type 1 and 2 errors for null hypothesis

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6.1 - type i and type ii errors.

When conducting a hypothesis test there are two possible decisions: reject the null hypothesis or fail to reject the null hypothesis. You should remember though, hypothesis testing uses data from a sample to make an inference about a population. When conducting a hypothesis test we do not know the population parameters. In most cases, we don't know if our inference is correct or incorrect.

When we reject the null hypothesis there are two possibilities. There could really be a difference in the population, in which case we made a correct decision. Or, it is possible that there is not a difference in the population (i.e., \(H_0\) is true) but our sample was different from the hypothesized value due to random sampling variation. In that case we made an error. This is known as a Type I error.

When we fail to reject the null hypothesis there are also two possibilities. If the null hypothesis is really true, and there is not a difference in the population, then we made the correct decision. If there is a difference in the population, and we failed to reject it, then we made a Type II error.

Rejecting \(H_0\) when \(H_0\) is really true, denoted by \(\alpha\) ("alpha") and commonly set at .05

     \(\alpha=P(Type\;I\;error)\)

Failing to reject \(H_0\) when \(H_0\) is really false, denoted by \(\beta\) ("beta")

     \(\beta=P(Type\;II\;error)\)

Example: Trial Section  

A man goes to trial where he is being tried for the murder of his wife.

We can put it in a hypothesis testing framework. The hypotheses being tested are:

• \(H_0\) : Not Guilty
• \(H_a\) : Guilty

Type I error  is committed if we reject \(H_0\) when it is true. In other words, did not kill his wife but was found guilty and is punished for a crime he did not really commit.

Type II error  is committed if we fail to reject \(H_0\) when it is false. In other words, if the man did kill his wife but was found not guilty and was not punished.

Example: Culinary Arts Study Section  

A group of culinary arts students is comparing two methods for preparing asparagus: traditional steaming and a new frying method. They want to know if patrons of their school restaurant prefer their new frying method over the traditional steaming method. A sample of patrons are given asparagus prepared using each method and asked to select their preference. A statistical analysis is performed to determine if more than 50% of participants prefer the new frying method:

• \(H_{0}: p = .50\)
• \(H_{a}: p>.50\)

Type I error  occurs if they reject the null hypothesis and conclude that their new frying method is preferred when in reality is it not. This may occur if, by random sampling error, they happen to get a sample that prefers the new frying method more than the overall population does. If this does occur, the consequence is that the students will have an incorrect belief that their new method of frying asparagus is superior to the traditional method of steaming.

Type II error  occurs if they fail to reject the null hypothesis and conclude that their new method is not superior when in reality it is. If this does occur, the consequence is that the students will have an incorrect belief that their new method is not superior to the traditional method when in reality it is.

Type 1 and Type 2 Errors in Statistics

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A statistically significant result cannot prove that a research hypothesis is correct (which implies 100% certainty). Because a p -value is based on probabilities, there is always a chance of making an incorrect conclusion regarding accepting or rejecting the null hypothesis ( H 0 ).

Anytime we make a decision using statistics, there are four possible outcomes, with two representing correct decisions and two representing errors.

The chances of committing these two types of errors are inversely proportional: that is, decreasing type I error rate increases type II error rate and vice versa.

As the significance level (α) increases, it becomes easier to reject the null hypothesis, decreasing the chance of missing a real effect (Type II error, β). If the significance level (α) goes down, it becomes harder to reject the null hypothesis , increasing the chance of missing an effect while reducing the risk of falsely finding one (Type I error).

Type I error 

A type 1 error is also known as a false positive and occurs when a researcher incorrectly rejects a true null hypothesis. Simply put, it’s a false alarm.

This means that you report that your findings are significant when they have occurred by chance.

The probability of making a type 1 error is represented by your alpha level (α), the p- value below which you reject the null hypothesis.

A p -value of 0.05 indicates that you are willing to accept a 5% chance of getting the observed data (or something more extreme) when the null hypothesis is true.

You can reduce your risk of committing a type 1 error by setting a lower alpha level (like α = 0.01). For example, a p-value of 0.01 would mean there is a 1% chance of committing a Type I error.

However, using a lower value for alpha means that you will be less likely to detect a true difference if one really exists (thus risking a type II error).

Scenario: Drug Efficacy Study

Imagine a pharmaceutical company is testing a new drug, named “MediCure”, to determine if it’s more effective than a placebo at reducing fever. They experimented with two groups: one receives MediCure, and the other received a placebo.

• Null Hypothesis (H0) : MediCure is no more effective at reducing fever than the placebo.
• Alternative Hypothesis (H1) : MediCure is more effective at reducing fever than the placebo.

After conducting the study and analyzing the results, the researchers found a p-value of 0.04.

If they use an alpha (α) level of 0.05, this p-value is considered statistically significant, leading them to reject the null hypothesis and conclude that MediCure is more effective than the placebo.

However, MediCure has no actual effect, and the observed difference was due to random variation or some other confounding factor. In this case, the researchers have incorrectly rejected a true null hypothesis.

Error : The researchers have made a Type 1 error by concluding that MediCure is more effective when it isn’t.

Implications

Resource Allocation : Making a Type I error can lead to wastage of resources. If a business believes a new strategy is effective when it’s not (based on a Type I error), they might allocate significant financial and human resources toward that ineffective strategy.

Unnecessary Interventions : In medical trials, a Type I error might lead to the belief that a new treatment is effective when it isn’t. As a result, patients might undergo unnecessary treatments, risking potential side effects without any benefit.

Reputation and Credibility : For researchers, making repeated Type I errors can harm their professional reputation. If they frequently claim groundbreaking results that are later refuted, their credibility in the scientific community might diminish.

Type II error

A type 2 error (or false negative) happens when you accept the null hypothesis when it should actually be rejected.

Here, a researcher concludes there is not a significant effect when actually there really is.

The probability of making a type II error is called Beta (β), which is related to the power of the statistical test (power = 1- β). You can decrease your risk of committing a type II error by ensuring your test has enough power.

You can do this by ensuring your sample size is large enough to detect a practical difference when one truly exists.

Scenario: Efficacy of a New Teaching Method

Educational psychologists are investigating the potential benefits of a new interactive teaching method, named “EduInteract”, which utilizes virtual reality (VR) technology to teach history to middle school students.

They hypothesize that this method will lead to better retention and understanding compared to the traditional textbook-based approach.

• Null Hypothesis (H0) : The EduInteract VR teaching method does not result in significantly better retention and understanding of history content than the traditional textbook method.
• Alternative Hypothesis (H1) : The EduInteract VR teaching method results in significantly better retention and understanding of history content than the traditional textbook method.

The researchers designed an experiment where one group of students learns a history module using the EduInteract VR method, while a control group learns the same module using a traditional textbook.

After a week, the student’s retention and understanding are tested using a standardized assessment.

Upon analyzing the results, the psychologists found a p-value of 0.06. Using an alpha (α) level of 0.05, this p-value isn’t statistically significant.

Therefore, they fail to reject the null hypothesis and conclude that the EduInteract VR method isn’t more effective than the traditional textbook approach.

However, let’s assume that in the real world, the EduInteract VR truly enhances retention and understanding, but the study failed to detect this benefit due to reasons like small sample size, variability in students’ prior knowledge, or perhaps the assessment wasn’t sensitive enough to detect the nuances of VR-based learning.

Error : By concluding that the EduInteract VR method isn’t more effective than the traditional method when it is, the researchers have made a Type 2 error.

This could prevent schools from adopting a potentially superior teaching method that might benefit students’ learning experiences.

Missed Opportunities : A Type II error can lead to missed opportunities for improvement or innovation. For example, in education, if a more effective teaching method is overlooked because of a Type II error, students might miss out on a better learning experience.

Potential Risks : In healthcare, a Type II error might mean overlooking a harmful side effect of a medication because the research didn’t detect its harmful impacts. As a result, patients might continue using a harmful treatment.

Stagnation : In the business world, making a Type II error can result in continued investment in outdated or less efficient methods. This can lead to stagnation and the inability to compete effectively in the marketplace.

How do Type I and Type II errors relate to psychological research and experiments?

Type I errors are like false alarms, while Type II errors are like missed opportunities. Both errors can impact the validity and reliability of psychological findings, so researchers strive to minimize them to draw accurate conclusions from their studies.

How does sample size influence the likelihood of Type I and Type II errors in psychological research?

Sample size in psychological research influences the likelihood of Type I and Type II errors. A larger sample size reduces the chances of Type I errors, which means researchers are less likely to mistakenly find a significant effect when there isn’t one.

A larger sample size also increases the chances of detecting true effects, reducing the likelihood of Type II errors.

Are there any ethical implications associated with Type I and Type II errors in psychological research?

Yes, there are ethical implications associated with Type I and Type II errors in psychological research.

Type I errors may lead to false positive findings, resulting in misleading conclusions and potentially wasting resources on ineffective interventions. This can harm individuals who are falsely diagnosed or receive unnecessary treatments.

Type II errors, on the other hand, may result in missed opportunities to identify important effects or relationships, leading to a lack of appropriate interventions or support. This can also have negative consequences for individuals who genuinely require assistance.

Therefore, minimizing these errors is crucial for ethical research and ensuring the well-being of participants.

Further Information

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• Type I & Type II Errors | Differences, Examples, Visualizations

Type I & Type II Errors | Differences, Examples, Visualizations

Published on 18 January 2021 by Pritha Bhandari . Revised on 2 February 2023.

In statistics , a Type I error is a false positive conclusion, while a Type II error is a false negative conclusion.

Making a statistical decision always involves uncertainties, so the risks of making these errors are unavoidable in hypothesis testing .

The probability of making a Type I error is the significance level , or alpha (α), while the probability of making a Type II error is beta (β). These risks can be minimized through careful planning in your study design.

• Type I error (false positive) : the test result says you have coronavirus, but you actually don’t.
• Type II error (false negative) : the test result says you don’t have coronavirus, but you actually do.

Table of contents

Error in statistical decision-making, type i error, type ii error, trade-off between type i and type ii errors, is a type i or type ii error worse, frequently asked questions about type i and ii errors.

Using hypothesis testing, you can make decisions about whether your data support or refute your research predictions with null and alternative hypotheses .

Hypothesis testing starts with the assumption of no difference between groups or no relationship between variables in the population—this is the null hypothesis . It’s always paired with an alternative hypothesis , which is your research prediction of an actual difference between groups or a true relationship between variables .

In this case:

• The null hypothesis (H 0 ) is that the new drug has no effect on symptoms of the disease.
• The alternative hypothesis (H 1 ) is that the drug is effective for alleviating symptoms of the disease.

Then , you decide whether the null hypothesis can be rejected based on your data and the results of a statistical test . Since these decisions are based on probabilities, there is always a risk of making the wrong conclusion.

• If your results show statistical significance , that means they are very unlikely to occur if the null hypothesis is true. In this case, you would reject your null hypothesis. But sometimes, this may actually be a Type I error.
• If your findings do not show statistical significance, they have a high chance of occurring if the null hypothesis is true. Therefore, you fail to reject your null hypothesis. But sometimes, this may be a Type II error.

A Type I error means rejecting the null hypothesis when it’s actually true. It means concluding that results are statistically significant when, in reality, they came about purely by chance or because of unrelated factors.

The risk of committing this error is the significance level (alpha or α) you choose. That’s a value that you set at the beginning of your study to assess the statistical probability of obtaining your results ( p value).

The significance level is usually set at 0.05 or 5%. This means that your results only have a 5% chance of occurring, or less, if the null hypothesis is actually true.

If the p value of your test is lower than the significance level, it means your results are statistically significant and consistent with the alternative hypothesis. If your p value is higher than the significance level, then your results are considered statistically non-significant.

To reduce the Type I error probability, you can simply set a lower significance level.

Type I error rate

The null hypothesis distribution curve below shows the probabilities of obtaining all possible results if the study were repeated with new samples and the null hypothesis were true in the population .

At the tail end, the shaded area represents alpha. It’s also called a critical region in statistics.

If your results fall in the critical region of this curve, they are considered statistically significant and the null hypothesis is rejected. However, this is a false positive conclusion, because the null hypothesis is actually true in this case!

A Type II error means not rejecting the null hypothesis when it’s actually false. This is not quite the same as “accepting” the null hypothesis, because hypothesis testing can only tell you whether to reject the null hypothesis.

Instead, a Type II error means failing to conclude there was an effect when there actually was. In reality, your study may not have had enough statistical power to detect an effect of a certain size.

Power is the extent to which a test can correctly detect a real effect when there is one. A power level of 80% or higher is usually considered acceptable.

The risk of a Type II error is inversely related to the statistical power of a study. The higher the statistical power, the lower the probability of making a Type II error.

Statistical power is determined by:

• Size of the effect : Larger effects are more easily detected.
• Measurement error : Systematic and random errors in recorded data reduce power.
• Sample size : Larger samples reduce sampling error and increase power.
• Significance level : Increasing the significance level increases power.

To (indirectly) reduce the risk of a Type II error, you can increase the sample size or the significance level.

Type II error rate

The alternative hypothesis distribution curve below shows the probabilities of obtaining all possible results if the study were repeated with new samples and the alternative hypothesis were true in the population .

The Type II error rate is beta (β), represented by the shaded area on the left side. The remaining area under the curve represents statistical power, which is 1 – β.

Increasing the statistical power of your test directly decreases the risk of making a Type II error.

The Type I and Type II error rates influence each other. That’s because the significance level (the Type I error rate) affects statistical power, which is inversely related to the Type II error rate.

This means there’s an important tradeoff between Type I and Type II errors:

• Setting a lower significance level decreases a Type I error risk, but increases a Type II error risk.
• Increasing the power of a test decreases a Type II error risk, but increases a Type I error risk.

This trade-off is visualized in the graph below. It shows two curves:

• The null hypothesis distribution shows all possible results you’d obtain if the null hypothesis is true. The correct conclusion for any point on this distribution means not rejecting the null hypothesis.
• The alternative hypothesis distribution shows all possible results you’d obtain if the alternative hypothesis is true. The correct conclusion for any point on this distribution means rejecting the null hypothesis.

Type I and Type II errors occur where these two distributions overlap. The blue shaded area represents alpha, the Type I error rate, and the green shaded area represents beta, the Type II error rate.

By setting the Type I error rate, you indirectly influence the size of the Type II error rate as well.

It’s important to strike a balance between the risks of making Type I and Type II errors. Reducing the alpha always comes at the cost of increasing beta, and vice versa .

For statisticians, a Type I error is usually worse. In practical terms, however, either type of error could be worse depending on your research context.

A Type I error means mistakenly going against the main statistical assumption of a null hypothesis. This may lead to new policies, practices or treatments that are inadequate or a waste of resources.

In contrast, a Type II error means failing to reject a null hypothesis. It may only result in missed opportunities to innovate, but these can also have important practical consequences.

In statistics, a Type I error means rejecting the null hypothesis when it’s actually true, while a Type II error means failing to reject the null hypothesis when it’s actually false.

The risk of making a Type I error is the significance level (or alpha) that you choose. That’s a value that you set at the beginning of your study to assess the statistical probability of obtaining your results ( p value ).

To reduce the Type I error probability, you can set a lower significance level.

The risk of making a Type II error is inversely related to the statistical power of a test. Power is the extent to which a test can correctly detect a real effect when there is one.

To (indirectly) reduce the risk of a Type II error, you can increase the sample size or the significance level to increase statistical power.

Statistical significance is a term used by researchers to state that it is unlikely their observations could have occurred under the null hypothesis of a statistical test . Significance is usually denoted by a p -value , or probability value.

Statistical significance is arbitrary – it depends on the threshold, or alpha value, chosen by the researcher. The most common threshold is p < 0.05, which means that the data is likely to occur less than 5% of the time under the null hypothesis .

When the p -value falls below the chosen alpha value, then we say the result of the test is statistically significant.

In statistics, power refers to the likelihood of a hypothesis test detecting a true effect if there is one. A statistically powerful test is more likely to reject a false negative (a Type II error).

If you don’t ensure enough power in your study, you may not be able to detect a statistically significant result even when it has practical significance. Your study might not have the ability to answer your research question.

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9.2 Outcomes and the Type I and Type II Errors

When you perform a hypothesis test, there are four possible outcomes depending on the actual truth, or falseness, of the null hypothesis H 0 and the decision to reject or not. The outcomes are summarized in the following table:

The four possible outcomes in the table are as follows:

• The decision is not to reject H 0 when H 0 is true (correct decision).
• The decision is to reject H 0 when, in fact, H 0 is true (incorrect decision known as a Type I error ).
• The decision is not to reject H 0 when, in fact, H 0 is false (incorrect decision known as a Type II error ).
• The decision is to reject H 0 when H 0 is false (correct decision whose probability is called the Power of the Test ).

Each of the errors occurs with a particular probability. The Greek letters α and β represent the probabilities.

α = probability of a Type I error = P (Type I error) = probability of rejecting the null hypothesis when the null hypothesis is true.

β = probability of a Type II error = P (Type II error) = probability of not rejecting the null hypothesis when the null hypothesis is false.

α and β should be as small as possible because they are probabilities of errors. They are rarely zero.

The Power of the Test is 1 – β . Ideally, we want a high power that is as close to one as possible. Increasing the sample size can increase the Power of the Test.

The following are examples of Type I and Type II errors.

Example 9.5

Suppose the null hypothesis, H 0 , is: Frank's rock climbing equipment is safe.

Type I error: Frank does not go rock climbing because he considers that the equipment is not safe, when in fact, the equipment is really safe. Frank is making the mistake of rejecting the null hypothesis, when the equipment is actually safe!

Type II error: Frank goes climbing, thinking that his equipment is safe, but this is a mistake, and he painfully realizes that his equipment is not as safe as it should have been. Frank assumed that the null hypothesis was true, when it was not.

α = probability that Frank thinks his rock climbing equipment may not be safe when, in fact, it really is safe. β = probability that Frank thinks his rock climbing equipment may be safe when, in fact, it is not safe.

Notice that, in this case, the error with the greater consequence is the Type II error. (If Frank thinks his rock climbing equipment is safe, he will go ahead and use it.)

Suppose the null hypothesis, H 0 , is: the blood cultures contain no traces of pathogen X . State the Type I and Type II errors.

Example 9.6

Suppose the null hypothesis, H 0 , is: a tomato plant is alive when a class visits the school garden.

Type I error: The null hypothesis claims that the tomato plant is alive, and it is true, but the students make the mistake of thinking that the plant is already dead.

Type II error: The tomato plant is already dead (the null hypothesis is false), but the students do not notice it, and believe that the tomato plant is alive.

α = probability that the class thinks the tomato plant is dead when, in fact, it is alive = P (Type I error). β = probability that the class thinks the tomato plant is alive when, in fact, it is dead = P (Type II error).

The error with the greater consequence is the Type I error. (If the class thinks the plant is dead, they will not water it.)

Suppose the null hypothesis, H 0 , is: a patient is not sick. Which type of error has the greater consequence, Type I or Type II?

Example 9.7

It’s a Boy Genetic Labs, a genetics company, claims to be able to increase the likelihood that a pregnancy will result in a boy being born. Statisticians want to test the claim. Suppose that the null hypothesis, H 0 , is: It’s a Boy Genetic Labs has no effect on gender outcome.

Type I error : This error results when a true null hypothesis is rejected. In the context of this scenario, we would state that we believe that It’s a Boy Genetic Labs influences the gender outcome, when in fact it has no effect. The probability of this error occurring is denoted by the Greek letter alpha, α .

Type II error : This error results when we fail to reject a false null hypothesis. In context, we would state that It’s a Boy Genetic Labs does not influence the gender outcome of a pregnancy when, in fact, it does. The probability of this error occurring is denoted by the Greek letter beta, β .

The error with the greater consequence would be the Type I error since couples would use the It’s a Boy Genetic Labs product in hopes of increasing the chances of having a boy.

Red tide is a bloom of poison-producing algae—a few different species of a class of plankton called dinoflagellates. When the weather and water conditions cause these blooms, shellfish such as clams living in the area develop dangerous levels of a paralysis-inducing toxin. In Massachusetts, the Division of Marine Fisheries montors levels of the toxin in shellfish by regular sampling of shellfish along the coastline. If the mean level of toxin in clams exceeds 800 μg (micrograms) of toxin per kilogram of clam meat in any area, clam harvesting is banned there until the bloom is over and levels of toxin in clams subside. Describe both a Type I and a Type II error in this context, and state which error has the greater consequence.

Example 9.8

A certain experimental drug claims a cure rate of at least 75 percent for males with a disease. Describe both the Type I and Type II errors in context. Which error is the more serious?

Type I : A patient believes the cure rate for the drug is less than 75 percent when it actually is at least 75 percent.

Type II : A patient believes the experimental drug has at least a 75 percent cure rate when it has a cure rate that is less than 75 percent.

In this scenario, the Type II error contains the more severe consequence. If a patient believes the drug works at least 75 percent of the time, this most likely will influence the patient’s (and doctor’s) choice about whether to use the drug as a treatment option.

Determine both Type I and Type II errors for the following scenario:

Assume a null hypothesis, H 0 , that states the percentage of adults with jobs is at least 88 percent.

Identify the Type I and Type II errors from these four possible choices.

• Not to reject the null hypothesis that the percentage of adults who have jobs is at least 88 percent when that percentage is actually less than 88 percent
• Not to reject the null hypothesis that the percentage of adults who have jobs is at least 88 percent when the percentage is actually at least 88 percent
• Reject the null hypothesis that the percentage of adults who have jobs is at least 88 percent when the percentage is actually at least 88 percent
• Reject the null hypothesis that the percentage of adults who have jobs is at least 88 percent when that percentage is actually less than 88 percent

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The Difference Between Type I and Type II Errors in Hypothesis Testing

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The statistical practice of hypothesis testing is widespread not only in statistics but also throughout the natural and social sciences. When we conduct a hypothesis test there a couple of things that could go wrong. There are two kinds of errors, which by design cannot be avoided, and we must be aware that these errors exist. The errors are given the quite pedestrian names of type I and type II errors. What are type I and type II errors, and how we distinguish between them? Briefly:

• Type I errors happen when we reject a true null hypothesis
• Type II errors happen when we fail to reject a false null hypothesis

We will explore more background behind these types of errors with the goal of understanding these statements.

Hypothesis Testing

The process of hypothesis testing can seem to be quite varied with a multitude of test statistics. But the general process is the same. Hypothesis testing involves the statement of a null hypothesis and the selection of a level of significance . The null hypothesis is either true or false and represents the default claim for a treatment or procedure. For example, when examining the effectiveness of a drug, the null hypothesis would be that the drug has no effect on a disease.

After formulating the null hypothesis and choosing a level of significance, we acquire data through observation. Statistical calculations tell us whether or not we should reject the null hypothesis.

In an ideal world, we would always reject the null hypothesis when it is false, and we would not reject the null hypothesis when it is indeed true. But there are two other scenarios that are possible, each of which will result in an error.

Type I Error

The first kind of error that is possible involves the rejection of a null hypothesis that is actually true. This kind of error is called a type I error and is sometimes called an error of the first kind.

Type I errors are equivalent to false positives. Let’s go back to the example of a drug being used to treat a disease. If we reject the null hypothesis in this situation, then our claim is that the drug does, in fact, have some effect on a disease. But if the null hypothesis is true, then, in reality, the drug does not combat the disease at all. The drug is falsely claimed to have a positive effect on a disease.

Type I errors can be controlled. The value of alpha, which is related to the level of significance that we selected has a direct bearing on type I errors. Alpha is the maximum probability that we have a type I error. For a 95% confidence level, the value of alpha is 0.05. This means that there is a 5% probability that we will reject a true null hypothesis. In the long run, one out of every twenty hypothesis tests that we perform at this level will result in a type I error.

Type II Error

The other kind of error that is possible occurs when we do not reject a null hypothesis that is false. This sort of error is called a type II error and is also referred to as an error of the second kind.

Type II errors are equivalent to false negatives. If we think back again to the scenario in which we are testing a drug, what would a type II error look like? A type II error would occur if we accepted that the drug had no effect on a disease, but in reality, it did.

The probability of a type II error is given by the Greek letter beta. This number is related to the power or sensitivity of the hypothesis test, denoted by 1 – beta.

How to Avoid Errors

Type I and type II errors are part of the process of hypothesis testing. Although the errors cannot be completely eliminated, we can minimize one type of error.

Typically when we try to decrease the probability one type of error, the probability for the other type increases. We could decrease the value of alpha from 0.05 to 0.01, corresponding to a 99% level of confidence . However, if everything else remains the same, then the probability of a type II error will nearly always increase.

Many times the real world application of our hypothesis test will determine if we are more accepting of type I or type II errors. This will then be used when we design our statistical experiment.

• Type I and Type II Errors in Statistics
• Hypothesis Test Example
• What Is the Difference Between Alpha and P-Values?
• How to Conduct a Hypothesis Test
• What Is a P-Value?
• Scientific Method Vocabulary Terms
• An Example of a Hypothesis Test
• Hypothesis Test for the Difference of Two Population Proportions
• What 'Fail to Reject' Means in a Hypothesis Test
• What Level of Alpha Determines Statistical Significance?
• Null Hypothesis and Alternative Hypothesis
• The Runs Test for Random Sequences
• How to Do Hypothesis Tests With the Z.TEST Function in Excel
• Chi-Square Goodness of Fit Test
• An Example of Chi-Square Test for a Multinomial Experiment
• Functions with the T-Distribution in Excel

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• Ind Psychiatry J
• v.18(2); Jul-Dec 2009

Hypothesis testing, type I and type II errors

Amitav banerjee.

Department of Community Medicine, D. Y. Patil Medical College, Pune, India

U. B. Chitnis

S. l. jadhav, j. s. bhawalkar, s. chaudhury.

1 Department of Psychiatry, RINPAS, Kanke, Ranchi, India

Hypothesis testing is an important activity of empirical research and evidence-based medicine. A well worked up hypothesis is half the answer to the research question. For this, both knowledge of the subject derived from extensive review of the literature and working knowledge of basic statistical concepts are desirable. The present paper discusses the methods of working up a good hypothesis and statistical concepts of hypothesis testing.

Karl Popper is probably the most influential philosopher of science in the 20 th century (Wulff et al ., 1986). Many scientists, even those who do not usually read books on philosophy, are acquainted with the basic principles of his views on science. The popularity of Popper’s philosophy is due partly to the fact that it has been well explained in simple terms by, among others, the Nobel Prize winner Peter Medawar (Medawar, 1969). Popper makes the very important point that empirical scientists (those who stress on observations only as the starting point of research) put the cart in front of the horse when they claim that science proceeds from observation to theory, since there is no such thing as a pure observation which does not depend on theory. Popper states, “… the belief that we can start with pure observation alone, without anything in the nature of a theory, is absurd: As may be illustrated by the story of the man who dedicated his life to natural science, wrote down everything he could observe, and bequeathed his ‘priceless’ collection of observations to the Royal Society to be used as inductive (empirical) evidence.

STARTING POINT OF RESEARCH: HYPOTHESIS OR OBSERVATION?

The first step in the scientific process is not observation but the generation of a hypothesis which may then be tested critically by observations and experiments. Popper also makes the important claim that the goal of the scientist’s efforts is not the verification but the falsification of the initial hypothesis. It is logically impossible to verify the truth of a general law by repeated observations, but, at least in principle, it is possible to falsify such a law by a single observation. Repeated observations of white swans did not prove that all swans are white, but the observation of a single black swan sufficed to falsify that general statement (Popper, 1976).

CHARACTERISTICS OF A GOOD HYPOTHESIS

A good hypothesis must be based on a good research question. It should be simple, specific and stated in advance (Hulley et al ., 2001).

Hypothesis should be simple

A simple hypothesis contains one predictor and one outcome variable, e.g. positive family history of schizophrenia increases the risk of developing the condition in first-degree relatives. Here the single predictor variable is positive family history of schizophrenia and the outcome variable is schizophrenia. A complex hypothesis contains more than one predictor variable or more than one outcome variable, e.g., a positive family history and stressful life events are associated with an increased incidence of Alzheimer’s disease. Here there are 2 predictor variables, i.e., positive family history and stressful life events, while one outcome variable, i.e., Alzheimer’s disease. Complex hypothesis like this cannot be easily tested with a single statistical test and should always be separated into 2 or more simple hypotheses.

Hypothesis should be specific

A specific hypothesis leaves no ambiguity about the subjects and variables, or about how the test of statistical significance will be applied. It uses concise operational definitions that summarize the nature and source of the subjects and the approach to measuring variables (History of medication with tranquilizers, as measured by review of medical store records and physicians’ prescriptions in the past year, is more common in patients who attempted suicides than in controls hospitalized for other conditions). This is a long-winded sentence, but it explicitly states the nature of predictor and outcome variables, how they will be measured and the research hypothesis. Often these details may be included in the study proposal and may not be stated in the research hypothesis. However, they should be clear in the mind of the investigator while conceptualizing the study.

Hypothesis should be stated in advance

The hypothesis must be stated in writing during the proposal state. This will help to keep the research effort focused on the primary objective and create a stronger basis for interpreting the study’s results as compared to a hypothesis that emerges as a result of inspecting the data. The habit of post hoc hypothesis testing (common among researchers) is nothing but using third-degree methods on the data (data dredging), to yield at least something significant. This leads to overrating the occasional chance associations in the study.

TYPES OF HYPOTHESES

For the purpose of testing statistical significance, hypotheses are classified by the way they describe the expected difference between the study groups.

Null and alternative hypotheses

The null hypothesis states that there is no association between the predictor and outcome variables in the population (There is no difference between tranquilizer habits of patients with attempted suicides and those of age- and sex- matched “control” patients hospitalized for other diagnoses). The null hypothesis is the formal basis for testing statistical significance. By starting with the proposition that there is no association, statistical tests can estimate the probability that an observed association could be due to chance.

The proposition that there is an association — that patients with attempted suicides will report different tranquilizer habits from those of the controls — is called the alternative hypothesis. The alternative hypothesis cannot be tested directly; it is accepted by exclusion if the test of statistical significance rejects the null hypothesis.

One- and two-tailed alternative hypotheses

A one-tailed (or one-sided) hypothesis specifies the direction of the association between the predictor and outcome variables. The prediction that patients of attempted suicides will have a higher rate of use of tranquilizers than control patients is a one-tailed hypothesis. A two-tailed hypothesis states only that an association exists; it does not specify the direction. The prediction that patients with attempted suicides will have a different rate of tranquilizer use — either higher or lower than control patients — is a two-tailed hypothesis. (The word tails refers to the tail ends of the statistical distribution such as the familiar bell-shaped normal curve that is used to test a hypothesis. One tail represents a positive effect or association; the other, a negative effect.) A one-tailed hypothesis has the statistical advantage of permitting a smaller sample size as compared to that permissible by a two-tailed hypothesis. Unfortunately, one-tailed hypotheses are not always appropriate; in fact, some investigators believe that they should never be used. However, they are appropriate when only one direction for the association is important or biologically meaningful. An example is the one-sided hypothesis that a drug has a greater frequency of side effects than a placebo; the possibility that the drug has fewer side effects than the placebo is not worth testing. Whatever strategy is used, it should be stated in advance; otherwise, it would lack statistical rigor. Data dredging after it has been collected and post hoc deciding to change over to one-tailed hypothesis testing to reduce the sample size and P value are indicative of lack of scientific integrity.

STATISTICAL PRINCIPLES OF HYPOTHESIS TESTING

A hypothesis (for example, Tamiflu [oseltamivir], drug of choice in H1N1 influenza, is associated with an increased incidence of acute psychotic manifestations) is either true or false in the real world. Because the investigator cannot study all people who are at risk, he must test the hypothesis in a sample of that target population. No matter how many data a researcher collects, he can never absolutely prove (or disprove) his hypothesis. There will always be a need to draw inferences about phenomena in the population from events observed in the sample (Hulley et al ., 2001). In some ways, the investigator’s problem is similar to that faced by a judge judging a defendant [ Table 1 ]. The absolute truth whether the defendant committed the crime cannot be determined. Instead, the judge begins by presuming innocence — the defendant did not commit the crime. The judge must decide whether there is sufficient evidence to reject the presumed innocence of the defendant; the standard is known as beyond a reasonable doubt. A judge can err, however, by convicting a defendant who is innocent, or by failing to convict one who is actually guilty. In similar fashion, the investigator starts by presuming the null hypothesis, or no association between the predictor and outcome variables in the population. Based on the data collected in his sample, the investigator uses statistical tests to determine whether there is sufficient evidence to reject the null hypothesis in favor of the alternative hypothesis that there is an association in the population. The standard for these tests is shown as the level of statistical significance.

The analogy between judge’s decisions and statistical tests

TYPE I (ALSO KNOWN AS ‘α’) AND TYPE II (ALSO KNOWN AS ‘β’)ERRORS

Just like a judge’s conclusion, an investigator’s conclusion may be wrong. Sometimes, by chance alone, a sample is not representative of the population. Thus the results in the sample do not reflect reality in the population, and the random error leads to an erroneous inference. A type I error (false-positive) occurs if an investigator rejects a null hypothesis that is actually true in the population; a type II error (false-negative) occurs if the investigator fails to reject a null hypothesis that is actually false in the population. Although type I and type II errors can never be avoided entirely, the investigator can reduce their likelihood by increasing the sample size (the larger the sample, the lesser is the likelihood that it will differ substantially from the population).

False-positive and false-negative results can also occur because of bias (observer, instrument, recall, etc.). (Errors due to bias, however, are not referred to as type I and type II errors.) Such errors are troublesome, since they may be difficult to detect and cannot usually be quantified.

EFFECT SIZE

The likelihood that a study will be able to detect an association between a predictor variable and an outcome variable depends, of course, on the actual magnitude of that association in the target population. If it is large (such as 90% increase in the incidence of psychosis in people who are on Tamiflu), it will be easy to detect in the sample. Conversely, if the size of the association is small (such as 2% increase in psychosis), it will be difficult to detect in the sample. Unfortunately, the investigator often does not know the actual magnitude of the association — one of the purposes of the study is to estimate it. Instead, the investigator must choose the size of the association that he would like to be able to detect in the sample. This quantity is known as the effect size. Selecting an appropriate effect size is the most difficult aspect of sample size planning. Sometimes, the investigator can use data from other studies or pilot tests to make an informed guess about a reasonable effect size. When there are no data with which to estimate it, he can choose the smallest effect size that would be clinically meaningful, for example, a 10% increase in the incidence of psychosis. Of course, from the public health point of view, even a 1% increase in psychosis incidence would be important. Thus the choice of the effect size is always somewhat arbitrary, and considerations of feasibility are often paramount. When the number of available subjects is limited, the investigator may have to work backward to determine whether the effect size that his study will be able to detect with that number of subjects is reasonable.

α,β,AND POWER

After a study is completed, the investigator uses statistical tests to try to reject the null hypothesis in favor of its alternative (much in the same way that a prosecuting attorney tries to convince a judge to reject innocence in favor of guilt). Depending on whether the null hypothesis is true or false in the target population, and assuming that the study is free of bias, 4 situations are possible, as shown in Table 2 below. In 2 of these, the findings in the sample and reality in the population are concordant, and the investigator’s inference will be correct. In the other 2 situations, either a type I (α) or a type II (β) error has been made, and the inference will be incorrect.

Truth in the population versus the results in the study sample: The four possibilities

The investigator establishes the maximum chance of making type I and type II errors in advance of the study. The probability of committing a type I error (rejecting the null hypothesis when it is actually true) is called α (alpha) the other name for this is the level of statistical significance.

If a study of Tamiflu and psychosis is designed with α = 0.05, for example, then the investigator has set 5% as the maximum chance of incorrectly rejecting the null hypothesis (and erroneously inferring that use of Tamiflu and psychosis incidence are associated in the population). This is the level of reasonable doubt that the investigator is willing to accept when he uses statistical tests to analyze the data after the study is completed.

The probability of making a type II error (failing to reject the null hypothesis when it is actually false) is called β (beta). The quantity (1 - β) is called power, the probability of observing an effect in the sample (if one), of a specified effect size or greater exists in the population.

If β is set at 0.10, then the investigator has decided that he is willing to accept a 10% chance of missing an association of a given effect size between Tamiflu and psychosis. This represents a power of 0.90, i.e., a 90% chance of finding an association of that size. For example, suppose that there really would be a 30% increase in psychosis incidence if the entire population took Tamiflu. Then 90 times out of 100, the investigator would observe an effect of that size or larger in his study. This does not mean, however, that the investigator will be absolutely unable to detect a smaller effect; just that he will have less than 90% likelihood of doing so.

Ideally alpha and beta errors would be set at zero, eliminating the possibility of false-positive and false-negative results. In practice they are made as small as possible. Reducing them, however, usually requires increasing the sample size. Sample size planning aims at choosing a sufficient number of subjects to keep alpha and beta at acceptably low levels without making the study unnecessarily expensive or difficult.

Many studies s et al pha at 0.05 and beta at 0.20 (a power of 0.80). These are somewhat arbitrary values, and others are sometimes used; the conventional range for alpha is between 0.01 and 0.10; and for beta, between 0.05 and 0.20. In general the investigator should choose a low value of alpha when the research question makes it particularly important to avoid a type I (false-positive) error, and he should choose a low value of beta when it is especially important to avoid a type II error.

The null hypothesis acts like a punching bag: It is assumed to be true in order to shadowbox it into false with a statistical test. When the data are analyzed, such tests determine the P value, the probability of obtaining the study results by chance if the null hypothesis is true. The null hypothesis is rejected in favor of the alternative hypothesis if the P value is less than alpha, the predetermined level of statistical significance (Daniel, 2000). “Nonsignificant” results — those with P value greater than alpha — do not imply that there is no association in the population; they only mean that the association observed in the sample is small compared with what could have occurred by chance alone. For example, an investigator might find that men with family history of mental illness were twice as likely to develop schizophrenia as those with no family history, but with a P value of 0.09. This means that even if family history and schizophrenia were not associated in the population, there was a 9% chance of finding such an association due to random error in the sample. If the investigator had set the significance level at 0.05, he would have to conclude that the association in the sample was “not statistically significant.” It might be tempting for the investigator to change his mind about the level of statistical significance ex post facto and report the results “showed statistical significance at P < 10”. A better choice would be to report that the “results, although suggestive of an association, did not achieve statistical significance ( P = .09)”. This solution acknowledges that statistical significance is not an “all or none” situation.

Hypothesis testing is the sheet anchor of empirical research and in the rapidly emerging practice of evidence-based medicine. However, empirical research and, ipso facto, hypothesis testing have their limits. The empirical approach to research cannot eliminate uncertainty completely. At the best, it can quantify uncertainty. This uncertainty can be of 2 types: Type I error (falsely rejecting a null hypothesis) and type II error (falsely accepting a null hypothesis). The acceptable magnitudes of type I and type II errors are set in advance and are important for sample size calculations. Another important point to remember is that we cannot ‘prove’ or ‘disprove’ anything by hypothesis testing and statistical tests. We can only knock down or reject the null hypothesis and by default accept the alternative hypothesis. If we fail to reject the null hypothesis, we accept it by default.

Source of Support: Nil

Conflict of Interest: None declared.

• Daniel W. W. In: Biostatistics. 7th ed. New York: John Wiley and Sons, Inc; 2002. Hypothesis testing; pp. 204–294. [ Google Scholar ]
• Hulley S. B, Cummings S. R, Browner W. S, Grady D, Hearst N, Newman T. B. 2nd ed. Philadelphia: Lippincott Williams and Wilkins; 2001. Getting ready to estimate sample size: Hypothesis and underlying principles In: Designing Clinical Research-An epidemiologic approach; pp. 51–63. [ Google Scholar ]
• Medawar P. B. Philadelphia: American Philosophical Society; 1969. Induction and intuition in scientific thought. [ Google Scholar ]
• Popper K. Unended Quest. An Intellectual Autobiography. Fontana Collins; p. 42. [ Google Scholar ]
• Wulff H. R, Pedersen S. A, Rosenberg R. Oxford: Blackwell Scientific Publicatons; Empirism and Realism: A philosophical problem. In: Philosophy of Medicine. [ Google Scholar ]

• Math Article
• Type I And Type Ii Errors

Type I and Type II Errors

Type I and Type II errors are subjected to the result of the null hypothesis. In case of type I or type-1 error, the null hypothesis is rejected though it is true whereas type II or type-2 error, the null hypothesis is not rejected even when the alternative hypothesis is true. Both the error type-i and type-ii are also known as “ false negative ”. A lot of statistical theory rotates around the reduction of one or both of these errors, still, the total elimination of both is explained as a statistical impossibility.

Type I Error

A type I error appears when the null hypothesis (H 0 ) of an experiment is true, but still, it is rejected. It is stating something which is not present or a false hit. A type I error is often called a false positive (an event that shows that a given condition is present when it is absent). In words of community tales, a person may see the bear when there is none (raising a false alarm) where the null hypothesis (H 0 ) contains the statement: “There is no bear”.

The type I error significance level or rate level is the probability of refusing the null hypothesis given that it is true. It is represented by Greek letter α (alpha) and is also known as alpha level. Usually, the significance level or the probability of type i error is set to 0.05 (5%), assuming that it is satisfactory to have a 5% probability of inaccurately rejecting the null hypothesis.

Type II Error

A type II error appears when the null hypothesis is false but mistakenly fails to be refused. It is losing to state what is present and a miss. A type II error is also known as false negative (where a real hit was rejected by the test and is observed as a miss), in an experiment checking for a condition with a final outcome of true or false.

A type II error is assigned when a true alternative hypothesis is not acknowledged. In other words, an examiner may miss discovering the bear when in fact a bear is present (hence fails in raising the alarm). Again, H0, the null hypothesis, consists of the statement that, “There is no bear”, wherein, if a wolf is indeed present, is a type II error on the part of the investigator. Here, the bear either exists or does not exist within given circumstances, the question arises here is if it is correctly identified or not, either missing detecting it when it is present, or identifying it when it is not present.

The rate level of the type II error is represented by the Greek letter β (beta) and linked to the power of a test (which equals 1−β).

Also, read:

Table of Type I and Type II Error

The relationship between truth or false of the null hypothesis and outcomes or result of the test is given in the tabular form:

Type I and Type II Errors Example

Check out some real-life examples to understand the type-i and type-ii error in the null hypothesis.

Example 1 : Let us consider a null hypothesis – A man is not guilty of a crime.

Then in this case:

Example 2: Null hypothesis- A patient’s signs after treatment A, are the same from a placebo.

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• Null and Alternative Hypotheses | Definitions & Examples

Null & Alternative Hypotheses | Definitions, Templates & Examples

Published on May 6, 2022 by Shaun Turney . Revised on June 22, 2023.

The null and alternative hypotheses are two competing claims that researchers weigh evidence for and against using a statistical test :

• Null hypothesis ( H 0 ): There’s no effect in the population .
• Alternative hypothesis ( H a or H 1 ) : There’s an effect in the population.

Table of contents

Answering your research question with hypotheses, what is a null hypothesis, what is an alternative hypothesis, similarities and differences between null and alternative hypotheses, how to write null and alternative hypotheses, other interesting articles, frequently asked questions.

The null and alternative hypotheses offer competing answers to your research question . When the research question asks “Does the independent variable affect the dependent variable?”:

• The null hypothesis ( H 0 ) answers “No, there’s no effect in the population.”
• The alternative hypothesis ( H a ) answers “Yes, there is an effect in the population.”

The null and alternative are always claims about the population. That’s because the goal of hypothesis testing is to make inferences about a population based on a sample . Often, we infer whether there’s an effect in the population by looking at differences between groups or relationships between variables in the sample. It’s critical for your research to write strong hypotheses .

You can use a statistical test to decide whether the evidence favors the null or alternative hypothesis. Each type of statistical test comes with a specific way of phrasing the null and alternative hypothesis. However, the hypotheses can also be phrased in a general way that applies to any test.

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The null hypothesis is the claim that there’s no effect in the population.

If the sample provides enough evidence against the claim that there’s no effect in the population ( p ≤ α), then we can reject the null hypothesis . Otherwise, we fail to reject the null hypothesis.

Although “fail to reject” may sound awkward, it’s the only wording that statisticians accept . Be careful not to say you “prove” or “accept” the null hypothesis.

Null hypotheses often include phrases such as “no effect,” “no difference,” or “no relationship.” When written in mathematical terms, they always include an equality (usually =, but sometimes ≥ or ≤).

You can never know with complete certainty whether there is an effect in the population. Some percentage of the time, your inference about the population will be incorrect. When you incorrectly reject the null hypothesis, it’s called a type I error . When you incorrectly fail to reject it, it’s a type II error.

Examples of null hypotheses

The table below gives examples of research questions and null hypotheses. There’s always more than one way to answer a research question, but these null hypotheses can help you get started.

*Note that some researchers prefer to always write the null hypothesis in terms of “no effect” and “=”. It would be fine to say that daily meditation has no effect on the incidence of depression and p 1 = p 2 .

The alternative hypothesis ( H a ) is the other answer to your research question . It claims that there’s an effect in the population.

Often, your alternative hypothesis is the same as your research hypothesis. In other words, it’s the claim that you expect or hope will be true.

The alternative hypothesis is the complement to the null hypothesis. Null and alternative hypotheses are exhaustive, meaning that together they cover every possible outcome. They are also mutually exclusive, meaning that only one can be true at a time.

Alternative hypotheses often include phrases such as “an effect,” “a difference,” or “a relationship.” When alternative hypotheses are written in mathematical terms, they always include an inequality (usually ≠, but sometimes < or >). As with null hypotheses, there are many acceptable ways to phrase an alternative hypothesis.

Examples of alternative hypotheses

The table below gives examples of research questions and alternative hypotheses to help you get started with formulating your own.

Null and alternative hypotheses are similar in some ways:

• They’re both answers to the research question.
• They both make claims about the population.
• They’re both evaluated by statistical tests.

However, there are important differences between the two types of hypotheses, summarized in the following table.

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To help you write your hypotheses, you can use the template sentences below. If you know which statistical test you’re going to use, you can use the test-specific template sentences. Otherwise, you can use the general template sentences.

General template sentences

The only thing you need to know to use these general template sentences are your dependent and independent variables. To write your research question, null hypothesis, and alternative hypothesis, fill in the following sentences with your variables:

Does independent variable affect dependent variable ?

• Null hypothesis ( H 0 ): Independent variable does not affect dependent variable.
• Alternative hypothesis ( H a ): Independent variable affects dependent variable.

Test-specific template sentences

Once you know the statistical test you’ll be using, you can write your hypotheses in a more precise and mathematical way specific to the test you chose. The table below provides template sentences for common statistical tests.

Note: The template sentences above assume that you’re performing one-tailed tests . One-tailed tests are appropriate for most studies.

If you want to know more about statistics , methodology , or research bias , make sure to check out some of our other articles with explanations and examples.

• Normal distribution
• Descriptive statistics
• Measures of central tendency
• Correlation coefficient

Methodology

• Cluster sampling
• Stratified sampling
• Types of interviews
• Cohort study
• Thematic analysis

Research bias

• Implicit bias
• Cognitive bias
• Survivorship bias
• Availability heuristic
• Nonresponse bias
• Regression to the mean

Hypothesis testing is a formal procedure for investigating our ideas about the world using statistics. It is used by scientists to test specific predictions, called hypotheses , by calculating how likely it is that a pattern or relationship between variables could have arisen by chance.

Null and alternative hypotheses are used in statistical hypothesis testing . The null hypothesis of a test always predicts no effect or no relationship between variables, while the alternative hypothesis states your research prediction of an effect or relationship.

The null hypothesis is often abbreviated as H 0 . When the null hypothesis is written using mathematical symbols, it always includes an equality symbol (usually =, but sometimes ≥ or ≤).

The alternative hypothesis is often abbreviated as H a or H 1 . When the alternative hypothesis is written using mathematical symbols, it always includes an inequality symbol (usually ≠, but sometimes < or >).

A research hypothesis is your proposed answer to your research question. The research hypothesis usually includes an explanation (“ x affects y because …”).

A statistical hypothesis, on the other hand, is a mathematical statement about a population parameter. Statistical hypotheses always come in pairs: the null and alternative hypotheses . In a well-designed study , the statistical hypotheses correspond logically to the research hypothesis.

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7.7: The Two Errors in Null Hypothesis Significance Testing

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• Page ID 17354

• Michelle Oja
• Taft College

Before going into details about how a statistical test is constructed, it’s useful to understand the philosophy behind it. We hinted at it when pointing out the similarity between a null hypothesis test and a criminal trial, but let's be explicit.

Ideally, we would like to construct our test so that we never make any errors. Unfortunately, since the world is messy, this is never possible . Sometimes you’re just really unlucky: for instance, suppose you flip a coin 10 times in a row and it comes up heads all 10 times. That feels like very strong evidence that the coin is biased, but of course there’s a 1 in 1024 chance that this would happen even if the coin was totally fair. In other words, in real life we always have to accept that there’s a chance that we made the wrong statistical decision. The goal behind statistical hypothesis testing is not to eliminate errors, because that's impossible, but to minimize them.

At this point, we need to be a bit more precise about what we mean by “errors”. Firstly, let’s state the obvious: it is either the case that the null hypothesis is true, or it is false.  The means are either similar or they ar not.  The sample is either from the population, or it is not.  Our test will either reject the null hypothesis or retain it.  So, as the Table \(\PageIndex{1}\) illustrates, after we run the test and make our choice, one of four things might have happened:

As a consequence there are actually two different types of error here. If we reject a null hypothesis that is actually true, then we have made a type I error . On the other hand, if we retain the null hypothesis when it is in fact false, then we have made a type II error .  Note that this does not mean that you, as the statistician, made a mistake.  It means that, even when all evidence supports a conclusion, just by chance, you might have a wonky sample that shows you something that isn't true.

Errors in Null Hypothesis Significance Testing

Type i error.

• The sample is from the population, but we say that it’s not (rejecting the null).
• Saying there is a mean difference when there really isn’t one!
• alpha (α, a weird a)
• False positive

Type II Error

• The sample is from a different population, but we say that the means are similar (retaining the null).
• Saying there is not a mean difference when there really is one!
• beta (β, a weird B)
• Missed effect

Why the Two Types of Errors Matter

Null Hypothesis Significance Testing (NHST) is based on the idea that large mean differences would be rare if the sample was from the population.  So, if the sample mean is different enough (greater than the critical value) then the effect would be rare enough (< .05) to reject the null hypothesis and conclude that the means are different (the sample is not from the population).  However, about 5% of the times when we reject the null hypothesis, saying that the sample is from a different population, because we are wrong .  Null Hypothesis Significance Testing is not a “sure thing.”  Instead, we have a known error rate (5%). Because of this, replication is emphasized to further support research hypotheses.  For research and statistics, “replication” means that we do many experiments to test the same idea.  We do this in the hopes that we might get a wonky sample 5% of the time, but if we do enough experiments we will recognize the wonky 5%.

Remember how statistical testing was kind of like a criminal trial? Well,a criminal trial requires that you establish “beyond a reasonable doubt” that the defendant did it. All of the evidentiary rules are (in theory, at least) designed to ensure that there’s (almost) no chance of wrongfully convicting an innocent defendant. The trial is designed to protect the rights of a defendant: as the English jurist William Blackstone famously said, it is “better that ten guilty persons escape than that one innocent suffer.” In other words, a criminal trial doesn’t treat the two types of error in the same way:  punishing the innocent is deemed to be much worse than letting the guilty go free. A statistical test is pretty much the same: the single most important design principle of the test is to control the probability of a type I error, to keep it below some fixed probability (we use 5%). This probability, which is denoted α, is called the significance level of the test (or sometimes, the size of the test). 

Introduction to Power

So, what about the type II error rate? Well, we’d also like to keep those under control too, and we denote this probability by β (beta). However, it’s much more common to refer to the power of the test, which is the probability with which we reject a null hypothesis when it really is false, which is 1−β. To help keep this straight, here’s the same table again, but with the relevant numbers added:

“powerful” hypothesis test is one that has a small value of β, while still keeping α fixed at some (small) desired level. By convention, scientists usually use 5% (p = .05, α levels of .05) as the marker for Type I errors (although we also use of lower α levels of 01 and .001 when we find something that appears to be really rare). The tests are designed to ensure that the α level is kept small (accidently rejecting a null hypothesis when it is true), but there’s no corresponding guarantee regarding β (accidently retaining the null hypothesis when the null hypothesis is actually false). We’d certainly like the type II error rate to be small, and we try to design tests that keep it small, but this is very much secondary to the overwhelming need to control the type I error rate. As Blackstone might have said if he were a statistician, it is “better to retain 10 false null hypotheses than to reject a single true one”.  To add complication, some researchers don't agree with this philosophy, believing that there are situations where it makes sense, and situations where I think it doesn’t.  But that’s neither here nor there. It’s how the tests are built.

Can we decrease the chance of Type I Error and decrease the chance of Type II Error?  Can we make fewer false positives and miss fewer real differences?

Unfortunately, no.  If we want fewer false positive, then we will miss more real effects.  What we can do is increase the power of finding any real differences.  We'll talk a little more about Power in terms of statistical analyses next.  

Contributors and Attributions

• Danielle Navarro  ( University of New South Wales )

Dr. MO ( Taft College )