how to write a problem statement for a dissertation

The Research Problem & Statement

What they are & how to write them (with examples)

By: Derek Jansen (MBA) | Expert Reviewed By: Eunice Rautenbach (DTech) | March 2023

If you’re new to academic research, you’re bound to encounter the concept of a “ research problem ” or “ problem statement ” fairly early in your learning journey. Having a good research problem is essential, as it provides a foundation for developing high-quality research, from relatively small research papers to a full-length PhD dissertations and theses.

In this post, we’ll unpack what a research problem is and how it’s related to a problem statement . We’ll also share some examples and provide a step-by-step process you can follow to identify and evaluate study-worthy research problems for your own project.

Overview: Research Problem 101

What is a research problem.

• What is a problem statement?

Where do research problems come from?

• How to find a suitable research problem
• Key takeaways

A research problem is, at the simplest level, the core issue that a study will try to solve or (at least) examine. In other words, it’s an explicit declaration about the problem that your dissertation, thesis or research paper will address. More technically, it identifies the research gap that the study will attempt to fill (more on that later).

Let’s look at an example to make the research problem a little more tangible.

To justify a hypothetical study, you might argue that there’s currently a lack of research regarding the challenges experienced by first-generation college students when writing their dissertations [ PROBLEM ] . As a result, these students struggle to successfully complete their dissertations, leading to higher-than-average dropout rates [ CONSEQUENCE ]. Therefore, your study will aim to address this lack of research – i.e., this research problem [ SOLUTION ].

A research problem can be theoretical in nature, focusing on an area of academic research that is lacking in some way. Alternatively, a research problem can be more applied in nature, focused on finding a practical solution to an established problem within an industry or an organisation. In other words, theoretical research problems are motivated by the desire to grow the overall body of knowledge , while applied research problems are motivated by the need to find practical solutions to current real-world problems (such as the one in the example above).

As you can probably see, the research problem acts as the driving force behind any study , as it directly shapes the research aims, objectives and research questions , as well as the research approach. Therefore, it’s really important to develop a very clearly articulated research problem before you even start your research proposal . A vague research problem will lead to unfocused, potentially conflicting research aims, objectives and research questions .

What is a research problem statement?

As the name suggests, a problem statement (within a research context, at least) is an explicit statement that clearly and concisely articulates the specific research problem your study will address. While your research problem can span over multiple paragraphs, your problem statement should be brief , ideally no longer than one paragraph . Importantly, it must clearly state what the problem is (whether theoretical or practical in nature) and how the study will address it.

Here’s an example of a statement of the problem in a research context:

Rural communities across Ghana lack access to clean water, leading to high rates of waterborne illnesses and infant mortality. Despite this, there is little research investigating the effectiveness of community-led water supply projects within the Ghanaian context. Therefore, this study aims to investigate the effectiveness of such projects in improving access to clean water and reducing rates of waterborne illnesses in these communities.

As you can see, this problem statement clearly and concisely identifies the issue that needs to be addressed (i.e., a lack of research regarding the effectiveness of community-led water supply projects) and the research question that the study aims to answer (i.e., are community-led water supply projects effective in reducing waterborne illnesses?), all within one short paragraph.

Need a helping hand?

Wherever there is a lack of well-established and agreed-upon academic literature , there is an opportunity for research problems to arise, since there is a paucity of (credible) knowledge. In other words, research problems are derived from research gaps . These gaps can arise from various sources, including the emergence of new frontiers or new contexts, as well as disagreements within the existing research.

Let’s look at each of these scenarios:

New frontiers – new technologies, discoveries or breakthroughs can open up entirely new frontiers where there is very little existing research, thereby creating fresh research gaps. For example, as generative AI technology became accessible to the general public in 2023, the full implications and knock-on effects of this were (or perhaps, still are) largely unknown and therefore present multiple avenues for researchers to explore.

New contexts – very often, existing research tends to be concentrated on specific contexts and geographies. Therefore, even within well-studied fields, there is often a lack of research within niche contexts. For example, just because a study finds certain results within a western context doesn’t mean that it would necessarily find the same within an eastern context. If there’s reason to believe that results may vary across these geographies, a potential research gap emerges.

Disagreements – within many areas of existing research, there are (quite naturally) conflicting views between researchers, where each side presents strong points that pull in opposing directions. In such cases, it’s still somewhat uncertain as to which viewpoint (if any) is more accurate. As a result, there is room for further research in an attempt to “settle” the debate.

Of course, many other potential scenarios can give rise to research gaps, and consequently, research problems, but these common ones are a useful starting point. If you’re interested in research gaps, you can learn more here .

How to find a research problem

Given that research problems flow from research gaps , finding a strong research problem for your research project means that you’ll need to first identify a clear research gap. Below, we’ll present a four-step process to help you find and evaluate potential research problems.

If you’ve read our other articles about finding a research topic , you’ll find the process below very familiar as the research problem is the foundation of any study . In other words, finding a research problem is much the same as finding a research topic.

Step 1 – Identify your area of interest

Naturally, the starting point is to first identify a general area of interest . Chances are you already have something in mind, but if not, have a look at past dissertations and theses within your institution to get some inspiration. These present a goldmine of information as they’ll not only give you ideas for your own research, but they’ll also help you see exactly what the norms and expectations are for these types of projects.

At this stage, you don’t need to get super specific. The objective is simply to identify a couple of potential research areas that interest you. For example, if you’re undertaking research as part of a business degree, you may be interested in social media marketing strategies for small businesses, leadership strategies for multinational companies, etc.

Depending on the type of project you’re undertaking, there may also be restrictions or requirements regarding what topic areas you’re allowed to investigate, what type of methodology you can utilise, etc. So, be sure to first familiarise yourself with your institution’s specific requirements and keep these front of mind as you explore potential research ideas.

Step 2 – Review the literature and develop a shortlist

Once you’ve decided on an area that interests you, it’s time to sink your teeth into the literature . In other words, you’ll need to familiarise yourself with the existing research regarding your interest area. Google Scholar is a good starting point for this, as you can simply enter a few keywords and quickly get a feel for what’s out there. Keep an eye out for recent literature reviews and systematic review-type journal articles, as these will provide a good overview of the current state of research.

At this stage, you don’t need to read every journal article from start to finish . A good strategy is to pay attention to the abstract, intro and conclusion , as together these provide a snapshot of the key takeaways. As you work your way through the literature, keep an eye out for what’s missing – in other words, what questions does the current research not answer adequately (or at all)? Importantly, pay attention to the section titled “ further research is needed ”, typically found towards the very end of each journal article. This section will specifically outline potential research gaps that you can explore, based on the current state of knowledge (provided the article you’re looking at is recent).

Take the time to engage with the literature and develop a big-picture understanding of the current state of knowledge. Reviewing the literature takes time and is an iterative process , but it’s an essential part of the research process, so don’t cut corners at this stage.

As you work through the review process, take note of any potential research gaps that are of interest to you. From there, develop a shortlist of potential research gaps (and resultant research problems) – ideally 3 – 5 options that interest you.

Step 3 – Evaluate your potential options

Once you’ve developed your shortlist, you’ll need to evaluate your options to identify a winner. There are many potential evaluation criteria that you can use, but we’ll outline three common ones here: value, practicality and personal appeal.

Value – a good research problem needs to create value when successfully addressed. Ask yourself:

• Who will this study benefit (e.g., practitioners, researchers, academia)?
• How will it benefit them specifically?
• How much will it benefit them?

Practicality – a good research problem needs to be manageable in light of your resources. Ask yourself:

• What data will I need access to?
• What knowledge and skills will I need to undertake the analysis?
• What equipment or software will I need to process and/or analyse the data?
• How much time will I need?
• What costs might I incur?

Personal appeal – a research project is a commitment, so the research problem that you choose needs to be genuinely attractive and interesting to you. Ask yourself:

• How appealing is the prospect of solving this research problem (on a scale of 1 – 10)?
• Why, specifically, is it attractive (or unattractive) to me?
• Does the research align with my longer-term goals (e.g., career goals, educational path, etc)?

Depending on how many potential options you have, you may want to consider creating a spreadsheet where you numerically rate each of the options in terms of these criteria. Remember to also include any criteria specified by your institution . From there, tally up the numbers and pick a winner.

Step 4 – Craft your problem statement

Once you’ve selected your research problem, the final step is to craft a problem statement. Remember, your problem statement needs to be a concise outline of what the core issue is and how your study will address it. Aim to fit this within one paragraph – don’t waffle on. Have a look at the problem statement example we mentioned earlier if you need some inspiration.

Key Takeaways

We’ve covered a lot of ground. Let’s do a quick recap of the key takeaways:

• A research problem is an explanation of the issue that your study will try to solve. This explanation needs to highlight the problem , the consequence and the solution or response.
• A problem statement is a clear and concise summary of the research problem , typically contained within one paragraph.
• Research problems emerge from research gaps , which themselves can emerge from multiple potential sources, including new frontiers, new contexts or disagreements within the existing literature.
• To find a research problem, you need to first identify your area of interest , then review the literature and develop a shortlist, after which you’ll evaluate your options, select a winner and craft a problem statement .

Psst… there’s more (for free)

This post is part of our dissertation mini-course, which covers everything you need to get started with your dissertation, thesis or research project. 

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Crafting a Compelling Problem Statement Dissertation

Explore the art of crafting a clear, impactful, and compelling problem statement dissertation for your paper.

A precise and compelling problem statement is a cornerstone of success in any field of problem-solving, whether you are a student, an entrepreneur, or someone seeking impactful change.

As we explore the art and science of defining a problem statement dissertation in this blog, we will clarify its boundaries, capture the essence of the challenge, and set the stage for innovative solutions. To master this critical skill, we’ll examine techniques, tips, and examples, giving you the clarity and purpose you need to solve complex problems.

It doesn’t matter whether you’re striving for improved processes, brainstorming new research ideas, or just looking to enhance your problem-solving arsenal, our approach to defining a compelling, precise, and focused problem statement dissertation will serve as your guiding light. It’s time to take this journey together and unlock the power of excellence in problem statement writing.

With that said, let’s begin our exploration of this fundamental skill for achieving remarkable results and driving positive change.

Problem Statement

When tackling a problem, the problem statement serves as the compass that guides your efforts. Clearly and concisely articulating a challenge or issue that needs to be addressed is the purpose of a problem statement. Defining the problem’s scope, context, and importance is an essential part of the problem-solving process.

Identifying the problem and describing its impact on beneficiaries and the environment are essential elements of a well-crafted problem statement. As a result, it lays the groundwork for understanding the root causes and possible solutions.

Essentially, the purpose of a problem statement is to guide individuals and teams through the complex terrain of problem-solving. This is the basis for building strategies, designing solutions, and measuring progress. By aligning efforts, focusing resources, and working purposefully, one can resolve the problem at hand. The first step towards achieving meaningful outcomes in innovation and decision-making lies in well-defined problem statements.

Also read: What Is The Problem Statement, And How Should It Be Framed?

Components Of A Problem Statement

An effective problem-solving process begins with a well-structured problem statement. By following it, you will be able to ensure you are on the right track towards understanding and resolving the issue. A robust problem statement includes the following components:

• Definition of the Problem: Begin by defining the problem clearly and concisely. Describe the issue without unnecessary jargon or ambiguity in your “what” of your problem statement.
• Context: It’s important to understand the context. Describe the problem in some detail, including when and where it occurs. In this way, your audience can gain a better understanding of how and why the problem exists.
• Scope Definition: Identify the problem’s boundaries clearly. Clearly define what your statement encompasses and what it does not. The purpose of this is to avoid misunderstandings and to ensure everyone is on the same page.
• The Problem’s Magnitude or Impact: Explain how large the problem is and how it impacts the community. Is it affecting individuals, organizations, or the community at large? In order to convey the severity of the problem, it is helpful to quantify its impact.
• Identification of Stakeholders: Determine which key players are involved. How will the problem be addressed, and who is directly affected? When solving problems collaboratively, it is essential to acknowledge stakeholders.
• The Objective: Explain what you hope to accomplish by solving the problem. In the end, what do you hope to accomplish? By doing this, your problem-solving efforts and potential solutions will be guided in the right direction.
• Limitations or Restrictions: Are there any limitations or restrictions that need to be considered? Resource limitations, budget constraints, or time constraints may apply. For realistic planning, it is essential to acknowledge constraints.
• An Analysis of Possible Root Causes: Identifying possible root causes can be insightful, though it is not always included. Understanding why and how the problem occurs lays a foundation for effective solutions.

Also read: From Symptoms To Solutions: The Art Of Root Cause Analysis

• Data or Evidence: Be sure to include any data or evidence you have to support your claims. By using data, you can support your argument that the problem exists and is significant and add credibility to your argument.
• Priority: It is sometimes necessary to deal with problems immediately. You should emphasize the urgency if that is the case. Having everyone understand the urgency of the situation ensures that swift action is taken.

By using these components in your problem statement, you will not only be able to break down the problem efficiently, but you will also be able to communicate it clearly to others, which will make it easier to brainstorm solutions and monitor progress. This is the roadmap you need to solve problems successfully.

Writing A Problem Statement Dissertation

Writing a strong problem statement is an integral part of writing a dissertation. Several key elements make up a well-written problem statement.

A clear and precise statement is the first requirement. Ensure immediate comprehension of the research problem by succinctly describing it without ambiguity. In addition, the relevance and significance of the problem should be emphasized. How does resolving it contribute to existing knowledge and why it is worthy of scholarly attention?

Add depth to your problem statement by discussing its potential consequences. Present the relevance of your research to previous studies and theories, integrating your problem statement with existing literature. Your research should be emphasized for its originality and contribution. Show how your study is unique and offers new insight or perspective in your field. Your approach to academic discourse is unique, thus underscoring its value. 

Crafting An Engaging And Specific Problem Statement 

It is vital to create a clear and compelling problem statement for your dissertation as the first step. Pick a research topic that resonates with your field of study and truly engages your interest. To identify gaps or unresolved issues in existing literature, a thorough literature review is crucial. Use precise language and an engaging tone to clearly define the problem you wish to investigate. 

By emphasizing how its solution will contribute to the existing body of knowledge, explain the significance of the problem in both academic and practical contexts. Ensure focus and clarity by defining what your research includes and excludes. 

Research questions or hypotheses directly related to the problem statement should be developed. Ensure that you use language that appeals to both experts and those with limited knowledge of the topic. Be prepared to revise your statement as your research progresses, and seek feedback from peers, mentors, or advisors. It is ultimately the problem statement that guides your research and captures readers’ interest, which serves as the cornerstone of your dissertation.

Examining Relevant Theoretical Issues

A dissertation problem statement must examine relevant theoretical issues. Defining and contextualizing any issue hinges on a theoretical framework, which serves as the foundation for any research endeavor. It is important to examine pertinent theoretical issues in this context for several reasons.

To begin with, it provides the necessary background for understanding the theoretical underpinnings of the problem. Research models, theories, and concepts relevant to the topic of study can be identified with its help. Second, this examination provides an opportunity to identify gaps, inconsistencies, and areas where modifications may be necessary in existing theories.

Researchers are able to formulate precise and engaging problem statements after a comprehensive exploration of theoretical issues. A problem statement must also be integrated into the broader academic discourse to ensure that the research contributes to the field.

A robust theoretical framework can be constructed by examining theoretical issues, which does not just support the problem statement, but also guides the dissertation, contributing to credibility and knowledge advancement.

Incorporating Statistical Analysis Into The Problem Statement

For quantitative research endeavors, including statistical analysis in the problem statement is critical for constructing a data-driven research foundation. To properly investigate the research question, the problem statement needs to be aligned with statistical methods and tools.

The first thing it does is set the stage for defining a clear and testable problem. It emphasizes the quantitative nature of the study by explicitly mentioning the use of statistical analysis. Furthermore, it enhances the specificity and clarity of the problem statement. The statement provides readers with an understanding of the study’s methodology along with the statistical techniques that will be applied, including regression analysis, hypothesis testing, or data mining.

As a result of incorporating statistical analysis, the research is further emphasized for its scientific rigor. Research findings and conclusions will be credible since systematic data collection and analysis will be employed.

Example Of Good Problem Statements For Dissertation

“The energy sector is faced with a complex challenge in transitioning to renewable energy while maintaining grid reliability. The purpose of this study is to analyze the technical, economic, and regulatory aspects of integrating renewable energy sources into existing power grids. The goal of the research is to identify barriers and opportunities in the integration of renewable energy and to propose a framework to maximize the integration.”

• Contextual Background: “The energy sector is faced with a complex challenge in transitioning to renewable energy while maintaining grid reliability.”
• Purpose of the Study: “The purpose of this study is to analyze…”
• Aims and Focus: “…the technical, economic, and regulatory aspects of integrating renewable energy sources into existing power grids.”
• Objectives of the Research : “The goal of the research is to identify barriers and opportunities…”
• The desired outcome: “…and to propose a framework to maximize the integration.”

Beginning with the contextual background, the problem statement outlines the energy sector’s overarching challenges. A description of the research purpose follows, which is to analyze specific aspects of the integration of renewable energy. In order to maximize the integration of renewable energy sources into existing power grids, the research aims to identify barriers and opportunities. All the necessary components are present in this perfect problem statement.

Mind the Graph’s Power Of Visuals Will Take Data Visualization To The Next Level

A game-changer is at hand in the quest to better communicate and understand scientific findings. Research and dissertations can be made easier with Mind the Graph . Scientific communication will be redefined as we know it when visuals are seamlessly integrated into your drafts. Through Mind the Graph’s powerful tools, you can visually engage your audience with complex data, making it easier for them to understand.

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About Aayushi Zaveri

Aayushi Zaveri majored in biotechnology engineering. She is currently pursuing a master's degree in Bioentrepreneurship from Karolinska Institute. She is interested in health and diseases, global health, socioeconomic development, and women's health. As a science enthusiast, she is keen in learning more about the scientific world and wants to play a part in making a difference.

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