, and the guards quelled the rebellion by threatening the prisoners with night sticks. In a relatively short time, the guards came to harass the prisoners in an increasingly sadistic manner, through a complete lack of privacy, lack of basic comforts such as mattresses to sleep on, and through degrading chores and late-night counts.

The prisoners, in turn, began to show signs of severe anxiety and hopelessness—they began tolerating the guards’ abuse. Even the Stanford professor who designed the study and was the head researcher, Philip Zimbardo, found himself acting as if the prison was real and his role, as prison supervisor, was real as well. After only six days, the experiment had to be ended due to the participants’ deteriorating behavior. Zimbardo explained,

At this point it became clear that we had to end the study. We had created an overwhelmingly powerful situation—a situation in which prisoners were withdrawing and behaving in pathological ways, and in which some of the guards were behaving sadistically. Even the “good” guards felt helpless to intervene, and none of the guards quit while the study was in progress. Indeed, it should be noted that no guard ever came late for his shift, called in sick, left early, or demanded extra pay for overtime work. (Zimbardo, 2013)

The Stanford prison experiment demonstrated the power of social roles, norms, and scripts in affecting human behavior. The guards and prisoners enacted their social roles by engaging in behaviors appropriate to the roles: The guards gave orders and the prisoners followed orders. Social norms require guards to be authoritarian and prisoners to be submissive. When prisoners rebelled, they violated these social norms, which led to upheaval. The specific acts engaged by the guards and the prisoners derived from scripts. For example, guards degraded the prisoners by forcing them do push-ups and by removing all privacy. Prisoners rebelled by throwing pillows and trashing their cells. Some prisoners became so immersed in their roles that they exhibited symptoms of mental breakdown; however, according to Zimbardo, none of the participants suffered long term harm (Alexander, 2001).

The Stanford Prison Experiment has some parallels with the abuse of prisoners of war by U.S. Army troops and CIA personnel at the Abu Ghraib prison in 2003 and 2004. The offenses at Abu Ghraib were documented by photographs of the abuse, some taken by the abusers themselves.

A photograph shows a person standing on a box with arms held out. The person is covered in shawl-like attire and a full hood that covers the face completely.

Human behavior is largely influenced by our social roles, norms, and scripts. In order to know how to act in a given situation, we have shared cultural knowledge of how to behave depending on our role in society. Social norms dictate the behavior that is appropriate or inappropriate for each role. Each social role has scripts that help humans learn the sequence of appropriate behaviors in a given setting. The famous Stanford prison experiment is an example of how the power of the situation can dictate the social roles, norms, and scripts we follow in a given situation, even if this behavior is contrary to our typical behavior.

Critical Thinking Questions

The good guards were fulfilling their social roles and they did not object to other guards’ abusive behavior because of the power of the situation. In addition, the prison supervisor’s behavior sanctioned the guards’ negative treatment of prisoners. The prisoners were not weak people; they were recruited because they were healthy, mentally stable adults. The power of their social role influenced them to engage in subservient prisoner behavior. The script for prisoners is to accept abusive behavior from authority figures, especially for punishment, when they do not follow the rules.

Social roles were in play as each participant acted out behaviors appropriate to his role as prisoner, guard, or supervisor. Scripts determined the specific behaviors the guards and prisoners displayed, such as humiliation and passivity. The social norms of a prison environment sanctions abuse of prisoners since they have lost many of their human rights and became the property of the government. This experiment can be applied to other situations in which social norms, roles, and scripts dictate our behavior, such as in mob behavior. A more recent example of similar behavior was the abuse of prisoners by American soldiers who were working as prison guards at the Abu Ghraib prison in Iraq.

Personal Application Questions

Try attending a religious service very different from your own and see how you feel and behave without knowing the appropriate script. Or, try attending an important, personal event that you have never attended before, such as a bar mitzvah (a coming-of-age ritual in Jewish culture), a quinceañera (in some Latin American cultures a party is given to a girl who is turning 15 years old), a wedding, a funeral, or a sporting event new to you, such as horse racing or bull riding. Observe and record your feelings and behaviors in this unfamiliar setting for which you lack the appropriate script. Do you silently observe the action, or do you ask another person for help interpreting the behaviors of people at the event? Describe in what ways your behavior would change if you were to attend a similar event in the future?

Name and describe at least three social roles you have adopted for yourself. Why did you adopt these roles? What are some roles that are expected of you, but that you try to resist?

Introduction to Psychology (A critical approach) Copyright © 2021 by Rose M. Spielman; Kathryn Dumper; William Jenkins; Arlene Lacombe; Marilyn Lovett; and Marion Perlmutter is licensed under a Creative Commons Attribution 4.0 International License , except where otherwise noted.

Phil Reed D.Phil.

  • Personality

Self-Presentation in the Digital World

Do traditional personality theories predict digital behaviour.

Posted August 31, 2021 | Reviewed by Chloe Williams

  • What Is Personality?
  • Find a therapist near me
  • Personality theories can help explain real-world differences in self-presentation behaviours but they may not apply to online behaviours.
  • In the real world, women have higher levels of behavioural inhibition tendencies than men and are more likely to avoid displeasing others.
  • Based on this assumption, one would expect women to present themselves less on social media, but women tend to use social media more than men.

Digital technology allows people to construct and vary their self-identity more easily than they can in the real world. This novel digital- personality construction may, or may not, be helpful to that person in the long run, but it is certainly more possible than it is in the real world. Yet how this relates to "personality," as described by traditional personality theories, is not really known. Who will tend to manipulate their personality online, and would traditional personality theories predict these effects? A look at what we do know about gender differences in the real and digital worlds suggests that many aspects of digital behaviour may not conform to the expectations of personality theories developed for the real world.

Half a century ago, Goffman suggested that individuals establish social identities by employing self-presentation tactics and impression management . Self-presentational tactics are techniques for constructing or manipulating others’ impressions of the individual and ultimately help to develop that person’s identity in the eyes of the world. The ways other people react are altered by choosing how to present oneself – that is, self-presentation strategies are used for impression management . Others then uphold, shape, or alter that self-image , depending on how they react to the tactics employed. This implies that self-presentation is a form of social communication, by which people establish, maintain, and alter their social identity.

These self-presentational strategies can be " assertive " or "defensive." 1 Assertive strategies are associated with active control of the person’s self-image; and defensive strategies are associated with protecting a desired identity that is under threat. In the real world, the use of self-presentational tactics has been widely studied and has been found to relate to many behaviours and personalities 2 . Yet, despite the enormous amounts of time spent on social media , the types of self-presentational tactics employed on these platforms have not received a huge amount of study. In fact, social media appears to provide an ideal opportunity for the use of self-presentational tactics, especially assertive strategies aimed at creating an identity in the eyes of others.

Seeking to Experience Different Types of Reward

Social media allows individuals to present themselves in ways that are entirely reliant on their own behaviours – and not on factors largely beyond their ability to instantly control, such as their appearance, gender, etc. That is, the impression that the viewer of the social media post receives is dependent, almost entirely, on how or what another person posts 3,4 . Thus, the digital medium does not present the difficulties for individuals who wish to divorce the newly-presented self from the established self. New personalities or "images" may be difficult to establish in real-world interactions, as others may have known the person beforehand, and their established patterns of interaction. Alternatively, others may not let people get away with "out of character" behaviours, or they may react to their stereotype of the person in front of them, not to their actual behaviours. All of which makes real-life identity construction harder.

Engaging in such impression management may stem from motivations to experience different types of reward 5 . In terms of one personality theory, individuals displaying behavioural approach tendencies (the Behavioural Activation System; BAS) and behavioural inhibition tendencies (the Behavioural Inhibition System; BIS) will differ in terms of self-presentation behaviours. Those with strong BAS seek opportunities to receive or experience reward (approach motivation ); whereas, those with strong BIS attempt to avoid punishment (avoidance motivation). People who need to receive a lot of external praise may actively seek out social interactions and develop a lot of social goals in their lives. Those who are more concerned about not incurring other people’s displeasure may seek to defend against this possibility and tend to withdraw from people. Although this is a well-established view of personality in the real world, it has not received strong attention in terms of digital behaviours.

Real-World Personality Theories May Not Apply Online

One test bed for the application of this theory in the digital domain is predicted gender differences in social media behaviour in relation to self-presentation. Both self-presentation 1 , and BAS and BIS 6 , have been noted to show gender differences. In the real world, women have shown higher levels of BIS than men (at least, to this point in time), although levels of BAS are less clearly differentiated between genders. This view would suggest that, in order to avoid disapproval, women will present themselves less often on social media; and, where they do have a presence, adopt defensive self-presentational strategies.

The first of these hypotheses is demonstrably false – where there are any differences in usage (and there are not that many), women tend to use social media more often than men. What we don’t really know, with any certainty, is how women use social media for self-presentation, and whether this differs from men’s usage. In contrast to the BAS/BIS view of personality, developed for the real world, several studies have suggested that selfie posting can be an assertive, or even aggressive, behaviour for females – used in forming a new personality 3 . In contrast, sometimes selfie posting by males is related to less aggressive, and more defensive, aspects of personality 7 . It may be that women take the opportunity to present very different images of themselves online from their real-world personalities. All of this suggests that theories developed for personality in the real world may not apply online – certainly not in terms of putative gender-related behaviours.

We know that social media allows a new personality to be presented easily, which is not usually seen in real-world interactions, and it may be that real-world gender differences are not repeated in digital contexts. Alternatively, it may suggest that these personality theories are now simply hopelessly anachronistic – based on assumptions that no longer apply. If that were the case, it would certainly rule out any suggestion that such personalities are genetically determined – as we know that structure hasn’t changed dramatically in the last 20 years.

1. Lee, S.J., Quigley, B.M., Nesler, M.S., Corbett, A.B., & Tedeschi, J.T. (1999). Development of a self-presentation tactics scale. Personality and Individual Differences, 26(4), 701-722.

2. Laghi, F., Pallini, S., & Baiocco, R. (2015). Autopresentazione efficace, tattiche difensive e assertive e caratteristiche di personalità in Adolescenza. Rassegna di Psicologia, 32(3), 65-82.

3. Chua, T.H.H., & Chang, L. (2016). Follow me and like my beautiful selfies: Singapore teenage girls’ engagement in self-presentation and peer comparison on social media. Computers in Human Behavior, 55, 190-197.

4. Fox, J., & Rooney, M.C. (2015). The Dark Triad and trait self-objectification as predictors of men’s use and self-presentation behaviors on social networking sites. Personality and Individual Differences, 76, 161-165.

5. Hermann, A.D., Teutemacher, A.M., & Lehtman, M.J. (2015). Revisiting the unmitigated approach model of narcissism: Replication and extension. Journal of Research in Personality, 55, 41-45.

6. Carver, C.S., & White, T.L. (1994). Behavioral inhibition, behavioral activation, and affective responses to impending reward and punishment: the BIS/BAS scales. Journal of Personality and Social Psychology, 67(2), 319.

7. Sorokowski, P., Sorokowska, A., Frackowiak, T., Karwowski, M., Rusicka, I., & Oleszkiewicz, A. (2016). Sex differences in online selfie posting behaviors predict histrionic personality scores among men but not women. Computers in Human Behavior, 59, 368-373.

Phil Reed D.Phil.

Phil Reed, Ph.D., is a professor of psychology at Swansea University.

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Eighty phenomena about the self: representation, evaluation, regulation, and change

Paul thagard.

1 Department of Philosophy, University of Waterloo, Waterloo, ON, Canada

Joanne V. Wood

2 Department of Psychology, University of Waterloo, Waterloo, ON, Canada

We propose a new approach for examining self-related aspects and phenomena. The approach includes (1) a taxonomy and (2) an emphasis on multiple levels of mechanisms. The taxonomy categorizes approximately eighty self-related phenomena according to three primary functions involving the self: representing, effecting, and changing. The representing self encompasses the ways in which people depict themselves, either to themselves or to others (e.g., self-concepts, self-presentation). The effecting self concerns ways in which people facilitate or limit their own traits and behaviors (e.g., self-enhancement, self-regulation). The changing self is less time-limited than the effecting self; it concerns phenomena that involve lasting alterations in how people represent and control themselves (e.g., self-expansion, self-development). Each self-related phenomenon within these three categories may be examined at four levels of interacting mechanisms (social, individual, neural, and molecular). We illustrate our approach by focusing on seven self-related phenomena.

Introduction

Social and clinical psychologists frequently use the concept of the self in their discussions of a wide range of phenomena (e.g., Baumeister, 1999 ; Sedikides and Brewer, 2001 ; Leary and Tangney, 2003 ; Alicke et al., 2005 ; Sedikides and Spencer, 2007 ). However, there is no general, unified psychological theory of the self that can account for these phenomena. Thagard (2014) has proposed a view of the self as a multilevel system consisting of social, individual, neural, and molecular mechanisms. Like James (1890) and Mead (1967) , this view accommodates social, cognitive, and physiological aspects of the self, but provides far more detail about the nature of the relevant mechanisms. Our aim in the current paper is to show the applicability of the multilevel system account of the self to a large range of phenomena.

We will present a new taxonomy that categorizes approximately eighty self-related phenomena according to three primary aspects of the self: representing, effecting, and changing. The representing self encompasses the ways in which people depict themselves, either to themselves or to others (e.g., self-concepts, self-presentation). The effecting self concerns ways in which people facilitate or limit their own traits and behaviors (e.g., self-enhancement, self-regulation). The changing self is less time-limited than the effecting self; it concerns phenomena that involve lasting alterations in how people represent and control themselves (e.g., self-expansion, self-development). After presenting this taxonomy, we will describe how four levels of mechanisms—social, individual, neural, and molecular—are relevant to understanding these phenomena about the self. It would be premature to offer a full theory of the self, because not enough is known about the nature of these mechanisms and how they produce the relevant phenomena. But we hope our taxonomy and outline of relevant mechanisms provides a new and useful framework for theorizing about the self.

A Taxonomy of Self-Phenomena

There are more than eighty frequently discussed topics that we call the self-phenomena. More accurately, each of these topics should be understood as a group of phenomena. For example, there are many empirical findings about self-esteem that should count as distinctive phenomena to be explained, so there are potentially hundreds of findings for which a scientific theory of the self should be able to account.

Fortunately, the task of accounting for all of the self-phenomena, through causal explanations of the large number of empirical findings about them, can be managed by grouping the phenomena according to three primary aspects of the self: representing, effecting, and changing. All of the self-phenomena fall primarily under one of these functional groups, although a few are related to more than one group. Figure ​ Figure1 1 summarizes the proposed organization of self-phenomena that we now discuss in more detail.

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Grouping of many self-phenomena into six main classes: self-representing (with three sub-categories), self-effecting (with two sub-categories), and self-changing. Source: Thagard (2014) .

The Representing Self

A representation is a structure or activity that stands for something, and many of the self-phenomena listed in Figure ​ Figure1 1 concern ways in which people represent themselves. The representing self can roughly be divided into three subgroups concerned with (1) depicting oneself to oneself, (2) depicting oneself to others, and (3) evaluating oneself according to one’s own standards.

The most general terms for depicting oneself to oneself are self-knowledge and self-understanding, which seem roughly equivalent. Self-concepts and self-schemata are both mental ingredients of self-knowledge, serving as cognitive structures to represent different aspects of the self. (Later we provide a more detailed account of self-concepts.) Self-interest consists in the collection of one’s personal goals, conscious or unconscious. Self-identity and self-image are also ways in which one represents oneself to oneself, although they may also contribute to how one represents oneself to others. Self-discovery and self-projection are processes that involve self-representation.

Several aspects of depicting oneself to oneself assume conscious experience, as in self-awareness and other phenomena listed in Figure ​ Figure1. 1 . Such experience is not purely cognitive, as it can also involve prominent affective components such as moods and emotions. Another set of phenomena that involve depicting oneself to oneself includes self-deception and self-delusion, in which the representation of self is false. The second division within the group of self-representing phenomena involves depicting and communicating oneself to others.

The third sub-group of self-phenomena in the representing category concerns the evaluation of the self, either as on ongoing process or as the product that results from the evaluation. Phenomena concerned with the process of evaluation include self-appraisal. There are many products that result from this process, including both general assessments such as self-confidence and particular emotional reactions such as self-pity.

The Effecting Self

The self does more than just represent itself; it also does things to itself, including facilitating its own functioning in desirable ways and limiting its functioning to prevent undesirable consequences. Self-phenomena that have a facilitating effect include self-actualization. Self-evaluation can also produce the self-knowledge that unconstrained actions may have undesirable consequences, as in excessive eating, drinking, drug use, and dangerous liaisons. Accordingly, there is a set of important phenomena concerning limits that people put on their own behavior, including self-control. All of these self-effecting phenomena involve people encouraging or discouraging their own behaviors, but they do not bring about fundamental, longer lasting changes in the self, which is the third and probably rarest aspect of the self.

The Changing Self

Over a lifetime, people change as the result of aging and experiences such as major life events. Some self-phenomena such as self-development concern processes of change. The changes can involve alterations in self-representing, when people come to apply different concepts to themselves, and also self-effecting, if people manage to change the degree to which they are capable of either facilitating desired behaviors or limiting undesired ones. Whereas short-term psychotherapy is aimed at dealing with small-scale problems in self-representing and self-efficacy, long-term psychotherapy may aim at larger alterations in the underlying nature of the self.

The proposed grouping of self-phenomena summarized in Figure ​ Figure1 1 is not meant to be exhaustive, as there are aspects of self that are described by words without the “self” prefix, such as agency, autonomy, personhood, and resilience, as well as more esoteric terms that do use the prefix. But the diagram serves to provide an idea of the large range of phenomena concerning the self. Our goal is to show the applicability of the multilevel account of the self to this range of phenomena, by selecting phenomena from each of the six main classes in Figure ​ Figure1. 1 . It would be tedious to apply the multilevel theory to more than eighty phenomena, so we take a representative sampling that includes: self-concepts, self-presentation, self-esteem, self-enhancement, self-regulation, self-expansion, and self-development. Each of these has aspects that need to be understood by considering the self as a system that operates at social, individual, neural, and molecular levels.

Figure ​ Figure2 2 displays the relevant levels and their interconnections. We understand a mechanism to be a system of parts whose interactions produce regular changes ( Bechtel, 2008 ; Thagard, 2012 ). The social level consists of people who communicate with each other. The individual level consists of mental representations and computational procedures that operate on them. The neural level consists of neurons that excite and inhibit each other. Finally, the molecular level consists of genes, proteins, neurotransmitters, and hormones that affect neural operation. For defense of this account of levels of mechanisms, and the occurrence of causal links between social and molecular levels, see Thagard (2014) .

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Diagram of the self as a multilevel system. Lines with arrows indicate causality. Thick lines indicate composition. Source: Thagard (2014) .

We do not mean to suggest that there are three separate selves capable of representing, effecting, and changing, any more than we implied that there are separate social, individual, neural, and molecular selves. We especially want to avoid the ridiculous suggestion that a person might consist of twelve different selves combining three different aspects at four different levels. Our goal is to display the unity of the self, not just its amazing diversity. Unification arises first from seeing the interconnections of the four levels described earlier, and second from recognizing how the interconnected mechanisms produce all three of the self’s functions.

The scientific value of understanding the self as a multilevel system depends on its fruitfulness in generating explanations of important empirical findings concerning the various self-phenomena. We will attempt to show the relevance of multiple mechanisms for understanding three phenomena that are involved in representational aspects of the self: self-concepts, self-presentation, and self-esteem. Respectively, these involve representing oneself to oneself, representing oneself to others, and evaluating oneself.

Self-Concepts (Representing Oneself to Oneself)

Self researchers distinguish between self-concept, which involves content —one’s thoughts, beliefs, and knowledge about the self—and self-esteem, which involves evaluation —evaluation of oneself as good, bad, worthy, unworthy, and so forth. Here we focus on self-concepts, considering them at individual, social, neural, and molecular levels. Psychologists studying the self no longer think of people as possessing a single, unified self-concept, but as possessing self-views in many domains ( Baumeister, 1999 ). People have various concepts that they apply to characterize themselves with respect to features such as gender, race, ethnicity, nationality, religion, occupation, hobbies, personality, and physical characteristics. For example, a man might think of himself as an intellectual, Canadian, and aging father. Moreover, not all content of those various self-views can be held in mind at once. The part of self-concept that is present in awareness at a given time has been called the “working self-concept” ( Markus and Kunda, 1986 ). What is the nature of the concepts that people apply to themselves, and what are the mechanisms underlying these applications?

The individual level of mental representations is clearly highly relevant to understanding concepts including ones about the self. What kind of mental representations are concepts? Unfortunately, there is no single currently available psychological theory of concepts that can be applied to self-concepts. Debate is ongoing about whether concepts should be understood as prototypes, collections of exemplars, or theoretical explanations ( Murphy, 2002 ; Machery, 2009 ), and all of these aspects are relevant to self-concepts ( Kunda, 1999 , Ch. 2). For example, the concept of extravert carries with it prototypical conditions such as enjoying social interactions, exemplars such as Bill Clinton, and explanations such as people going to parties because they are extraverted. Below we will suggest how all of these aspects of concepts can be integrated at the neural level.

Psychological mechanisms such as priming carried out by spreading activation between concepts explain how different concepts get applied in different situations. For example, people at parties may be especially prone to think of themselves as extraverted. Such explanations require also taking into account social mechanisms such as communication and other forms of interaction. Then the causes of applying the concept extraverted to oneself include social mechanisms as well as the individual mechanism of spreading activation among concepts.

The vast literature on self-concepts points to the interplay of the individual and social levels in a myriad of ways. First is research on social comparison, which shows that one’s working self-concept depends on the other people present ( Wood, 1989 ). Ads with skinny models can make one feel fat, and unkempt people can make one feel well-groomed. When asked to describe themselves, people tend to list characteristics that make them distinctive in their immediate social setting. A woman in a group of men is especially likely to list her gender, and a white man in a group of African–American men is especially likely to list his race (e.g., McGuire et al., 1978 ).

More permanent aspects of one’s social surround can have more consequential effects on self-concept. For example, college graduates’ career aspirations depend on their standing relative to their peers at their own college, regardless of the college’s standing relative to other institutions ( Davis, 1966 ). A student who earns high grades at institutions where grading is easier tends to have higher career aspirations than an equally qualified student at a more competitive college. This phenomenon has been called “the campus as a frog pond”; for the frog in a shallow pond aims his [or her] sights higher than an equally talented frog in a deep pond ( Pettigrew, 1967 , p. 257). According to social identity theory, one psychological basis of group discrimination is that people identify with some groups and contrast themselves with other groups that are viewed less favorably ( Tajfel, 1974 ).

Self-concepts are also influenced by the culture in which one lives. Markus and Kitayama (1991) proposed that whereas Westerners have more “independent self-construals,” in which the self is autonomous and guided by internal thoughts and feelings, Asians have more “interdependent self-construals,” in which the self is connected with others and guided, at least in part, by others’ thoughts and feelings.

Another way that the individual and social levels intersect with respect to self-concept involves the “looking-glass self” or “reflected appraisals”—the idea that people come to see themselves as others see them. This idea has been prominent in social science for some time (e.g., Mead, 1967 ), but research in social psychology in the last few decades leads to a different conclusion: People do not see very clearly how others, especially strangers, see them, and instead believe that others see them as they see themselves (see Tice and Wallace, 2003 , for a review). Instead of others’ views influencing one’s self-view, then, one’s self-view determines how one thinks others view oneself. It is possible, however, that within close relationships, the reflected self plays a greater role in shaping the self-concept ( Tice and Wallace, 2003 ).

Feedback from others can also affect self-concepts, and not just in the way one might expect. For example, although people may think of themselves as more attractive when they have been told they are attractive, people sometimes resist others’ feedback in various ways ( Swann and Schroeder, 1995 ). For example, when people with high self-esteem (HSEs) learn they have failed in one domain, they recruit positive self-conceptions in other domains (e.g., Dodgson and Wood, 1998 ). People are more likely to incorporate others’ feedback into their self-views if that feedback is close to their pre-existing self-view than if it is too discrepant ( Shrauger and Rosenberg, 1970 ).

Self-concepts also change with one’s relationships. Two longitudinal studies showed that people’s self-descriptions increased in diversity after they fell in love; people appear to adopt some of their beloved’s characteristics as their own ( Aron et al., 1995 ). Several studies also indicate that cognitive representations of one’s romantic partner become part of one’s own self-representation (as reviewed by Aron, 2003 ). Andersen and Chen (2002) describe a “relational self” in which knowledge about the self is linked with knowledge about significant others.

Interactions with other people also affect the self-concept through a process called “behavioral confirmation,” whereby people act to confirm other people’s expectations ( Darley and Fazio, 1980 ). For example, when male participants were led to believe that a woman they were speaking to over an intercom was physically attractive, that woman ended up behaving in a more appealing way than when the man thought she was unattractive ( Snyder et al., 1977 ). Presumably, a man’s expectation that a woman is attractive leads him to act especially warmly toward her, which in turn brings to the fore a working self-concept for her that is especially friendly and warm. Evidence suggests that when people believe that others will accept them, they behave warmly, which in turn leads those others to accept them; when they expect rejection, they behave coldly, which leads to less acceptance ( Stinson et al., 2009 ). More consequential results of behavioral confirmation are evident in a classic study of the “Pygmalion” effect, in which teachers were led to have high expectations for certain students (randomly determined), who then improved in academic performance ( Rosenthal and Jacobson, 1968 ).

So far we have considered social effects on the self-concept. In turn, one’s self-concept influences one’s judgments of others in many ways. In his review of this large literature, Dunning (2003) grouped such effects into three main categories. First, in the absence of information about others, people assume that others are similar to themselves. Second, in their impressions of another person, people emphasize the domains in which they themselves are strong or proficient. Third, when judging others on some dimension, such as physical fitness, people tend to use themselves as a benchmark. Given a man who takes a daily 20-min walk, athletes will judge him to be unfit, whereas couch potatoes will judge him to be highly fit.

Finally, researchers have examined not only the content of self-concepts, but their clarity. People with clearer self-concepts respond to questions about themselves more quickly, extremely, and confidently, and their self-concepts are more stable over time ( Campbell, 1990 ). Recent research has pointed to social influences on self-concept clarity. For example, clarity of self-concepts regarding particular traits depends in part on how observable those traits are to others ( Stinson et al., 2008b ). And when people with low self-esteem (LSEs) receive more social acceptance than they are accustomed to, they become less clear in their self-concepts; the same is true when people with high self-esteem encounter social rejection ( Stinson et al., 2010 ). In sum, social factors are as relevant to understanding the operation of self-concepts as are factors involving the operation of mental representations in individual minds.

Moving to the level of neural mechanisms provides a way of seeing how concepts can function in all the ways that psychologists have investigated—as prototypes, exemplars, and theories, if concepts are understood as patterns of neural activity ( Thagard, 2010 , p. 78),

Simulations with artificial neural networks enable us to see how concepts can have properties associated with sets of exemplars and prototypes. When a neural network is trained with multiple examples, it forms connections between its neurons that enable it to store the features of those examples implicitly. These same connections also enable the population of connected neurons to behave like a prototype, recognizing instances of a concept in accord with their ability to match various typical features rather than having to satisfy a strict set of conditions. Thus even simulated populations of artificial neurons much simpler than real ones in the brain can capture the exemplar and prototype aspects of concepts.

It is trickier to show how neural networks can be used in causal explanations, but current research is investigating how neural patterns can be used for explanatory purposes ( Thagard and Litt, 2008 ). Blouw et al. (forthcoming) present a detailed model of how neural populations can function as exemplars, prototypes, and rule-based explanations.

Another advantage of moving down to the neural level is that it becomes easier to apply multimodal concepts such as ones concerned with physical appearance. People who think of themselves as thin or fat, young or old, and quiet or loud, are applying to themselves representations that are not just verbal but also involve other modalities such as vision and sound. Because much is known about the neural basis of sensory systems, the neural level of analysis makes it easier to see how human concepts can involve representations tied to sensory systems, not only for objects such as cars with associated visual and auditory images, but also for kinds of people ( Barsalou, 2008 ).

Brain scanning experiments reveal important neural aspects of self-concepts. Tasks that involve reflecting on one’s own personality traits, feelings, physical attributes, attitudes, or preferences produce preferential activation in the medial prefrontal cortex ( Northoff and Bermpohl, 2004 ; Mitchell, 2009 ; Jenkins and Mitchell, 2011 ). Neural correlates of culturally different self-construals have also have been demonstrated. When East Asian participants were primed with an independent self-construal, right ventrolateral PFC (prefrontal cortex) activity was more active for their own face relative to a coworker’s face, whereas when primed with an interdependent self-construal, this region was activated for both faces ( Sui and Han, 2007 ).

Once concepts are understood partly in neural terms, the relevance of molecular mechanisms becomes evident too, because of the important role of affect and emotion in self-concepts. For most people, thinking of themselves as young and thin carries positive affect, whereas thinking of themselves as old and fat carries negative valence. When such valences are interpreted neurologically, molecular mechanisms involving neurotransmitters and hormones can be applied. For example, the pleasurable feelings associated with young, thin , and other concepts that people enjoy applying to themselves plausibly result from activity in neural regions rich in the neurotransmitter dopamine, such as the nucleus accumbens. On the negative side, negative feelings such as anxiety are associated with activity in the amygdala, whose neurons have receptors for the stress hormone cortisol as well as various neurotransmitters. Hence if we want to understand why people much prefer to apply some concepts to themselves and different concepts to others, it is helpful to consider the molecular mechanisms that underlie emotion as well as social, individual, and neural mechanisms. Of course, merely knowing about physiological correlates does not provide causal explanations, which requires mechanisms that link physiology to behavior.

Self-concepts illustrate complex interactions among multiple levels, belying oversimplified reductionist views that see causality as only emanating from lower to higher levels. For example, a social interaction such as a job interview can have the psychological effects of applications of particular concepts (e.g., nervous or competent ) to oneself. Activation of these concepts consists of instantiation of patterns of firing in neural populations, attended by increases and decreases in levels of various chemicals such as cortisol and dopamine. Changes in chemical levels can in turn lead to social changes, as when high cortisol makes a person socially awkward, producing counterproductive social interactions that then lead to self-application of negative concepts. Under such circumstances, the four levels can provide an amplifying feedback loop, from the social to the neuromolecular and back again.

Self-Presentation (Representing Oneself to Others)

The modes of self-representing discussed so far largely concern how one thinks about oneself, although some aspects of self-image and self-identity also sometimes concern how one wants others to think about oneself. Self-presentation is the central phenomenon for representing oneself to others. It has been discussed extensively by sociologists such as Goffman (1959) and by social psychologists ( Leary and Kowalski, 1990 ). We want to show that self-presentation involves multilevel interacting mechanisms.

Thirty years of research by social psychologists highlight the interplay of the individual and social levels in self-presentation ( Schlenker, 2003 ). One’s goals, at the individual level, affect the social level. People have a basic need for relatedness, for belonging to groups of people that they care about ( Baumeister and Leary, 1995 ; Deci and Ryan, 2000 ). People know that they are more likely to be accepted by others who have a positive impression of them, so it is natural that people typically want to create a favorable impression. However, people’s goals sometimes lead them to present themselves in socially undesirable ways (for references, see Schlenker, 2003 ). They may self-deprecate to lower others’ expectations, or try to appear intimidating to generate fear.

The social level also affects the individual level. One’s audience influences one’s self-presentation goals. For example, people tend to be more self-aggrandizing with strangers and more modest with friends ( Tice et al., 1995 ). Particularly striking evidence of the social level affecting the individual level comes from studies indicating that one’s self-presentation to others can influence one’s private self-concept (see Schlenker, 2003 ; Tice and Wallace, 2003 ). For example, in one study, participants who had been randomly assigned to present themselves as extraverted were more likely than those who had presented themselves as introverted to later rate themselves as extraverted, and even to behave in a more outgoing fashion, by sitting closer and talking more to others ( Fazio et al., 1981 ). Such self-concept change does not seem to occur unless one’s actions are observed by others ( Tice and Wallace, 2003 ), which again emphasizes the social level. In reviewing the self-presentation literature, Baumeister (1998 , p. 705) stated:

People use self-presentation to construct an identity for themselves. Most people have a certain ideal image of the person they would like to be. It is not enough merely to act like that person or to convince oneself that one resembles that person. Identity requires social validation.

Self-presentation is also dependent on neural mechanisms. People naturally fear not being accepted by others, and a variety of studies have found that the social pain of rejection involves some of the same brain areas as physical pain, such as the periaqueductal gray ( MacDonald and Leary, 2005 ). On the other hand, being accepted by others produces pleasure, which involves activation of brain areas such as the nucleus accumbens ( Ikemoto and Panksepp, 1999 ). Izuma et al. (2009) found that the prospect of social approval activates the ventral striatum, which includes the nucleus accumbens. Of course, these neural processes are also molecular ones, with dopamine and opioids associated with positive social experiences, and stress hormones like cortisol associated with negative ones. For example, when people have to give a public speech, often a painful instance of self-presentation, their cortisol levels increase, which may even produce behaviors that undermine the effectiveness of their attempts to produce a good impression ( Al’Absi et al., 1997 ).

Another substance at the molecular level that is likely to be involved in self-presentation is oxytocin, a neuropeptide that has been linked to various social behaviors (e.g., Carter, 1998 ). Oxytocin is implicated when successful self-presentation requires accurately “reading” other people to understand what would impress or please them, because oxytocin has been linked with social recognition ( Kavaliers and Choleris, 2011 ), empathic accuracy ( Rodrigues et al., 2009 ; Bartz et al., 2010 ), the processing of positive social cues ( Unkelbach et al., 2008 ), and discerning whether others are trustworthy and should be approached or not ( Mikolajczak et al., 2010 ). Thus, self-presentation involves the complex interaction of social, individual, neural, and molecular mechanisms.

Self-Esteem (Evaluating Oneself)

The third major kind of self-representing is self-evaluation, which can involve processes such as self-appraisal and self-monitoring, and result in products that range from self-love to self-loathing. We discuss self-esteem as a sample product.

Self-esteem refers to one’s overall evaluation of and liking for oneself. People differ from each other in their characteristic levels of self-esteem, which remain quite stable over time, yet people also fluctuate in their self-esteem around their own average levels. “State self-esteem” refers to one’s feelings about oneself at the moment. Measures of explicit self-esteem obtained by surveys may differ from measures of implicit self-esteem, which are thought to be based associations that are unconscious, or at least less cognitively accessible ( Zeigler-Hill and Jordan, 2011 ).

At the individual level, self-esteem involves the application of self-concepts with positive or negative emotional valence, for example thinking of oneself as a success or failure in important pursuits such as love, work, and play. When people focus on positive aspects of themselves, their state self-esteem increases (e.g., McGuire and McGuire, 1996 ).

Considerable evidence indicates that social experiences are central to both trait and state self-esteem. According to attachment theory, people begin to learn about their self-worth as infants, in their interactions with caregivers. If the caregiver is loving and responsive to the infant’s needs, the infant develops a model of the self that is worthy of love and responsiveness. If not, the child will develop negative self-models and be anxious in relationships (e.g., Holmes et al., 2005 ). We have already discussed how social comparisons can influence one’s self-concept; comparisons with other people also can boost or deflate one’s self-esteem ( Wood, 1989 ).

Social acceptance may be the chief determinant of self-esteem. Leary’s sociometer theory proposed that the very existence of self-esteem is due to the need to monitor the degree to which one is accepted and included by other people ( Leary and Baumeister, 2000 ). Indeed, the more people feel included by other people in general, as well as accepted and loved by specific people in their lives, the higher their trait self-esteem ( Leary and Baumeister, 2000 ). Numerous experimental studies indicate that rejection leads to drops in state self-esteem (e.g., Wood et al., 2009a ). Interpersonal stressors in the everyday lives of university students are associated with declines in state self-esteem ( Stinson et al., 2008a ). In contrast, being in a long-term relationship with a loving partner can raise the self-esteem of people with low self-esteem ( Murray et al., 1996 ).

The connection between the individual and social levels of self is also evident in research on how individuals’ self-esteem-related goals influence their social lives. A vast social psychological literature reveals that motivations to maintain, protect, or improve self-esteem can, for example, guide how people present themselves to others (e.g., Baumeister et al., 1989 ), lead people to compare themselves with others who are less fortunate so as to boost their own spirits ( Wood et al., 1985 ), and lead them to stereotype other people in order to feel better about themselves ( Fein and Spencer, 1997 ; Sinclair and Kunda, 2000 ).

We have repeatedly described the neural and molecular underpinnings of self-representations involving emotions, and the account of self-concepts as patterns of neural activity associated with particular kinds of neurochemical activity applies directly to self-esteem. Self-esteem is connected with depression, which has been examined at the neural level. Depression and self-esteem are substantially inversely correlated (e.g., with r s reaching –0.60 and –0.70 s; Watson et al., 2002 ); low self-esteem is even one of the symptoms of depression. Depression is well known to have neurotransmitter correlates and to be associated with brain changes.

Evidence is mounting that social acceptance and rejection are accompanied by changes at the neural level (e.g., Eisenberger et al., 2003 , 2007 ; Way et al., 2009 ). For example, in one study, participants underwent functional magnetic resonance imaging (fMRI) while they viewed words (e.g., boring, interesting) that they believed to be feedback from another person. The rejection-induced drops in self-esteem that we described earlier were accompanied by greater activity in rejection-related neural regions (dorsal ACC, anterior insula; Eisenberger et al., 2011 ). Neuroimaging studies suggest that the social pain caused by rejection involve the same brain areas as does physical pain (namely, dorsal ACC activity), whereas signs of social acceptance have been associated with subgenual ACC activity ( Somerville et al., 2006 ), and ventral striatum activity ( Izuma et al., 2008 ), neural regions associated with reward (see Lieberman, 2010 ).

Social threats not only lead to changes in the neural level, but also elicit a host of physiological responses, which point to the links between the social and molecular level. Dickerson et al. (2011) reviewed evidence of cardiovascular (e.g., blood pressure, heart rate), neuroendocrine (e.g., cortisol reactivity), and immune (e.g., inflammatory activity) changes, as well as ways in which social threats “influence the regulation of these systems” (p. 799).

Connections between the social level (rejection and acceptance by others) and the neural level (anterior cingulate and medial prefrontal cortex) have also been associated with the individual level (self-esteem). People who were low in self-esteem differed in their neural responses from those high in self-esteem when others evaluated them ( Somerville et al., 2010 ) or others excluded them ( Onoda et al., 2010 ).

Similarly, individual differences in traits that have been associated with trait self-esteem, rejection sensitivity and attachment styles, have also been linked with differences in neural responses to rejection. Burklund et al. (2007) found that rejection-sensitive people had increased dorsal anterior cingulate activity in response to disapproving facial expressions. Zayas et al. (2009) found that women who differed in attachment styles (which are associated with self-esteem) differed in their neural responses to partner rejection, as reflected in event-related potentials. There is some evidence that the causes of low self-esteem may be genetic as well as social ( Roy et al., 1995 ; Neiss et al., 2002 ), which provides another reason for moving down to the molecular level in order to consider how genes affecting neural processing might be involved in self-esteem. The operation of the molecular level also may underlie self-esteem differences in responses to stress. Taylor et al. (2003) found that people who had positive self-appraisals had lower cardiovascular responses to stress, more rapid cardiovascular recovery, and lower baseline cortisol levels than people with negative self-appraisals. Furthermore, additional research by Taylor et al. (2008) links these findings with the neural level. Participants with greater psychosocial resources, including higher self-esteem along with other characteristics such as optimism and extraversion, exhibited lower amygdala activity during threat regulation, which appeared to account for their lower cortisol reactivity ( Taylor et al., 2008 ). These psychosocial resources appear to be linked with the oxytocin receptor gene ( Saphire-Bernstein et al., 2011 ).

The interplay of three levels—social, individual, and molecular—is suggested by research by Stinson et al. (2008a) . Two studies of university students yielded evidence consistent with their prediction that low self-esteem (individual level) led to interpersonal problems (social level), which in turn resulted in health problems (e.g., missed classes due to illness and visits to the physician). Health problems indicate changes at the molecular level as they imply physiological changes. Dickerson et al. (2011) have made a compelling case that the physiological responses brought about by social threats can worsen physical health.

Considering self-esteem at the neural and molecular levels may provide explanations for why self-esteem in some individuals is less influenced by life experience than learning theories would explain. For example, not all successful people have high self-esteem (e.g., Baumeister et al., 2003a ), and it is possible that the exceptions may arise from underlying neural and molecular differences that the individual level does not capture.

In addition to the dozens of self-phenomena concerned with self-representation, there are many phenomena concerned with the self attempting to modify its own states and behavior. These self-effecting phenomena fall into two groups, self-facilitating cases in which one attempts to foster positive aspects of oneself, and self-limiting cases in which one attempts to prevent the behavioral expression of negative aspects of oneself. We will discuss self-enhancement as an important kind of self-facilitation, and self-regulation as an important kind of self-limitation.

Self-Enhancement

Self-enhancement, the motive to develop and maintain a positive self-view, has been a dominant topic in the social psychological literature for decades. Self-enhancement has been seen as a motivation guiding much of human behavior, with some researchers concluding that it is the paramount self-related motive, overriding other goals such as self-accuracy and self-consistency (e.g., Baumeister, 1998 ; but see Kwang and Swann, 2010 ). However, a wealth of self-verification studies have provided compelling evidence that people also want to confirm their self-views and to get others to see them as they see themselves ( Swann, 2012 ). Hence self-verification can sometimes be self-limiting and sometimes self-facilitating.

Research has identified many strategies of self-enhancement. To cope with failure, for example, people may attribute the failure externally (e.g., say the test is unfair), minimize the failure, focus on other positive aspects of themselves, derogate other people, or make downward comparisons—that is, compare themselves with others who are inferior (e.g., Blaine and Crocker, 1993 ; Dodgson and Wood, 1998 ). Over and over again, research has found that the people who engage in such self-enhancement strategies are dispositionally high in self-esteem, rather than low in self-esteem (e.g., Blaine and Crocker, 1993 ). This self-esteem difference may occur because people with high self-esteem are more motivated than people with low self-esteem to repair unhappy moods ( Heimpel et al., 2002 ); or because HSEs are more motivated than LSEs to feel good about themselves (e.g., Baumeister et al., 1989 ); or because LSEs are equally motivated to self-enhance, but cannot as readily claim or defend a positive view of themselves (e.g., Blaine and Crocker, 1993 ).

One self-enhancement strategy deserves mention because it is a mainstay of self-help books and the popular press: positive self-statements. People facing a stressor, cancer patients, and people chronically low in self-esteem are encouraged to say to themselves such things as, “I am a beautiful person” and “I can do this!” Despite the popularity of positive self-statements and the widespread assumption that they work, their effectiveness was not subjected to scientific scrutiny until recently. Wood et al. (2009b) found that repeating the statement, “I am a lovable person” improved people’s moods only for those who already had high self-esteem. For people with low self-esteem, the statement actually backfired, worsening their moods and their feelings about themselves.

A strikingly different self-enhancement strategy is “self-affirmation” ( Steele, 1988 ). As studied by social psychologists, self-affirmation does not refer to saying positive things to oneself, but to much more subtle methods involving the expression of one’s values. Self-affirmation strategies have included writing a paragraph concerning a value one cherishes (e.g., politics, social connections), or even merely completing a scale highlighting such values. Such strategies seem to be self-enhancing in that they reduce defensiveness (e.g., Crocker et al., 2008 ), reduce stereotyping ( Fein and Spencer, 1997 ), make people more open to self-evaluation ( Spencer et al., 2001 ), and can substitute for other methods of self-enhancement (e.g., Wood et al., 1999 ).

Although self-enhancement may seem to be a private matter, operating at the individual level, the social level is clearly influential. Most threats to self-esteem arise in social contexts when feedback from others or others’ behavior leads people to doubt their preferred view of themselves, or to feel devalued or rejected. Hence self-enhancement results from the process of self-evaluation, whose social causes and context we have already discussed. In addition, self-enhancement processes may enlist the social level. Some of the self-enhancement strategies identified above, such as downward comparisons and derogating other people, involve using the social realm to boost oneself at the individual level. Another example comes from research on the triggers of stereotyping. Fein and Spencer (1997) showed that after they fail, people were especially likely to seize on a stereotype of Jewish women. Similarly, after receiving negative feedback, people derogated the person who delivered the feedback, if that person was a woman rather than a man ( Sinclair and Kunda, 2000 ). Other social strategies of self-enhancement can include being boastful and overconfident (e.g., Colvin et al., 1995 ), helping others (e.g., Brown and Smart, 1991 ), and aggressing against others ( Twenge and Campbell, 2003 ). People may also enhance themselves through their group memberships and social identities ( Banaji and Prentice, 1994 ). Self-enhancement research, then, reveals links between the individual and social levels of self because the social world often elicits the need for self-enhancement, and certain self-enhancement strategies involve the interpersonal realm. In addition, because self-enhancement can encourage or diminish stereotyping, aggression, and prosocial behavior, self-enhancement clearly has many potential social consequences.

That self-enhancement also operates at the molecular level is shown by a study of self-affirmation. Participants who engaged in a values-affirmation task before they faced a stressor had lower cortisol responses to stress than did participants who had not engaged in values-affirmation ( Creswell et al., 2005 ).

Self-enhancement also operates at the neural level as it involves applications of concepts such as loveable which, as we argued earlier, can be understood as patterns of activation in populations of neurons. The study by Wood et al. (2009a) showed that self-statements can alter positive and negative moods, which plausibly involves alteration of activities of neurotransmitters such as dopamine. Better understanding of the neural and genetic determinants of low self-esteem could provide the basis for explaining why positive self-statements can have negative effects on people with low self-esteem.

Self-Regulation

Although self researchers were long preoccupied with the topics of self-concept and self-esteem, they have come to appreciate that “self-regulation is one of the most important functions of the self” ( Gailliot et al., 2008 , p. 474). Self-regulation concerns how people pursue their goals or try to control their own behavior, thoughts, or feelings. An idea discussed earlier in the section on self-evaluation—that people continually compare themselves with standards—is central to many theories of self-regulation (e.g., Carver and Scheier, 1990 ). Such theories posit that when people experience a discrepancy between a standard and their own standing (behavior, thoughts, or feelings) on the relevant dimension, they deliberately or even automatically attempt to reduce that discrepancy, in one of three ways. They can try to adjust their behavior (or thoughts or feelings) so that it meets the standard, change their standards, or exit the situation. Self-regulation is successful when the discrepancy is eliminated or reduced (e.g., Carver and Scheier, 1990 ).

The biological aspects of the self are most obvious in the self-limiting phenomena aimed at controlling or managing excessive desires for food, alcohol, drugs, sex, or inactivity. Such desires are all rooted in neural and molecular mechanisms that must be counteracted in order to overcome self-destructive behaviors such as overeating. We will not attempt a comprehensive account of all the phenomena concerned with limiting the self, but discuss three main foci of self-regulation research in recent years: goal pursuit, emotion regulation, and ego-depletion—how exercising self-control in one domain diminishes one’s capacity to do so in a second domain.

Research on social comparison establishes a basic connection between the individual and social levels. To meet such goals as self-evaluation, self-improvement, and self-enhancement, individuals compare themselves with other people ( Wood, 1989 ). In this case, other people serve as the standards for meeting one’s goal progress.

Other people can even influence which goals we adopt. Fitzsimons and her colleagues have found that observing a stranger’s goal-directed behavior can lead people to pursue the same goals themselves, or to synchronize their goal pursuits with others, with interesting consequences. For example, people who observe others fail work harder, and people who observe others succeed take it easy ( McCullough et al., 2010 ). Even being in the presence of someone who was a stranger a few minutes before, but who shares similarities such as tastes in movies, can lead one to adopt the other’s goals as one’s own ( Walton et al., 2012 ). Such effects can even occur subconsciously. For example, when participants who had a goal to achieve to please their mother were primed with their mother, they outperformed control participants on an achievement task ( Fitzsimons and Bargh, 2003 ).

One’s own goals also affect one’s relationships with others. People draw closer to others who are instrumental in helping them to progress toward their goals, and distance themselves from others who do not promote such progress ( Fitzsimons and Shah, 2008 ). People seem to cultivate a social environment for themselves that promotes their goals, especially when their progress toward their goals is poor ( Fitzsimons and Fishbach, 2010 ).

Regulation of emotions is an important topic in clinical, social, and cross-cultural psychology ( Vandekerckhove et al., 2008 ). Research on emotion regulation—which concerns how people try to manage their emotional states—has amply demonstrated the interplay between the individual and social levels. For example, people try to adjust their moods in preparation for an upcoming social interaction, according to the social requirements expected ( Erber and Erber, 2000 ). In addition, social events affect one’s emotion regulation: Rejection experiences appear to lead people with low self-esteem to feel less deserving of a good mood, which in turn dampens their motivation to improve a sad mood ( Wood et al., 2009a ).

A specific example of emotion regulation, anger management, shows the need for multilevel explanations. The strategies for anger management recommended by the American Psychological Association ( APA, 2012 ) operate at all four levels: social, individual, neural, and molecular. Social strategies including expressing concerns with a sympathetic person and moderately communicating with the sources of anger. Humor involving pleasant social interactions can be a potent way of defusing anger. Temporary or permanent removal from anger-provoking social environments can also be helpful.

Psychological strategies for managing anger include the revisions of beliefs, goals, and attitudes. Cognitive therapy aims to help people by changing dysfunctional thinking, behavior, and emotion. Dysfunctional aspects of anger can be addressed by examining whether the beliefs and goals that underlie angry reactions are inaccurate and modifiable. According to the theory of emotions as cognitive appraisals, anger is a judgment that someone or something is thwarting one’s goals, so that anger should be reduced by realization either that the goals are not so important or by revision of beliefs about whatever is thought to be responsible for goal blocking.

Emotions such as anger, however, are not merely cognitive judgments, but also simultaneously involve brain perception of physiological states ( Thagard, 2006 ; Thagard and Aubie, 2008 ). Hence it is not surprising that anger management techniques include various methods for reducing physiological arousal, such as exercise and relaxation through deep breathing, mediation, and muscle tensing and release. Reducing physiological arousal reduces perception of body states performed by the insula and other brain areas, thereby reducing the overall brain activity that constitutes anger. Similarly, when oxytocin is administered to couples discussing a conflict, their positive verbal and non-verbal behaviors increase ( Ditzen et al., 2009 ).

In severe cases of anger, pharmaceutical treatments may be useful, including anti-depressants such as Prozac that affect the neurotransmitter serotonin, anti-anxiety drugs that affect the neurotransmitter GABA (gamma-Aminobutyric acid), and sometimes even anti-psychotics that affect various other neurotransmitters. The onset of anger can also be exacerbated by recreational use of drugs such as alcohol whose effects on brain chemistry are well known. Hence anger management is an aspect of self-regulation that operates at the molecular level as well as the higher ones.

Ego-depletion studies demonstrate that when people override their emotions, thoughts, impulses, or automatic or habitual behaviors, they have trouble doing so a second time ( Baumeister et al., 2007 ). For example, in one study, research participants had to resist freshly-baked chocolate-chip cookies; they were allowed to eat only radishes instead. When they then faced an impossible puzzle, they gave up more rapidly than participants who had not been required to resist the tempting cookies ( Baumeister et al., 1998 ). In another study, participants who were asked to suppress certain thoughts subsequently had more trouble resisting free beer than did control participants, even when they expected to take a driving test ( Muraven et al., 2002 ).

Ego-depletion research has shown connections between the individual and social levels in two ways. First, difficult social interactions can deplete one’s self-regulatory resources ( Vohs et al., 2005 ). Interracial interactions, for example, can be taxing if one tries not to appear prejudiced. Richeson and Shelton (2003) found that after prejudiced white participants interacted with a black participant, they performed more poorly on a cognitive control task, compared to participants who interacted with a white participant or participants scoring low in prejudice. Social interactions also can be depleting if one is required to engage in atypical self-presentation, such as being boastful to strangers ( Vohs et al., 2005 ). And in yet another example of the harmful consequences of social rejection, studies have indicated that it too can impair self-regulation (see Gailliot et al., 2008 , for references).

Second, ego-depletion makes it difficult to navigate social interactions. Participants who had engaged in previous acts of unrelated effortful self-regulation later were more egotistical in their self-descriptions and less able to choose topics for discussion with a stranger that were appropriate in their level of intimacy ( Vohs et al., 2005 ). Self-regulatory depletion also may encourage sexual infidelity and acts of discrimination ( Gailliot et al., 2008 ). Successful self-regulation, then, may smooth one’s interpersonal interactions and make one’s close relationships more harmonious. It is unclear, however, whether ego-depletion is the result of fundamental neural mechanisms of will, or rather individual mechanisms of self-representation: Job et al. (2010) report studies that support the view that reduced self-control after a depleting task or during demanding periods may reflect people’s beliefs about the availability of willpower rather than true resource depletion.

People who have sustained damage to the prefrontal cortex exhibit various self-regulatory deficits, such as impulsivity and poor judgment (see Gailliot et al., 2008 , for references). The anterior cingulate is involved in tasks that deplete self-regulatory resources via the coordination of divided attention, and the dorsolateral prefrontal cortex affects the activation, maintenance, and modification of goal-directed responses ( Baumeister et al., 2003b ). Attempts at self-control recruit a network of brain regions including the lateral and posterior dorsomedial prefrontal cortex ( MacDonald et al., 2000 ). The consensus across thirty neuroimaging studies of emotion regulation in particular is that right ventrolateral PFC and left ventrolateral PFC activity are involved. Other areas also are implicated, including the presupplementary motor area, the posterior dorsomedial PFC, left dorsolateral PFC, and rostral ACC, and their involvement appears to depend on whether the emotion regulation is intentional or incidental to the participants’ task (see Lieberman, 2010 , for a review).

Research by Richeson et al. (2003) elegantly links the neural, individual, and social levels of self-regulation. They found that for White participants who held especially negative unconscious attitudes toward Blacks, interacting with a Black person led them to perform poorly on a subsequent self-regulatory task. This effect was mediated by the extent to which these White participants’ dorsolateral prefrontal cortex was activated while they viewed Black faces (in a separate session).

Molecular mechanisms are also undoubtedly involved in self-regulation, although few have been identified. Blood glucose has been thought to underlie ego-depletion phenomena ( Gailliot et al., 2008 ), but recent evidence has challenged that idea (e.g., Molden et al., 2012 ). Oxytocin may well promote self-regulation in the interpersonal sphere. It appears to lead mothers to tend to their offspring ( Taylor, 2002 ; Feldman et al., 2007 ), lead people in general to seek and provide social support in stressful circumstances ( Taylor, 2002 ), and to promote helping behavior ( Brown and Brown, 2006 ).

In sum, self-effecting phenomena such as self-enhancement and self-regulation are best understood at multiple mechanistic levels.

Self-effecting phenomena involve local changes and behavior, but there is a final group of phenomena that involve more permanent changes to the self ( Brinthaupt and Lipka, 1994 ). We cover two change phenomena: self-expansion and self-development.

Self-Expansion

According to Aron’s self-expansion theory, human beings have a central desire to expand the self—to acquire resources, perspectives, and identities that enhance their ability to accomplish goals. Self expansion is a motivation to enhance potential efficacy ( Aron et al., 2004 , p. 105).

This motivation to self-expand at the individual level influences the social level: Aron et al. (2004) argue that self-expansion motives lead people to enter and maintain close relationships with others. In close relationships, each partner includes the other in the self, meaning that each takes on the other’s resources, perspectives, and identities to some extent. Evidence for such processes is illustrated by findings of a study by Aron et al. (1995) , who asked university students to respond to the open-ended question “Who are you today?” every 2 weeks for 10 weeks. When respondents had fallen in love during the preceding 2 weeks, their answers to this question revealed increases in the diversity of their self-concept, compared to periods when they had not fallen in love and compared to other respondents who had not fallen in love. They also showed increased self-efficacy and self-esteem. These results remained significant even after mood changes were controlled statistically.

Falling in love also seems to be accompanied by changes in the brain. fMRI studies show that when people who have recently fallen intensely in love look at a photo of or think about their beloved, they have increased activity in the caudate nucleus, which is a central part of the brain’s reward system, as well as in the right ventral tegmental area, a region associated with the production and distribution of dopamine to other brain regions ( Aron et al., 2005 ). Even subliminal priming with a beloved’s name has similar effects ( Ortigue et al., 2007 ). These results suggest that passionate romantic love is associated with dopamine pathways in the reward system of the brain. These dopaminergic pathways are rich in oxytocin receptors ( Bartels and Zeki, 2004 ; Fisher et al., 2006 ). When women talk about a love experience, oxytocin release is associated with the extent to which they display affiliation cues such as smiles and head nods ( Gonzaga et al., 2006 ).

Recent research offers exciting evidence of possible brain changes with self-expansion. Ortigue and Bianchi-Demicheli (2010) found that when people were primed with their romantic partner’s name (and not a friend’s), they showed more intense activation of the left angular gyrus, the same region that is activated when people think of themselves.

Self-Development

Self-development refers to the changes that people naturally undergo over the course of their lives. Major developmental periods include early years when infants and toddlers begin to acquire identities ( Bloom, 2004 ; Rochat, 2009 ), adolescence when teenagers establish increasing independence from parents ( Sylwester, 2007 ), and old age when physical decline imposes new limitations on the self. Each of these periods involves extensive social, individual, neural, and molecular changes, but we will focus on old age, drawing on Breytspraak (1984) and Johnson (2005) .

Social relations and the aspects of the self dependent on them change dramatically as people get older. Major changes can include the completion of child-rearing, retirement from employment, diminishing social contacts resulting from physical disabilities, and loss of friends and family to death or infirmity. These changes can all affect the quantity and quality of social interactions that are causally associated with a person’s behaviors and representations.

At the individual level, there are changes in processes, representations, and emotions. Cognitive functioning measured by processing speed and short-term memory capability declines steadily from people’s thirties, and more precipitously in their sixties and later ( Salthouse, 2004 ). Self-conceptions may be stable in some respects, but often alter in others, as people define themselves increasingly in terms of health and physical functioning rather than work roles. People in early stages of old age tend to be happier than those in middle age, but infirmities can bring substantial difficulties ( Stone et al., 2010 ).

Neural causes of changes in the self are most evident in extreme cases like Alzheimer’s disease, when brain degeneration progressively eliminates anything but a minimal sense of self. There are also age-related disorders such as fronto-temporal dementia that can drastically diminish self-effecting phenomena such as self-control ( Eslinger et al., 2005 ). Aging also brings about molecular changes, for example in reduction of levels of hormones such as testosterone and estrogen that affect neural processing. Hence for a combination of social, individual, neural, and molecular reasons, self-development takes on important directions in old age. Similar observations could be made about other crucial stages of personal development such as adolescence. The changing self, like the representing and effecting self, operates through multilevel interacting mechanisms.

We have shown the relevance of social, individual, neural, and molecular levels to seven important phenomena: self-concepts, self-presentation, self-esteem, self-enhancement, self-regulation, self-expansion, and self-development. These seven are representative of three general classes (self-representing, self-effecting, and self-changing) that cover more than eighty self-phenomena important in psychological discussions of the self.

A full theory of the self will need to specify much more about the nature of the mechanisms at each level, and equally importantly, will need to specify much more about the relations between the levels. Thagard (2014) argued against the common reductionist assumption that causation runs only upward from molecular to neural to individual to social mechanisms. A social interaction such as one person complimenting another has effects on individuals’ mental representations, on neural firing, and on molecular processes such as ones involving dopamine and oxytocin. Fuller explanation of the more than eighty self-phenomena that we have classified in this paper will require elucidation of how they each result from multilevel interactions.

Explanations of complex systems often identify emergent properties, which belong to wholes but not to their parts because they result from the interactions of their parts ( Findlay and Thagard, 2012 ). This basic idea of emergence concerns only the connections of two levels, where the properties of wholes at the higher level (e.g., consciousness) emerge from interactions of parts at the lower levels (neurons). Thinking of the self as resulting from multiple interacting mechanisms points to a more complicated kind of emergence that has gone unrecognized. Multilevel emergence occurs when the property of a whole such as the self results from interactions in mechanisms at several different levels, in this case molecular and social as well as neural and cognitive. What you are as a self depends on your genes and your social influences as well as on your semantic pointers and mental representations. Major changes in the self such as religious conversions, dramatic career shifts, and recovery from mental illness are critical transitions that result from interactions among multiple levels. For example, recovery from severe depression often requires (1) changes in neurotransmitters through medication operating at the molecular and neural levels and (2) changes in beliefs and goals through psychotherapy operating at the mental and social levels. Future theoretical work on the self will benefit from more detailed accounts of the interactions of individual, social, neural, and molecular mechanisms.

Conflict of Interest Statement

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

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Psychology in Self-Presentations

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  • C. F. Graumann 2 , 3  

Part of the book series: Path in Psychology ((PATH))

For a social scientist – an affiliation by which, as a social psychologist, I set great store – to write an autobiography is to attempt two inseparable things: on the one hand presenting oneself and on the other hand communicating with others. Even though I emphasize these two aspects as one and the same activity, I am referring to two research fields of language and social psychology. Before I write down what I remember about my development or personal history, I want to make sure which track I am picking up or, less metaphorically, what kind of text I am to produce. You do not just sit down and write about your life or yourself out of the blue. As a rule, you either feel that the course of your life, mainly your career, is interesting enough or even exemplary for others, or else you believe that members of your scientific community are convinced that your vita is essential information beyond your publications.

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(a) Selected Publications by C. F. Graumann

Graumann, C. F. (1952, 1955). Die Kriterien des Einfallserleben Eine theoretische und experimentelle Analyse. (Criteria of Aha-experience) Dissertation, Cologne University.

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Graumann, C. F. (1960). Grundlagen einer Phänomenologie und Psychologie der Perspektivität (Foundations of a phenomenology and psychology of perspectivity). Berlin: de Gruyter.

Graumann, C. F. (1960). Eigenschaften als Problem der Persönlichkeitsforschung. (Traits as problems of personality research) Persönlichkeitsforschung (Personality Research) (P. Lersch and H. Thomae, Eds.), Handbuch der Psychologie (Handbook of Psychology) (Vol. 4, pp. 87–154). Göttingen: Hogrefe.

Graumann, C. F. (1960). Phänomenologische-psychologische Forschungen (Research on Phenomenology and Psychology). (C.F. Graumann with J. Linschoten, A. Métraux, Eds., since 1974), (M. Herzog, & A. Métraux, Eds., since 1994). Since 1996 Perspektiven der Humanwissenschaften. (Perspectives of humanities) Berlin: de Gruyter.

Graumann, C. F. (1972a). Interaktion und Kommunikation (Interaction and communication). In C. F. Graumann (Ed.), Sozialpsychologie. Handbuch der Psychologie (Social psychology. Handbook of psychology) (Vol. 7, pp. 1109–1262). Göttingen: Hogrefe.

Graumann, C. F. (1972b). The state of psychology. International Journal of Psychology 7, 123–34 and 199–204. [In German as: Zur Lage der Psychologie. Kongr. DGPs, 27, 19–37. Göttingen: Hogrefe].

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Graumann, C. F. (1974). Psychology and the world of things. Journal of Phenomenological Psychology, 4, 389–404.

Graumann, C. F. (1975). Die ökologische Fragestellung 50 Jahre nach Hellpachs. Psychologie der Umwelt (The question of ecology 50 years after Hellpach’s psychology of the environment) 29, (Kongr. DGPs), 267–269. Göttingen: Hogrefe.

Graumann, C. F. (1978), (Ed.) Ökologische Perspektiven in der Psychologie. (Ecological perspectives in psychology) Bern: Huber.

Graumann, C. F. (1979). Die Scheu des Psychologen vor der Interaktion – Ein Schisma und seine Geschichte. (Psychologist’s fear of interaction – A split and its historical roots). Zeitschrift für Sozialpsychologie 10, 284–304.

Graumann, C. F. (1983). Theorie und Geschichte (Theory and history). 33. Kongr. DGPs, 64–75. Göttingen: Hogrefe.

Graumann, C. F. (1984). Bewusstsein und Verhalten. Gedanken zu Sprachspielen der Psychologie. (Mental states and behavior. Reflections on language games in psychology). In H. Lenk (Ed.), Handlungstheorien interdisziplinär. (Interdisciplinary approaches to theories of action) III (pp. 547–573). München: Fink.

Graumann, C. F., & Herrmann, T. (Eds.) (1984). Karl Bühlers Axiomatik (The axiomatic of Karl Bühler). Frankfurt/M.: Klostermann.

Graumann, C. F. (Ed.) (1985). Psychologie im Nationalsozialismus (Psychology in Nazi Germany). Berlin: Springer.

Graumann, C. F., & Moscovici, S. (Eds.) (1986). Changing conceptions of crowdmind, and behavior . New York: Springer.

Graumann, C. F., & Moscovici, S. (Eds.) (1986). Changing conceptions of leadership. New York: Springer.

Graumann, C. F., & Moscovici, S. (Eds.) (1987). Changing conceptions of conspiracy. New York: Springer.

Graumann, C. F. (1988). Der Kognitivismus in der Sozialpsychologie (Cognitivism in social ­psychology). Psychologische Rundschau, 39, 83–90.

Graumann, C. F., Herrmann, T. (Eds.) (1989). Speakers: the role of the listener. Clevedon: Multilingual Matters.

Graumann, C. F. (1989). Perspective setting and taking in verbal interaction. In R. Dietrich & C. F. Graumann, (Eds.), Language processing in social context (pp. 95–122). Amsterdam: Elsevier.

Graumann, C. F., & Wintermantel, M. (1989). Discriminatory speech acts. In Bar-Tal, et al., (Eds.), Stereotyping and prejudice (pp. 183–204). New York: Springer.

Graumann, C. F. (1990a). Perspectival structure and dynamics in dialogues. In I. Markovà & K. Foppa, Eds.), The dynamics of dialogue (pp. 105–126). New York: Harvester-Wheatsheaf.

Graumann, C. F. (1992). Speaking and understanding from viewpoints. Studies in perspectivity. In G. Semin & K. Fiedler (Eds.), Language interaction and social cognition (pp. 237–255). London: Sage.

Graumann, C. F. (1993). Mythenbildung in der Psychologiegeschichte. (The creation of myths in the history of psychology). Zeitschrift für politische Psychologie 1, 5–16.

Graumann, C. F., & Kruse, L. (1993). Place identity and the physical structure of the city. In M. Bonnes (Ed.), Perception and evaluation of urban environment quality (pp. 155–163). Rome: UNESCO MAB 11.

Graumann, C. F. (1994). A phenomenological approach to social research: the perspective of the other. In I. Borg & P. Mohler (Eds.), Trends and perspectives in empirical social research (pp. 282–293). Berlin: de Gruyter.

Graumann, C. F. (1995). Discriminatory discourse. Patterns of Prejudice, 29, 69–83.

Graumann, C. F., & Kruse, L. (1995). Der Lebensraum. Die Mehrdeutigkeit seiner wissenschaftlichen Konstruktion (Life space: The ambiguity of its scientific construction.). In A. Kruse & R. Schmitz-Scherzer (Eds.), Psychologie der Lebensalter (Psychology of the life cycle) (pp. 45–52). Darmstadt: Steinkopf.

Graumann, C. F. (1996). Mutual perspective-taking: a presupposition of enlightened tolerance. Higher Education in Europe 21, 39–49.

Graumann, C. F., & Gergen, K. (Eds.) (1996). Historical dimensions of psychological discourse. New York: Cambridge University Press.

Graumann, C. F. (1997). Psychology in postwar Germany: the vicissitudes of internationalization. World Psychology 3, 253–77.

Graumann, C. F. (1997). Zur Ökologie des Gedächtnisses (On the ecology of memory.). In G. Lüer & U. Lass (Ed.), Erinnern und Behalten - Wege zur Erforschung des menschlichen Gedächtnisses (Remembering and retaining: Trends in research on human memory) Abhandlungen der Akademie der Wissenschaften in Göttingen) (pp. 269–286). Göttingen: Vandenhoeck & Ruprecht.

Graumann, C. F., & Kruse, L. (1998). Children’s environments: The phenomenological approach. In D. Görlitz, H.J. Harloff, G. Mey, & J. Valsiner (Eds.), Children, cities, and psychological theories: Developing relationships (pp. 341–353). Berlin: de Gruyter.

Graumann, C. F. (1999). Continuities, ruptures, and options: construing the history of psychology in Germany. In W. Maiers, B. Baier, B. Duarte-Esgalhado, R. Jorna, & E. Schraube (Eds.), Challenges of theoretical psychology (pp. 1–18). Toronto: Captus University Publications.

Graumann, C. F. (2000). Kontext als Problem der Psychologie (Context as a problem of psycho­logy) Zeitschrift für Psychologie, 208, 55–71.

Graumann, C. F. (2002a). In C. F. Graumann & W. Kallmeyer, Eds., Perspective and perspectivation in discourse. Amsterdam: Benjamins.

Graumann, C. F. (2002b). The phenomenological approach to people-environment studies. In R. B. Bechtel and A. Churchman (Eds.), Handbook of environmental psychology (pp. 95–113). New York Wiley.

Graumann, C. F. (2002c). Zwischen den Disziplinen. Dilemma und Chancen der Umweltpsychologie. (Between disciplines: The dilemma and chances of environmental psychology). Unweltpsychologie, 6 (1),154–161.

Graumann, C. F., & Kruse, L. (2003). Räumliche Umwelt. Die ökologische Perspektive in der Psychologie (The spatial environment. The ecological perspective in psychology). In P. Meusburger & T. Schwan (Eds.), Humanökologie. Ansätze zur Überwindung der Natur-Kultur-Dichotomie (Approaches of human ecology to bridge the nature-culture dichotomy) (pp. 239–256). Stuttgart: Steiner.

Graumann, C. F., & Kruse, L. (2004). Natur als menschliche (Nature as human nature). In G. Jüttemann (Ed.), Psychologie als Humanwissenschaft. (Psychology as a human science) Ein Handbuch (pp. 11–31). Göttingen: Vandenhoeck & Ruprecht.

Graumann, C. F., & Guski-Leinwand, S. (2004). Die Psychologie, ihre Gesellschaft und ihre Öffentlichkeiten (Psychology: its society and its public). Psychologische Rundschau, 55 (Suppl. 1), 62–71.

Graumann, C. F. (2004). In H. Lueck (Ed.), Psychologie in Selbstdarstellungen (Psychology in self presentations) (Bd 4, pp. 102–1123). Lengerich: Pabst.

Graumann, C. F. (2005). “100 Jahre” Geschichte der Umweltpsychologie (100 Years: The history of environmental psychology.) In T. Rammsayer & S. Troche, (Eds.), Reflexionen der Psychologie. 100 Jahre Deutsche Gesellschaft fuer Psychologie (Refelctions on psychology. 100 years of the German Society for Psychology) Bericht über den 44. Kongress der Derutschen Gesellschaft für Psychologie (A report on the 44th Congress of the German Society for Psychology) (pp. 111–118). Goettingen: Hogrefe.

Graumann, C. F. (2007). Lewin zu Beginn des 21. Jahrhunderts. (Lewin at the start of the 21st century) In W. Schoenpflug (Ed.), Kurt Lewin - Person, Werk, Umfeld. Historische Rekonstruktionen und aktuelle Wertungen aus Anlass des hundersten Geburtstags (Kurt Lewin – personality, works, and context. Historical reconstructions and contemporary assessments on the occasion of his 100th birthday) (2nd revised and extended edition, pp. 283–297). Frankfurt/Main: Lang.

Graumann, C.F. & Kruse, L. (2008). Umweltpsychologie: Ort, Gegenstand, Herkünfte, Trends. (Environmental psychology: present status, origins, and trends). In E.D. Lantermann & V. Linneweber (Eds.), Enzyklopädie der Psychologie. Umweltpsychologie (Vol. 1): Grundlagen, Paradigmen und Methoden der Unweltpsychologie. (Encyclopedia of psychology. Environmental psychology. Foundations, paradigms and methods of environmental psychology) (pp. 3–65). Göttingen: Hogrefe.

Graumann, C. F. & Kruse, L., Umwelten: Psychologie der Mensch-Umwelt-Wechselwirkung. (Environments: Psychology of the interaction of humans and environment). Weinheim: Beltz (in press).

Kruse, L., Graumann, C. F., & Lantermann, E. D. (Eds.) (1990b). Ökologische Psychologie. Ein Handbuch in Schlüsselbegriffen. (Ecological psychology: A handbook of key terms.) München: Psychologie Verlags Union.

(b) Other Cited Works

Danziger, K. (1997). Naming the mind: how psychology found its language. London: Sage.

Gergen, K.J., & Gergen, M.M. (1988). Narrative and the self as relationship. In L. Berkowitz (Ed.), Advances in experimental social psychology, Vol 21, (pp. 17–56). San Diego: Academic Press.

Goffman, E. (1959). The presentation of self in everyday life. New York: Doubleday.

Haeckel, E. (1866). Generelle Morphologie der Organismen (2 Vols). (General morphology of organisms) Berlin: Reimer.

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Linde, H. (1972). Sachdominanz in Sozialstrukturen. (The dominance of things in social structures) Tuebingen: Mohr/Siebeck.

Moscovici, S. (1976). Social influence and social change. London: Academic Press.

Schneider, G. (1992). Identitat von und Identifikation mit städtischer Umwelt. (Identity of and identification with urban environments). In K. Pawlik and K. Stapf (Eds.), Umwelt und Verhalten (Environment and behavior). (pp. 169–202). Bern: Huber.

Thomae, H. (1954). Beobachtung und Beurteilung von Kindern und Jugendlichen (The observation and evaluation of children and adolescents) (11th ed., 1973). Basel: Karger.

Weimer, D., & Galliker, M. (Eds.). (2003). Sprachliche Kommunikation. Festschrift zum 80.Geburtstag von C. F. Graumann. (Verbal communication. Festschrift for Carl Graumann’s 80th birthday) Heidelberg: Asanger.

Weingart, P. (2005). Die Wissenschaft der Öffentlichkeit. Essays zum Verhältnis von Wissenschaft, Medien und Öffentlichkeit. (The science of the general public. Essays on the relationsship between science, the media, and the public) Weilerswist: Welbrueck Wissenschaft.

Woodworth, R. S. (1940). Psychology (4th ed.). New York: Henry Holt and Company.

Carl Graumann was born on March 31st, 1923 in Cologne and died on August 8th, 2007 in Lobbach (Heidelberg).

The editor acknowledges the Pabst Verlag (Lengerich, Germany) for permission to use the German text of Carl Graumann’s autobiography (2004) as a basis for the expanded and translated version published here.

The editor is grateful to Dr. Lenelis Kruse for completing her husband’s text, making available a reference list of his publications, and reading of the English translation.

Carl Graumann’s final manuscript was translated from the German by Professor Raleigh Whitinger, Department of Modern Languages and Cultural Studies, University of Alberta, Edmonton, AB Canada.

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Graumann, C.F. (2009). Psychology in Self-Presentations. In: Mos, L. (eds) History of Psychology in Autobiography. Path in Psychology. Springer, New York, NY. https://doi.org/10.1007/978-0-387-88499-8_5

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70 Self-presentation

[latexpage]

Learning Objectives

By the end of this section, you will be able to:

  • Describe social roles and how they influence behavior
  • Explain what social norms are and how they influence behavior
  • Define script
  • Describe the findings of Zimbardo’s Stanford prison experiment

As you’ve learned, social psychology is the study of how people affect one another’s thoughts, feelings, and behaviors. We have discussed situational perspectives and social psychology’s emphasis on the ways in which a person’s environment, including culture and other social influences, affect behavior. In this section, we examine situational forces that have a strong influence on human behavior including social roles, social norms, and scripts. We discuss how humans use the social environment as a source of information, or cues, on how to behave. Situational influences on our behavior have important consequences, such as whether we will help a stranger in an emergency or how we would behave in an unfamiliar environment.

SOCIAL ROLES

One major social determinant of human behavior is our social roles. A social role is a pattern of behavior that is expected of a person in a given setting or group (Hare, 2003). Each one of us has several social roles. You may be, at the same time, a student, a parent, an aspiring teacher, a son or daughter, a spouse, and a lifeguard. How do these social roles influence your behavior? Social roles are defined by culturally shared knowledge. That is, nearly everyone in a given culture knows what behavior is expected of a person in a given role. For example, what is the social role for a student? If you look around a college classroom you will likely see students engaging in studious behavior, taking notes, listening to the professor, reading the textbook, and sitting quietly at their desks ( [link] ). Of course you may see students deviating from the expected studious behavior such as texting on their phones or using Facebook on their laptops, but in all cases, the students that you observe are attending class—a part of the social role of students.

A photograph shows students in a classroom.

Social roles, and our related behavior, can vary across different settings. How do you behave when you are engaging in the role of son or daughter and attending a family function? Now imagine how you behave when you are engaged in the role of employee at your workplace. It is very likely that your behavior will be different. Perhaps you are more relaxed and outgoing with your family, making jokes and doing silly things. But at your workplace you might speak more professionally, and although you may be friendly, you are also serious and focused on getting the work completed. These are examples of how our social roles influence and often dictate our behavior to the extent that identity and personality can vary with context (that is, in different social groups) (Malloy, Albright, Kenny, Agatstein & Winquist, 1997).

SOCIAL NORMS

As discussed previously, social roles are defined by a culture’s shared knowledge of what is expected behavior of an individual in a specific role. This shared knowledge comes from social norms. A social norm is a group’s expectation of what is appropriate and acceptable behavior for its members—how they are supposed to behave and think (Deutsch & Gerard, 1955; Berkowitz, 2004). How are we expected to act? What are we expected to talk about? What are we expected to wear? In our discussion of social roles we noted that colleges have social norms for students’ behavior in the role of student and workplaces have social norms for employees’ behaviors in the role of employee. Social norms are everywhere including in families, gangs, and on social media outlets. What are some social norms on Facebook?

My 11-year-old daughter, Jessica, recently told me she needed shorts and shirts for the summer, and that she wanted me to take her to a store at the mall that is popular with preteens and teens to buy them. I have noticed that many girls have clothes from that store, so I tried teasing her. I said, “All the shirts say ‘Aero’ on the front. If you are wearing a shirt like that and you have a substitute teacher, and the other girls are all wearing that type of shirt, won’t the substitute teacher think you are all named ‘Aero’?”

My daughter replied, in typical 11-year-old fashion, “Mom, you are not funny. Can we please go shopping?”

I tried a different tactic. I asked Jessica if having clothing from that particular store will make her popular. She replied, “No, it will not make me popular. It is what the popular kids wear. It will make me feel happier.” How can a label or name brand make someone feel happier? Think back to what you’ve learned about lifespan development . What is it about pre-teens and young teens that make them want to fit in ( [link] )? Does this change over time? Think back to your high school experience, or look around your college campus. What is the main name brand clothing you see? What messages do we get from the media about how to fit in?

A photograph shows a group of young people dressed similarly.

Because of social roles, people tend to know what behavior is expected of them in specific, familiar settings. A script is a person’s knowledge about the sequence of events expected in a specific setting (Schank & Abelson, 1977). How do you act on the first day of school, when you walk into an elevator, or are at a restaurant? For example, at a restaurant in the United States, if we want the server’s attention, we try to make eye contact. In Brazil, you would make the sound “psst” to get the server’s attention. You can see the cultural differences in scripts. To an American, saying “psst” to a server might seem rude, yet to a Brazilian, trying to make eye contact might not seem an effective strategy. Scripts are important sources of information to guide behavior in given situations. Can you imagine being in an unfamiliar situation and not having a script for how to behave? This could be uncomfortable and confusing. How could you find out about social norms in an unfamiliar culture?

ZIMBARDO’S STANFORD PRISON EXPERIMENT

The famous Stanford prison experiment , conducted by social psychologist Philip Zimbardo and his colleagues at Stanford University, demonstrated the power of social roles, social norms, and scripts. In the summer of 1971, an advertisement was placed in a California newspaper asking for male volunteers to participate in a study about the psychological effects of prison life. More than 70 men volunteered, and these volunteers then underwent psychological testing to eliminate candidates who had underlying psychiatric issues, medical issues, or a history of crime or drug abuse. The pool of volunteers was whittled down to 24 healthy male college students. Each student was paid $15 per day and was randomly assigned to play the role of either a prisoner or a guard in the study. Based on what you have learned about research methods, why is it important that participants were randomly assigned?

A mock prison was constructed in the basement of the psychology building at Stanford. Participants assigned to play the role of prisoners were “arrested” at their homes by Palo Alto police officers, booked at a police station, and subsequently taken to the mock prison. The experiment was scheduled to run for several weeks. To the surprise of the researchers, both the “prisoners” and “guards” assumed their roles with zeal. In fact, on day 2, some of the prisoners revolted, and the guards quelled the rebellion by threatening the prisoners with night sticks. In a relatively short time, the guards came to harass the prisoners in an increasingly sadistic manner, through a complete lack of privacy, lack of basic comforts such as mattresses to sleep on, and through degrading chores and late-night counts.

The prisoners, in turn, began to show signs of severe anxiety and hopelessness—they began tolerating the guards’ abuse. Even the Stanford professor who designed the study and was the head researcher, Philip Zimbardo, found himself acting as if the prison was real and his role, as prison supervisor, was real as well. After only six days, the experiment had to be ended due to the participants’ deteriorating behavior. Zimbardo explained,

At this point it became clear that we had to end the study. We had created an overwhelmingly powerful situation—a situation in which prisoners were withdrawing and behaving in pathological ways, and in which some of the guards were behaving sadistically. Even the “good” guards felt helpless to intervene, and none of the guards quit while the study was in progress. Indeed, it should be noted that no guard ever came late for his shift, called in sick, left early, or demanded extra pay for overtime work. (Zimbardo, 2013)

The Stanford prison experiment demonstrated the power of social roles, norms, and scripts in affecting human behavior. The guards and prisoners enacted their social roles by engaging in behaviors appropriate to the roles: The guards gave orders and the prisoners followed orders. Social norms require guards to be authoritarian and prisoners to be submissive. When prisoners rebelled, they violated these social norms, which led to upheaval. The specific acts engaged by the guards and the prisoners derived from scripts. For example, guards degraded the prisoners by forcing them do push-ups and by removing all privacy. Prisoners rebelled by throwing pillows and trashing their cells. Some prisoners became so immersed in their roles that they exhibited symptoms of mental breakdown; however, according to Zimbardo, none of the participants suffered long term harm (Alexander, 2001).

The Stanford Prison Experiment has some parallels with the abuse of prisoners of war by U.S. Army troops and CIA personnel at the Abu Ghraib prison in 2003 and 2004. The offenses at Abu Ghraib were documented by photographs of the abuse, some taken by the abusers themselves ( [link] ).

A photograph shows a person standing on a box with arms held out. The person is covered in shawl-like attire and a full hood that covers the face completely.

Visit this website to hear an NPR interview with Philip Zimbardo where he discusses the parallels between the Stanford prison experiment and the Abu Ghraib prison in Iraq.

Human behavior is largely influenced by our social roles, norms, and scripts. In order to know how to act in a given situation, we have shared cultural knowledge of how to behave depending on our role in society. Social norms dictate the behavior that is appropriate or inappropriate for each role. Each social role has scripts that help humans learn the sequence of appropriate behaviors in a given setting. The famous Stanford prison experiment is an example of how the power of the situation can dictate the social roles, norms, and scripts we follow in a given situation, even if this behavior is contrary to our typical behavior.

Review Questions

A(n) ________ is a set of group expectations for appropriate thoughts and behaviors of its members.

  • social role
  • social norm
  • attribution

On his first day of soccer practice, Jose suits up in a t-shirt, shorts, and cleats and runs out to the field to join his teammates. Jose’s behavior is reflective of ________.

  • social influence
  • good athletic behavior
  • normative behavior

When it comes to buying clothes, teenagers often follow social norms; this is likely motivated by ________.

  • following parents’ rules
  • saving money
  • looking good

In the Stanford prison experiment, even the lead researcher succumbed to his role as a prison supervisor. This is an example of the power of ________ influencing behavior.

  • social norms
  • social roles

Critical Thinking Questions

Why didn’t the “good” guards in the Stanford prison experiment object to other guards’ abusive behavior? Were the student prisoners simply weak people? Why didn’t they object to being abused?

The good guards were fulfilling their social roles and they did not object to other guards’ abusive behavior because of the power of the situation. In addition, the prison supervisor’s behavior sanctioned the guards’ negative treatment of prisoners. The prisoners were not weak people; they were recruited because they were healthy, mentally stable adults. The power of their social role influenced them to engage in subservient prisoner behavior. The script for prisoners is to accept abusive behavior from authority figures, especially for punishment, when they do not follow the rules.

Describe how social roles, social norms, and scripts were evident in the Stanford prison experiment. How can this experiment be applied to everyday life? Are there any more recent examples where people started fulfilling a role and became abusive?

Social roles were in play as each participant acted out behaviors appropriate to his role as prisoner, guard, or supervisor. Scripts determined the specific behaviors the guards and prisoners displayed, such as humiliation and passivity. The social norms of a prison environment sanctions abuse of prisoners since they have lost many of their human rights and became the property of the government. This experiment can be applied to other situations in which social norms, roles, and scripts dictate our behavior, such as in mob behavior. A more recent example of similar behavior was the abuse of prisoners by American soldiers who were working as prison guards at the Abu Ghraib prison in Iraq.

Personal Application Questions

Try attending a religious service very different from your own and see how you feel and behave without knowing the appropriate script. Or, try attending an important, personal event that you have never attended before, such as a bar mitzvah (a coming-of-age ritual in Jewish culture), a quinceañera (in some Latin American cultures a party is given to a girl who is turning 15 years old), a wedding, a funeral, or a sporting event new to you, such as horse racing or bull riding. Observe and record your feelings and behaviors in this unfamiliar setting for which you lack the appropriate script. Do you silently observe the action, or do you ask another person for help interpreting the behaviors of people at the event? Describe in what ways your behavior would change if you were to attend a similar event in the future?

Name and describe at least three social roles you have adopted for yourself. Why did you adopt these roles? What are some roles that are expected of you, but that you try to resist?

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68 Self-Presentation, Attitudes, and Persuasion

Learning outcomes.

By the end of this section, you will be able to:

  • Describe social roles and how they influence behavior
  • Explain what social norms are and how they influence behavior
  • Define script
  • Describe the findings of Zimbardo’s Stanford prison experiment
  • Define attitude
  • Describe how people’s attitudes are internally changed through cognitive dissonance
  • Explain how people’s attitudes are externally changed through persuasion
  • Describe the peripheral and central routes to persuasion

Self-presentation

As you’ve learned, social psychology is the study of how people affect one another’s thoughts, feelings, and behaviors. We have discussed situational perspectives and social psychology’s emphasis on the ways in which a person’s environment, including culture and other social influences, affect behavior. In this section, we examine situational forces that have a strong influence on human behavior including social roles, social norms, and scripts. We discuss how humans use the social environment as a source of information, or cues, on how to behave. Situational influences on our behavior have important consequences, such as whether we will help a stranger in an emergency or how we would behave in an unfamiliar environment.

SOCIAL ROLES

One major social determinant of human behavior is our social roles. A  social role  is a pattern of behavior that is expected of a person in a given setting or group (Hare, 2003). Each one of us has several social roles. You may be, at the same time, a student, a parent, an aspiring teacher, a son or daughter, a spouse, and a lifeguard. How do these social roles influence your behavior? Social roles are defined by culturally shared knowledge. That is, nearly everyone in a given culture knows what behavior is expected of a person in a given role. For example, what is the social role for a student? If you look around a college classroom you will likely see students engaging in studious behavior, taking notes, listening to the professor, reading the textbook, and sitting quietly at their desks ( Figure ). Of course you may see students deviating from the expected studious behavior such as texting on their phones or using Facebook on their laptops, but in all cases, the students that you observe are attending class—a part of the social role of students.

A photograph shows students in a classroom.

Social roles, and our related behavior, can vary across different settings. How do you behave when you are engaging in the role of son or daughter and attending a family function? Now imagine how you behave when you are engaged in the role of employee at your workplace. It is very likely that your behavior will be different. Perhaps you are more relaxed and outgoing with your family, making jokes and doing silly things. But at your workplace you might speak more professionally, and although you may be friendly, you are also serious and focused on getting the work completed. These are examples of how our social roles influence and often dictate our behavior to the extent that identity and personality can vary with context (that is, in different social groups) (Malloy, Albright, Kenny, Agatstein & Winquist, 1997).

SOCIAL NORMS

As discussed previously, social roles are defined by a culture’s shared knowledge of what is expected behavior of an individual in a specific role. This shared knowledge comes from social norms. A  social norm  is a group’s expectation of what is appropriate and acceptable behavior for its members—how they are supposed to behave and think (Deutsch & Gerard, 1955; Berkowitz, 2004). How are we expected to act? What are we expected to talk about? What are we expected to wear? In our discussion of social roles we noted that colleges have social norms for students’ behavior in the role of student and workplaces have social norms for employees’ behaviors in the role of employee. Social norms are everywhere including in families, gangs, and on social media outlets. What are some social norms on Facebook?

My 11-year-old daughter, Jessica, recently told me she needed shorts and shirts for the summer, and that she wanted me to take her to a store at the mall that is popular with preteens and teens to buy them. I have noticed that many girls have clothes from that store, so I tried teasing her. I said, “All the shirts say ‘Aero’ on the front. If you are wearing a shirt like that and you have a substitute teacher, and the other girls are all wearing that type of shirt, won’t the substitute teacher think you are all named ‘Aero’?”

My daughter replied, in typical 11-year-old fashion, “Mom, you are not funny. Can we please go shopping?”

I tried a different tactic. I asked Jessica if having clothing from that particular store will make her popular. She replied, “No, it will not make me popular. It is what the popular kids wear. It will make me feel happier.” How can a label or name brand make someone feel happier? Think back to what you’ve learned about  lifespan development . What is it about pre-teens and young teens that make them want to fit in ( Figure )? Does this change over time? Think back to your high school experience, or look around your college campus. What is the main name brand clothing you see? What messages do we get from the media about how to fit in?

A photograph shows a group of young people dressed similarly.

Because of social roles, people tend to know what behavior is expected of them in specific, familiar settings. A  script  is a person’s knowledge about the sequence of events expected in a specific setting (Schank & Abelson, 1977). How do you act on the first day of school, when you walk into an elevator, or are at a restaurant? For example, at a restaurant in the United States, if we want the server’s attention, we try to make eye contact. In Brazil, you would make the sound “psst” to get the server’s attention. You can see the cultural differences in scripts. To an American, saying “psst” to a server might seem rude, yet to a Brazilian, trying to make eye contact might not seem an effective strategy. Scripts are important sources of information to guide behavior in given situations. Can you imagine being in an unfamiliar situation and not having a script for how to behave? This could be uncomfortable and confusing. How could you find out about social norms in an unfamiliar culture?

ZIMBARDO’S STANFORD PRISON EXPERIMENT

The famous  Stanford prison experiment , conducted by social psychologist Philip  Zimbardo  and his colleagues at Stanford University, demonstrated the power of social roles, social norms, and scripts. In the summer of 1971, an advertisement was placed in a California newspaper asking for male volunteers to participate in a study about the psychological effects of prison life. More than 70 men volunteered, and these volunteers then underwent psychological testing to eliminate candidates who had underlying psychiatric issues, medical issues, or a history of crime or drug abuse. The pool of volunteers was whittled down to 24 healthy male college students. Each student was paid $15 per day and was randomly assigned to play the role of either a prisoner or a guard in the study. Based on what you have learned about research methods, why is it important that participants were randomly assigned?

A mock prison was constructed in the basement of the psychology building at Stanford. Participants assigned to play the role of prisoners were “arrested” at their homes by Palo Alto police officers, booked at a police station, and subsequently taken to the mock prison. The experiment was scheduled to run for several weeks. To the surprise of the researchers, both the “prisoners” and “guards” assumed their roles with zeal. In fact, on day 2, some of the prisoners revolted, and the guards quelled the rebellion by threatening the prisoners with night sticks. In a relatively short time, the guards came to harass the prisoners in an increasingly sadistic manner, through a complete lack of privacy, lack of basic comforts such as mattresses to sleep on, and through degrading chores and late-night counts.

The prisoners, in turn, began to show signs of severe anxiety and hopelessness—they began tolerating the guards’ abuse. Even the Stanford professor who designed the study and was the head researcher, Philip Zimbardo, found himself acting as if the prison was real and his role, as prison supervisor, was real as well. After only six days, the experiment had to be ended due to the participants’ deteriorating behavior. Zimbardo explained,

At this point it became clear that we had to end the study. We had created an overwhelmingly powerful situation—a situation in which prisoners were withdrawing and behaving in pathological ways, and in which some of the guards were behaving sadistically. Even the “good” guards felt helpless to intervene, and none of the guards quit while the study was in progress. Indeed, it should be noted that no guard ever came late for his shift, called in sick, left early, or demanded extra pay for overtime work. (Zimbardo, 2013)

The Stanford prison experiment demonstrated the power of social roles, norms, and scripts in affecting human behavior. The guards and prisoners enacted their social roles by engaging in behaviors appropriate to the roles: The guards gave orders and the prisoners followed orders. Social norms require guards to be authoritarian and prisoners to be submissive. When prisoners rebelled, they violated these social norms, which led to upheaval. The specific acts engaged by the guards and the prisoners derived from scripts. For example, guards degraded the prisoners by forcing them do push-ups and by removing all privacy. Prisoners rebelled by throwing pillows and trashing their cells. Some prisoners became so immersed in their roles that they exhibited symptoms of mental breakdown; however, according to Zimbardo, none of the participants suffered long term harm (Alexander, 2001).

The Stanford Prison Experiment has some parallels with the abuse of prisoners of war by U.S. Army troops and CIA personnel at the Abu Ghraib prison in 2003 and 2004. The offenses at Abu  Ghraib  were documented by photographs of the abuse, some taken by the abusers themselves ( Figure ).

A photograph shows a person standing on a box with arms held out. The person is covered in shawl-like attire and a full hood that covers the face completely.

Visit this  website  to hear an NPR interview with Philip  Zimbardo  where he discusses the parallels between the Stanford prison experiment and the Abu Ghraib prison in Iraq.

Human behavior is largely influenced by our social roles, norms, and scripts. In order to know how to act in a given situation, we have shared cultural knowledge of how to behave depending on our role in society. Social norms dictate the behavior that is appropriate or inappropriate for each role. Each social role has scripts that help humans learn the sequence of appropriate behaviors in a given setting. The famous Stanford prison experiment is an example of how the power of the situation can dictate the social roles, norms, and scripts we follow in a given situation, even if this behavior is contrary to our typical behavior.

Review Questions

A(n) ________ is a set of group expectations for appropriate thoughts and behaviors of its members.

  • social role
  • social norm
  • attribution

On his first day of soccer practice, Jose suits up in a t-shirt, shorts, and cleats and runs out to the field to join his teammates. Jose’s behavior is reflective of ________.

  • social influence
  • good athletic behavior
  • normative behavior

When it comes to buying clothes, teenagers often follow social norms; this is likely motivated by ________.

  • following parents’ rules
  • saving money
  • looking good

In the Stanford prison experiment, even the lead researcher succumbed to his role as a prison supervisor. This is an example of the power of ________ influencing behavior.

  • social norms
  • social roles

Critical Thinking Questions

Why didn’t the “good” guards in the Stanford prison experiment object to other guards’ abusive behavior? Were the student prisoners simply weak people? Why didn’t they object to being abused?

Describe how social roles, social norms, and scripts were evident in the Stanford prison experiment. How can this experiment be applied to everyday life? Are there any more recent examples where people started fulfilling a role and became abusive?

Personal Application Questions

Try attending a religious service very different from your own and see how you feel and behave without knowing the appropriate script. Or, try attending an important, personal event that you have never attended before, such as a bar mitzvah (a coming-of-age ritual in Jewish culture), a quinceañera (in some Latin American cultures a party is given to a girl who is turning 15 years old), a wedding, a funeral, or a sporting event new to you, such as horse racing or bull riding. Observe and record your feelings and behaviors in this unfamiliar setting for which you lack the appropriate script. Do you silently observe the action, or do you ask another person for help interpreting the behaviors of people at the event? Describe in what ways your behavior would change if you were to attend a similar event in the future?

Name and describe at least three social roles you have adopted for yourself. Why did you adopt these roles? What are some roles that are expected of you, but that you try to resist?

Attitudes and Persuasion

Social psychologists have documented how the power of the situation can influence our behaviors. Now we turn to how the power of the situation can influence our attitudes and beliefs.  Attitude  is our evaluation of a person, an idea, or an object. We have attitudes for many things ranging from products that we might pick up in the supermarket to people around the world to political policies. Typically, attitudes are favorable or unfavorable: positive or negative (Eagly & Chaiken, 1993). And, they have three components: an affective component (feelings), a behavioral component (the effect of the attitude on behavior), and a cognitive component (belief and knowledge) (Rosenberg & Hovland, 1960).

For example, you may hold a positive attitude toward recycling. This attitude should result in positive feelings toward recycling (such as “It makes me feel good to recycle” or “I enjoy knowing that I make a small difference in reducing the amount of waste that ends up in landfills”). Certainly, this attitude should be reflected in our behavior: You actually recycle as often as you can. Finally, this attitude will be reflected in favorable thoughts (for example, “Recycling is good for the environment” or “Recycling is the responsible thing to do”).

Our attitudes and beliefs are not only influenced by external forces, but also by internal influences that we control. Like our behavior, our attitudes and thoughts are not always changed by situational pressures, but they can be consciously changed by our own free will. In this section we discuss the conditions under which we would want to change our own attitudes and beliefs.

WHAT IS COGNITIVE DISSONANCE?

Social psychologists have documented that feeling good about ourselves and maintaining positive self-esteem is a powerful motivator of human behavior (Tavris & Aronson, 2008). In the United States, members of the predominant culture typically think very highly of themselves and view themselves as good people who are above average on many desirable traits (Ehrlinger, Gilovich, & Ross, 2005). Often, our behavior, attitudes, and beliefs are affected when we experience a threat to our self-esteem or positive self-image. Psychologist Leon Festinger (1957) defined  cognitive dissonance  as psychological discomfort arising from holding two or more inconsistent attitudes, behaviors, or cognitions (thoughts, beliefs, or opinions). Festinger’s theory of cognitive dissonance states that when we experience a conflict in our behaviors, attitudes, or beliefs that runs counter to our positive self-perceptions, we experience psychological discomfort (dissonance). For example, if you believe smoking is bad for your health but you continue to smoke, you experience conflict between your belief and behavior ( Figure ).

A diagram shows the process of cognitive dissonance. Two disparate statements (“I am a smoker” and “Smoking is bad for your health”) are joined as an example of cognitive dissonance. A flow diagram joins them in a process labeled, “Remove dissonance tension,” with two resulting flows. The first flow path shows the warning on a pack of cigarettes with a checkmark imposed over the image that is labeled, “Smoking is bad for your health.” The path then shows a photograph of an arm with a nicotine patch that is labeled, “I quit smoking.” The second flow path shows the warning on a pack of cigarettes with an X imposed over the image and is labeled, “Research is inconclusive,” then shows a photograph of a person smoking labeled, “I am still a smoker.”

Later research documented that only conflicting cognitions that threaten individuals’ positive self-image cause dissonance (Greenwald & Ronis, 1978). Additional research found that dissonance is not only psychologically uncomfortable but also can cause physiological arousal (Croyle & Cooper, 1983) and activate regions of the brain important in emotions and cognitive functioning (van Veen, Krug, Schooler, & Carter, 2009). When we experience cognitive dissonance, we are motivated to decrease it because it is psychologically, physically, and mentally uncomfortable. We can reduce  cognitive dissonance  by bringing our cognitions, attitudes, and behaviors in line—that is, making them harmonious. This can be done in different ways, such as:

  • changing our discrepant behavior (e.g., stop smoking),
  • changing our cognitions through rationalization or denial (e.g., telling ourselves that health risks can be reduced by smoking filtered cigarettes),
  • adding a new cognition (e.g., “Smoking suppresses my appetite so I don’t become overweight, which is good for my health.”).

A classic example of cognitive dissonance is John, a 20-year-old who enlists in the military. During boot camp he is awakened at 5:00 a.m., is chronically sleep deprived, yelled at, covered in sand flea bites, physically bruised and battered, and mentally exhausted ( Figure ). It gets worse. Recruits that make it to week 11 of boot camp have to do 54 hours of continuous training.

A photograph shows a person doing pushups while a military leader stands over the person; other people are doing jumping jacks in the background.

Not surprisingly, John is miserable. No one likes to be miserable. In this type of situation, people can change their beliefs, their attitudes, or their behaviors. The last option, a change of behaviors, is not available to John. He has signed on to the military for four years, and he cannot legally leave.

If John keeps thinking about how miserable he is, it is going to be a very long four years. He will be in a constant state of cognitive dissonance. As an alternative to this misery, John can change his beliefs or attitudes. He can tell himself, “I am becoming stronger, healthier, and sharper. I am learning discipline and how to defend myself and my country. What I am doing is really important.” If this is his belief, he will realize that he is becoming stronger through his challenges. He then will feel better and not experience cognitive dissonance, which is an uncomfortable state.

The Effect of Initiation

The military example demonstrates the observation that a difficult  initiation  into a group influences us to like the group  more , due to the justification of effort. We do not want to have wasted time and effort to join a group that we eventually leave. A classic experiment by Aronson and Mills (1959) demonstrated this justification of effort effect. College students volunteered to join a campus group that would meet regularly to discuss the psychology of sex. Participants were randomly assigned to one of three conditions: no initiation, an easy initiation, and a difficult initiation into the group. After participating in the first discussion, which was deliberately made very boring, participants rated how much they liked the group. Participants who underwent a difficult initiation process to join the group rated the group more favorably than did participants with an easy initiation or no initiation ( Figure ).

A bar graph has an x-axis labeled, “Difficulty of initiation” and a y-axis labeled, “Relative magnitude of liking a group.” The liking of the group is low to moderate for the groups whose difficulty of initiation was “none” or “easy,” but high for the group whose difficulty of initiation was “difficult.”

Similar effects can be seen in a more recent study of how student effort affects course evaluations. Heckert, Latier, Ringwald-Burton, and Drazen (2006) surveyed 463 undergraduates enrolled in courses at a midwestern university about the amount of effort that their courses required of them. In addition, the students were also asked to evaluate various aspects of the course. Given what you’ve just read, it will come as no surprise that those courses that were associated with the highest level of effort were evaluated as being more valuable than those that did not. Furthermore, students indicated that they learned more in courses that required more effort, regardless of the grades that they received in those courses (Heckert et al., 2006).

Besides the classic military example and group initiation, can you think of other examples of  cognitive dissonance ? Here is one: Marco and Maria live in Fairfield County, Connecticut, which is one of the wealthiest areas in the United States and has a very high cost of living. Marco telecommutes from home and Maria does not work outside of the home. They rent a very small house for more than $3000 a month. Maria shops at consignment stores for clothes and economizes where she can. They complain that they never have any money and that they cannot buy anything new. When asked why they do not move to a less expensive location, since Marco telecommutes, they respond that Fairfield County is beautiful, they love the beaches, and they feel comfortable there. How does the theory of cognitive dissonance apply to Marco and Maria’s choices?

In the previous section we discussed that the motivation to reduce cognitive dissonance leads us to change our attitudes, behaviors, and/or cognitions to make them consonant.  Persuasion  is the process of changing our attitude toward something based on some kind of communication. Much of the persuasion we experience comes from outside forces. How do people convince others to change their attitudes, beliefs, and behaviors ( Figure )? What communications do you receive that attempt to persuade you to change your attitudes, beliefs, and behaviors?

A photograph shows the back of a car that is covered in numerous bumper stickers.

A subfield of social psychology studies persuasion and social influence, providing us with a plethora of information on how humans can be persuaded by others.

Yale Attitude Change Approach

The topic of persuasion has been one of the most extensively researched areas in social psychology (Fiske et al., 2010). During the Second World War, Carl  Hovland  extensively researched persuasion for the U.S. Army. After the war, Hovland continued his exploration of persuasion at Yale University. Out of this work came a model called the  Yale attitude change approach , which describes the conditions under which people tend to change their attitudes. Hovland demonstrated that certain features of the source of a persuasive message, the content of the message, and the characteristics of the audience will influence the persuasiveness of a message (Hovland, Janis, & Kelley, 1953).

Features of the source of the persuasive message include the credibility of the speaker (Hovland & Weiss, 1951) and the physical attractiveness of the speaker (Eagly & Chaiken, 1975; Petty, Wegener, & Fabrigar, 1997). Thus, speakers who are credible, or have expertise on the topic, and who are deemed as trustworthy are more persuasive than less credible speakers. Similarly, more attractive speakers are more persuasive than less attractive speakers. The use of famous actors and athletes to advertise products on television and in print relies on this principle. The immediate and long term impact of the persuasion also depends, however, on the credibility of the messenger (Kumkale & Albarracín, 2004).

Features of the message itself that affect persuasion include subtlety (the quality of being important, but not obvious) (Petty & Cacioppo, 1986; Walster & Festinger, 1962); sidedness (that is, having more than one side) (Crowley & Hoyer, 1994; Igou & Bless, 2003; Lumsdaine & Janis, 1953); timing (Haugtvedt & Wegener, 1994; Miller & Campbell, 1959), and whether both sides are presented. Messages that are more subtle are more persuasive than direct messages. Arguments that occur first, such as in a debate, are more influential if messages are given back-to-back. However, if there is a delay after the first message, and before the audience needs to make a decision, the last message presented will tend to be more persuasive (Miller & Campbell, 1959).

Features of the audience that affect persuasion are attention (Albarracín & Wyer, 2001; Festinger & Maccoby, 1964), intelligence, self-esteem (Rhodes & Wood, 1992), and age (Krosnick & Alwin, 1989). In order to be persuaded, audience members must be paying attention. People with lower intelligence are more easily persuaded than people with higher intelligence; whereas people with moderate self-esteem are more easily persuaded than people with higher or lower self-esteem (Rhodes & Wood, 1992). Finally, younger adults aged 18–25 are more persuadable than older adults.

Elaboration Likelihood Model

An especially popular model that describes the dynamics of persuasion is the elaboration likelihood model of persuasion (Petty & Cacioppo, 1986). The  elaboration likelihood model  considers the variables of the attitude change approach—that is, features of the source of the persuasive message, contents of the message, and characteristics of the audience are used to determine when attitude change will occur. According to the elaboration likelihood model of persuasion, there are two main routes that play a role in delivering a persuasive message: central and peripheral ( Figure ).

A diagram shows two routes of persuasion. A box on the left is labeled “persuasive message” and arrows from the box separate into two routes: the central and peripheral routes, each with boxes describing the characteristics of the audience, processing, and persuasion. The audience is “motivated, analytical” in the central route, and “not motivated, not analytical” in the peripheral route. Processing in the central route is “high effort; evaluate message” and in the peripheral route is “low effort; persuaded by cues outside of message.” Persuasion in the central route is “lasting change in attitude” and in the peripheral route is “temporary change in attitude.”

The  central route  is logic driven and uses data and facts to convince people of an argument’s worthiness. For example, a car company seeking to persuade you to purchase their model will emphasize the car’s safety features and fuel economy. This is a direct route to persuasion that focuses on the quality of the information. In order for the central route of persuasion to be effective in changing attitudes, thoughts, and behaviors, the argument must be strong and, if successful, will result in lasting attitude change.

The central route to persuasion works best when the target of persuasion, or the audience, is analytical and willing to engage in processing of the information. From an advertiser’s perspective, what products would be best sold using the central route to persuasion? What audience would most likely be influenced to buy the product? One example is buying a computer. It is likely, for example, that small business owners might be especially influenced by the focus on the computer’s quality and features such as processing speed and memory capacity.

The  peripheral route  is an indirect route that uses peripheral cues to associate positivity with the message (Petty & Cacioppo, 1986). Instead of focusing on the facts and a product’s quality, the peripheral route relies on association with positive characteristics such as positive emotions and celebrity endorsement. For example, having a popular athlete advertise athletic shoes is a common method used to encourage young adults to purchase the shoes. This route to attitude change does not require much effort or information processing. This method of persuasion may promote positivity toward the message or product, but it typically results in less permanent attitude or behavior change. The audience does not need to be analytical or motivated to process the message. In fact, a peripheral route to persuasion may not even be noticed by the audience, for example in the strategy of product placement. Product placement refers to putting a product with a clear brand name or brand identity in a TV show or movie to promote the product (Gupta & Lord, 1998). For example, one season of the reality series  American Idol prominently showed the panel of judges drinking out of cups that displayed the Coca-Cola logo. What other products would be best sold using the peripheral route to persuasion? Another example is clothing: A retailer may focus on celebrities that are wearing the same style of clothing.

Foot-in-the-door Technique

Researchers have tested many persuasion strategies that are effective in selling products and changing people’s attitude, ideas, and behaviors. One effective strategy is the foot-in-the-door technique (Cialdini, 2001; Pliner, Hart, Kohl, & Saari, 1974). Using the  foot-in-the-door technique , the persuader gets a person to agree to bestow a small favor or to buy a small item, only to later request a larger favor or purchase of a bigger item. The foot-in-the-door technique was demonstrated in a study by Freedman and Fraser (1966) in which participants who agreed to post small sign in their yard or sign a petition were more likely to agree to put a large sign in their yard than people who declined the first request ( Figure ). Research on this technique also illustrates the principle of consistency (Cialdini, 2001): Our past behavior often directs our future behavior, and we have a desire to maintain consistency once we have a committed to a behavior.

Photograph A shows a campaign button. Photograph B shows a yard filled with numerous signs.

A common application of foot-in-the-door is when teens ask their parents for a small permission (for example, extending curfew by a half hour) and then asking them for something larger. Having granted the smaller request increases the likelihood that parents will acquiesce with the later, larger request.

How would a store owner use the foot-in-the-door technique to sell you an expensive product? For example, say that you are buying the latest model smartphone, and the salesperson suggests you purchase the best data plan. You agree to this. The salesperson then suggests a bigger purchase—the three-year extended warranty. After agreeing to the smaller request, you are more likely to also agree to the larger request. You may have encountered this if you have bought a car. When salespeople realize that a buyer intends to purchase a certain model, they might try to get the customer to pay for many or most available options on the car.

Attitudes are our evaluations or feelings toward a person, idea, or object and typically are positive or negative. Our attitudes and beliefs are influenced not only by external forces, but also by internal influences that we control. An internal form of attitude change is cognitive dissonance or the tension we experience when our thoughts, feelings, and behaviors are in conflict. In order to reduce dissonance, individuals can change their behavior, attitudes, or cognitions, or add a new cognition. External forces of persuasion include advertising; the features of advertising that influence our behaviors include the source, message, and audience. There are two primary routes to persuasion. The central route to persuasion uses facts and information to persuade potential consumers. The peripheral route uses positive association with cues such as beauty, fame, and positive emotions.

Attitudes describe our ________ of people, objects, and ideas.

  • evaluations

Cognitive dissonance causes discomfort because it disrupts our sense of ________.

  • unpredictability
  • consistency

In order for the central route to persuasion to be effective, the audience must be ________ and ________.

  • analytical; motivated
  • attentive; happy
  • intelligent; unemotional
  • gullible; distracted

Examples of cues used in peripheral route persuasion include all of the following  except

  • celebrity endorsement
  • positive emotions
  • attractive models
  • factual information

Give an example (one  not  used in class or your text) of cognitive dissonance and how an individual might resolve this.

Imagine that you work for an advertising agency, and you’ve been tasked with developing an advertising campaign to increase sales of Bliss Soda. How would you develop an advertisement for this product that uses a central route of persuasion? How would you develop an ad using a peripheral route of persuasion?

Cognitive dissonance often arises after making an important decision, called post-decision dissonance (or in popular terms, buyer’s remorse). Describe a recent decision you made that caused dissonance and describe how you resolved it.

Describe a time when you or someone you know used the foot-in-the-door technique to gain someone’s compliance.

[glossary-page] [glossary-term]attitude:[/glossary-term] [glossary-definition]evaluations of or feelings toward a person, idea, or object that are typically positive or negative[/glossary-definition]

[glossary-term]central route persuasion:[/glossary-term] [glossary-definition]logic-driven arguments using data and facts to convince people of an argument’s worthiness[/glossary-definition]

[glossary-term]cognitive dissonance:[/glossary-term] [glossary-definition]psychological discomfort that arises from a conflict in a person’s behaviors, attitudes, or beliefs that runs counter to one’s positive self-perception[/glossary-definition]

[glossary-term]foot-in-the-door technique:[/glossary-term] [glossary-definition]persuasion of one person by another person, encouraging a person to agree to a small favor, or to buy a small item, only to later request a larger favor or purchase of a larger item[/glossary-definition]

[glossary-term]peripheral route persuasion:[/glossary-term] [glossary-definition]one person persuades another person; an indirect route that relies on association of peripheral cues (such as positive emotions and celebrity endorsement) to associate positivity with a message[/glossary-definition]

[glossary-term]persuasion:[/glossary-term] [glossary-definition]process of changing our attitude toward something based on some form of communication[/glossary-definition]

[glossary-term]script:[/glossary-term] [glossary-definition]person’s knowledge about the sequence of events in a specific setting[/glossary-definition]

[glossary-term]social norm:[/glossary-term] [glossary-definition]group’s expectations regarding what is appropriate and acceptable for the thoughts and behavior of its members[/glossary-definition]

[glossary-term]social role:[/glossary-term] [glossary-definition]socially defined pattern of behavior that is expected of a person in a given setting or group[/glossary-definition]

[glossary-term]stanford prison experiment:[/glossary-term] [glossary-definition]Stanford University conducted an experiment in a mock prison that demonstrated the power of social roles, social norms, and scripts[/glossary-definition] [/glossary-page]

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The Oxford Handbook of Social Influence

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13 Self-Presentation and Social Influence: Evidence for an Automatic Process

Purdue University, Department of Psychological Sciences

  • Published: 10 September 2015
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Self-presentation is a social influence tactic in which people engage in communicative efforts to influence the thoughts, feelings, and behaviors of others as related to the self-presenter. Despite theoretical arguments that such efforts comprise an automatic component, the majority of research continues to characterize self-presentation as primarily involving controlled and strategic efforts. This focus is theoretically challenging and empirically problematic; it fosters an exclusionary perspective, leading to a scarcity of research concerning automatic self-presentations. With the current chapter, we examine whether self-presentation involves an automatic cognitive mechanism in which such efforts spontaneously emerge, nonconsciously triggered by cues in the social environment.

In his classic work, The Presentation of Self in Everyday Life , Erving Goffman (1959) popularized the concept of self-presentation, describing social life as a series of behavioral performances that symbolically communicate information about the self to others. Since the publication of this seminal work, research on self-presentation has bourgeoned, emerging as a fundamental topic in social psychology, as well as numerous other disciplines ranging from communication to organizational behavior and management. The breadth of work ranges from examining “the targets of people’s self-presentation attempts to the levels of awareness at which self-presentation efforts may be enacted” ( DePaulo, 1992 , p. 204).

Although theorists frame self-presentation from slightly different theoretical perspectives, there is agreement that the overarching goal of self-presentation falls under the umbrella of social influence, in that people’s self-presentations are aimed at influencing how others perceive them and behave toward them. Leary and Kowalski (1990) succinctly capture this goal in their characterization of self-presentation as including “all behavioral attempts to create impressions in others’ minds” (p. 39). The reason why people self-present is built on their recognition that the impressions others hold of them have important influences on desired outcomes ranging across a variety of life domains. Conveying desired identity-images provides a framework for people’s social relationships, holds direct and indirect implications for the achievement of occupational and financial goals, and satisfies important intra- and interpersonal functions ( Leary, Allen, & Terry, 2011 ; Schlenker, 2003 ). In all, self-presentation is a social influence tactic in which people engage in efforts to influence the thoughts, feelings, and behaviors of others as applied and related to the self-presenter.

There is abundant research examining various aspects of self-presentation; however, the literature remains replete with a number of entrenched misconceptions. One particularly persistent belief that continues to plague self-presentation research involves the implicit or explicit assumption that most if not all self-presentation involves conscious and deliberate efforts. The definitional words that researchers use to characterize self-presentation typically emphasize and focus on words like controlling, deliberate , and strategic . Self-presentation efforts are also frequently described as people trying to or attempting to influence the impression others form of them. Even Goffman (1959) defined self-presentation as a process in which people strategically control the inferences that others draw about them. We argue that the obvious face value of these types of words are heavily skewed toward controlled and deliberate efforts, and as such have exerted both an unbalanced and inaccurate influence on the resulting direction that most empirical research lines follow.

Although there has been a good deal of theoretical discussion focused on automatic self-presentation, there is a scarcity of empirical work, and the degree to which this work supports the viability of an automatic self-presentational component has not been fully vetted or reviewed. In this chapter, we focus on evaluating the hypothesis that the self-presentation process involves an automatic cognitive mechanism in which people spontaneously engage in automatic self-presentational efforts. We examine whether automatic self-presentations emerge of their own accord nonconsciously triggered by context cues, in the absence of direct instructional prompts. We also seek to actively draw attention to the dearth of empirical work examining automatic self-presentation; by doing so we hope to encourage researchers to more fully explore this vitally important feature of interpersonal behavior. To foreshadow our overall conclusion, although some evidence supports the general tenets of automatic self-presentation, it remains unclear empirically whether such efforts are truly emerging via a nonconscious mechanism. The key elements concerning such a mechanism relate primarily to the awareness (i.e., behavior is activated outside of conscious awareness) and involuntary (i.e., behavior is initiated by certain cues or prompts in the situation) features of automaticity as described by Bargh (1996) .

Our summary to date clearly begs the question: Why is construing self-presentation as primarily involving controlled and strategic actions, while giving short shrift to nonconscious efforts, necessarily a problem? To reiterate, self-presentations are typically described as involving controlled and deliberate actions that are grounded in the implicit or explicit belief that self-presentation includes only conscious efforts that are meant to explicitly influence others’ impressions. We argue that characterizing self-presentation as solely deliberate has the negative consequence of fostering an exclusionary research perspective, which results in severely limiting research attention to a narrower bandwidth of social situations. Such a narrow conceptual approach characterizes self-presentation as primarily occurring only in limited situations in which people are deliberately trying to control the conveyance of self-information to others. Put differently, if people are not consciously trying to communicate a desired image, it is simply assumed they are not engaging in self-presentation at all (see Schlenker, 2003 ).

These fundamental constraints shape and impact the theoretical and conceptual foundations of most self-presentation research. The majority of paradigms explicitly and directly provide participants with self-presentational instructions, narrowly focusing empirical attention on controlled and deliberate self-presentational efforts. Participants are instructed to consciously think about the particular impression they are trying to convey, and of importance, the impression per se becomes the focal goal, rather than framing the presented identity as a means to achieve another type of valued goal ( Leary et al., 2011 ).

Emphasizing that self-presentations comprise only controlled and strategic efforts also further promotes one of the most widespread misconceptions about self-presentation, which holds that such efforts are inherently false, manipulative, and duplicitous. Although certainly self-presentations can involve deception, for the most part, people’s efforts reflect an accurate, if slightly embellished portrayal of themselves ( Back et al., 2010 ; Leary & Allen, 2011 ; Wilson, Gosling, & Graham, 2012 ).

Our summary is not meant to suggest that examining controlled self-presentations has been an unproductive strategy; such approaches have generated useful and valuable findings concerning basic self-presentational processes. Nonetheless, we argue that adopting a limited conceptualization of self-presentation as primarily involving controlled efforts results in an artificially narrow empirical framework. This serves to restrict the field of inquiry to arguably only a small and specific slice of self-presentation behavior, while relatively ignoring the broader automatic component ( Leary et al., 2011 ; Schlenker, 2003 ). Focusing on the strategically controlled aspects of self-presentation has left a lingering theoretical residual, resulting in forceful, but misguided assumptions that continue to reinforce and propagate the common misperception that all, or at least most of self-presentation involves conscious and deliberate efforts.

However, like most other social behaviors, self-presentation has also been characterized in theoretical terms as comprising dual processes involving conscious and nonconscious behaviors (e.g., Leary & Kowalski, 1990 ; Paulhus, 1993 ; Schlenker, 2003 ). In that spirit, theorists argue that self-presentations more often occur in an automatic rather than controlled fashion, and that the intentions underlying the initiation of such efforts do not necessarily have to be conscious. For instance, Paulhus (1993) suggests an automatic path for self-presentation that focuses on people’s tendency to communicate overly positive self-descriptions; Hogan (1983) proposed that self-presentational efforts often involve automatic and modularized behavior, unfolding in a nonconscious fashion; Baumeister (1982) posited that the intention behind self-presentation need not be conscious; while Leary and Kowalski (1990) suggest that people nonconsciously monitor others’ impressions of them and engage in automatic self-presentation when impression-relevant cues are detected.

Schlenker (2003) also proposed that context cues guide self-presentations outside of conscious awareness and trigger interpersonal goals, behavior, and motivation, and once activated, these nonconscious efforts continue until the desired goal or outcome is achieved. Schlenker goes on to argue that many self-presentations are characteristic of goal-dependent forms of automatic behavior. Evidence concerning social behavior, in general, shows that “goal pursuit can arise from mental processes put into motion by features of the social environment outside of conscious awareness … with the assumption that goals are represented in mental structures that include the context, the goal, and the actions to aid goal pursuit, and thus goals can be triggered automatically by relevant environmental stimuli” ( Custers & Aarts, 2005 , p. 129). The goal activation sequence and the operations to obtain a particular goal can unfold in the absence of a person’s intention or awareness.

In much the same manner, self-presentations can be conceptualized as being nonconsciously activated by features of the social environment ( Schlenker, 2003 ). This suggests that self-presentations comprise cognitive structures that include the context, the goal, and the actions to achieve the goal, and like other social behaviors, these efforts can be automatically triggered by environmental stimuli. People strive to achieve a self-presentation goal, although they are often not aware that such efforts have been activated. As a result, they do not characterize their behavior as self-presentation, in that they do not view themselves as self-consciously and purposefully trying to achieve impression-oriented goals. A key element underscoring automatic self-presentations is the assertion that such efforts comprise “behaviors that consist of modulated, habit-formed patterns of action” or consist of “an individual’s most well-practiced set of self-attributes” ( Paulhus, 1993 , p. 576; Schlenker & Pontari, 2000 , p. 205). Characterizing automatic self-presentations as habitual patterns of behavior finds broad conceptual support from the more general theorizing on habitual responding. For example, theorists’ perspective concerning the relationship between context-cueing and self-presentational efforts dovetails nicely with the general framework of habit performance as outlined in Wood and Neal’s (2007) habit model. We will highlight conceptual areas of relevance where appropriate, focusing attention on propositions drawn from Wood and Neal’s model. In summary, theorists argue that self-presentations can unfold in an automatic or habitual manner via a context-cueing process; these efforts are guided outside of conscious awareness when interpersonal goals, behavior, and motivation are automatically triggered by context cues in the social environment. Once activated, people’s self-presentations persist until the desired goal is achieved.

Our goal, in the sections to follow, is to examine the degree to which relevant literature supports the proposition of an automatic self-presentational process (for more controlled aspects, see Schlenker, Britt, & Pennington, 1996 ; Schlenker, & Pontari, 2000 ). Before delving into the empirical evidence, we first briefly outline one theoretical perspective—the self-identification theory—that provides a succinct and integrative framework to conceptualize and illustrate the processes and mechanisms thought to be involved in automatic self-presentation (Schlenker, 1985 , 2003 ). Although there are other automatic self-presentation models (e.g., Paulhus, 1993 ), the self-identification theory is arguably the most comprehensive one; areas of overlap with other approaches will be noted where appropriate.

Self-Identification Theory

Self-identification theory characterizes self-presentation as a common and pervasive feature of social life in which self-identification is broadly described as the process with which people attempt to demonstrate that they are a particular type of person. More formally, self-presentation is defined as a “goal-directed activity in which people communicate identity-images for themselves with audiences by behaving in ways that convey certain roles and personal qualities. They do so in order to influence the impressions that others form of them” ( Schlenker, 2003 , p. 492). The communication of identity-images provides a framework for people’s relationships, holds direct and indirect implications for the outcomes and goals that people receive, and satisfies valued intra- and interpersonal functions. Self-identification theory posits that communicating specific identity-images, via self-presentation, is a key aspect of interpersonal interactions.

Identity-images are desirable in that they typically embody what people would like to be within the parameters of their abilities, appearance, and history. These images often involve beneficial self-identifications that are structured to serve a person’s interpersonal goals ( Schlenker, 2003 ). In the parlance of self-identification theory the combination of a desired identity-image and a corresponding behavioral script is defined as an agenda , which is activated by context cues in the social environment ( Schlenker, 2003 ).

Although people are frequently motivated to achieve multiple agendas, the limits of cognitive capacity minimize the number of agendas that can simultaneously occupy the foreground of attention ( Paulhus, 1993 ). Some agendas necessarily receive greater attention, effort, and monitoring than others, with those considered more relevant operating in the foreground and those of less concern unfolding in the background. Imagine a computer running numerous programs—some open, contents displayed and attentively monitored and examined, whereas others are minimized, operating behind the scenes, working on tasks but not distracting the operator unless a reason or purpose to check them arises (this metaphor is borrowed from Schlenker & Pontari, 2000 ). In a similar fashion, agendas focusing on self-presentation concerns, involving the goal of communicating a particular impression to an audience, can be more or less in the foreground of conscious awareness. This leads us directly to an overview of background-automatic and foreground-controlled modes of self-presentation as described in the self-identification theory.

Foreground Self-Presentation

Self-presentation agendas that operate in the foreground are characterized as involving consciously controlled attention, with people exerting significant cognitive resources to plan and implement their behaviors. Such efforts consume cognitive attention by requiring people to first access self-information, after doing so they must synthesize and integrate the information in a manner relevant to an interaction and prepare it for expression; people make judgments about what to say and about how to communicate it to others. In doing so, people stay more alert and aware, consciously scanning and monitoring the environment to assess their behaviors and audience reactions. They engage in these efforts, in part, to accomplish the goal of communicating desired identity-images. Foreground self-presentations represent those occasions that people are most likely to report being on stage and consciously concerned with the impression they project to others ( Schlenker, 2003 ).

The antecedent conditions that direct self-presentation agendas to operate in the foreground involve broad features of the situation, the audience, and people’s interaction goals. People more thoroughly process a social situation when they perceive that the situation is important, in that their performance bears on their desired identity; involves positive or negative outcomes; or is relevant to valued role expectations. The motivation to process a situation is also more likely to increase when people expect or encounter a potential impediment (e.g., critical audience) to achieving their desired self-presentation goals ( Schlenker et al., 1996 ). This outline of foreground self-presentations is consistent with Paulhus’s (1993) description of controlled self-presentations; he posits that such efforts require attentional resources to consider one’s desired self-presentation goal and the target audience, prior to the delivery of any particular self-description. In summary, self-presentation agendas become salient, moving from the background to the foreground when the context is perceived as important or when obstacles impede the successful communication of a desired identity-image ( Schlenker et al., 1994 ).

Background Self-Presentation

In contrast and key to the current chapter, self-presentation agendas that operate in the background are conceptualized as automatically guided by goal-directed behavior, operating with minimal conscious cognitive attention or effort. This representation is akin to Bargh’s (1996) proposition that “automatic processes can be intentional; well-learned social scripts and social action sequences can be guided by intended, goal-dependent automaticity,” which refers to an autonomous process that requires the intention that an action occur, but requires no conscious guidance once the action begins to operate (p. 174). Like Bargh, Schlenker (2003) argues that self-presentations with familiar others, or those involving well-learned behavioral patterns and scripts, are characteristic of an intended, goal-dependent form of automaticity. Here, self-presentations involve an automatic process in which cues in the social milieu direct self-presentations in the absence of conscious awareness and trigger interpersonal goals, behavior, and motivation. Once activated, these efforts are maintained until the desired goal or outcome is achieved ( Paulhus, Graf, & Van Selst, 1989 ; Schlenker, 2003 ).

Theorists propose that background self-presentation agendas are automatically activated based on overlearned responses to social contingencies. This description is similar to Paulhus’s (1993) idea that automatic self-presentation is a residual of overlearned situationally specific self-presentations. These overlearned responses include scripts that provide an efficient and nonconscious guidance system to construct a desired identity-image. Context-contingent cues (e.g., audience) converge in the background to trigger automatic self-presentation agendas. People are often not aware that these efforts have been activated and, as a result, do not characterize their communications or behavior as self-presentation, in that they do not view themselves as self-consciously and effortfully attempting to achieve impression-oriented goals ( Schlenker et al., 1996 ).

While background self-presentation agendas unfold, people nonconsciously monitor their behavior and the audience’s responses to ensure a proper construal of a desired impression. For these automatic efforts to be overridden by conscious, controlled processing, at least two requirements need to occur. First, people must be motivated to think or act differently than what occurs automatically, and second, they must have the cognitive resources to support the flexible, relatively unusual sequence of actions ( Schlenker, 2003 ). If a deviation from a social script or an impediment is detected, the agenda can pop into the foreground. As a result, attention is drawn to conscious awareness to correct the misimpression and to achieve one’s self-presentation goals, shifting self-presentation agendas from a background to a foreground mode of operation. This attention-drawing process is akin to Paulhus’s (1993) automatic self-presentation model, where affect regulates that attention is directed toward any glitch in an activity that is currently unfolding via an automatic process.

Characterizing automatic self-presentation as habit-like is also consistent with theoretical descriptions of habits in general, as outlined in Wood and Neal’s (2007) habit model. They argue that the “automaticity underlying habits builds on patterns of repeated covariation between the features of performance contexts and responses—that is, habits are defined as learned dispositions to repeat past responses” (Wood & Neal, p. 843). Once the habitual response is created, it can be triggered when an individual perceives relevant cues that are embedded in the performance context. Even though habits are not necessarily mediated by a goal, they can also advance the original goal that first impelled people to repetitively perform the context-response, which in effect resulted in the formation of the habit ( Aarts & Dijksterhuis, 2000 ; Verplanken & Aarts, 1999 ). Habits and goals interface, in that habit associations are initially formed under the guidance of goals: “goals direct control of responses prior to habit formation, and thus define the cuing contexts under which a response is repeated into a habit” (p. 851). Theorists posit that self-presentations can become so well practiced that they operate like mindless habits that are triggered nonconsciously by environmental cues and unfold in an automatic fashion, similar to the operational processes associated with habit responding as described by Wood and Neal.

Having outlined the theoretical foundation for automatic self-presentations, we now examine research germane to the key question underscoring the current chapter: Do automatic self-presentations emerge of their own accord nonconsciously triggered by context cues, in the absence of direct instructional prompts? Following a review of this evidence, we provide discussion and critical assessment.

Evidence for Automatic Self-Presentation

Although the self-presentation literature includes a voluminous number of studies, the vast majority does not include measurements or manipulations that can be interpreted as depicting automatic self-presentation. Rather, previous work primarily centered on identifying self-presentation strategies, discerning when self-presentation will or will not occur, and determining whether such efforts communicate self-beliefs accurately or in a self-serving manner, promote self-consistency or maximize self-esteem, or depict self-enhancement or self-protective purposes (see Schlenker et al., 1996 ). There are a number of studies, however, that either directly involve the manipulation of self-presentational automaticity or focus attention on self-presentation behaviors that can be viewed as unfolding via an automatic process. Review of these studies will be divided into sections; the first four relate to the availability of cognitive resources during self-presentation and its effect on recall, self-presentation effectiveness, reaction times , and self-description , followed by sections focused on the availability of self-regulatory resources during self-presentations and the implicit activation of self-presentational efforts.

The first four sections examine the cognitive effects of automatic self-presentation, beginning with the general concept that there is a limit to people’s cognitive resources, and effectively attending to simultaneous activities that require cognitive effort is difficult ( Bargh, 1996 ). These limitations in cognitive capacity enable researchers to use empirical methods to investigate the differences between automatic and controlled self-presentations. Introducing a second, cognitively effortful activity generates nominal interference with a concurrent task if a process is automatic; however, this second task significantly interrupts the ongoing efforts if the process is controlled.

The Availability of Cognitive Resources during Self-Presentation and Its Effect on Recall

Given the proposition that automaticity consumes minimal cognitive resources, it follows that people should be able to more efficiently process information when delivering automatic self-presentations. To override these automatic efforts, however, more controlled self-presentations require an increase in cognitive resources ( Schlenker, 2003 ). As a result, controlled rather than automatic self-presentations may disrupt the processing of information ( Schlenker, 1986 ). To demonstrate empirically the presence of automatic self-presentations, the studies in this first section focus on the differential effects of automatic and controlled self-presentations on subsequent recall.

It is important to preface the studies that address this issue by emphasizing that Western norms typically favor positive self-presentations (e.g., Schlenker, 1980 ; see also Baumeister & Jones, 1978 ; Jones & Wortman, 1973 ). People are far more practiced at conveying a self-promoting identity-image (i.e., automatic self-presentation) rather than a self-depreciating one (i.e., controlled self-presentation). Self-promotion efforts would be expected to leave more cognitive resources available to process information and ultimately should have less negative impact on recall. However, engaging in self-deprecation—a controlled self-presentation—should remove the automaticity of self-presentation, increasing the demand for cognitive resources. These expectations found support across a series of studies in which participants displayed significantly better recall of interaction details when their social interaction comprised automatic compared to controlled self-presentations ( Baumeister, Hutton, & Tice, 1989 ).

Evidence also indicates that a key determinant of people’s self-presentations is whether an interaction involves strangers or friends ( Tice, Butler, Muraven, & Stillwell, 1995 ). From this work we know that certain constraints and contingencies position the communication of a favorable image as the optimal way to self-present to strangers, whereas a more modest identity approach prevails among friends. If these self-presentation patterns are habitually used, they should be relatively automatic, requiring minimal cognitive resources for encoding, leading to more accurate recall. Violation of these patterns, however, should trigger controlled self-presentations, requiring more cognitive resources, consequently impairing accurate recall. Like Baumeister et al., (1989) , this work also shows that when participants engaged in automatic self-presentations— they interacted with a stranger in a self-promoting manner or with a friend in a modest manner —their recall of interaction details was significantly better compared to when they engaged in controlled self-presentations— they interacted with a stranger in a modest fashion or with a friend in a self-promoting manner . Follow-up studies replicated these results and additionally demonstrated that even when recalling a stranger’s behavior people made fewer recall errors when engaged in automatic self-presentations rather than controlled ones ( Tice et al., 1995 ).

The Availability of Cognitive Resources during Self-Presentation and Its Effect on Self-Presentational Effectiveness

The studies in the prior section demonstrate that the automatic-controlled self-presentation process involves the availability of cognitive resources and, in part, familiarity with the self-presentational context. Automatic self-presentations are characterized by familiar and habitual self-presentations, which require minimal cognitive resources. It follows that under low cognitive demand people should be able to engage effectively in the self-presentation of familiar identity-images but also unfamiliar ones as well. In contrast, controlled self-presentations are characterized by unfamiliar and atypical self-presentations, which require increased cognitive resources. It can then be reasoned that under high cognitive demand people’s capacity to engage effectively in the self-presentation of unfamiliar identity-images will be negatively impacted, whereas the effectiveness of self-presenting a familiar identity-image should not suffer. To demonstrate an automatic self-presentation process, the studies in the second section focus on the effect that automatic and controlled self-presentations have on people’s self-presentational effectiveness.

In this first set of studies, Pontari and Schlenker (2000) interviewed extraverted and introverted individuals under low- or high-cognitive load conditions. As part of the instructions, these individuals were told to convey either an extraverted or introverted identity-image to the interviewer. It was thought that participants who enacted congruent self-presentations, for example, an extravert acting as an extravert, were acting consistently with their self-schemata. They delivered familiar and relatively automatic self-presentations, requiring minimal cognitive resources. In contrast, those who enacted incongruent self-presentations, for example, an extravert acting as an introvert, were acting inconsistently with their self-schemata. They delivered unfamiliar and relatively controlled self-presentations, requiring an increase in cognitive resources.

The results from these studies indicated that for extraverts and introverts alike, the self-presentation of congruent and familiar identities was successfully achieved in both the high- and low-cognitive-load conditions. Extraverts were also successful at self-presenting incongruent identities when they had sufficient cognitive resources available, that is, in the low-cognitive-load condition. However, extraverts were unable to successfully self-present incongruent and unfamiliar identities when they lacked the requisite cognitive resources, that is, in the high-cognitive-load condition. By comparison, an unexpected finding showed that introverts were successful at self-presenting incongruent and unfamiliar identities even when they lacked available cognitive resources. Pontari and Schlenker (2000) posited that the increased cognitive load interrupted introverts’ dysfunctional thoughts, which would have otherwise interfered with their capacity to engage effectively in controlled self-presentations. The additional mental tasks in the high-cognitive-load condition may have shifted introverts’ attention from negative self-ruminations to more dispassionate thoughts. This shift in attention may have allowed introverts to successfully enact a social performance that was relatively incongruent with their automatic pattern of self-presentational responses.

The Availability of Cognitive Resources during Self-Presentation and Its Effect on Reaction Times

A set of studies consistent with Pontari and Schlenker’s (2000) notion of self-presentations as congruent or incongruent with self-schema were carried out by Holden and colleagues ( 1992 , 2001 ). These studies focused on reaction times rather than self-presentational effectiveness to demonstrate automatic and controlled self-presentation processes. Participants were instructed to respond quickly to self-descriptive personality items in a manner that would make them appear either very well adjusted or not well adjusted. When participants made responses that were incongruent with a self-schema—conveying a favorable impression via socially undesirable items or an unfavorable impression via socially desirable items—their reaction times were slower. When they made responses that were congruent with a self-schema—conveying a favorable impression via socially desirable items or an unfavorable impression via socially undesirable items—their reaction times were faster.

These findings show that responding in a manner incongruent with a self-schema requires the availability of cognitive resources, whereas responding in a congruent manner consumes minimal cognitive resources and attention. The data also support the presence of a cognitive mechanism that is fast and efficient, and a cognitive override mechanism that is slower and intentional, which they suggest are consistent with the processes described in Paulhus’s (1993) automatic and controlled self-presentation model ( Holden, Wood, & Tomashewski, 2001 ). In Paulhus’s work, “automatic processes are those that are so well rehearsed that they are fast, oriented toward positive self-presentations, and operate without attention, whereas controlled processes are much slower and require increased attention” ( Holden et al., 2001 , p. 167).

The Availability of Cognitive Resources during Self-Presentations and Its Effect on Self-Descriptions

Other programs of research (e.g., Paulhus & Levitt, 1987 ) also posit that controlled self-presentations occur when attentional capacity is available, whereas automatic self-presentations emerge when attentional capacity is relatively limited. Controlled self-presentations are thought to involve conscious self-descriptions that are adjusted to fit situational demands with such efforts requiring available cognitive resources and attentional capacity. Automatic self-presentations, in contrast, are posited to involve nonconscious default responses that are characterized by the communication of overly positive self-descriptions. These efforts require minimal cognitive attention and resources, primarily because they consist of well-practiced and chronically activated self-descriptions ( Paulhus, 1993 ).

To examine these ideas, a series of studies were conducted in which participants provided self-descriptive ratings on positive, negative, or neutral traits while in a high- or low-cognitive-load condition ( Paulhus, 1993 ; Paulhus et al., 1989 ; Paulhus & Levitt, 1987 ). Results showed that participants in the high-cognitive-load condition endorsed more positive than negative traits. They were also significantly faster at both endorsing positive and denying negative traits when their resources and attention were focused on other tasks. Put differently, when cognitive attention was diverted, only a default set of positive self-descriptions was left available for automatic self-presentations. Paulhus (1993) concluded that increasing cognitive demands can trigger automatic self-presentations in which people are more likely and quicker to claim positive traits and deny negative ones.

In a similar fashion, cognitive capacity is also required for honest trait responding—it takes attentional resources to scan one’s memory for accurate responses. If cognitive demands are increased, attention is diverted and honest trait responding can be disrupted. But the subsequent responses are not random; they are systematically more positive and emerge from the positive automatic self. Evidence from a number of studies shows that participants instructed to engage in controlled self-presentations produced more positive self-descriptions in a high- compared to low-cognitive-load condition (e.g., Paulhus & Murphy, unpublished data ). These findings support the assertion that automatic self-presentations are activated when controlled self-presentations are disrupted by an increase in cognitive demands.

To examine this idea further, a second study experimentally created automatic self-presentation patterns and then tested whether these patterns reappeared under cognitive load ( Paulhus, Bruce, & Stoffer, 1990 ). To induce a new automatic-self, participants practiced communicating overly positive self-descriptions, negative self-descriptions, or honest self-descriptions by repeatedly responding to a set of 12 traits. Subsequently, participants were told to forget what they did during this practice phase and to instead respond honestly to the 12 traits (i.e., controlled self-presentation). During a first test, participants were given as much time as they wanted to respond, a low-cognitive-load condition, whereas in a second test they were told to answer as fast as possible, a high-cognitive-load condition. Results showed that the automatization effects that were created in the initial practice phase emerged in the high-cognitive-load condition but not in the low-cognitive-load condition. When controlled self-presentations were disrupted, automatic self-presentations appeared, as evidenced by the automatic self emerging only during the high-cognitive-load condition.

Another line of evidence also shows that people positively bias their descriptions of self-associated stimuli, and they do so without conscious awareness ( Koole, Dijksterhuis, & van Knippenberg, 2001 ). Theorists posit that early self-descriptions shape later self-descriptions by structuring self-relevant cognitions and behavior into working models, which can be nonconsciously activated ( Mikulincer, 1995 ). These models are conceptualized as an integral part of automatic self-presentations, typifying people’s most well-practiced and chronically activated self-descriptions ( Paulhus, 1993 ). When encountering self-associated stimuli, people’s positively biased self-descriptions can be automatically triggered and, as such, can be characterized as automatic self-presentations. If people lack available cognitive capacity, their self-descriptions of self-associated stimuli may reflect implicit and automatic efforts, whereas, if sufficient cognitive resources are available, self-descriptions may reflect more explicit and controlled efforts ( Koole et al., 2001 ).

These ideas were tested in two studies by examining the relationship between implicit self-positivity and explicit self-descriptions. Implicit self-positivity was measured by the name-letter bias ( Kitayama & Karasawa, 1997 ) and explicit self-description by participants’ self-ratings on positive, negative, or neutral trait words ( Paulhus & Levitt, 1987 ). With respect to the explicit measure, quickly delivered self-descriptions were characterized as automatic self-presentations, and slowly delivered self-descriptions were characterized as controlled self-presentations, primarily because automatic processing requires less time than controlled processing. It was expected and found that implicit self-positivity only matched the explicit self-descriptions when the trait self-ratings were quickly delivered but not when they were slowly delivered.

A second study mirrored the results of the first by manipulating the availability of cognitive resources rather than the delivery speed of explicit self-descriptions. Specifically, participants under a high cognitive load (vs. low cognitive load) displayed greater congruence between implicit and explicit self-descriptions. When cognitive resources were limited, it increased the self-positivity of explicit self-descriptions, in that the congruence between implicit and explicit self-descriptions only increased when controlled efforts were undermined, that is, in the high-cognitive-demand condition. But when participants were in a situation in which they possessed sufficient cognitive resources, their explicit and implicit self-descriptions did not match. When responding explicitly, participants presumably were aware of the self-presentation implications of responding in an overly positive manner and, as such, managed their responses accordingly. Their responses were far less positive when they were explicitly versus implicitly measured. In contrast, when participants lacked sufficient cognitive resources, they presumably were unable to consciously control the delivery of their explicit self-descriptions, which essentially then became automatic self-presentations. As result, their implicit and explicit self-descriptions were congruent in the high-cognitive-load condition; both showed positively biased self-descriptions, which is characteristic of automatic self-presentations.

Related studies also examined whether the automatic self-descriptions that underlie the self-positivity bias can be inhibited by consciously controlled efforts ( Koole et al., 2001 ). Here, participants were instructed to judge self-associated stimuli while focusing on either cognitive reasoning , which was thought to require more controlled efforts, or feeling , which was thought to require less controlled efforts. If greater preference for self-associated stimuli results from automatic self-presentation, a positive bias for such stimuli should increase when the focus is on feelings, an automatic response, compared to deliberate reasoning, a controlled response. In line with this reasoning, participants delivered more positively biased judgments for self-associated stimuli when they were focused on feelings rather than reasoning. This suggests that controlled efforts inhibit the emergence of automatic self-presentations. Participants also reported no awareness that they were displaying a positivity bias toward self-associated stimuli. In all, implicit self-positivity responses, based on overlearned self-descriptions, may be representative of automatic self-presentations.

The Availability of Self-Regulatory Resources during Self-Presentations

The first four sections focused on studies that essentially involved either low or high cognitive demands as a means to demonstrate, respectively, automatic or controlled self-presentations. We now turn to a set of studies that addressed the relationship between self-presentation and the consumption of self-regulatory resources ( Vohs, Baumeister, & Ciarocco, 2005 ). The logic underlying this relationship basically mimics the argument underscoring how the availability of cognitive resources impacts the degree to which self-presentations emerge via automatic or controlled efforts. When people engage in unfamiliar patterns of self-presentation, it requires increased self-regulatory efforts to override their habitual responses and to effortfully control their behavior. Carrying out “these effortful self-presentations drain[s]‌ more self-regulatory resources compared with presenting oneself in a standard, familiar, or habitual manner of self-presentation” ( Vohs et al., 2005 , p. 634). In four studies that examined this idea, participants were instructed to present themselves in a manner that was based either on familiar/habitual and less effortful patterns of self-presentations or on patterns that were unfamiliar/atypical, which called for more deliberate and thoughtful efforts.

The results across all four studies consistently demonstrated that engaging in habitual self-presentations demanded less regulatory efforts than carrying out an atypical or unfamiliar self-presentation, which required an increase in regulatory efforts, and subsequently depleted the self’s resources. As with cognitive demands, these findings suggest that automatic self-presentations emerge when the situation is perceived as more familiar and routine, and hence does not require exerting an increase in regulatory efforts. In contrast, more effortful and controlled self-presentations emerge when the situation calls for patterns of responding that are not typical or habitual, thus requiring more regulatory resources to be consumed. The results from these studies are consistent with the cognitive demand studies in the previous sections, again demonstrating that self-presentational efforts can assume different forms, and that conveying an image that is in conflict with one’s typical, habitual response patterns consumes greater regulatory resources than responses that follow one’s familiar self-presentational patterns. Automatic self-presentations require less regulatory resources than controlled self-presentations, which is theoretically consistent with the broad sentiment of the first four sections.

Cued Activation of Automatic Self-Presentation and Its Effect on Self-Description

For the most part, automatic self-presentations involve the conveyance of relatively favorable identity-images. Paulhus (1993) describes these efforts as “consisting of the individual’s most well-practiced, and hence, most chronically activated set of self-attributes,” which he posits are typically positive due to a lifetime of practice (p. 576). He argues that there are copious sources that underlie the widespread prevalence of the positivity that follows from a lifetime of practice. From childhood, people actively learn that they should provide more positively oriented self-descriptions and explanations for their social behavior. These ideas fit well with Schlenker’s (2003) description of background self-presentation agendas, which involve the construction of desired images of the self and are based on overlearned and habitual responses to social contingencies.

It is also important to note that although the majority of peoples’ automatic self-presentations are indeed characterized by positive self-representations, they are not necessarily restricted to just positive images. Certainly not all early life lessons and habits will reflect or result in only positive representations of the self. Some context cues can serve to trigger habit-molded patterns of behaviors that result in the conveyance of a less than favorable image of the self.

These automatic instances of less favorable images emerge from “people’s repertoire of relational schemas, or cognitive structures representing regularities in patterns of interpersonal relatedness involving a range of common interpersonal orientations: from expecting that another person will be consistently accepting, for example, to expecting that others will be evaluative or judgmental” ( Baldwin, 1992 , p. 209). Theorists propose that these relationships become internalized, in part, via the development of relation-oriented schemas. These schemas are thought to represent patterns of interpersonal behavior, consisting of interaction scripts including schemas for self and other as experienced within that interaction, which also include inference processes for communicating self-descriptions ( Baldwin, 1992 ). Researchers suggest, for example, that an individual can anticipate a negative evaluation because negative memories and knowledge structures have become activated, which influences how one anticipates and interprets a forthcoming or ongoing social interaction ( Baldwin & Main, 2001 ).

Theoretically any cue that has become linked with a particular interpersonal experience can trigger relational constructs and knowledge, and as such it can impact one’s current behavior ( Baldwin & Main, 2001 ). It is plausible that these cued activation procedures could impact automatic self-presentations, in that such efforts may involve more positive self-descriptions if the activated relational knowledge is associated with acceptance/favorability, and more negative self-descriptions if associated with rejection/unfavorability.

In a series of studies, researchers examined the idea that cued knowledge activation may differentially impact interpersonal behavior depending on the context of the activated relational schema. Although the direct intent of these studies was not focused on automatic self-presentations, the results, involving participants’ self-descriptions, can be construed as such ( Baldwin & Main, 2001 ). At the outset of these studies, participants underwent a conditioning procedure that surreptitiously paired expectations of acceptance and rejection with distinct aural tones ( Baldwin & Meunier, 1999 ). These conditioned tones were later used to nonconsciously activate the knowledge structures associated with acceptance and rejection. Specifically, during an interpersonal interaction one of the two tones from the conditioning procedure was repeatedly emitted from a computer terminal. The results indicated that participants communicated more positive self-descriptions in the acceptance compared to rejection condition and, conversely, more negative self-descriptions in the rejection versus acceptance condition. The conditioned tones to cue acceptance or rejection may have nonconsciously triggered automatic self-presentations, even to the degree that some of these efforts resulted in negative self-descriptions (see Swann, 1983 ).

In a similar fashion, other studies have examined the implicit motivational effects that significant others can have on automatic self-presentations (e.g., Shah, 2003 ). This research suggests that people’s self-representations incorporate the goals, values, and expectations that close others hold for them, and that the cued activation of these internal representations automatically influences people’s behavior via the other’s association to a variety of interpersonal goals ( Moretti & Higgins, 1999 ). The implicit effect of close others may extend to goal-directed behavior in which others influence people’s interpersonal behavior during ongoing social interactions. In other words, the implicit influence of significant others may serve to trigger automatic self-presentations.

To examine this idea, researchers covertly acquired the names of significant others, either an accepting or a critical other’s name ( Baldwin, 1994 ; Shah, 2003 ). These names were used at a later point to prime subliminally participants’ interpersonal goals. Following the priming manipulation, participants completed an ego-threatening task, after which they completed self-descriptive questionnaires. The results indicated that participant’s self-descriptions were influenced by the critical and accepting others’ name, even though detailed manipulation checks showed that participants were not consciously aware of name exposure. When a critical other’s name was primed, self-descriptions were more negative; when an accepting other’s name was primed, self-descriptions were more positive. These findings suggest that self-descriptions were nonconsciously influenced by the cued activation of relational schemas that were associated with the accepting or critical other. Subliminally reminding people, for example, of a negative, demanding or positive, friendly other may automatically trigger a be friendly or be aggressive goal, as well as the corresponding self-presentation behavior associated with the activated relational schema.

Consistent with the idea of cued activation, Tyler (2012) utilized priming procedures across a set of three studies to assess directly the automatic nature of self-presentational efforts. In the first two studies, participants were primed with words associated with impression-oriented people or with a set of neutral words; the second study also included a condition in which participants received explicit self-presentation instructions to present themselves favorably. In the first study, the self-presentation measure involved participants answering a series of self-descriptive questions put forth by the experimenter. With the second study, each participant engaged in an unscripted conversation with a confederate, which was videotaped and later coded for how favorable the participants described themselves. The results across both studies revealed that participants in the impression condition self-presented a more favorable image compared to participants in the neutral condition. The results from the second study also showed that participants’ self-presentations in the explicit condition mimicked the favorability of participants’ self-presentations in the impression prime condition. Put differently, participants’ automatic self-presentations were very similar to their efforts when they were explicitly instructed to self-present a favorable persona. The third study was grounded on the idea that the participating audience one is interacting with might serve as a nonconscious self-presentation cue. Here, participants were primed with words associated with friends or strangers. Following the priming procedure, participants were instructed to write a self-description, which was later coded with regard to how favorable participants described themselves. Analysis in the friend prime condition showed that participants self-presented a more modest image, whereas in the stranger prime condition participants self-presented a more self-enhancing image. Taken together, the findings across these studies provide compelling support for the proposition that people’s self-presentations can be primed by environmental cues outside of their conscious awareness.

Critical Assessment and Discussion

The driving logic underlying the proposal of an automatic self-presentational process is the same across all review sections, allowing for a straightforward interpretation of the findings. Recall that the goal of the current chapter is focused on determining if automatic self-presentations emerge of their own accord, triggered outside of conscious awareness by context cues in the absence of direct self-presentational instructions.

Automatic Self-Presentations and Context Cues

According to a number of influential models (e.g., Leary & Kowalski, 1990 ; Paulhus, 1993 ; Schlenker, 1985 , 2003 ), automatic self-presentations are predicated on habitual and routine response patterns that include scripts, overlearned responses, and well-practiced sets of self-attributes. For instance, Paulhus (1993) suggests “the default self-presentation, the automatic self, has it origins in a lifetime of self-presentation practice” (p. 580). Even more directly, Schlenker ( 1985 , 2003 ) posits:

Automatic self-presentations reflect modulated units of action that eventually “settle in” to become habits. These habitual patterns of behavior form self-presentation scripts that are triggered automatically by context cues and guide action unthinkingly, in relevant situations. Such scripts provide a rich store of knowledge and experience (i.e., relational knowledge), which can be automatically accessed to quickly and effectively communicate desired identity-images. When a script is triggered consciously or unconsciously by context cues, it provides a definition of the situation being encountered, a set of expectations about events, and a set of operations for thoughts and behaviors in the situation. (pp. 76, 495)

A common thread among these models underscores the notion that habitual self-presentation patterns are triggered by context cues and people are not consciously aware that their efforts are influenced by such cues. Although the exact nature of context cues varies from occasion to occasion, in general, “the situation or audience itself cues associated information about the self, social roles, and social expectations in memory and makes salient the context-contingencies between particular self-presentations and relevant outcomes” ( Schlenker, 1986 , p. 35). This description accentuates the context-contingent nature of the cues that can trigger automatic self-presentations and, as noted earlier, has a straightforward connection with Wood and Neal’s (2007) habit model, in that habits are characterized as learned dispositions to repeat past responses and are activated by context cues. In summary, theorists’ characterization of automatic self-presentations as habit responses, automatically triggered by context cues, unfolds in much the same fashion as Wood and Neal describe habit performances.

Describing automatic self-presentations as triggered by context cues is also consistent with the characterization of automatic processes as involuntary, such that people’s behavior is activated by prompts in the social environment ( Bargh, 1996 ). Schlenker and Pontari (2000) also argue that background self-presentations are guided by an intended, goal-dependent automatic process, characterized as “an autonomous process requiring the intention that it occur, and thus awareness that it is occurring, but no conscious guidance once put into operation” ( Bargh, 1996 , p. 174). Self-presentational efforts that emerge via an intended, goal-dependent automatic process comprise a well-learned, sequential set of actions that were previously associated with goal accomplishment. People are not consciously aware that context cues influence their social behavior; however, the goal-directed activity of structuring and maintaining a desired identity is nonetheless occurring. In summary, theorists contend that automatic self-presentations are activated nonconsciously by cues in the social situation and are founded on overlearned responses to behavioral-outcome contingencies.

Consistent with self-presentation theories and with support from more general models of habit responding, we argue that cues in the social environment, in and of themselves, are a necessary imperative and represent the fundamental cornerstone with which to establish the validity of an automatic self-presentation process. Although such a process has strong logical and theoretical footing, without corroborating evidence for context cuing, the process would nonetheless remain nothing but a conceptual proposition. If we fail to demonstrate empirically a context-contingent pathway for the nonconscious activation of automatic self-presentations, there is no other logical or clear mechanism with which to build and support an evidentiary foundation for such a process. As a result, we would necessarily be required to accept the notion outlined at the outset of this chapter: that the vast majority of self-presentations involve controlled and deliberate efforts, and as such only emerge during very specific sets of narrowly defined occasions. Without clear and sustaining evidence demonstrating that cues in the social environment trigger automatic self-presentations, identifying a mechanistic pathway for an automatic self-presentational process would be untenable. This leads directly to the key question underpinning our goal for this chapter: Do automatic self-presentations emerge of their own accord, triggered outside of conscious awareness by context cues in the absence of explicit self-presentation instructions? This issue relates to specific features of automatic processes in which self-presentations are thought to be involuntary responses initiated outside of conscious awareness by prompts in the social environment.

To shed light on this question, we look to the studies outlined in the research section. Although the evidence in support is quite limited, the findings suggest that automatic self-presentations are likely to emerge during situations involving familiar and routine patterns of responding, which require minimal cognitive and regulatory resources. Presenting oneself in accord with habitual response patterns required less effort, was delivered with greater speed, and was more likely to involve a favorable presentation of self. For instance, the studies that focused on recall measures demonstrate that automatic self-presentational efforts represent habitual patterns of responding that can be triggered automatically by features of the audience and situation ( Schlenker, 2003 ). To go against habitual patterns requires foregoing the benefits of automaticity, with the resulting use of controlled self-presentations then operating like cognitive load. Faced with the need to make conscious self-presentation decisions, people are then left with diminished cognitive resources, for example, to encode and recall information. The studies addressing the effect of cognitive resources on self-presentational effectiveness also illustrate that habitual self-presentations transpire with minimal resource demands, and they can unfold effectively even if an individual is faced with other cognitively demanding activities. Engaging in controlled self-presentations, however, requires increased cognitive resources and, as such, suffers if an individual is simultaneously engaged in other efforts that diminish his or her resources. These findings are consistent with Schlenker and Pontari’s (2000) notion of foreground self-presentations, which require available cognitive resources, and background self-presentations, which require minimal resources, primarily because background efforts are founded on repeatedly used scripts and over time have emerged as habitual aspects of a person’s personality and identity. In all, participants prompted to self-present in a typical or familiar manner displayed cognitive effects consistent with an automatic process.

It is important, however, to emphasize that the design of most of the studies involved the efficiency feature of automatic processes, which focused on the influence that available cognitive resources have on self-presentations. Such evidence only demonstrates that automatic self-presentational behavior may occur in the absence of controlled efforts; that is, once consciously activated, self-presentations may unfold in an autonomous manner. For the most part, participants were aware of the goal conditions, in that they received explicit instructions to engage in a specific type of self-presentation, typically one that was either congruent or incongruent with what would be expected in that particular situation, and with the implication that under certain conditions these different self-presentations would consume more or less cognitive resources. These research designs did not just rely on the presence of context cues to nonconsciously trigger automatic self-presentations, and because participants were explicitly given instructions to self-present in a particular manner, it is impossible to tease apart any effects being due to self-presentation instructions or to context cues. We argue that the majority of research cannot unequivocally confirm an automatic process; the data do not allow for definitive conclusions in that we cannot determine whether self-presentations were triggered outside of conscious awareness by context cues in the absence of explicit self-presentation instructions.

However, the few studies outlined in the cued activation section may offer plausible evidence supporting the proposition that self-presentation involves an automatic cognitive mechanism in which people’s efforts are nonconsciously triggered by context cues. Together, these studies demonstrate that cued knowledge activation, the implicit influence of significant others, and the subliminal priming of self-presentation cues can influence people’s self-presentational efforts. For instance, as a context cue, the conditioned aural tones triggered self-presentations outside of conscious awareness, in that positive or negative self-descriptions emerged, respectively, when participants were surreptitiously cued with a tone that had been previously paired with either acceptance or rejection ( Baldwin & Meunier, 1999 ). Results from Shah (2003) also showed that participants’ self-descriptions were more negative when primed with a critical other’s name and more positive when primed with an accepting others’ name. He proffered that this effect occurred because the self-descriptions were nonconsciously influenced by the cued activation of relational schemas, which had become cognitively and emotionally linked over time to an accepting or critical other. In the same vein, Tyler’s (2012) data revealed that participants primed with an impression word self-presented a more favorable persona, which not incidentally mimicked self-presentations in an explicit self-presentation control condition. Tyler’s findings, which are consistent with Tice et al. (1995) , also showed that participants primed with friend-oriented words self-presented a more modest image, whereas those primed with stranger-oriented words conveyed a more self-enhancing image.

The findings outlined in the cued activation section are theoretically consistent with the concept of a background self-presentation agenda in which an individual’s behavior is automatically guided based on repeatedly used scripts that have been successful in the past. The behaviors that ensue comprise patterns of action that are habit-formed and emerge without conscious awareness. In a background mode, impression-relevant cues prompt or activate self-presentations, although people are not consciously aware that their efforts are, in part, fashioned by the social environment and their activated self-presentation scripts ( Schlenker & Pontari, 2000 ). These automatic self-presentations typically represent positive characterizations of the self, but as the studies in the final review section illustrate, they can also involve more negatively oriented self-descriptions.

Although we tender our comments with a healthy degree of caution, we are optimistic that the results utilizing very subtle or subliminally primed context cues offer the strongest, albeit limited evidence in support of the proposition that self-presentations can be activated by environmental cues outside of conscious awareness. What these few studies seriously lack, however, is an examination of the effect during an actual ongoing social interaction.

Future work is sorely needed to not only conceptually replicate the cued context and priming effects but also to move the examination of these effects into more real-life types of situations ( Leary et al., 2011 ). To do so will require the use of creative designs to offset the fact that in real-life settings the context cues may often exist within the boundaries of people’s conscious awareness. People are cognizant of an audience, for instance, and as such, their self-presentations may be guided by an intended, but goal-dependent, automatic process, which is consistent with background self-presentations as proposed in the self-identification theory.

We also emphasize that any research designs utilizing context cues or primes to trigger automatic self-presentations need to take particular care to ensure that the cues/primes are not transparent, and that their influence occurs, indeed via a nonconscious mechanism. Clarifying the mechanism underlying automatic self-presentation is of key import, in part, because research designs may unintentionally neglect cues in the experimental setting that nonconsciously trigger or motivate self-presentational behavior, which of course, would inadvertently affect the subsequent results. This concern has historical precedent; during the 1970s, a significant amount of self-presentation research was aimed at providing alternatives to the currently held explanations for a variety of interpersonal phenomena. Results from numerous studies, spanning wide domains within social psychology, provided evidence demonstrating that people’s interpersonal behavior (e.g., helping behavior, conformity, cognitive dissonance, voting behavior) was influenced by their desire that others view them in a particular fashion (e.g., Tedeschi, Schlenker, & Bonoma, 1971 ; see Leary, 1995 ). For the most part, the self-presentation perspective argued, “that the people we use as the sources of behavioral data are active, anticipatory, problem-solving, role-playing, and impression-managing beings ( Page, 1981 , p. 59; see Adair, 1973 ). Page further argued that experimental subjects “may feel very much as if they are on stage ( Goffman, 1959 , ), and they may control and calculate their own behavior so as not to receive what in their own eyes would be a negative evaluation of their performance” (p. 60). At the time, these contentions were directly aimed at participants’ consciously, controlled self-presentational efforts and were viewed by traditional social psychology as methodological artifacts that could be ameliorated (see Kruglanski, 1975 ). The degree to which these issues have actually been remedied is well beyond the scope of the current chapter. If theorists’ proposition is correct, however, and automatic self-presentations are a ubiquitous feature of people’s daily life, it would behoove researchers to assiduously examine their experimental design and protocols to determine if potential cues in the laboratory setting are unintentionally triggering participants’ automatic self-presentational efforts. If this were the case, the concerns are obvious and meaningful, in that such cued behavior would severely confound any subsequent results and data interpretation.

An essential ingredient of the research that directly examines automatic self-presentations is the development of tightly designed control or comparison conditions; at the least, such conditions must demonstrate that the absence of a particular cue leads to less self-presentational efforts compared to the presence of the cue. Such research designs must also keep potential self-presentational motivations, for example, goal importance and audience status, constant across all experimental conditions, while manipulating the context-cued condition. If the design fails to adequately do so, it is nearly impossible to determine if participants’ self-presentation efforts are unfolding in a background mode or whether other motivational factors have shifted participants’ efforts to the foreground. It is important to evaluate implicit self-presentation cues, not only for their effectiveness at triggering automatic self-presentations, but also to ensure that they are able to do so in a nonconscious manner.

Integrating elements from a number of the reviewed studies may also prove useful in examining automatic self-presentations, particularly during the course of an ongoing interpersonal interaction. In a number of studies, various self-presentations were characterized as comprising or inducing different levels of cognitive demand, which combined with information processing measures, enabled researchers to infer automatic self-presentations. Much of the evidence indicated that when cognitive attention was diverted only a default set of positive self-descriptions remained available for automatic self-presentations. By turning the notion around that different self-presentations induce high or low cognitive load, one could predict that high- or low-cognitive-load circumstances would lead to automatic or controlled self-presentations, respectively. It would be fruitful to manipulate the level of cognitive demand during an ongoing interpersonal interaction in the absence of any explicit self-presentation instructions, with the expectation that automatic self-presentations (i.e., default set of positive self-descriptions) should emerge in the high- compared to low-cognitive-load condition. Rather than assess self-ratings or recall, it would also be more externally valid and informative to measure and/or code people’s self-descriptions or behaviors.

Although Pontari and Schlenker’s extravert-introvert study (2000) involved explicit self-presentation instructions, it followed a design similar to the one proposed herein; they directly manipulated cognitive demands during an interaction. Automatic self-presentations were presumed to have occurred under conditions in which participants were instructed to engage in congruent self-presentations in both the high- and low-cognitive-load conditions. One can readily imagine adding another condition in which participants under both cognitive load conditions received no explicit self-presentation instructions. The results from such a condition should mirror the data from the presumed automatic self-presentation condition because participants in either cognitive load condition who received no self-presentation instructions would have no particular reason or motivation to behave in a manner other than the one they are most familiar with—extraverts would act extraverted and introverts would act introverted. If this no-instruction condition replicated the automatic self-presentation condition, it would provide additional support for an automatic component to the self-presentation process. It would also provide much needed evidence to demonstrate that automatic self-presentations emerge spontaneously during interpersonal interactions, in the absence of any direct instructional prompts.

At the start of this chapter, we argued that characterizing self-presentation in terms that predominantly evoke controlled and strategic efforts is not only theoretically challenging but also empirically problematic. It serves to foster an exclusionary research perspective, severely limiting research attention, leading to a paucity of work examining automatic self-presentations. Following a conceptual approach that positions self-presentation as occurring primarily in limited situations has fundamentally shaped the fabric of most self-presentation research designs, in that participants are often explicitly provided with self-presentation instructions, essentially bypassing the issue of context cuing.

Although the scarcity of empirical work became apparent in the evidence sections, the studies that are available offer some promising avenues for future work. Pontari and Schlenker’s (2000) extravert-introvert studies suggest an empirical direction and offer results to build and expand upon. The cued activation and priming studies not only provide the strongest evidence to date for automatic self-presentations, but they also provide a solid empirical foundation with which to design additional work. Nonetheless, the evidence remains very limited, underscoring a palpable and substantive need for further research. Considerable work remains to be done in order to determine empirically whether self-presentations are actually triggered nonconsciously by cues in the social environment, in that people are unaware of the initiation, flow, or impact of their self-presentational efforts.

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Self-Concept in Psychology: Definition & Examples

Saul Mcleod, PhD

Editor-in-Chief for Simply Psychology

BSc (Hons) Psychology, MRes, PhD, University of Manchester

Saul Mcleod, PhD., is a qualified psychology teacher with over 18 years of experience in further and higher education. He has been published in peer-reviewed journals, including the Journal of Clinical Psychology.

Learn about our Editorial Process

Olivia Guy-Evans, MSc

Associate Editor for Simply Psychology

BSc (Hons) Psychology, MSc Psychology of Education

Olivia Guy-Evans is a writer and associate editor for Simply Psychology. She has previously worked in healthcare and educational sectors.

On This Page:

The self-concept is a general term for how someone thinks about, evaluates, or perceives themselves. To be aware of oneself is to have a concept of oneself.

It’s formed through experiences, interactions, and reflections, and plays a pivotal role in influencing behavior, emotions, and interpersonal relationships. A healthy self-concept promotes well-being, while a negative one can lead to emotional and social challenges.

Baumeister (1999) provides the following self-concept definition: “The individual’s belief about himself or herself, including the person’s attributes and who and what the self is.”

The self-concept is an important term for both social and humanistic psychology . Lewis (1990) suggests that the development of a concept of self has two aspects:

(1) The Existential Self

This is “the most basic part of the self-scheme or self-concept; the sense of being separate and distinct from others and the awareness of the constancy of the self” (Bee, 1992).

The existential self is a concept within developmental psychology, particularly in the study of infant development. It refers to the basic and most fundamental understanding that an individual exists as a separate and distinct entity from others.

This realization typically begins in infancy, as early as a few months old, when a baby recognizes its existence apart from the external world.

The child realizes that they exist as a separate entity from others and continue to exist over time and space.

The existential self is the foundation upon which more complex aspects of self-concept, like the categorical self (understanding oneself in terms of categorical memberships like gender, skills, and age), are built.

According to Lewis (1990), awareness of the existential self begins as young as two to three months old and arises in part due to the child’s relationship with the world. For example, the child smiles, and someone smiles back, or the child touches a mobile and sees it move.

(2) The Categorical Self

Having realized that he or she exists as a separate experiencing being, the child becomes aware that he or she is also an object in the world.

The categorical self involves the understanding that one can be categorized into various groups based on traits, roles, and attributes.

Just as other objects, including people, have properties that can be experienced (big, small, red, smooth, and so on), so the child is becoming aware of himself or herself as an object which can be experienced and which has properties.

The self, too, can be put into categories such as age, gender, size, or skill. Two of the first categories to be applied are age (“I am 3”) and gender (“I am a girl”).

In early childhood, the categories children apply to themselves are very concrete (e.g., hair color, height, and favorite things). Later, self-description also begins to include reference to internal psychological traits, comparative evaluations, and how others see them.

For instance, a child might identify as being a “big boy” or “big girl,” differentiate themselves by saying they have “brown hair,” or later recognize they are “good at drawing.” The categorical self lays the foundation for more intricate self-identifications as one matures.

Self-image refers to the mental representation or picture that individuals have of themselves, encompassing both physical appearance and personal traits.

It’s how people perceive themselves and believe others perceive them. Personal experiences, interactions with others, societal standards, and media influences, can shape this perception.

self image

This does not necessarily have to reflect reality. Indeed, a person with anorexia who is thin may have a self-image in which the person believes they are fat.

A person’s self-image is affected by many factors, such as parental influences, friends, the media, etc.

Self-image is a significant component of one’s overall self-concept and is crucial to self-esteem and confidence. It can influence behavior, choices, relationships, and overall mental well-being. Over time, a person’s self-image can change based on experiences, feedback, achievements, and personal reflections.

The Twenty Statements Test

Kuhn (1960) investigated the self-image by using The Twenty Statements Test .

He asked people to answer “Who am I?” in 20 different ways.

He found that the responses could be divided into two major groups. These were social roles (external or objective aspects of oneself such as son, teacher, friend) and personality traits (internal or affective aspects of oneself such as gregarious, impatient, humorous).

The list of answers to the question “Who Am I?” probably includes examples of each of the following four types of responses:
  • Physical Description : I’m tall, have blue eyes…etc.
  • Social Roles : We are all social beings whose behavior is shaped to some extent by the roles we play. Such roles as student, housewife, or member of the football team not only help others to recognize us but also help us to know what is expected of us in various situations.
  • Personal Traits : These are the third dimension of our self-descriptions. “I’m impulsive…I’m generous…I tend to worry a lot,”…etc.
  • Existential Statements (abstract ones): These can range from “I’m a child of the universe” to “I’m a human being” to “I’m a spiritual being, “…etc.

Typically, young people describe themselves more in terms of personal traits, whereas older people feel defined to a greater extent by their social roles.

Actual Self

The actual self is how individuals currently see themselves based on their self-awareness and introspection. It represents the attributes, roles, competencies, and characteristics that a person believes they genuinely possess at the present moment.

While “actual self” and “self-image” are closely related and often used interchangeably in casual discussions, they are distinct concepts within the realm of psychology. Here’s a breakdown of the differences:

  • Represents an individual’s current perception of themselves based on attributes, roles, and abilities they believe they genuinely possess.
  • Serves as a baseline for comparison with other self-representations, like the ideal self or ought self.
  • Refers to the mental representation or picture an individual has of themselves.
  • It encompasses both physical appearance and perceived personal traits.
  • Self-image is about how people perceive themselves and how they believe they are seen by others.

In essence, the “actual self” is a broader construct that might include one’s self-image as a component.

The actual self covers the entirety of an individual’s current self-perception, while the self-image focuses more on the visual or representational aspect and perceived traits.

Both, however, are integral parts of an individual’s overall self-concept.

Self-Esteem

Self-esteem (also known as self-worth) refers to the extent to which we like, accept, or approve of ourselves or how much we value ourselves.

Self-esteem always involves a degree of evaluation, and we may have either a positive or a negative view of ourselves.

Factors influencing self-esteem include:
  • Childhood experiences
  • Feedback from others
  • Comparisons with peers
  • Societal standards and cultural influences
  • Personal achievements or failures

High Self-Esteem : Individuals with high self-esteem generally believe that they have good qualities and value themselves positively. They often handle life challenges better, are more resilient, and have a positive outlook on life.

  • Confidence in our own abilities
  • Self-acceptance
  • Not worrying about what others think

Low Self-Esteem: Those with low self-esteem tend to view themselves negatively, doubt their abilities, and are more critical of themselves. They are more susceptible to experiencing feelings of worthlessness, depression, and anxiety.

  • Lack of confidence
  • Want to be/look like someone else
  • Always worrying about what others might think

Having a balanced self-esteem is crucial for mental well-being. While high self-esteem is generally beneficial, overly inflated self-esteem can lead to narcissism . On the other hand, chronically low self-esteem can contribute to a host of psychological issues, including depression and anxiety.

Measurement

There are several ways of measuring self-esteem. For example, Harrill Self-Esteem Inventory is a questionnaire comprising 15 statements about a range of interests.

Another example is the Thematic Apperception Test (TAT), which is a neutral cartoon given to the participant, who then has to devise a story about what’s going on.

Argyle (2008) believes 4 major factors influence self-esteem.

1. The Reaction of Others

If people admire us, flatter us, seek out our company, listen attentively and agree with us, we tend to develop a positive self-image.

If they avoid, neglect, and tell us things about ourselves that we don’t want to hear, we develop a negative self-image.

2. Comparison with Others

If the people we compare ourselves with (our reference group) appear to be more successful, happier, richer, and better looking than ourselves, we tend to develop a negative self-image, BUT if they are less successful than us, our image will be positive.

3. Social Roles

Some social roles carry prestige, e.g., doctor, airline pilot, TV presenter, and premiership footballer, and this promotes self-esteem.

Other roles carry a stigma. E.g., a prisoner, mental hospital patient, refuse collector, or unemployed person.

4. Identification

Roles aren’t just “out there.” They also become part of our personality, i.e., we identify with the positions we occupy, the roles we play, and the groups we belong to.

But just as important as all these factors are the influence of our parents! (See Coopersmith’s research.)

Experiments

Morse and Gergen (1970) showed that our self-esteem might change rapidly in uncertain or anxiety-arousing situations.

Participants were waiting for a job interview in a waiting room. They sat with another candidate (a confederate of the experimenter) in one of two conditions:

A) Mr. Clean – dressed in a smart suit, carrying a briefcase opened to reveal a slide rule and books.

B) Mr. Dirty – dressed in an old T-shirt and jeans, slouched over a cheap sex novel.

The self-esteem of participants with Mr. Dirty increased whilst those with Mr. Clean decreased! No mention was made of how this affected the subjects’ performance in the interview.

Self-esteem affects performance at numerous tasks, though (Coopersmith, 1967), so one could expect Mr. Dirty’s subjects to perform better than Mr. Clean.

Even though self-esteem might fluctuate, there are times when we continue to believe good things about ourselves, even when evidence to the contrary exists. This is known as the perseverance effect.

Miller and Ross (1975) showed that people who believed they had socially desirable characteristics continued in this belief even when the experimenters tried to get them to believe the opposite.

Does the same thing happen with bad things if we have low self-esteem?  Maybe not. Perhaps with very low self-esteem, all we believe about ourselves might be bad.

The ideal self refers to the person an individual aspires to become. It embodies one’s goals, ambitions, and dreams, encompassing attributes, behaviors, and traits a person values and wishes to possess. This concept is pivotal in understanding personal development and self-concept.

Key points about the ideal self:

  • Comparison with Real Self: The ideal self stands in contrast to the “real self,” which represents how a person currently sees themselves. The gap between these two concepts can influence self-esteem. A smaller gap can lead to higher self-esteem, while a larger gap can result in feelings of dissatisfaction or inadequacy.
  • Dynamic Nature: The ideal self is not static; it evolves based on life experiences, societal influences, personal aspirations, and changing values.
  • Motivation: The ideal self can serve as a motivational force, pushing individuals to pursue personal growth, learn new skills, and strive for self-improvement.
  • Potential Pitfalls: While the ideal self can be a source of inspiration, an unattainable or overly perfectionistic ideal self can lead to disappointment, low self-esteem, and mental distress.

Carl Rogers, a humanistic psychologist, emphasized the importance of achieving congruence between the real self and the ideal self for overall psychological well-being.

If there is a mismatch between how you see yourself (e.g., your self-image) and what you’d like to be (e.g., your ideal self), this will likely affect how much you value yourself.

Therefore, there is an intimate relationship between self-image, ego-ideal, and self-esteem. Humanistic psychologists study this using the Q-Sort Method .

A person’s ideal self may not be consistent with what actually happens in the life and experiences of the person. Hence, a difference may exist between a person’s ideal self and actual experience. This is called incongruence.

Where a person’s ideal self and actual experience are consistent or very similar, a state of congruence exists. Rarely, if ever, does a total state of congruence exist; all people experience a certain amount of incongruence.

The development of congruence is dependent on unconditional positive regard . Rogers believed that for a person to achieve self-actualization , they must be in a state of congruence.

Michael Argyle (2008) says there are four major factors that influence its development:

  • The ways in which others (particularly significant others) react to us.
  • How we think we compare to others
  • Our social roles
  • The extent to which we identify with other people

Argyle, M. (2008). Social encounters: Contributions to social interaction . Aldine Transaction

Baumeister, R. F. (Ed.) (1999). The self in social psychology . Philadelphia, PA: Psychology Press (Taylor & Francis).

Bee, H. L. (1992). The developing child . London: HarperCollins.

Coopersmith, S. (1967). The antecedents of self-esteem . San Francisco: Freeman.

Kuhn, M. H. (1960). Self-attitudes by age, sex and professional training. Sociological Quarterly , 1, 39-56.

Lewis, M. (1990). Self-knowledge and social development in early life. In L. A. Pervin (Ed.), Handbook of personality (pp. 277-300). New York: Guilford.

Miller, D. T., & Ross, M. (1975). Self-serving biases in the attribution of causality: Fact or fiction? Psychological Bulletin, 82, 213–225

Morse, S. J. & Gergen, K. J. (1970). Social comparison, self-consistency and the concept of self. Journal of Personality and Social Psychology , 16, 148-156.

Rogers, C. (1959). A theory of therapy, personality and interpersonal relationships as developed in the client-centered framework. In (ed.) S. Koch, Psychology: A study of a science. Vol. 3: Formulations of the person and the social context . New York: McGraw Hill.

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Psychology Dictionary

SELF-PRESENTATION

Any behaviour that is designed to convey an image about ourselves to other people. This explains why our behaviour can change if we notice we are being watched. See impression management.

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What Is Self-Concept?

Kendra Cherry, MS, is a psychosocial rehabilitation specialist, psychology educator, and author of the "Everything Psychology Book."

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Rachel Goldman, PhD FTOS, is a licensed psychologist, clinical assistant professor, speaker, wellness expert specializing in eating behaviors, stress management, and health behavior change.

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  • Development
  • Can It Be Changed?
  • Self-Concept Theories

Frequently Asked Questions

Self-concept is the image we have of ourselves. It is influenced by many forces, including our interaction with important people in our lives. It is how we perceive our behaviors, abilities, and unique characteristics. For example, beliefs such as "I am a good friend" or "I am a kind person" are part of an overall self-concept.

Other examples of self-concept include:

  • How you view your personality traits, such as whether you are an extrovert or introvert
  • How you see your roles in life, such as whether you feel that being a parent, sibling, friend, and partner are important parts of your identity
  • The hobbies or passions that are important to your sense of identity, such as being a sports enthusiast or belonging to a certain political party
  • How you feel about your interactions with the world, such as whether you feel that you are contributing to society

Our self-perception is important because it affects our motivations , attitudes, and behaviors . It also affects how we feel about the person we think we are, including whether we are competent or have self-worth.

Self-concept tends to be more malleable when we're younger and still going through self-discovery and identity formation . As we age and learn who we are and what's important to us, these self-perceptions become much more detailed and organized.

At its most basic, self-concept is a collection of beliefs one holds about oneself and the responses of others. It embodies the answer to the question: " Who am I? " If you want to find your self-concept, list things that describe you as an individual. What are your traits? What do you like? How do you feel about yourself?

Rogers' Three Parts of Self-Concept

Humanist psychologist  Carl Rogers believed that self-concept is made up of three different parts:

  • Ideal self : The ideal self is the person you want to be. This person has the attributes or qualities you are either working toward or want to possess. It's who you envision yourself to be if you were exactly as you wanted.
  • Self-image : Self-image refers to how you see yourself at this moment in time. Attributes like physical characteristics, personality traits , and social roles all play a role in your self-image.
  • Self-esteem : How much you like, accept, and value yourself all contribute to your self-concept. Self-esteem can be affected by a number of factors—including how others see you, how you think you compare to others, and your role in society.

Incongruence and Congruence

Self-concept is not always aligned with reality. When it is aligned, your self-concept is said to be congruent . If there is a mismatch between how you see yourself (your self-image) and who you wish you were (your ideal self), your self-concept is incongruent . This incongruence can negatively affect self-esteem .

Rogers believed that incongruence has its earliest roots in childhood. When parents place conditions on their affection for their children (only expressing love if children "earn it" through certain behaviors and living up to the parents' expectations), children begin to distort the memories of experiences that leave them feeling unworthy of their parents' love.

Unconditional love, on the other hand, helps to foster congruence. Children who experience such love—also referred to as family love —feel no need to continually distort their memories in order to believe that other people will love and accept them as they are.

How Self-Concept Develops

Self-concept develops, in part, through our interaction with others. In addition to family members and close friends, other people in our lives can contribute to our self-identity.

For instance, one study found that the more a teacher believes in a high-performing student's abilities, the higher that student's self-concept. (Interestingly, no such association was found with lower-performing students.)

Self-concept can also be developed through the stories we hear. As an example, one study found that female readers who were "deeply transported" into a story about a leading character with a traditional gender role had a more feminist self-concept than those who weren't as moved by the story.

The media plays a role in self-concept development as well—both mass media and social media . When these media promote certain ideals, we're more likely to make those ideals our own. And the more often these ideals are presented, the more they affect our self-identity and self-perception.

Can Self-Concept Be Changed?

Self-concept is not static, meaning that it can change. Our environment plays a role in this process. Places that hold a lot of meaning to us actively contribute to our future self-concept through both the way we relate these environments to ourselves and how society relates to them.

Self-concept can also change based on the people with whom we interact. This is particularly true with regard to individuals in our lives who are in leadership roles. They can impact the collective self (the self in social groups) and the relational self (the self in relationships).

In some cases, a medical diagnosis can change self-concept by helping people understand why they feel the way they do—such as someone receiving an autism diagnosis later in life, finally providing clarity as to why they feel different.

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Other Self-Concept Theories

As with many topics within psychology , a number of other theorists have proposed different ways of thinking about self-concept.

Social Identity

Social psychologist Henri Tajfel developed social identity theory, which states that self-concept is composed of two key parts:

  • Personal identity : The traits and other characteristics that make you unique
  • Social identity : Who you are based on your membership in social groups, such as sports teams, religions, political parties, or social class

This theory states that our social identity influences our self-concept, thus affecting our emotions and behaviors. If we're playing sports, for instance, and our team loses a game, we might feel sad for the team (emotion) or act out against the winning team (behavior).

Multiple Dimensions

Psychologist Bruce A. Bracken had a slightly different theory and believed that self-concept was multidimensional, consisting of six independent traits:

  • Academic : Success or failure in school
  • Affect : Awareness of emotional states
  • Competence : Ability to meet basic needs
  • Family : How well you work in your family unit
  • Physical : How you feel about your looks, health, physical condition, and overall appearance
  • Social : Ability to interact with others

In 1992, Bracken developed the Multidimensional Self-Concept Scale, a comprehensive assessment that evaluates each of these six elements of self-concept in children and adolescents.

Self-concept development is never finished. Though one's self-identity is thought to be primarily formed in childhood, your experiences as an adult can also change how you feel about yourself. If your self-esteem increases later in life, for instance, it can improve your self-concept.

Our self-concept can affect the method by which we communicate. If you feel you are a good writer, for instance, you may prefer to communicate in writing versus speaking with others.

It can also affect the way we communicate. If your social group communicates a certain way, you would likely choose to communicate that way as well. Studies on teens have connected high self-concept clarity with more open communication with parents.

Self-concept refers to a broad description of ourselves ("I am a good writer") while self-esteem includes any judgments or opinions we have of ourselves ("I feel proud to be a good writer"). Put another way, self-concept answers the question: Who am I? Self-esteem answers the question: How do I feel about who I am?

Our self-concept impacts how we respond to life, so a well-developed self-concept helps us respond in ways that are more positive and beneficial for us. One of the ways it does this is by enabling us to recognize our worth. A well-developed self-concept also helps keep us from internalizing negative feedback from others.

Different cultures have different beliefs. They have different ideas of how dependent or independent one should be, different religious beliefs, and differing views of socioeconomic development.

All of these cultural norms influence self-concept by providing the structure of what is expected within that society and how one sees oneself in relation to others.

Bailey JA 2nd. Self-image, self-concept, and self-identity revisited . J Natl Med Assoc . 2003;95(5):383-386.

Mercer S. Self-concept: Situating the self . In: Mercer S, Ryan S, Williams M, eds. Psychology for Language Learning . Palgrave Macmillan. doi:10.1057/9781137032829_2

Argyle M. Social encounters: Contributions to Social Interaction . 1st ed . Routledge.

Koch S. Formulations of the person and the social context . In: Psychology: A study of a science. Vol. III. McGraw-Hill:184-256.

Pesu L, Viljaranta J, Aunola K. The role of parents' and teachers' beliefs in children's self-concept development . J App Develop Psychol . 2016;44:63-71. doi:10.1016/j.appdev.2016.03.001

Richter T, Appel M, Calio F. Stories can influence the self-concept . Social Influence . 2014;9(3):172-88. doi:10.1080/15534510.2013.799099

Vandenbosch L, Eggermont S. The interrelated roles of mass media and social media in adolescents' development of an objectified self-concept: A longitudinal study . Communc Res . 2015. doi:10.1177/0093650215600488

Prince D. What about place? Considering the role of physical environment on youth imagining of future possible selves . J Youth Stud . 2014;17(6):697-716. doi:10.1080/13676261.2013.836591

Kark R, Shamir B. The dual effect of transformational leadership: priming relational and collective selves and further effects on followers . In: Avolio BJ, Yammarino FJ, eds.  Monographs in Leadership and Management . Vol 5. Emerald Group Publishing Limited; 2013:77-101. doi:10.1108/S1479-357120130000005010

Stagg SD, Belcher H. Living with autism without knowing: receiving a diagnosis in later life . Health Psychol Behav Med . 2019;7(1):348-361. doi:10.1080/21642850.2019.1684920

Tajfel H, Turner J. An integrative theory of intergroup conflict . In: Hogg MA, Abrams D, eds.  Intergroup Relations: Essential Readings. Psychology Press:94–109.

Scheepers D. Social identity theory . Social Psychol Act . 2019. doi:10.1007/978-3-030-13788-5_9

Bracken BA. Multidimensional Self Concept Scale . American Psychological Association. doi:10.1037/t01247-000

Sampthirao P. Self-concept and interpersonal communication . Int J Indian Psychol . 2016;3(3):6. dip:18.01.115/20160303

Van Dijk M, Branje S, Keijsers L, Hawk S, Hale !, Meeus W. Self-concept clarity across adolescence: Longitudinal associations with open communication with parents and internalizing symptoms . J Youth Adolesc . 2013;43:1861-76. doi:10.1007/s10964-013-0055-x

Vignoles V, Owe E, Becker M, et al. Beyond the 'east-west' dichotomy: Global variation in cultural models of selfhood . J Exp Psychol Gen . 2016;145(8):966-1000. doi:10.1037/xge0000175

Weiten W, Dunn DS, Hammer EY. Psychology Applied to Modern Life: Adjustment in the 21st Century . Cengage Learning.

By Kendra Cherry, MSEd Kendra Cherry, MS, is a psychosocial rehabilitation specialist, psychology educator, and author of the "Everything Psychology Book."

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Social Psychology

69 Self-presentation

Learning Objectives

By the end of this section, you will be able to:

  • Describe social roles and how they influence behavior
  • Explain what social norms are and how they influence behavior
  • Define script
  • Describe the findings of Zimbardo’s Stanford prison experiment

As you’ve learned, social psychology is the study of how people affect one another’s thoughts, feelings, and behaviors. We have discussed situational perspectives and social psychology’s emphasis on the ways in which a person’s environment, including culture and other social influences, affect behavior. In this section, we examine situational forces that have a strong influence on human behavior including social roles, social norms, and scripts. We discuss how humans use the social environment as a source of information, or cues, on how to behave. Situational influences on our behavior have important consequences, such as whether we will help a stranger in an emergency or how we would behave in an unfamiliar environment.

Social Roles

One major social determinant of human behavior is our social roles. A social role is a pattern of behavior that is expected of a person in a given setting or group (Hare, 2003). Each one of us has several social roles. You may be, at the same time, a student, a parent, an aspiring teacher, a son or daughter, a spouse, and a lifeguard. How do these social roles influence your behavior? Social roles are defined by culturally shared knowledge. That is, nearly everyone in a given culture knows what behavior is expected of a person in a given role. For example, what is the social role for a student? If you look around a college classroom you will likely see students engaging in studious behavior, taking notes, listening to the professor, reading the textbook, and sitting quietly at their desks. Of course you may see students deviating from the expected studious behavior such as texting on their phones or using Facebook on their laptops, but in all cases, the students that you observe are attending class—a part of the social role of students.

A photograph shows students in a classroom.

Social roles, and our related behavior, can vary across different settings. How do you behave when you are engaging in the role of son or daughter and attending a family function? Now imagine how you behave when you are engaged in the role of employee at your workplace. It is very likely that your behavior will be different. Perhaps you are more relaxed and outgoing with your family, making jokes and doing silly things. But at your workplace you might speak more professionally, and although you may be friendly, you are also serious and focused on getting the work completed. These are examples of how our social roles influence and often dictate our behavior to the extent that identity and personality can vary with context (that is, in different social groups) (Malloy, Albright, Kenny, Agatstein & Winquist, 1997).

Social Norms

As discussed previously, social roles are defined by a culture’s shared knowledge of what is expected behavior of an individual in a specific role. This shared knowledge comes from social norms. A social norm is a group’s expectation of what is appropriate and acceptable behavior for its members—how they are supposed to behave and think (Deutsch & Gerard, 1955; Berkowitz, 2004). How are we expected to act? What are we expected to talk about? What are we expected to wear? In our discussion of social roles we noted that colleges have social norms for students’ behavior in the role of student and workplaces have social norms for employees’ behaviors in the role of employee. Social norms are everywhere including in families, gangs, and on social media outlets. What are some social norms on Facebook?

My 11-year-old daughter, Jessica, recently told me she needed shorts and shirts for the summer, and that she wanted me to take her to a store at the mall that is popular with preteens and teens to buy them. I have noticed that many girls have clothes from that store, so I tried teasing her. I said, “All the shirts say ‘Aero’ on the front. If you are wearing a shirt like that and you have a substitute teacher, and the other girls are all wearing that type of shirt, won’t the substitute teacher think you are all named ‘Aero’?”

My daughter replied, in typical 11-year-old fashion, “Mom, you are not funny. Can we please go shopping?”

I tried a different tactic. I asked Jessica if having clothing from that particular store will make her popular. She replied, “No, it will not make me popular. It is what the popular kids wear. It will make me feel happier.” How can a label or name brand make someone feel happier? Think back to what you’ve learned about lifespan development . What is it about pre-teens and young teens that make them want to fit in? Does this change over time? Think back to your high school experience, or look around your college campus. What is the main name brand clothing you see? What messages do we get from the media about how to fit in?

A photograph shows a group of young people dressed similarly.

Because of social roles, people tend to know what behavior is expected of them in specific, familiar settings. A script is a person’s knowledge about the sequence of events expected in a specific setting (Schank & Abelson, 1977). How do you act on the first day of school, when you walk into an elevator, or are at a restaurant? For example, at a restaurant in the United States, if we want the server’s attention, we try to make eye contact. In Brazil, you would make the sound “psst” to get the server’s attention. You can see the cultural differences in scripts. To an American, saying “psst” to a server might seem rude, yet to a Brazilian, trying to make eye contact might not seem an effective strategy. Scripts are important sources of information to guide behavior in given situations. Can you imagine being in an unfamiliar situation and not having a script for how to behave? This could be uncomfortable and confusing. How could you find out about social norms in an unfamiliar culture?

Zimbardo’s Stanford Prison Experiment

The famous Stanford prison experiment , conducted by social psychologist Philip Zimbardo and his colleagues at Stanford University, demonstrated the power of social roles, social norms, and scripts. In the summer of 1971, an advertisement was placed in a California newspaper asking for male volunteers to participate in a study about the psychological effects of prison life. More than 70 men volunteered, and these volunteers then underwent psychological testing to eliminate candidates who had underlying psychiatric issues, medical issues, or a history of crime or drug abuse. The pool of volunteers was whittled down to 24 healthy male college students. Each student was paid $15 per day and was randomly assigned to play the role of either a prisoner or a guard in the study. Based on what you have learned about research methods, why is it important that participants were randomly assigned?

A mock prison was constructed in the basement of the psychology building at Stanford. Participants assigned to play the role of prisoners were “arrested” at their homes by Palo Alto police officers, booked at a police station, and subsequently taken to the mock prison. The experiment was scheduled to run for several weeks. To the surprise of the researchers, both the “prisoners” and “guards” assumed their roles with zeal. In fact, on day 2, some of the prisoners revolted, and the guards quelled the rebellion by threatening the prisoners with night sticks. In a relatively short time, the guards came to harass the prisoners in an increasingly sadistic manner, through a complete lack of privacy, lack of basic comforts such as mattresses to sleep on, and through degrading chores and late-night counts.

The prisoners, in turn, began to show signs of severe anxiety and hopelessness—they began tolerating the guards’ abuse. Even the Stanford professor who designed the study and was the head researcher, Philip Zimbardo, found himself acting as if the prison was real and his role, as prison supervisor, was real as well. After only six days, the experiment had to be ended due to the participants’ deteriorating behavior. Zimbardo explained,

At this point it became clear that we had to end the study. We had created an overwhelmingly powerful situation—a situation in which prisoners were withdrawing and behaving in pathological ways, and in which some of the guards were behaving sadistically. Even the “good” guards felt helpless to intervene, and none of the guards quit while the study was in progress. Indeed, it should be noted that no guard ever came late for his shift, called in sick, left early, or demanded extra pay for overtime work. (Zimbardo, 2013)

The Stanford prison experiment demonstrated the power of social roles, norms, and scripts in affecting human behavior. The guards and prisoners enacted their social roles by engaging in behaviors appropriate to the roles: The guards gave orders and the prisoners followed orders. Social norms require guards to be authoritarian and prisoners to be submissive. When prisoners rebelled, they violated these social norms, which led to upheaval. The specific acts engaged by the guards and the prisoners derived from scripts. For example, guards degraded the prisoners by forcing them do push-ups and by removing all privacy. Prisoners rebelled by throwing pillows and trashing their cells. Some prisoners became so immersed in their roles that they exhibited symptoms of mental breakdown; however, according to Zimbardo, none of the participants suffered long term harm (Alexander, 2001).

The Stanford Prison Experiment has some parallels with the abuse of prisoners of war by U.S. Army troops and CIA personnel at the Abu Ghraib prison in 2003 and 2004. The offenses at Abu Ghraib were documented by photographs of the abuse, some taken by the abusers themselves.

A photograph shows a person standing on a box with arms held out. The person is covered in shawl-like attire and a full hood that covers the face completely.

Test Your Understanding

Human behavior is largely influenced by our social roles, norms, and scripts. In order to know how to act in a given situation, we have shared cultural knowledge of how to behave depending on our role in society. Social norms dictate the behavior that is appropriate or inappropriate for each role. Each social role has scripts that help humans learn the sequence of appropriate behaviors in a given setting. The famous Stanford prison experiment is an example of how the power of the situation can dictate the social roles, norms, and scripts we follow in a given situation, even if this behavior is contrary to our typical behavior.

Review Questions

Critical thinking questions.

The good guards were fulfilling their social roles and they did not object to other guards’ abusive behavior because of the power of the situation. In addition, the prison supervisor’s behavior sanctioned the guards’ negative treatment of prisoners. The prisoners were not weak people; they were recruited because they were healthy, mentally stable adults. The power of their social role influenced them to engage in subservient prisoner behavior. The script for prisoners is to accept abusive behavior from authority figures, especially for punishment, when they do not follow the rules.

Social roles were in play as each participant acted out behaviors appropriate to his role as prisoner, guard, or supervisor. Scripts determined the specific behaviors the guards and prisoners displayed, such as humiliation and passivity. The social norms of a prison environment sanctions abuse of prisoners since they have lost many of their human rights and became the property of the government. This experiment can be applied to other situations in which social norms, roles, and scripts dictate our behavior, such as in mob behavior. A more recent example of similar behavior was the abuse of prisoners by American soldiers who were working as prison guards at the Abu Ghraib prison in Iraq.

Personal Application Questions

Try attending a religious service very different from your own and see how you feel and behave without knowing the appropriate script. Or, try attending an important, personal event that you have never attended before, such as a bar mitzvah (a coming-of-age ritual in Jewish culture), a quinceañera (in some Latin American cultures a party is given to a girl who is turning 15 years old), a wedding, a funeral, or a sporting event new to you, such as horse racing or bull riding. Observe and record your feelings and behaviors in this unfamiliar setting for which you lack the appropriate script. Do you silently observe the action, or do you ask another person for help interpreting the behaviors of people at the event? Describe in what ways your behavior would change if you were to attend a similar event in the future?

Name and describe at least three social roles you have adopted for yourself. Why did you adopt these roles? What are some roles that are expected of you, but that you try to resist?

Psychology - H5P Edition Copyright © 2021 by Rose M. Spielman; Kathryn Dumper; William Jenkins; Arlene Lacombe; Marilyn Lovett; and Marion Perlmutter is licensed under a Creative Commons Attribution 4.0 International License , except where otherwise noted.

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  1. Impression Management: Erving Goffman Theory

    Generally, people undertake impression management to achieve goals that require they have a desired public image. This activity is called self-presentation. In sociology and social psychology, self-presentation is the conscious or unconscious process through which people try to control the impressions other people form of them.

  2. Self-Presentation

    Self-presentation refers to how people attempt to present themselves to control or shape how others (called the audience) view them. It involves expressing oneself and behaving in ways that create a desired impression. Self-presentation is part of a broader set of behaviors called impression management. Impression management refers to the ...

  3. The self presentation theory and how to present your best self

    Ask a trusted friend or mentor to share what you can improve. Asking for feedback about specific experiences, like a recent project or presentation, will make their suggestions more relevant and easier to implement. 2. Study people who have been successful in your role. Look at how they interact with other people.

  4. Self-Presentation

    Self-presentation is the process of managing one's own image and impression in social situations. ScienceDirect Topics provides an overview of the theories, research, and applications of self-presentation in various domains, such as psychology, sociology, communication, and health. Learn how self-presentation influences self-esteem, identity, motivation, and interpersonal relationships.

  5. Module 3: The Self

    Module 3: The Self. Module Overview. Human beings, by their very nature, are prone to focus on the self and to engage in behavior to protect it. Module 3 will cover some of the ways this occurs. We will start by focusing on the self-concept or who we are and self-schemas. We will also discuss self-perception theory, possible selves, the self ...

  6. Self-presentation

    One major social determinant of human behavior is our social roles. A social role is a pattern of behavior that is expected of a person in a given setting or group (Hare, 2003). Each one of us has several social roles. You may be, at the same time, a student, a parent, an aspiring teacher, a son or daughter, a spouse, and a lifeguard.

  7. Self-Presentation Theory: Self-Construction and Audience Pleasing

    Self-presentation is behavior that attempts to convey some information about oneself or some image of oneself to other people. It denotes a class of motivations in human behavior. These motivations are in part stable dispositions of individuals but they depend on situational factors to elicit them. Specifically, self-presentational motivations ...

  8. 12.2 Self-presentation

    As you've learned, social psychology is the study of how people affect one another's thoughts, feelings, and behaviors. We have discussed situational perspectives and social psychology's emphasis on the ways in which a person's environment, including culture and other social influences, affect behavior.

  9. 12.3: Self-presentation

    This page titled 12.3: Self-presentation is shared under a CC BY 4.0 license and was authored, remixed, and/or curated by OpenStax. social psychology is the study of how people affect one another's thoughts, feelings, and behaviors. We have discussed situational perspectives and social psychology's emphasis on the ….

  10. Self-presentation

    Self-presentation. By the end of this section, you will be able to: As you've learned, social psychology is the study of how people affect one another's thoughts, feelings, and behaviors. We have discussed situational perspectives and social psychology's emphasis on the ways in which a person's environment, including culture and other ...

  11. Self-Presentation Theory/Impression Management

    Subsumed within impression management, self-presentation refers to acts aimed at presenting oneself (and not others) in a certain manner. Several tactics and strategies exist to convey certain impressions, and research has explored which of these is most effective in different situations. In addition, many have explored the concerns that come ...

  12. Self-Presentation in the Digital World

    This implies that self-presentation is a form of social communication, by which people establish, maintain, and alter their social identity. These self-presentational strategies can be "assertive ...

  13. Eighty phenomena about the self: representation, evaluation, regulation

    Self-presentation is the central phenomenon for representing oneself to others. It has been discussed extensively by sociologists such as Goffman (1959) and by social psychologists (Leary and Kowalski, 1990). We want to show that self-presentation involves multilevel interacting mechanisms. ... "The psychology of self-affirmation: ...

  14. APA Dictionary of Psychology

    self-presentation. n. any behaviors intended to convey a particular image of, or particular information about, the self to other people. Self-presentational motives explain why an individual's behavior often changes as soon as anyone else is thought to be present or watching. Canadian-born U.S. sociologist Erving Goffman (1922-1982) likened ...

  15. Psychology in Self-Presentations

    To these theories, there is a common denominator that has led today's psychologists to use the terms "self-presentation" and "impression management" more or less as synonyms, and it resides in the notion of the consciously willed control of the impression that a person wishes his or her "self-presentation" to have on intended or ...

  16. Self-presentation

    One major social determinant of human behavior is our social roles. A social role is a pattern of behavior that is expected of a person in a given setting or group (Hare, 2003). Each one of us has several social roles. You may be, at the same time, a student, a parent, an aspiring teacher, a son or daughter, a spouse, and a lifeguard.

  17. Self-Presentation, Attitudes, and Persuasion

    Self-presentation. As you've learned, social psychology is the study of how people affect one another's thoughts, feelings, and behaviors. We have discussed situational perspectives and social psychology's emphasis on the ways in which a person's environment, including culture and other social influences, affect behavior. ...

  18. Perfectionistic Self‐Presentation and ...

    Clinical Psychology & Psychotherapy is an international journal read by psychologists & psychotherapists covering clinical psychology & related mental health fields. ... needing to be perfect), but there is a growing focus on perfectionistic self-presentation (PSP) (i.e., the need to seem perfect). The current article reports the results of a ...

  19. Self-Presentation and Social Influence: Evidence for an Automatic

    Abstract. Self-presentation is a social influence tactic in which people engage in communicative efforts to influence the thoughts, feelings, and behaviors of others as related to the self-presenter.

  20. Self-Concept in Psychology: Definition & Examples

    Self-concept in psychology refers to an individual's self-perceived knowledge, beliefs, and feelings about themselves, encompassing elements like self-worth, self-image, and self-esteem. It's formed through experiences, interactions, and reflections, and plays a pivotal role in influencing behavior, emotions, and interpersonal relationships. A healthy self-concept promotes well-being, while a ...

  21. Self-presentation

    As you've learned, social psychology is the study of how people affect one another's thoughts, feelings, and behaviors. We have discussed situational perspectives and social psychology's emphasis on the ways in which a person's environment, including culture and other social influences, affect behavior. In this section, we examine ...

  22. SELF-PRESENTATION

    SELF-PRESENTATION. By N., Sam M.S. Any behaviour that is designed to convey an image about ourselves to other people. This explains why our behaviour can change if we notice we are being watched. See impression management. Cite this page: N., Sam M.S., "SELF-PRESENTATION," in PsychologyDictionary.org, April 13, 2013, https ...

  23. Self-Concept in Psychology: Definition, Development, Theories

    Self-concept is the image we have of ourselves. It is influenced by many forces, including our interaction with important people in our lives. It is how we perceive our behaviors, abilities, and unique characteristics. For example, beliefs such as "I am a good friend" or "I am a kind person" are part of an overall self-concept.

  24. University of Essex

    Up next for #EssexGraduation, we've got more students from Maths at University of Essex, as well as from Psychology at University of Essex Leave them a...

  25. Self-presentation

    69. Self-presentation. By the end of this section, you will be able to: As you've learned, social psychology is the study of how people affect one another's thoughts, feelings, and behaviors. We have discussed situational perspectives and social psychology's emphasis on the ways in which a person's environment, including culture and ...