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How To Write A Dissertation Introduction Chapter:

The 7 essential ingredients of an a-grade introduction.

By: Derek Jansen (MBA). Reviewed By Dr Eunice Rautenbach (D. Tech) | March 2020

If you’re reading this, you’re probably at the daunting early phases of writing up the introduction chapter of your dissertation or thesis. It can be intimidating, I know. 

In this post, we’ll look at the 7 essential ingredients of a strong dissertation or thesis introduction chapter, as well as the essential things you need to keep in mind as you craft each section. We’ll also share some useful tips to help you optimize your approach.

Overview: How To Write An Introduction Chapter

  • Understand the purpose and function of the intro chapter
  • Craft an enticing and engaging opening section
  • Provide a background and context to the study
  • Clearly define the research problem
  • State your research aims, objectives and questions
  • Explain the significance of your study
  • Identify the limitations of your research
  • Outline the structure of your dissertation or thesis

The perfect dissertation or thesis introduction chapter

A quick sidenote:

You’ll notice that I’ve used the words dissertation and thesis interchangeably. While these terms reflect different levels of research – for example, Masters vs PhD-level research – the introduction chapter generally contains the same 7 essential ingredients regardless of level. So, in this post, dissertation introduction equals thesis introduction.

Start with why.

To craft a high-quality dissertation or thesis introduction chapter, you need to understand exactly what this chapter needs to achieve. In other words, what’s its purpose ? As the name suggests, the introduction chapter needs to introduce the reader to your research so that they understand what you’re trying to figure out, or what problem you’re trying to solve. More specifically, you need to answer four important questions in your introduction chapter.

These questions are:

  • What will you be researching? (in other words, your research topic)
  • Why is that worthwhile? (in other words, your justification)
  • What will the scope of your research be? (in other words, what will you cover and what won’t you cover)
  • What will the limitations of your research be? (in other words, what will the potential shortcomings of your research be?)

Simply put, your dissertation’s introduction chapter needs to provide an overview of your planned research , as well as a clear rationale for it. In other words, this chapter has to explain the “what” and the “why” of your research – what’s it all about and why’s that important.

Simple enough, right?

Well, the trick is finding the appropriate depth of information. As the researcher, you’ll be extremely close to your topic and this makes it easy to get caught up in the minor details. While these intricate details might be interesting, you need to write your introduction chapter on more of a “need-to-know” type basis, or it will end up way too lengthy and dense. You need to balance painting a clear picture with keeping things concise. Don’t worry though – you’ll be able to explore all the intricate details in later chapters.

The core ingredients of a dissertation introduction chapter

Now that you understand what you need to achieve from your introduction chapter, we can get into the details. While the exact requirements for this chapter can vary from university to university, there are seven core components that most universities will require. We call these the seven essential ingredients . 

The 7 Essential Ingredients

  • The opening section – where you’ll introduce the reader to your research in high-level terms
  • The background to the study – where you’ll explain the context of your project
  • The research problem – where you’ll explain the “gap” that exists in the current research
  • The research aims , objectives and questions – where you’ll clearly state what your research will aim to achieve
  • The significance (or justification) – where you’ll explain why your research is worth doing and the value it will provide to the world
  • The limitations – where you’ll acknowledge the potential limitations of your project and approach
  • The structure – where you’ll briefly outline the structure of your dissertation or thesis to help orient the reader

By incorporating these seven essential ingredients into your introduction chapter, you’ll comprehensively cover both the “ what ” and the “ why ” I mentioned earlier – in other words, you’ll achieve the purpose of the chapter.

Side note – you can also use these 7 ingredients in this order as the structure for your chapter to ensure a smooth, logical flow. This isn’t essential, but, generally speaking, it helps create an engaging narrative that’s easy for your reader to understand. If you’d like, you can also download our free introduction chapter template here.

Alright – let’s look at each of the ingredients now.

phd introduction structure

#1 – The Opening Section

The very first essential ingredient for your dissertation introduction is, well, an introduction or opening section. Just like every other chapter, your introduction chapter needs to start by providing a brief overview of what you’ll be covering in the chapter.

This section needs to engage the reader with clear, concise language that can be easily understood and digested. If the reader (your marker!) has to struggle through it, they’ll lose interest, which will make it harder for you to earn marks. Just because you’re writing an academic paper doesn’t mean you can ignore the basic principles of engaging writing used by marketers, bloggers, and journalists. At the end of the day, you’re all trying to sell an idea – yours is just a research idea.

So, what goes into this opening section?

Well, while there’s no set formula, it’s a good idea to include the following four foundational sentences in your opening section:

1 – A sentence or two introducing the overall field of your research.

For example:

“Organisational skills development involves identifying current or potential skills gaps within a business and developing programs to resolve these gaps. Management research, including X, Y and Z, has clearly established that organisational skills development is an essential contributor to business growth.”

2 – A sentence introducing your specific research problem.

“However, there are conflicting views and an overall lack of research regarding how best to manage skills development initiatives in highly dynamic environments where subject knowledge is rapidly and continuously evolving – for example, in the website development industry.”

3 – A sentence stating your research aims and objectives.

“This research aims to identify and evaluate skills development approaches and strategies for highly dynamic industries in which subject knowledge is continuously evolving.”.

4 – A sentence outlining the layout of the chapter.

“This chapter will provide an introduction to the study by first discussing the background and context, followed by the research problem, the research aims, objectives and questions, the significance and finally, the limitations.”

As I mentioned, this opening section of your introduction chapter shouldn’t be lengthy . Typically, these four sentences should fit neatly into one or two paragraphs, max. What you’re aiming for here is a clear, concise introduction to your research – not a detailed account.

PS – If some of this terminology sounds unfamiliar, don’t stress – I’ll explain each of the concepts later in this post.

Dissertation writing

#2 – Background to the study

Now that you’ve provided a high-level overview of your dissertation or thesis, it’s time to go a little deeper and lay a foundation for your research topic. This foundation is what the second ingredient is all about – the background to your study.

So, what is the background section all about?

Well, this section of your introduction chapter should provide a broad overview of the topic area that you’ll be researching, as well as the current contextual factors . This could include, for example, a brief history of the topic, recent developments in the area, key pieces of research in the area and so on. In other words, in this section, you need to provide the relevant background information to give the reader a decent foundational understanding of your research area.

Let’s look at an example to make this a little more concrete.

If we stick with the skills development topic I mentioned earlier, the background to the study section would start by providing an overview of the skills development area and outline the key existing research. Then, it would go on to discuss how the modern-day context has created a new challenge for traditional skills development strategies and approaches. Specifically, that in many industries, technical knowledge is constantly and rapidly evolving, and traditional education providers struggle to keep up with the pace of new technologies.

Importantly, you need to write this section with the assumption that the reader is not an expert in your topic area. So, if there are industry-specific jargon and complex terminology, you should briefly explain that here , so that the reader can understand the rest of your document.

Don’t make assumptions about the reader’s knowledge – in most cases, your markers will not be able to ask you questions if they don’t understand something. So, always err on the safe side and explain anything that’s not common knowledge.

Dissertation Coaching

#3 – The research problem

Now that you’ve given your reader an overview of your research area, it’s time to get specific about the research problem that you’ll address in your dissertation or thesis. While the background section would have alluded to a potential research problem (or even multiple research problems), the purpose of this section is to narrow the focus and highlight the specific research problem you’ll focus on.

But, what exactly is a research problem, you ask?

Well, a research problem can be any issue or question for which there isn’t already a well-established and agreed-upon answer in the existing research. In other words, a research problem exists when there’s a need to answer a question (or set of questions), but there’s a gap in the existing literature , or the existing research is conflicting and/or inconsistent.

So, to present your research problem, you need to make it clear what exactly is missing in the current literature and why this is a problem . It’s usually a good idea to structure this discussion into three sections – specifically:

  • What’s already well-established in the literature (in other words, the current state of research)
  • What’s missing in the literature (in other words, the literature gap)
  • Why this is a problem (in other words, why it’s important to fill this gap)

Let’s look at an example of this structure using the skills development topic.

Organisational skills development is critically important for employee satisfaction and company performance (reference). Numerous studies have investigated strategies and approaches to manage skills development programs within organisations (reference).

(this paragraph explains what’s already well-established in the literature)

However, these studies have traditionally focused on relatively slow-paced industries where key skills and knowledge do not change particularly often. This body of theory presents a problem for industries that face a rapidly changing skills landscape – for example, the website development industry – where new platforms, languages and best practices emerge on an extremely frequent basis.

(this paragraph explains what’s missing from the literature)

As a result, the existing research is inadequate for industries in which essential knowledge and skills are constantly and rapidly evolving, as it assumes a slow pace of knowledge development. Industries in such environments, therefore, find themselves ill-equipped in terms of skills development strategies and approaches.

(this paragraph explains why the research gap is problematic)

As you can see in this example, in a few lines, we’ve explained (1) the current state of research, (2) the literature gap and (3) why that gap is problematic. By doing this, the research problem is made crystal clear, which lays the foundation for the next ingredient.

#4 – The research aims, objectives and questions

Now that you’ve clearly identified your research problem, it’s time to identify your research aims and objectives , as well as your research questions . In other words, it’s time to explain what you’re going to do about the research problem.

So, what do you need to do here?

Well, the starting point is to clearly state your research aim (or aims) . The research aim is the main goal or the overarching purpose of your dissertation or thesis. In other words, it’s a high-level statement of what you’re aiming to achieve.

Let’s look at an example, sticking with the skills development topic:

“Given the lack of research regarding organisational skills development in fast-moving industries, this study will aim to identify and evaluate the skills development approaches utilised by web development companies in the UK”.

As you can see in this example, the research aim is clearly outlined, as well as the specific context in which the research will be undertaken (in other words, web development companies in the UK).

Next up is the research objective (or objectives) . While the research aims cover the high-level “what”, the research objectives are a bit more practically oriented, looking at specific things you’ll be doing to achieve those research aims.

Let’s take a look at an example of some research objectives (ROs) to fit the research aim.

  • RO1 – To identify common skills development strategies and approaches utilised by web development companies in the UK.
  • RO2 – To evaluate the effectiveness of these strategies and approaches.
  • RO3 – To compare and contrast these strategies and approaches in terms of their strengths and weaknesses.

As you can see from this example, these objectives describe the actions you’ll take and the specific things you’ll investigate in order to achieve your research aims. They break down the research aims into more specific, actionable objectives.

The final step is to state your research questions . Your research questions bring the aims and objectives another level “down to earth”. These are the specific questions that your dissertation or theses will seek to answer. They’re not fluffy, ambiguous or conceptual – they’re very specific and you’ll need to directly answer them in your conclusions chapter .

The research questions typically relate directly to the research objectives and sometimes can look a bit obvious, but they are still extremely important. Let’s take a look at an example of the research questions (RQs) that would flow from the research objectives I mentioned earlier.

  • RQ1 – What skills development strategies and approaches are currently being used by web development companies in the UK?
  • RQ2 – How effective are each of these strategies and approaches?
  • RQ3 – What are the strengths and weaknesses of each of these strategies and approaches?

As you can see, the research questions mimic the research objectives , but they are presented in question format. These questions will act as the driving force throughout your dissertation or thesis – from the literature review to the methodology and onward – so they’re really important.

A final note about this section – it’s really important to be clear about the scope of your study (more technically, the delimitations ). In other words, what you WILL cover and what you WON’T cover. If your research aims, objectives and questions are too broad, you’ll risk losing focus or investigating a problem that is too big to solve within a single dissertation.

Simply put, you need to establish clear boundaries in your research. You can do this, for example, by limiting it to a specific industry, country or time period. That way, you’ll ringfence your research, which will allow you to investigate your topic deeply and thoroughly – which is what earns marks!

Need a helping hand?

phd introduction structure

#5 – Significance

Now that you’ve made it clear what you’ll be researching, it’s time to make a strong argument regarding your study’s importance and significance . In other words, now that you’ve covered the what, it’s time to cover the why – enter essential ingredient number 5 – significance.

Of course, by this stage, you’ve already briefly alluded to the importance of your study in your background and research problem sections, but you haven’t explicitly stated how your research findings will benefit the world . So, now’s your chance to clearly state how your study will benefit either industry , academia , or – ideally – both . In other words, you need to explain how your research will make a difference and what implications it will have.

Let’s take a look at an example.

“This study will contribute to the body of knowledge on skills development by incorporating skills development strategies and approaches for industries in which knowledge and skills are rapidly and constantly changing. This will help address the current shortage of research in this area and provide real-world value to organisations operating in such dynamic environments.”

As you can see in this example, the paragraph clearly explains how the research will help fill a gap in the literature and also provide practical real-world value to organisations.

This section doesn’t need to be particularly lengthy, but it does need to be convincing . You need to “sell” the value of your research here so that the reader understands why it’s worth committing an entire dissertation or thesis to it. This section needs to be the salesman of your research. So, spend some time thinking about the ways in which your research will make a unique contribution to the world and how the knowledge you create could benefit both academia and industry – and then “sell it” in this section.

studying and prep for henley exams

#6 – The limitations

Now that you’ve “sold” your research to the reader and hopefully got them excited about what’s coming up in the rest of your dissertation, it’s time to briefly discuss the potential limitations of your research.

But you’re probably thinking, hold up – what limitations? My research is well thought out and carefully designed – why would there be limitations?

Well, no piece of research is perfect . This is especially true for a dissertation or thesis – which typically has a very low or zero budget, tight time constraints and limited researcher experience. Generally, your dissertation will be the first or second formal research project you’ve ever undertaken, so it’s unlikely to win any research awards…

Simply put, your research will invariably have limitations. Don’t stress yourself out though – this is completely acceptable (and expected). Even “professional” research has limitations – as I said, no piece of research is perfect. The key is to recognise the limitations upfront and be completely transparent about them, so that future researchers are aware of them and can improve the study’s design to minimise the limitations and strengthen the findings.

Generally, you’ll want to consider at least the following four common limitations. These are:

  • Your scope – for example, perhaps your focus is very narrow and doesn’t consider how certain variables interact with each other.
  • Your research methodology – for example, a qualitative methodology could be criticised for being overly subjective, or a quantitative methodology could be criticised for oversimplifying the situation (learn more about methodologies here ).
  • Your resources – for example, a lack of time, money, equipment and your own research experience.
  • The generalisability of your findings – for example, the findings from the study of a specific industry or country can’t necessarily be generalised to other industries or countries.

Don’t be shy here. There’s no use trying to hide the limitations or weaknesses of your research. In fact, the more critical you can be of your study, the better. The markers want to see that you are aware of the limitations as this demonstrates your understanding of research design – so be brutal.

#7 – The structural outline

Now that you’ve clearly communicated what your research is going to be about, why it’s important and what the limitations of your research will be, the final ingredient is the structural outline.The purpose of this section is simply to provide your reader with a roadmap of what to expect in terms of the structure of your dissertation or thesis.

In this section, you’ll need to provide a brief summary of each chapter’s purpose and contents (including the introduction chapter). A sentence or two explaining what you’ll do in each chapter is generally enough to orient the reader. You don’t want to get too detailed here – it’s purely an outline, not a summary of your research.

Let’s look at an example:

In Chapter One, the context of the study has been introduced. The research objectives and questions have been identified, and the value of such research argued. The limitations of the study have also been discussed.

In Chapter Two, the existing literature will be reviewed and a foundation of theory will be laid out to identify key skills development approaches and strategies within the context of fast-moving industries, especially technology-intensive industries.

In Chapter Three, the methodological choices will be explored. Specifically, the adoption of a qualitative, inductive research approach will be justified, and the broader research design will be discussed, including the limitations thereof.

So, as you can see from the example, this section is simply an outline of the chapter structure, allocating a short paragraph to each chapter. Done correctly, the outline will help your reader understand what to expect and reassure them that you’ll address the multiple facets of the study.

By the way – if you’re unsure of how to structure your dissertation or thesis, be sure to check out our video post which explains dissertation structure .

Keep calm and carry on.

Hopefully you feel a bit more prepared for this challenge of crafting your dissertation or thesis introduction chapter now. Take a deep breath and remember that Rome wasn’t built in a day – conquer one ingredient at a time and you’ll be firmly on the path to success.

Let’s quickly recap – the 7 ingredients are:

  • The opening section – where you give a brief, high-level overview of what your research will be about.
  • The study background – where you introduce the reader to key theory, concepts and terminology, as well as the context of your study.
  • The research problem – where you explain what the problem with the current research is. In other words, the research gap.
  • The research aims , objectives and questions – where you clearly state what your dissertation will investigate.
  • The significance – where you explain what value your research will provide to the world.
  • The limitations – where you explain what the potential shortcomings and limitations of your research may be.
  • The structural outline – where you provide a high-level overview of the structure of your document

If you bake these ingredients into your dissertation introduction chapter, you’ll be well on your way to building an engaging introduction chapter that lays a rock-solid foundation for the rest of your document.

Remember, while we’ve covered the essential ingredients here, there may be some additional components that your university requires, so be sure to double-check your project brief!

phd introduction structure

Psst… there’s more (for free)

This post is part of our dissertation mini-course, which covers everything you need to get started with your dissertation, thesis or research project. 

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42 Comments

Derique

Thanks very much for such an insight. I feel confident enough in undertaking my thesis on the survey;The future of facial recognition and learning non verbal interaction

Derek Jansen

Glad to hear that. Good luck with your thesis!

Thanks very much for such an insight. I feel confident now undertaking my thesis; The future of facial recognition and learning non verbal interaction.

Emmanuel Chukwuebuka Okoli

Thanks so much for this article. I found myself struggling and wasting a lot of time in my thesis writing but after reading this article and watching some of your youtube videos, I now have a clear understanding of what is required for a thesis.

Saima Kashif

Thank you Derek, i find your each post so useful. Keep it up.

Aletta

Thank you so much Derek ,for shedding the light and making it easier for me to handle the daunting task of academic writing .

Alice kasaka

Thanks do much Dereck for the comprehensive guide. It will assist me queit a lot in my thesis.

dawood

thanks a lot for helping

SALly henderson

i LOVE the gifs, such a fun way to engage readers. thanks for the advice, much appreciated

NAG

Thanks a lot Derek! It will be really useful to the beginner in research!

Derek Jansen

You’re welcome

ravi

This is a well written, easily comprehensible, simple introduction to the basics of a Research Dissertation../the need to keep the reader in mind while writing the dissertation is an important point that is covered../ I appreciate the efforts of the author../

Laxmi kanta Sharma

The instruction given are perfect and clear. I was supposed to take the course , unfortunately in Nepal the service is not avaialble.However, I am much more hopeful that you will provide require documents whatever you have produced so far.

Halima Ringim

Thank you very much

Shamim Nabankema

Thanks so much ❤️😘 I feel am ready to start writing my research methodology

Sapphire Kellichan

This is genuinely the most effective advice I have ever been given regarding academia. Thank you so much!

Abdul

This is one of the best write up I have seen in my road to PhD thesis. regards, this write up update my knowledge of research

Amelia

I was looking for some good blogs related to Education hopefully your article will help. Thanks for sharing.

Dennis

This is an awesome masterpiece. It is one of the most comprehensive guides to writing a Dissertation/Thesis I have seen and read.

You just saved me from going astray in writing a Dissertation for my undergraduate studies. I could not be more grateful for such a relevant guide like this. Thank you so much.

Maria

Thank you so much Derek, this has been extremely helpful!!

I do have one question though, in the limitations part do you refer to the scope as the focus of the research on a specific industry/country/chronological period? I assume that in order to talk about whether or not the research could be generalized, the above would need to be already presented and described in the introduction.

Thank you again!

Jackson Lubari Wani

Phew! You have genuinely rescued me. I was stuck how to go about my thesis. Now l have started. Thank you.

Valmont Dain

This is the very best guide in anything that has to do with thesis or dissertation writing. The numerous blends of examples and detailed insights make it worth a read and in fact, a treasure that is worthy to be bookmarked.

Thanks a lot for this masterpiece!

Steve

Powerful insight. I can now take a step

Bayaruna

Thank you very much for these valuable introductions to thesis chapters. I saw all your videos about writing the introduction, discussion, and conclusion chapter. Then, I am wondering if we need to explain our research limitations in all three chapters, introduction, discussion, and conclusion? Isn’t it a bit redundant? If not, could you please explain how can we write in different ways? Thank you.

Md. Abdullah-Al-mahbub

Excellent!!! Thank you…

shahrin

Thanks for this informative content. I have a question. The research gap is mentioned in both the introduction and literature section. I would like to know how can I demonstrate the research gap in both sections without repeating the contents?

Sarah

I’m incredibly grateful for this invaluable content. I’ve been dreading compiling my postgrad thesis but breaking each chapter down into sections has made it so much easier for me to engage with the material without feeling overwhelmed. After relying on your guidance, I’m really happy with how I’ve laid out my introduction.

mahdi

Thank you for the informative content you provided

Steven

Hi Derrick and Team, thank you so much for the comprehensive guide on how to write a dissertation or a thesis introduction section. For some of us first-timers, it is a daunting task. However, the instruction with relevant examples makes it clear and easy to follow through. Much appreciated.

Raza Bukhari

It was so helpful. God Bless you. Thanks very much

beza

I thank you Grad coach for your priceless help. I have two questions I have learned from your video the limitations of the research presented in chapter one. but in another video also presented in chapter five. which chapter limitation should be included? If possible, I need your answer since I am doing my thesis. how can I explain If I am asked what is my motivation for this research?

Simon Musa Wuranjiya

Thank you guys for the great work you are doing. Honestly, you have made the research to be interesting and simplified. Even a novice will easily grasp the ideas you put forward, Thank you once again.

Natalie

Excellent piece!

Simon

I feel like just settling for a good topic is usually the hardest part.

Kate

Thank you so much. My confidence has been completely destroyed during my first year of PhD and you have helped me pull myself together again

Happy to help 🙂

Linda Adhoch

I am so glad I ran into your resources and did not waste time doing the wrong this. Research is now making so much sense now.

Danyal Ahmad

Gratitude to Derrick and the team I was looking for a solid article that would aid me in drafting the thesis’ introduction. I felt quite happy when I came across the piece you wrote because it was so well-written and insightful. I wish you success in the future.

ria M

thank you so much. God Bless you

Arnold C

Thank you so much Grad Coach for these helpful insights. Now I can get started, with a great deal of confidence.

Ro

It’s ‘alluded to’ not ‘eluded to’.

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How to write a fantastic thesis introduction (+15 examples)

Photo of Master Academia

The thesis introduction, usually chapter 1, is one of the most important chapters of a thesis. It sets the scene. It previews key arguments and findings. And it helps the reader to understand the structure of the thesis. In short, a lot is riding on this first chapter. With the following tips, you can write a powerful thesis introduction.

Disclosure: This post may contain affiliate links, which means I may earn a small commission if you make a purchase using the links below at no additional cost to you . I only recommend products or services that I truly believe can benefit my audience. As always, my opinions are my own.

Elements of a fantastic thesis introduction

Open with a (personal) story, begin with a problem, define a clear research gap, describe the scientific relevance of the thesis, describe the societal relevance of the thesis, write down the thesis’ core claim in 1-2 sentences, support your argument with sufficient evidence, consider possible objections, address the empirical research context, give a taste of the thesis’ empirical analysis, hint at the practical implications of the research, provide a reading guide, briefly summarise all chapters to come, design a figure illustrating the thesis structure.

An introductory chapter plays an integral part in every thesis. The first chapter has to include quite a lot of information to contextualise the research. At the same time, a good thesis introduction is not too long, but clear and to the point.

A powerful thesis introduction does the following:

  • It captures the reader’s attention.
  • It presents a clear research gap and emphasises the thesis’ relevance.
  • It provides a compelling argument.
  • It previews the research findings.
  • It explains the structure of the thesis.

In addition, a powerful thesis introduction is well-written, logically structured, and free of grammar and spelling errors. Reputable thesis editors can elevate the quality of your introduction to the next level. If you are in search of a trustworthy thesis or dissertation editor who upholds high-quality standards and offers efficient turnaround times, I recommend the professional thesis and dissertation editing service provided by Editage . 

This list can feel quite overwhelming. However, with some easy tips and tricks, you can accomplish all these goals in your thesis introduction. (And if you struggle with finding the right wording, have a look at academic key phrases for introductions .)

Ways to capture the reader’s attention

A powerful thesis introduction should spark the reader’s interest on the first pages. A reader should be enticed to continue reading! There are three common ways to capture the reader’s attention.

An established way to capture the reader’s attention in a thesis introduction is by starting with a story. Regardless of how abstract and ‘scientific’ the actual thesis content is, it can be useful to ease the reader into the topic with a short story.

This story can be, for instance, based on one of your study participants. It can also be a very personal account of one of your own experiences, which drew you to study the thesis topic in the first place.

Start by providing data or statistics

Data and statistics are another established way to immediately draw in your reader. Especially surprising or shocking numbers can highlight the importance of a thesis topic in the first few sentences!

So if your thesis topic lends itself to being kick-started with data or statistics, you are in for a quick and easy way to write a memorable thesis introduction.

The third established way to capture the reader’s attention is by starting with the problem that underlies your thesis. It is advisable to keep the problem simple. A few sentences at the start of the chapter should suffice.

Usually, at a later stage in the introductory chapter, it is common to go more in-depth, describing the research problem (and its scientific and societal relevance) in more detail.

You may also like: Minimalist writing for a better thesis

Emphasising the thesis’ relevance

A good thesis is a relevant thesis. No one wants to read about a concept that has already been explored hundreds of times, or that no one cares about.

Of course, a thesis heavily relies on the work of other scholars. However, each thesis is – and should be – unique. If you want to write a fantastic thesis introduction, your job is to point out this uniqueness!

In academic research, a research gap signifies a research area or research question that has not been explored yet, that has been insufficiently explored, or whose insights and findings are outdated.

Every thesis needs a crystal-clear research gap. Spell it out instead of letting your reader figure out why your thesis is relevant.

* This example has been taken from an actual academic paper on toxic behaviour in online games: Liu, J. and Agur, C. (2022). “After All, They Don’t Know Me” Exploring the Psychological Mechanisms of Toxic Behavior in Online Games. Games and Culture 1–24, DOI: 10.1177/15554120221115397

The scientific relevance of a thesis highlights the importance of your work in terms of advancing theoretical insights on a topic. You can think of this part as your contribution to the (international) academic literature.

Scientific relevance comes in different forms. For instance, you can critically assess a prominent theory explaining a specific phenomenon. Maybe something is missing? Or you can develop a novel framework that combines different frameworks used by other scholars. Or you can draw attention to the context-specific nature of a phenomenon that is discussed in the international literature.

The societal relevance of a thesis highlights the importance of your research in more practical terms. You can think of this part as your contribution beyond theoretical insights and academic publications.

Why are your insights useful? Who can benefit from your insights? How can your insights improve existing practices?

phd introduction structure

Formulating a compelling argument

Arguments are sets of reasons supporting an idea, which – in academia – often integrate theoretical and empirical insights. Think of an argument as an umbrella statement, or core claim. It should be no longer than one or two sentences.

Including an argument in the introduction of your thesis may seem counterintuitive. After all, the reader will be introduced to your core claim before reading all the chapters of your thesis that led you to this claim in the first place.

But rest assured: A clear argument at the start of your thesis introduction is a sign of a good thesis. It works like a movie teaser to generate interest. And it helps the reader to follow your subsequent line of argumentation.

The core claim of your thesis should be accompanied by sufficient evidence. This does not mean that you have to write 10 pages about your results at this point.

However, you do need to show the reader that your claim is credible and legitimate because of the work you have done.

A good argument already anticipates possible objections. Not everyone will agree with your core claim. Therefore, it is smart to think ahead. What criticism can you expect?

Think about reasons or opposing positions that people can come up with to disagree with your claim. Then, try to address them head-on.

Providing a captivating preview of findings

Similar to presenting a compelling argument, a fantastic thesis introduction also previews some of the findings. When reading an introduction, the reader wants to learn a bit more about the research context. Furthermore, a reader should get a taste of the type of analysis that will be conducted. And lastly, a hint at the practical implications of the findings encourages the reader to read until the end.

If you focus on a specific empirical context, make sure to provide some information about it. The empirical context could be, for instance, a country, an island, a school or city. Make sure the reader understands why you chose this context for your research, and why it fits to your research objective.

If you did all your research in a lab, this section is obviously irrelevant. However, in that case you should explain the setup of your experiment, etcetera.

The empirical part of your thesis centers around the collection and analysis of information. What information, and what evidence, did you generate? And what are some of the key findings?

For instance, you can provide a short summary of the different research methods that you used to collect data. Followed by a short overview of how you analysed this data, and some of the key findings. The reader needs to understand why your empirical analysis is worth reading.

You already highlighted the practical relevance of your thesis in the introductory chapter. However, you should also provide a preview of some of the practical implications that you will develop in your thesis based on your findings.

Presenting a crystal clear thesis structure

A fantastic thesis introduction helps the reader to understand the structure and logic of your whole thesis. This is probably the easiest part to write in a thesis introduction. However, this part can be best written at the very end, once everything else is ready.

A reading guide is an essential part in a thesis introduction! Usually, the reading guide can be found toward the end of the introductory chapter.

The reading guide basically tells the reader what to expect in the chapters to come.

In a longer thesis, such as a PhD thesis, it can be smart to provide a summary of each chapter to come. Think of a paragraph for each chapter, almost in the form of an abstract.

For shorter theses, which also have a shorter introduction, this step is not necessary.

Especially for longer theses, it tends to be a good idea to design a simple figure that illustrates the structure of your thesis. It helps the reader to better grasp the logic of your thesis.

phd introduction structure

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How to Write the Thesis Or Dissertation Introduction – Guide

Published by Carmen Troy at August 31st, 2021 , Revised On January 24, 2024

Introducing your Dissertation Topic

What would you tell someone if they asked you to introduce yourself? You’d probably start with your name, what you do for a living…etc., etc., etc. Think of your dissertation. How would you go about it if you had to introduce it to the world for the first time?

Keep this forefront in your mind for the remainder of this guide: you are introducing your research to the world that doesn’t even know it exists. Every word, phrase and line you write in your introduction will stand for the strength of your dissertation’s character.

This is not very different from how, in real life, if someone fails to introduce themselves properly (such as leaving out what they do for a living, where they live, etc.) to a stranger, it leaves a lasting impression on the stranger.

Don’t leave your dissertation a stranger among other strangers. Let’s review the little, basic concepts we already have at the back of our minds, perhaps, to piece them together in one body: an introduction.

What Goes Inside an Introduction

The exact ingredients of a dissertation or thesis introduction chapter vary depending on  your chosen research topic, your university’s guidelines, and your academic subject – but they are generally mixed in one sequence or another to introduce an academic argument.

The critical elements of an excellent dissertation introduction include a definition of the selected research topic , a reference to previous studies on the subject, a statement of the value of the subject for academic and scientific communities, a clear aim/purpose of the study, a list of your objectives, a reference to viewpoints of other researchers and a justification for the research.

Topic Discussion versus Topic Introduction

Discussing and introducing a topic are two highly different aspects of dissertation introduction writing. You might find it easy to discuss a topic, but introducing it is much trickier.

The introduction is the first thing a reader reads; thus, it must be to the point, informative, engaging, and enjoyable. Even if one of these elements is missing, the reader will not be motivated to continue reading the paper and will move on to something different.

So, it’s critical to fully understand how to write the introduction of a dissertation before starting the actual write-up.

When writing a dissertation introduction, one has to explain the title, discuss the topic and present a background so that readers understand what your research is about and what  results you expect to achieve at the end of the research work.

As a standard practice, you might work on your dissertation introduction chapter several times. Once when you’re working on your proposal and the second time when writing your actual dissertation.

“ Want to keep up with the progress of the work done by your writer? ResearchProspect can deliver your dissertation order in three parts; outline, first half, and final dissertation delivery. Here is the link to our online order form .

Many academics argue that the Introduction chapter should be the last section of the dissertation paper you should complete, but by no means is it the last part you would think of because this is where your research starts from.

Write the draft introduction as early as possible. You should write it at the same time as the proposal submission, although you must revise and edit it many times before it takes the final shape.

Considering its importance, many students remain unsure of how to write the introduction of a dissertation. Here are some of the essential elements of how to write the introduction of a dissertation that’ll provide much-needed dissertation introduction writing help.

Below are some guidelines for you to learn to  write a flawless first-class dissertation paper.

Steps of Writing a Dissertation Introduction

1. research background – writing a dissertation introduction.

This is the very first section of your introduction. Building a background of your chosen topic will help you understand more about the topic and help readers know why the general research area is problematic, interesting, central, important, etc.

Your research background should include significant concepts related to your dissertation topic. This will give your supervisor and markers an idea that you’ve investigated the research problem thoroughly and know the various aspects of your topic.

The introduction to a dissertation shouldn’t talk only about other research work in the same area, as this will be discussed in the literature review section. Moreover, this section should not include the research design  and  data collection method(s) .

All about  research strategy  should be covered in the  methodology chapter . Research background only helps to build up your research in general.

For instance, if your research is based on job satisfaction measures of a specific country, the content of the introduction chapter will generally be about job satisfaction and its impact.

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2.     Significance of the Research

As a researcher, you must demonstrate how your research will provide value to the scientific and academic communities. If your dissertation is based on a specific company or industry, you need to explain why that industry and company were chosen.

If you’re comparing, explain why you’re doing so and what this research will yield. Regardless of your chosen research topic, explain thoroughly in this section why this research is being conducted and what benefits it will serve.

The idea here is to convince your supervisor and readers that the concept should be researched to find a solution to a problem.

3.     Research Problem

Once you’ve described the main research problem  and the importance of your research, the next step would be to present your  problem statement , i.e., why this research is being conducted and its purpose.

This is one of the essential aspects of writing a dissertation’s introduction. Doing so will help your readers understand what you intend to do in this research and what they should expect from this study.

Presenting the research problem competently is crucial in persuading your readers to read other parts of the dissertation paper . This research problem is the crux of your dissertation, i.e., it gives a direction as to why this research is being carried out, and what issues the study will consider.

For example, if your dissertation is based on measuring the job satisfaction of a specific organisation, your research problem should talk about the problem the company is facing and how your research will help the company to solve that.

If your dissertation is not based on any specific organisation, you can explain the common issues that companies face when they do not consider job satisfaction as a pillar of business growth and elaborate on how your research will help them realise its importance.

Citing too many references in the introduction chapter isn’t recommended because here, you must explain why you chose to study a specific area and what your research will accomplish. Any citations only set the context, and you should leave the bulk of the literature for a later section.

4.     Research Question(s)

The central part of your introduction is the research question , which should be based on your research problem and the dissertation title. Combining these two aspects will help you formulate an exciting yet manageable research question.

Your research question is what your research aims to answer and around which your dissertation will revolve. The research question should be specific and concise.

It should be a one- or two-line question you’ve set out to answer through your dissertation. For the job satisfaction example, a sample research question could be, how does job satisfaction positively impact employee performance?

Look up dissertation introduction examples online or ask your friends to get an idea of how an ideal research question is formed. Or you can review our dissertation introduction example here  and  research question examples here .

Once you’ve formed your research question, pick out vital elements from it, based on which you will then prepare your theoretical framework  and literature review. You will come back to your research question again when  concluding your dissertation .

Sometimes, you might have to formulate a hypothesis in place of a research question. The hypothesis is a simple statement you prove with your  results ,  discussion and analysis .

A sample hypothesis could be job satisfaction is positively linked to employee job performance . The results of your dissertation could be in favour of this dissertation or against it.

Tip: Read up about what alternative, null, one-tailed and two-tailed hypotheses are so you can better formulate the hypothesis for your dissertation. Following are the definitions for each term, as retrieved from Trochim et al.’s Research Methods: The Essential Knowledge Base (2016):

  • Alternative hypothesis (H 1 ): “A specific statement of prediction that usually states what you expect will happen in your study.”
  • Null hypothesis (H 0 ): “The hypothesis that describes the possible outcomes other than the alternative hypothesis. Usually, the null hypothesis predicts there will be no effect of a program or treatment you are studying.”
  • One-tailed hypothesis: “A hypothesis that specifies a direction; for example, when your hypothesis predicts that your program will increase the outcome.”
  • Two-tailed hypothesis: “A hypothesis that does not specify a direction. For example, if you hypothesise that your program or intervention will affect an outcome, but you are unwilling to specify whether that effect will be positive or negative, you are using a two-tailed hypothesis.”

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Interesting read: 10 ways to write a practical introduction fast .

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Uk’s best academic support services. how would you know until you try, 5.     research aims and objectives.

Next, the research aims and objectives. Aims and objectives are broad statements of desired results of your dissertation . They reflect the expectations of the topic and research and address the long-term project outcomes.

These statements should use the concepts accurately, must be focused, should be able to convey your research intentions and serve as steps that communicate how your  research question  will be answered.

You should formulate your aims and objectives based on your topic, research question, or hypothesis. These are simple statements and are an extension of your research question.

Through the aims and objectives, you communicate to your readers what aspects of research you’ve considered and how you intend to answer your research question.

Usually, these statements initiate with words like ‘to explore’, ‘to study’, ‘to assess’, ‘to critically assess’, ‘to understand’, ‘to evaluate’ etc.

You could ask your supervisor to provide some thesis introduction examples to help you understand better how aims and objectives are formulated. More examples are here .

Your aims and objectives should be interrelated and connect to your research question and problem. If they do not, they’ll be considered vague and too broad in scope.

Always ensure your research aims and objectives are concise, brief, and relevant.

Once you conclude  your dissertation , you will have to revert back to address whether your research aims and objectives have been met.

You will have to reflect on how your dissertation’s findings , analysis, and discussion related to your aims and objectives and how your research has helped in achieving them.

6.     Research Limitations

This section is sometimes a part of the  dissertation methodology section ; however, it is usually included in the introduction of a dissertation.

Every research has some limitations. Thus, it is normal for you to experience certain limitations when conducting your study.

You could experience  research design limitations, data limitations or even financial limitations. Regardless of which type of limitation you may experience, your dissertation would be impacted. Thus, it would be best if you mentioned them without any hesitation.

When including this section in the introduction, make sure that you clearly state the type of constraint you experienced. This will help your supervisor understand what problems you went through while working on your dissertation.

However, one aspect that you should take care of is that your results, in no way, should be influenced by these restrictions. The results should not be compromised, or your dissertation will not be deemed authentic and reliable.

After you’ve mentioned your research limitations, discuss how you overcame them to produce a perfect dissertation .

Also, mention that your limitations do not adversely impact your results and that you’ve produced research with accurate results the academic community can rely on.

Also read:   How to Write Dissertation Methodology .

7.     Outline of the Dissertation

Even though this isn’t a mandatory sub-section of the introduction chapter, good introductory chapters in dissertations outline what’s to follow in the preceding chapters.

It is also usual to set out an  outline of the rest of the dissertation . Depending on your university and academic subject, you might also be asked to include it in your research proposal .

Because your tutor might want to glance over it to see how you  plan your dissertation and what sections you’d include; based on what sections you include and how you intend to research and cover them, they’d provide feedback for you to improve.

Usually, this section discusses what sections you plan to include and what concepts and aspects each section entails. A standard dissertation consists of five sections : chapters, introduction,  literature review ,  methodology ,  results  and  discussion , and  conclusion .

Some  dissertation assignments do not use the same chapter for results and discussion. Instead, they split it into two different chapters, making six chapters. Check with your supervisor regarding which format you should follow.

When discussing the  outline of your dissertation , remember that you’d have to mention what each section involves. Discuss all the significant aspects of each section to give a brief overview of what your dissertation contains, and this is precisely what our dissertation outline service  provides.

Writing a dissertation introduction might seem complicated, but it is not if you understand what is expected of you. To understand the required elements and make sure that you focus on all of them.

Include all the aspects to ensure your supervisor and other readers can easily understand how you intend to undertake your research.

“If you find yourself stuck at any stage of your dissertation introduction, get introduction writing help from our writers! At ResearchProspect, we offer a dissertation writing service , and our qualified team of writers will also assist you in conducting in-depth research for your dissertation.

Dissertation Introduction Samples & Examples

Check out some basic samples of dissertation introduction chapters to get started.

FAQs about Dissertation Introduction

What is the purpose of an introduction chapter.

It’s used to introduce key constructs, ideas, models and/or theories etc. relating to the topic; things that you will be basing the remainder of your dissertation on.

How do you start an introduction in a dissertation?

There is more than one way of starting a dissertation’s introductory chapter. You can begin by stating a problem in your area of interest, review relevant literature, identify the gap, and introduce your topic. Or, you can go the opposite way, too. It’s all entirely up to your discretion. However, be consistent in the format you choose to write in.

How long can an introduction get?

It can range from 1000 to 2000 words for a master’s dissertation , but for a higher-level dissertation, it mostly ranges from 8,000 to 10,000 words ’ introduction chapter. In the end, though, it depends on the guidelines provided to you by your department.

Steps to Writing a Dissertation Introduction

You may also like.

Not sure how to start your dissertation and get it right the first time? Here are some tips and guidelines for you to kick start your dissertation project.

Appendices or Appendixes are used to provide additional date related to your dissertation research project. Here we explain what is appendix in dissertation

Learn how to write a good declaration page for your thesis with the help of our step-by-step comprehensive guide. Read now.

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How to Write an Effective and Successful PhD Thesis Introduction

Like the cherry on the cake, PhD thesis writing is the crowning achievement of your research. While a PhD thesis summarises and presents the results of your long-term investigating efforts, an introduction is a showcase of your thesis.

The first thing a reader will look into is the introduction so that they can understand what your thesis is all about. Most importantly, they’re working out whether it is worth paying attention to it at all. If you’re not sure about the strength of your dissertation you can ask for PhD thesis writing help from professional writing services.

student writing their PhD thesis introduction on laptop

Your introduction will say a lot about the quality of the entire thesis, hence it is important to pay special attention to it. Normally, the introduction briefly outlines all other chapters of the thesis although does not describe them in detail. Here is a typical structure of a PhD thesis introduction.

An outsider reader is not familiar with the research field as closely as you are. Therefore, you have to introduce it to the public. What is the current state of affairs? What is the scope of the research? What is the context? By disclosing these points, you immerse the reader into the world of your work and show its significance.

Research problem, research question(s) and motivation for the research

The next thing you should reveal is why you are undertaking the research. It is most likely that there has been previous existing research on the topic. So, why are you doing this? The centre of the research is the problem that has not been addressed by the scholars. Formulate it appropriately to show the gap in the existing knowledge on the topic.

Moreover, you should substantiate why this problem is important and has to be solved. Next, you should formulate research questions so that answering them will help to solve the research problem. Finally, you should show why this problem has to be paid attention to and what your motivation for conducting the research is. These may be the interest and the perspective of the topic as well as your previous accomplishments in this sphere.

Research aim and objectives

Based on the research questions, you formulate the research aim. The aim is what you expect to obtain as a result of your efforts. It can be decomposed into research objectives in the format of particular actions such as exploring this, determining the factors of that, estimating the significance of the relationship between this and that, developing a model of this and testing it in a specific context. For each objective, you will further specify the research hypotheses which will present the expected outcomes of your actions.

Author’s contribution to the existing body of knowledge

One of the most interesting points of the thesis is the author’s contribution. It may not be worthy of the Nobel prize, but the PhD thesis implies independent research and adding something new and significant to the existing knowledge. Since the introduction will likely be written after conducting the main body of the research so that its main results will already be known, you should outline what you have attained in your work and what it gives to science in general.

Methodology of your PhD thesis

While there is no sense in describing the methodology in detail in your thesis introduction, as it will have its own chapter. It is a good idea to show the readers how exactly you are doing your research. What data have you used? Where have you taken them? What methods have you applied? According to these details, an experienced reader can get an idea of the course of the entire study.

Structure of the thesis

Finally, you should give a reader an idea of how your research is organised. If they are interested in the details of your study, they will be able to go to a particular chapter or section and obtain the required information.

If you are struggling to formulate and write an effective introduction, contact us today for our PhD thesis introduction writing help .

phd introduction structure

How to Write Thesis Introduction Chapter: An Ultimate Guide

If you’ve landed here, you might be in the early challenging phase of penning down the dissertation introduction chapter. Well, we all know that it’s not an easy feat.

In this post, we will learn and review all the essential ingredients necessary for writing a strong dissertation and the details on which you should focus in this section.

Let’s get started by finding out what a thesis introduction is!

What Is Thesis Introduction?

The introduction is the first chapter of your dissertation that is placed right after the table of content. Your introduction should be intriguing and informative enough to draw your readers’ attention and set up the ground for your research with clarity, direction, and purpose on a relevant topic.

Your dissertation introduction should include;

  • Topic Introduction And Subject Background: This initial part serves as an introduction, providing a broad overview of your research and the necessary context for your project, explaining the factors surrounding it.
  • Research problem: This section highlights the gap or deficiency in current research that your study aims to address.
  • Focus And scope: Clearly articulate the specific achievements and inquiries your research intends to accomplish.
  • Relevance And importance: Justify the worth and value of your research, explaining why it is important to undertake and the contributions it will make.
  • Questions And objectives: Outline the specific research questions or objectives that this dissertation will address and achieve.
  • Limitations: Acknowledge and address the potential limitations inherent in your project and approach.
  • Structure Overview: Briefly outline the organisation and framework of your dissertation or thesis, helping the reader navigate its contents.

How To Start Writing The Dissertation Introduction

While the dissertation introduction traditionally serves as the opening section, it is not mandatory to write it first. In fact, it is often one of the final components to be written, usually preceding the abstract.

But we suggest you write a rough draft of your dissertation introduction before starting the research to guide you throughout the writing process. However, revise the introduction from time to time to ensure that it matches the content of all sections.

1.    Topic Introduction And Subject Background

Start by introducing your dissertation subject and providing essential contextual details. Define the significance of your research to educate your readers and grab their interest. It’s better to demonstrate the timeliness or importance of your topic, potentially by referring to a pertinent news article, ongoing academic discussion, or practical issue.

2.    Focus And scope

After providing a concise introduction to the broader field of study, it is essential to narrow your research focus and clearly delineate your investigation’s specific boundaries and objectives.

There are several ways through which you can narrow down your research focus, including:

  • Time period
  • Demographics
  • Geographical area
  • Topics, themes, and aspects

3.    Research Problem

Once you have provided your readers with an overview of your research area, it becomes essential to delve into the specifics of the research problem that your dissertation or thesis will address. While the background section may have hinted at potential research problems, this section aims to narrow down the focus and emphasise the specific research problem you will concentrate on.

Now, you might wonder, what exactly constitutes a research problem?

A research problem arises when there is a need to address a question or set of questions, but there exists a gap in the current literature, or the existing research presents conflicting or inconsistent findings.

To present your research problem effectively, it is crucial to clarify what is missing in the current literature and why it poses a problem. It is generally advisable to structure this discussion into three sections, namely:

  • The Current State Of Research: This entails highlighting what is already well-established in the existing literature.
  • The Literature Gap: Here, you identify the aspects or areas that are missing or inadequately addressed in the literature.
  • The Significance Of The Problem: This section elucidates why filling this gap in the literature is important and emphasises the implications and potential contributions of addressing the research problem.

By structuring your discussion in this manner, you can effectively convey the specific research problem and its importance within the existing academic landscape.

4.    Relevance And importance

To establish a strong foundation for your research, it is crucial to articulate your motivation behind undertaking this study and highlight its connection to existing scholarship. It is also important to outline the anticipated contributions and novel insights your research aims to offer.

Begin by providing a concise overview of the current state of research, including relevant literature citations. While it is important to acknowledge key sources, keep in mind that a more comprehensive survey of relevant literature will be conducted in the literature review section, thus avoiding excessive detail in the introduction.

Ultimately, your dissertation introduction should

  • Contributes to resolving the theoretical or practical problem.
  • Fills a gap in the existing literature.
  • Expands and builds upon previous research.
  • Introduces a new understanding of the topic.

5.    Questions And Objectives

Formulating research questions and objectives is critical to any introduction, as it establishes the framework for the subsequent thesis or dissertation. How you craft these questions and objectives will vary based on your field of study, subject matter, and specific focus.

Moreover, if your objective in conducting research is to evaluate hypotheses, you can express them in this section. Additionally, your introduction provides an opportune space to present a conceptual framework that proposes associations among variables.

6.    The limitations

After successfully defining your dissertation’s subject area and objectives, it is important to address the potential limitations of your research in a brief discussion.

Scope: It is crucial to acknowledge any narrow focus in your research that may overlook the interaction between certain variables.

Research Methodology: Critiques may arise regarding the subjectivity of qualitative methodologies or the oversimplification associated with quantitative methodologies.

Resources: It is important to consider limitations such as time constraints, financial constraints, equipment availability, and personal research experience.

Generalisability Of Findings: Keep in mind that findings obtained from studying a specific industry or country may not be readily applicable or generalised to other industries or countries.

7.    Structure Overview

The structural outline is the last component after effectively conveying the research topic, significance, and limitations. Its purpose is to give the reader a clear idea of the dissertation or thesis structure.

In this section, a concise summary of each chapter, including the introduction chapter, is necessary. A sentence or two that outlines the purpose and contents of each chapter will suffice to guide the reader. It’s important to avoid excessive detail as this section serves as an outline, not a comprehensive research summary.

Introduction Checklist

☐  I have captivated the reader with an interesting introduction to my research subject.

☐  I have presented essential background information to aid the reader’s comprehension of the topic.

☐  I have precisely indicated the main focus of my research.

☐  I have demonstrated the significance and relevance of the dissertation topic.

☐  I have clearly defined the problem or question my research aims to tackle.

☐  I have outlined the specific goals and objectives of the research.

☐  I have given a brief overview of the structure of the dissertation.

Wrapping Up!

By incorporating these elements into your dissertation introduction chapter, you will create a compelling opening that establishes a strong framework for the rest of your dissertation. It’s important to note that your university might have specific requirements or additional components for the introduction, so make sure to review your project guidelines thoroughly.

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If you find it tricky to write the introduction chapter of a PhD thesis, rest assured that you’re not alone. The introduction can be one of the hardest sections to write for any piece of research writing. However, the introduction is also one of the most important sections as it lays the groundwork for the following chapters and offers a first impression of the rest of the research that you are about to share. This article discusses some of the key things to consider as you write your introduction.

Write your introduction last

It is very common practice for most researchers to write the introduction chapter last. You might be wondering why that is, since it is the first chapter of the thesis. However, think of it in this way: you cannot introduce something until you know exactly what you are introducing .

You will have a complete overview and understanding of the entire project only when you have largely completed it and written all the other constituent parts. By writing the introduction at the end of your project, you’ll be able to look back over your initial research questions , the way you conducted the research, the results you generated and the conclusions you formed. You will then be in a better position to present and introduce the research as a whole, coherent piece of work. 

Provide an overview 

The introduction should offer the reader an overview of the research that you have conducted. You are setting the scene for your reader and giving them a broad idea of what they can expect throughout the rest of the thesis. As such, you don’t need to go into too much depth at this stage – the details can come later in the following chapters. In particular, you need to talk about what you are studying and why.

What are you studying?

The introduction is the best place to outline your working hypothesis and/or research questions . After all, this is what the rest of your thesis will entail.

Make it very clear for your reader exactly what you are setting out to investigate.

What are you trying to find out? What are you testing? What answers or results are you hoping to obtain by doing this study?

You might find it easier and clearer to outline your research questions as distinct bullet points . Then, you can follow this list with a more detailed discussion of each of the questions or hypotheses – for example, why you are asking each question, what you hope to find out from each question and what methods you will use to answer those questions. 

Why are you doing this research? 

Apart from giving your reader an idea of what your thesis is about, it is important to explain in the introduction why you are doing this research. Start by highlighting exactly what issue(s) you are addressing in this research, then outline why this research is important and why there is a need for this study to be conducted.

Although you shouldn’t give everything away and reveal all your findings and conclusions at the beginning of the thesis, you can begin to hint at the potential impact and implications that such a study could create, either for your specific field, or for society more generally. This will again emphasise the significance and relevance of this research. 

Offer some background

In order to effectively set the scene, you can also begin to introduce some of the most prominent work that has already been done on the subject. This chapter is a good place to contextualise your research within the broader, existing body of work. Again, you don’t need to go into great detail – that will be covered in the literature review – but it can be helpful to briefly mention some of the existing relevant work that has informed and motivated your unique study.

For example, perhaps your research responds directly to a recent scientific discovery. You can use the introduction to refer to this previous study and explain how you are addressing the limitations and problems of that study or exploring the effects of using an alternative method.

How are you conducting this research?

When you’ve introduced the reasons informing your study and explained what you will be investigating, you will then want to offer a brief explanation of how you have designed and conducted this research. Again, as you are only giving an overview at this stage, you don’t need to go into too much detail – further explanations will come later in your methods /methodology chapter.

Remember that you want to offer your reader a broad idea of what the overall research project entails. Naturally, this includes some discussion of the main approaches and directions you took in your research to adequately answer the questions that you set out to investigate.

Offer a clear chapter outline

It is a good idea to include a section within your introduction that clearly outlines what each of the proceeding chapters will include. As you write these chapter outlines, think of them as small summaries, or mini abstracts, of each chapter .

Your reader will then have a much firmer and focused idea of what is to come next, and how each chapter will connect with and links to each other. Think of the chapter outline as something like a recipe or a roadmap laying out the steps that the reader will follow. 

In conclusion

Although it can feel a bit overwhelming to have to summarise all your research into a single introductory chapter, it might help to place yourself in the position of your ideal reader or examiner .

What would you like them to know as they start reading your thesis? What important pieces of information would they need here in order to fully appreciate and understand the rest of your paper?

Think about what you would like to see and what details you appreciate when you read introductory chapters, and try to recreate that same clarity for your reader.

Read next (final) in series:  PhD Writing 4: How to write the conclusion chapter of your thesis

Read previous in series: PhD Writing 2: How to improve your writing skills in preparation for writing your thesis

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The geography of resistance, both past and present, in the British Isles (formerly Turbulent London)

How to Write a Good PhD Introduction: Collected Resources

Introduction

I recently collected together all the help I found and advice I was given for writing my thesis conclusion , so I thought I would do the same for the Introduction. Below is a list of all the blog posts I found helpful, but if you were only going to take on one bit of advice I would say make it this: Make sure you give yourself plenty of time to write your introduction. It may be the shortest chapter in your thesis, but it isn’t easy and it’s important to get it right- first impressions matter! With that in mind, below are the links to some blog posts I found useful:

PhD Life: Your Thesis Introduction . This blog about doing a PhD is run by the Research Exchange at the University of Warwick. This blog post has some very helpful ideas about things you can do to get started on your introduction, and it makes the whole thing feel a bit less intimidating.

Explorations of Style: Introductions   is a general post about how to write and structure introductions.  Structuring a Thesis Introduction  applies these principles specifically to writing up a PhD, which is a very particular form of writing. Explorations of Style is written by Rachael Cayley, an associate professor in the school of Graduate Studies at the University of Toronto.

Patter: The Thesis Introduction . I found this blog post helpful for explaining why my research matters, something I have been grappling with for quite a while!

James Hayton PhD: Leaving Your Thesis Introduction Until Last? It Could Be A Mistake…  I found this post a little bit to late to follow Hayton’s main piece of advice- I had written everything else by the time I started to think seriously about my introduction. It might not be too late for you though!

Doctoral Writing SIG: How Long is a Thesis Introduction? Changing Thesis Structures.  This post considers the importance of following accepted guidelines when it comes to writing a thesis introduction. Every thesis is different, but it can be a risk stepping too far outside of what is considered normal.

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Published by Hannah Awcock

University Teacher in Human Geography at the University of Edinburgh. Interested in the cultural, historical, and political geographies of resistance. View all posts by Hannah Awcock

3 thoughts on “ How to Write a Good PhD Introduction: Collected Resources ”

Fantastic. Thanks for sharing Hannah. Will prove very useful when I get there!

Thanks Simon, I’m glad it’s helpful!

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How to Write a Thesis Introduction

What types of information should you include in your introduction .

In the introduction of your thesis, you’ll be trying to do three main things, which are called Moves :

  • Move 1 establish your territory (say what the topic is about)
  • Move 2 establish a niche (show why there needs to be further research on your topic)
  • Move 3 introduce the current research (make hypotheses; state the research questions)

Each Move has a number of stages. Depending on what you need to say in your introduction, you might use one or more stages. Table 1 provides you with a list of the most commonly occurring stages of introductions in Honours theses (colour-coded to show the Moves ). You will also find examples of Introductions, divided into stages with sample sentence extracts. Once you’ve looked at Examples 1 and 2, try the exercise that follows.

Most thesis introductions include SOME (but not all) of the stages listed below. There are variations between different Schools and between different theses, depending on the purpose of the thesis.

Stages in a thesis introduction

  • state the general topic and give some background
  • provide a review of the literature related to the topic
  • define the terms and scope of the topic
  • outline the current situation
  • evaluate the current situation (advantages/ disadvantages) and identify the gap
  • identify the importance of the proposed research
  • state the research problem/ questions
  • state the research aims and/or research objectives
  • state the hypotheses
  • outline the order of information in the thesis
  • outline the methodology

Example 1: Evaluation of Boron Solid Source Diffusion for High-Efficiency Silicon Solar Cells (School of Photovoltaic and Renewable Energy Engineering)

Example 2: Methods for Measuring Hepatitis C Viral Complexity (School of Biotechnology and Biological Sciences)

Note: this introduction includes the literature review.

Now that you have read example 1 and 2, what are the differences?

Example 3: The IMO Severe-Weather Criterion Applied to High-Speed Monohulls (School of Mechanical and Manufacturing Engineering)

Example 4: The Steiner Tree Problem (School of Computer Science and Engineering)

Introduction exercise

Example 5.1 (extract 1): The effects of Fluoride on the reproduction of three native Australian plant Species (School of Geography)

Example 5.2 (extract 2): The effects of Fluoride on the reproduction of three native Australian plant Species (School of Geography)

Example 5.3

Example 5.4 (extract 4): The effects of Fluoride on the reproduction of three native Australian plant Species (School of Geography)

Example 5.5 (extract 5): The effects of Fluoride on the reproduction of three native Australian plant Species (School of Geography)

Example 5.6 (extract 6): The effects of Fluoride on the reproduction of three native Australian plant Species (School of Geography)

Well, firstly, there are many choices that you can make. You will notice that there are variations not only between the different Schools in your faculty, but also between individual theses, depending on the type of information that is being communicated. However, there are a few elements that a good Introduction should include, at the very minimum:

  • Either Statement of general topic Or Background information about the topic;
  • Either Identification of disadvantages of current situation Or Identification of the gap in current research;
  • Identification of importance of proposed research
  • Either Statement of aims Or Statement of objectives
  • An Outline of the order of information in the thesis

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06 Essential Steps for Introduction Section of Dissertation or Thesis

PhD Introduction Section

Introduction

Stating the research problem or research question, brief overview of the structure of your dissertation, 1. starting with a compelling opening, 2. providing background information, 3. clearly stating the research problem, 4. stating the research objectives, 5. highlighting the research significance, 6. outlining the dissertation structure, avoiding unnecessary jargon or technical details, seeking feedback and revising the introduction multiple times, common academic phrases that can be used in the introduction section.

Are you on the journey of completing your PhD or Post Graduate dissertation? The introduction section plays a vital role in setting the stage for your research and capturing the reader’s attention from the very beginning. A well-crafted introduction is a gateway to showcasing the significance and value of your work.

In this blog post, we will guide you through the essential elements and expert tips to create an engaging and impactful introduction for your dissertation or thesis.

This comprehensive guide will equip you with the tools to write an introduction that stands out. From capturing the reader’s interest with a compelling opening to defining the research problem, stating objectives, and highlighting the research significance, we’ve got you covered.

Not only will you discover practical strategies for crafting an effective introduction, but you’ll also learn how to keep it concise, avoid jargon, and seek valuable feedback. Additionally, we’ll provide domain-specific examples to illustrate each point and help you better understand the application of these techniques.

By mastering the art of writing an engaging introduction, you’ll be able to captivate your readers, establish the context of your research, and demonstrate the value of your study. So, let’s dive in and unlock the secrets to crafting an introduction that sets the foundation for a remarkable PhD dissertation.

If you are in paucity of time, not confident of your writing skills and in a hurry to complete the writing task then you can think of hiring a research consultant that solves all your problems. Please visit my article on Hiring a Research consultant for your PhD tasks for further details.

Purpose of the Introduction

The introduction should introduce the specific topic of your research and provide the necessary background information. For example: “In recent years, artificial intelligence (AI) has emerged as a transformative technology with applications in various domains. This study focuses on improving the accuracy of image recognition algorithms in computer vision, a crucial area within AI research.”

Clearly articulating the research problem or research question is essential. Here’s an example: “The objective of this study is to develop a more efficient algorithm for large-scale graph analysis, addressing the challenge of processing massive networks in real-time.”

It is important to state the specific objectives or goals of your research. Here’s an example: “The primary objectives of this research are to design and implement a secure communication protocol for Internet of Things (IoT) devices, evaluate its performance under different network conditions, and assess its resistance to potential cyber-attacks.”

It is helpful to provide a brief overview of the structure of your dissertation, indicating the main sections or chapters. Here’s an example: “This dissertation consists of six chapters. Chapter 1 presents the introduction, research problem, objectives, and methodology. Chapter 2 provides a comprehensive literature review of the existing algorithms for sentiment analysis. Chapter 3 details the proposed algorithm for sentiment classification. Chapter 4 presents the experimental setup and results. Chapter 5 discusses the findings and implications. Finally, Chapter 6 concludes the dissertation with recommendations for future research.”

Remember to adapt the examples to your specific research topic and ensure they accurately reflect the purpose of your introduction. By introducing the topic, stating the research problem, outlining the objectives, and providing an overview of the dissertation structure, you will establish the necessary foundation for your research.

Crafting an Effective Introduction in 06 Steps

By starting with a compelling opening, providing background information, clearly stating the research problem and objectives, highlighting the research significance, and outlining the dissertation structure, you will craft an effective introduction.

Starting with a compelling opening can capture the reader’s attention. Here are some examples:

  • Anecdote: “Imagine a scenario where autonomous vehicles navigate through busy city streets, making split-second decisions to ensure passenger safety and optimize traffic flow.”
  • Question: “Have you ever wondered how social media platforms use recommendation algorithms to personalize your news feed based on your interests and preferences?”
  • Fact: “In 2020, the global cybersecurity market reached a value of $167.13 billion, highlighting the increasing need for robust and reliable security solutions in the digital age.”

Providing background information involves discussing existing literature, theories, and concepts. Here’s an example: “Previous studies in the field of natural language processing have focused on sentiment analysis, aiming to classify text into positive, negative, or neutral sentiments. However, current approaches face challenges in accurately capturing the contextual nuances and sarcasm often found in social media data.”

Clearly defining the research problem is crucial. Here’s an example: “The research problem addressed in this study is the efficient scheduling and resource allocation for cloud-based data-intensive applications, considering the dynamic nature of workloads and the varying availability of cloud resources.”

Presenting specific objectives is important in computer science. Here’s an example: “The primary objectives of this research are to develop an energy-efficient routing protocol for wireless sensor networks, investigate the impact of different routing metrics on network performance, and propose adaptive algorithms for dynamic topology changes.”

Explaining the importance and relevance of your research is essential. Here’s an example: “This research on blockchain technology has significant implications for enhancing data security, ensuring transparent and immutable transactions, and revolutionizing various sectors, including finance, supply chain management, and healthcare.”

Providing a brief overview of the main sections or chapters of your dissertation helps the reader understand the organization. Here’s an example: “This dissertation consists of five chapters. Chapter 1 introduces the research problem, objectives, and methodology. Chapter 2 provides a comprehensive literature review. Chapter 3 presents the proposed algorithm and its implementation. Chapter 4 discusses the experimental results and analysis. Finally, Chapter 5 concludes the dissertation, summarizing the findings and suggesting future research directions.”

Remember to tailor these examples to your specific research topic and ensure they align with your own introduction.

Tips for Writing a Strong Introduction

It’s essential to keep the introduction concise and focused on the main points. Avoid going into excessive detail or including unnecessary information. Here’s an example: “To achieve efficient data processing in distributed systems, this study focuses on developing a parallel algorithm for sorting large-scale datasets, aiming to reduce the computational time and improve overall system performance.”

While writing the introduction, it’s crucial to communicate your ideas clearly without overwhelming the reader with technical terms. Here’s an example: “This study investigates the usability of natural language interfaces for human-robot interaction, exploring the potential for seamless and intuitive communication between users and autonomous robotic systems.”

It’s important to seek feedback from your advisor or peers and revise your introduction based on their suggestions. .

Remember to adapt these examples to your specific research topic and ensure they align with your writing style. By keeping the introduction concise and focused, avoiding unnecessary jargon, and seeking feedback while revising multiple times, you will be able to write a strong introduction in any domain of research.

Here are some common academic phrases that can be used in the introduction section . I have included a table with examples to illustrate how these phrases might be used:

Crafting a well-crafted introduction is paramount when it comes to writing a PhD or Post Graduate dissertation. The introduction serves as the gateway to your research, setting the stage for what follows and capturing the reader’s attention. By following the outlined guidelines and tips, you can create an introduction that engages the reader, establishes the context, and highlights the significance of your research.

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How to Write a Thesis or Dissertation Introduction

Published on 9 September 2022 by Tegan George and Shona McCombes.

The introduction is the first section of your thesis or dissertation , appearing right after the table of contents . Your introduction draws your reader in, setting the stage for your research with a clear focus, purpose, and direction.

Your introduction should include:

  • Your topic, in context: what does your reader need to know to understand your thesis dissertation?
  • Your focus and scope: what specific aspect of the topic will you address?
  • The relevance of your research: how does your work fit into existing studies on your topic?
  • Your questions and objectives: what does your research aim to find out, and how?
  • An overview of your structure: what does each section contribute to the overall aim?

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Table of contents

How to start your introduction, topic and context, focus and scope, relevance and importance, questions and objectives, overview of the structure, thesis introduction example, introduction checklist, frequently asked questions about introductions.

Although your introduction kicks off your dissertation, it doesn’t have to be the first thing you write – in fact, it’s often one of the very last parts to be completed (just before your abstract ).

It’s a good idea to write a rough draft of your introduction as you begin your research, to help guide you. If you wrote a research proposal , consider using this as a template, as it contains many of the same elements. However, be sure to revise your introduction throughout the writing process, making sure it matches the content of your ensuing sections.

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Begin by introducing your research topic and giving any necessary background information. It’s important to contextualise your research and generate interest. Aim to show why your topic is timely or important. You may want to mention a relevant news item, academic debate, or practical problem.

After a brief introduction to your general area of interest, narrow your focus and define the scope of your research.

You can narrow this down in many ways, such as by:

  • Geographical area
  • Time period
  • Demographics or communities
  • Themes or aspects of the topic

It’s essential to share your motivation for doing this research, as well as how it relates to existing work on your topic. Further, you should also mention what new insights you expect it will contribute.

Start by giving a brief overview of the current state of research. You should definitely cite the most relevant literature, but remember that you will conduct a more in-depth survey of relevant sources in the literature review section, so there’s no need to go too in-depth in the introduction.

Depending on your field, the importance of your research might focus on its practical application (e.g., in policy or management) or on advancing scholarly understanding of the topic (e.g., by developing theories or adding new empirical data). In many cases, it will do both.

Ultimately, your introduction should explain how your thesis or dissertation:

  • Helps solve a practical or theoretical problem
  • Addresses a gap in the literature
  • Builds on existing research
  • Proposes a new understanding of your topic

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Perhaps the most important part of your introduction is your questions and objectives, as it sets up the expectations for the rest of your thesis or dissertation. How you formulate your research questions and research objectives will depend on your discipline, topic, and focus, but you should always clearly state the central aim of your research.

If your research aims to test hypotheses , you can formulate them here. Your introduction is also a good place for a conceptual framework that suggests relationships between variables .

  • Conduct surveys to collect data on students’ levels of knowledge, understanding, and positive/negative perceptions of government policy.
  • Determine whether attitudes to climate policy are associated with variables such as age, gender, region, and social class.
  • Conduct interviews to gain qualitative insights into students’ perspectives and actions in relation to climate policy.

To help guide your reader, end your introduction with an outline  of the structure of the thesis or dissertation to follow. Share a brief summary of each chapter, clearly showing how each contributes to your central aims. However, be careful to keep this overview concise: 1-2 sentences should be enough.

I. Introduction

Human language consists of a set of vowels and consonants which are combined to form words. During the speech production process, thoughts are converted into spoken utterances to convey a message. The appropriate words and their meanings are selected in the mental lexicon (Dell & Burger, 1997). This pre-verbal message is then grammatically coded, during which a syntactic representation of the utterance is built.

Speech, language, and voice disorders affect the vocal cords, nerves, muscles, and brain structures, which result in a distorted language reception or speech production (Sataloff & Hawkshaw, 2014). The symptoms vary from adding superfluous words and taking pauses to hoarseness of the voice, depending on the type of disorder (Dodd, 2005). However, distortions of the speech may also occur as a result of a disease that seems unrelated to speech, such as multiple sclerosis or chronic obstructive pulmonary disease.

This study aims to determine which acoustic parameters are suitable for the automatic detection of exacerbations in patients suffering from chronic obstructive pulmonary disease (COPD) by investigating which aspects of speech differ between COPD patients and healthy speakers and which aspects differ between COPD patients in exacerbation and stable COPD patients.

Checklist: Introduction

I have introduced my research topic in an engaging way.

I have provided necessary context to help the reader understand my topic.

I have clearly specified the focus of my research.

I have shown the relevance and importance of the dissertation topic .

I have clearly stated the problem or question that my research addresses.

I have outlined the specific objectives of the research .

I have provided an overview of the dissertation’s structure .

You've written a strong introduction for your thesis or dissertation. Use the other checklists to continue improving your dissertation.

The introduction of a research paper includes several key elements:

  • A hook to catch the reader’s interest
  • Relevant background on the topic
  • Details of your research problem
  • A thesis statement or research question
  • Sometimes an outline of the paper

Don’t feel that you have to write the introduction first. The introduction is often one of the last parts of the research paper you’ll write, along with the conclusion.

This is because it can be easier to introduce your paper once you’ve already written the body ; you may not have the clearest idea of your arguments until you’ve written them, and things can change during the writing process .

Research objectives describe what you intend your research project to accomplish.

They summarise the approach and purpose of the project and help to focus your research.

Your objectives should appear in the introduction of your research paper , at the end of your problem statement .

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Writing a Research Paper Introduction | Step-by-Step Guide

Published on September 24, 2022 by Jack Caulfield . Revised on March 27, 2023.

Writing a Research Paper Introduction

The introduction to a research paper is where you set up your topic and approach for the reader. It has several key goals:

  • Present your topic and get the reader interested
  • Provide background or summarize existing research
  • Position your own approach
  • Detail your specific research problem and problem statement
  • Give an overview of the paper’s structure

The introduction looks slightly different depending on whether your paper presents the results of original empirical research or constructs an argument by engaging with a variety of sources.

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Table of contents

Step 1: introduce your topic, step 2: describe the background, step 3: establish your research problem, step 4: specify your objective(s), step 5: map out your paper, research paper introduction examples, frequently asked questions about the research paper introduction.

The first job of the introduction is to tell the reader what your topic is and why it’s interesting or important. This is generally accomplished with a strong opening hook.

The hook is a striking opening sentence that clearly conveys the relevance of your topic. Think of an interesting fact or statistic, a strong statement, a question, or a brief anecdote that will get the reader wondering about your topic.

For example, the following could be an effective hook for an argumentative paper about the environmental impact of cattle farming:

A more empirical paper investigating the relationship of Instagram use with body image issues in adolescent girls might use the following hook:

Don’t feel that your hook necessarily has to be deeply impressive or creative. Clarity and relevance are still more important than catchiness. The key thing is to guide the reader into your topic and situate your ideas.

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This part of the introduction differs depending on what approach your paper is taking.

In a more argumentative paper, you’ll explore some general background here. In a more empirical paper, this is the place to review previous research and establish how yours fits in.

Argumentative paper: Background information

After you’ve caught your reader’s attention, specify a bit more, providing context and narrowing down your topic.

Provide only the most relevant background information. The introduction isn’t the place to get too in-depth; if more background is essential to your paper, it can appear in the body .

Empirical paper: Describing previous research

For a paper describing original research, you’ll instead provide an overview of the most relevant research that has already been conducted. This is a sort of miniature literature review —a sketch of the current state of research into your topic, boiled down to a few sentences.

This should be informed by genuine engagement with the literature. Your search can be less extensive than in a full literature review, but a clear sense of the relevant research is crucial to inform your own work.

Begin by establishing the kinds of research that have been done, and end with limitations or gaps in the research that you intend to respond to.

The next step is to clarify how your own research fits in and what problem it addresses.

Argumentative paper: Emphasize importance

In an argumentative research paper, you can simply state the problem you intend to discuss, and what is original or important about your argument.

Empirical paper: Relate to the literature

In an empirical research paper, try to lead into the problem on the basis of your discussion of the literature. Think in terms of these questions:

  • What research gap is your work intended to fill?
  • What limitations in previous work does it address?
  • What contribution to knowledge does it make?

You can make the connection between your problem and the existing research using phrases like the following.

Now you’ll get into the specifics of what you intend to find out or express in your research paper.

The way you frame your research objectives varies. An argumentative paper presents a thesis statement, while an empirical paper generally poses a research question (sometimes with a hypothesis as to the answer).

Argumentative paper: Thesis statement

The thesis statement expresses the position that the rest of the paper will present evidence and arguments for. It can be presented in one or two sentences, and should state your position clearly and directly, without providing specific arguments for it at this point.

Empirical paper: Research question and hypothesis

The research question is the question you want to answer in an empirical research paper.

Present your research question clearly and directly, with a minimum of discussion at this point. The rest of the paper will be taken up with discussing and investigating this question; here you just need to express it.

A research question can be framed either directly or indirectly.

  • This study set out to answer the following question: What effects does daily use of Instagram have on the prevalence of body image issues among adolescent girls?
  • We investigated the effects of daily Instagram use on the prevalence of body image issues among adolescent girls.

If your research involved testing hypotheses , these should be stated along with your research question. They are usually presented in the past tense, since the hypothesis will already have been tested by the time you are writing up your paper.

For example, the following hypothesis might respond to the research question above:

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phd introduction structure

The final part of the introduction is often dedicated to a brief overview of the rest of the paper.

In a paper structured using the standard scientific “introduction, methods, results, discussion” format, this isn’t always necessary. But if your paper is structured in a less predictable way, it’s important to describe the shape of it for the reader.

If included, the overview should be concise, direct, and written in the present tense.

  • This paper will first discuss several examples of survey-based research into adolescent social media use, then will go on to …
  • This paper first discusses several examples of survey-based research into adolescent social media use, then goes on to …

Full examples of research paper introductions are shown in the tabs below: one for an argumentative paper, the other for an empirical paper.

  • Argumentative paper
  • Empirical paper

Are cows responsible for climate change? A recent study (RIVM, 2019) shows that cattle farmers account for two thirds of agricultural nitrogen emissions in the Netherlands. These emissions result from nitrogen in manure, which can degrade into ammonia and enter the atmosphere. The study’s calculations show that agriculture is the main source of nitrogen pollution, accounting for 46% of the country’s total emissions. By comparison, road traffic and households are responsible for 6.1% each, the industrial sector for 1%. While efforts are being made to mitigate these emissions, policymakers are reluctant to reckon with the scale of the problem. The approach presented here is a radical one, but commensurate with the issue. This paper argues that the Dutch government must stimulate and subsidize livestock farmers, especially cattle farmers, to transition to sustainable vegetable farming. It first establishes the inadequacy of current mitigation measures, then discusses the various advantages of the results proposed, and finally addresses potential objections to the plan on economic grounds.

The rise of social media has been accompanied by a sharp increase in the prevalence of body image issues among women and girls. This correlation has received significant academic attention: Various empirical studies have been conducted into Facebook usage among adolescent girls (Tiggermann & Slater, 2013; Meier & Gray, 2014). These studies have consistently found that the visual and interactive aspects of the platform have the greatest influence on body image issues. Despite this, highly visual social media (HVSM) such as Instagram have yet to be robustly researched. This paper sets out to address this research gap. We investigated the effects of daily Instagram use on the prevalence of body image issues among adolescent girls. It was hypothesized that daily Instagram use would be associated with an increase in body image concerns and a decrease in self-esteem ratings.

The introduction of a research paper includes several key elements:

  • A hook to catch the reader’s interest
  • Relevant background on the topic
  • Details of your research problem

and your problem statement

  • A thesis statement or research question
  • Sometimes an overview of the paper

Don’t feel that you have to write the introduction first. The introduction is often one of the last parts of the research paper you’ll write, along with the conclusion.

This is because it can be easier to introduce your paper once you’ve already written the body ; you may not have the clearest idea of your arguments until you’ve written them, and things can change during the writing process .

The way you present your research problem in your introduction varies depending on the nature of your research paper . A research paper that presents a sustained argument will usually encapsulate this argument in a thesis statement .

A research paper designed to present the results of empirical research tends to present a research question that it seeks to answer. It may also include a hypothesis —a prediction that will be confirmed or disproved by your research.

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Know How to Structure Your PhD Thesis

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Table of Contents

In your academic career, few projects are more important than your PhD thesis. Unfortunately, many university professors and advisors assume that their students know how to structure a PhD. Books have literally been written on the subject, but there’s no need to read a book in order to know about PhD thesis paper format and structure. With that said, however, it’s important to understand that your PhD thesis format requirement may not be the same as another student’s. The bottom line is that how to structure a PhD thesis often depends on your university and department guidelines.

But, let’s take a look at a general PhD thesis format. We’ll look at the main sections, and how to connect them to each other. We’ll also examine different hints and tips for each of the sections. As you read through this toolkit, compare it to published PhD theses in your area of study to see how a real-life example looks.

Main Sections of a PhD Thesis

In almost every PhD thesis or dissertation, there are standard sections. Of course, some of these may differ, depending on your university or department requirements, as well as your topic of study, but this will give you a good idea of the basic components of a PhD thesis format.

  • Abstract : The abstract is a brief summary that quickly outlines your research, touches on each of the main sections of your thesis, and clearly outlines your contribution to the field by way of your PhD thesis. Even though the abstract is very short, similar to what you’ve seen in published research articles, its impact shouldn’t be underestimated. The abstract is there to answer the most important question to the reviewer. “Why is this important?”
  • Introduction : In this section, you help the reviewer understand your entire dissertation, including what your paper is about, why it’s important to the field, a brief description of your methodology, and how your research and the thesis are laid out. Think of your introduction as an expansion of your abstract.
  • Literature Review : Within the literature review, you are making a case for your new research by telling the story of the work that’s already been done. You’ll cover a bit about the history of the topic at hand, and how your study fits into the present and future.
  • Theory Framework : Here, you explain assumptions related to your study. Here you’re explaining to the review what theoretical concepts you might have used in your research, how it relates to existing knowledge and ideas.
  • Methods : This section of a PhD thesis is typically the most detailed and descriptive, depending of course on your research design. Here you’ll discuss the specific techniques you used to get the information you were looking for, in addition to how those methods are relevant and appropriate, as well as how you specifically used each method described.
  • Results : Here you present your empirical findings. This section is sometimes also called the “empiracles” chapter. This section is usually pretty straightforward and technical, and full of details. Don’t shortcut this chapter.
  • Discussion : This can be a tricky chapter, because it’s where you want to show the reviewer that you know what you’re talking about. You need to speak as a PhD versus a student. The discussion chapter is similar to the empirical/results chapter, but you’re building on those results to push the new information that you learned, prior to making your conclusion.
  • Conclusion : Here, you take a step back and reflect on what your original goals and intentions for the research were. You’ll outline them in context of your new findings and expertise.

Tips for your PhD Thesis Format

As you put together your PhD thesis, it’s easy to get a little overwhelmed. Here are some tips that might keep you on track.

  • Don’t try to write your PhD as a first-draft. Every great masterwork has typically been edited, and edited, and…edited.
  • Work with your thesis supervisor to plan the structure and format of your PhD thesis. Be prepared to rewrite each section, as you work out rough drafts. Don’t get discouraged by this process. It’s typical.
  • Make your writing interesting. Academic writing has a reputation of being very dry.
  • You don’t have to necessarily work on the chapters and sections outlined above in chronological order. Work on each section as things come up, and while your work on that section is relevant to what you’re doing.
  • Don’t rush things. Write a first draft, and leave it for a few days, so you can come back to it with a more critical take. Look at it objectively and carefully grammatical errors, clarity, logic and flow.
  • Know what style your references need to be in, and utilize tools out there to organize them in the required format.
  • It’s easier to accidentally plagiarize than you think. Make sure you’re referencing appropriately, and check your document for inadvertent plagiarism throughout your writing process.

PhD Thesis Editing Plus

Want some support during your PhD writing process? Our PhD Thesis Editing Plus service includes extensive and detailed editing of your thesis to improve the flow and quality of your writing. Unlimited editing support for guaranteed results. Learn more here , and get started today!

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  • Structuring your thesis
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  • How to write a thesis

The best structure for your HDR thesis will depend on your discipline and the research you aim to communicate.

Before you begin writing your thesis, make sure you've read our advice on thesis preparation for information on the requirements you'll need to meet.

Once you've done this, you can begin to think about how to structure your thesis. To help you get started, we've outlined a basic structure below, but the requirements for your discipline may be different .

If you need help determining a suitable structure:

  • read other theses in your discipline – you can search for UQ theses on the Library website. For prime examples, search for theses that received commendations from their examiners
  • check with your advisor.

A basic thesis structure includes the following sections:

Introduction and literature review

Results or findings.

An abstract is a summary of your entire thesis and should provide a complete overview of the thesis, including your key results and findings.

An abstract is different to your introduction, and shouldn't be used to advertise your thesis — it should provide enough information to allow readers to understand what they'll learn by reading the thesis.

Your abstract should answer the following questions:

  • What did you do?
  • How did you do it?
  • Why was it worth doing?
  • What were the key results?
  • What are the implications or significance of the results?

As your abstract will have a word limit, you may be unable to answer every question in detail. If you find yourself running out of words, make sure you include your key findings before other information.

All theses require introductions and literature reviews, but the structure and location of these can vary.

In some cases, your literature review will be incorporated into the introduction. You may also review literature in other parts of your thesis, such as in the methods section.

Other options for structuring an introduction and literature review include:

  • a brief introductory chapter with a longer, separate literature review chapter
  • a long introductory chapter with a brief introductory section followed by literature review sections
  • a brief introductory chapter with detailed literature reviews relevant to the topic of each chapter provided separately in each chapter — this is common in a thesis comprised of publications.

If you have a separate introduction and literature review, they should complement, not repeat, each other.

The introduction should outline the background and significance of the broad area of study, as well as your:

  • general aims – what you intend to contribute to the understanding of a topic
  • specific objectives – which particular aspects of that topic you'll be investigating
  • the rationale for proceeding in the way that you did
  • your motivation or the justification for your research – the level of detail can vary depending on how much detail you will be including in a literature review.

The literature review should provide a more detailed analysis of research in the field, and present more specific aims or hypotheses for your research. What's expected for a literature review varies depending on your:

  • program – a PhD thesis requires a more extensive literature review than an MPhil thesis
  • discipline – analyse well-written examples from your discipline to learn the conventions for content and structure.

To get some ideas about how to structure and integrate your literature review, look at how to write a literature review and an example analysis of a literature review , or talk to your advisor.

A possible structure for your methods section is to include an introduction that provides a justification and explanation of the methodological approach you chose, followed by relevant sub-sections. Some standard sub-sections of a methods chapter include:

  • Participants
  • Procedures.

How the methods section is structured can depend on your discipline, so review other theses from your discipline for ideas for structure.

Regardless of structure, the methods section should explain:

  • how you collected and analysed your data – you only need to include enough detail that another expert in the field could repeat what you've done (you don't have to detail field standard techniques or tests)
  • why you chose to collect specific data
  • how this data will help you to answer your research questions
  • why you chose the approach you went with.

You may want to present your results separately to your discussion. If so, use the results section to:

  • specify the data you collected and how it was were prepared for analysis
  • describe the data analysis (e.g. define the type of statistical test that was applied to the data)
  • describe the outcome of the analysis
  • present a summary and descriptive statistics in a table or graph.

Use tables and figures effectively

Reports usually include tables, graphs and other graphics to present data and supplement the text. To learn how to design and use these elements effectively, see our guides to:

  • incorporating tables, figures, statistics and equations (PDF, 1.2MB)
  • graphic presentation (PDF, 2.9MB) .

Use the discussion section to:

  • comment on your results and explain what they mean
  • compare, contrast and relate your results back to theory or the findings of other studies
  • identify and explain any unexpected results
  • identify any limitations to your research and any questions that your research was unable to answer
  • discuss the significance or implications of your results.

If you find that your research ends up in a different direction to what you intended, it can help to explicitly acknowledge this and explain why in this section.

Use the conclusion section to:

  • emphasise that you've met your research aims
  • summarise the main findings of your research
  • restate the limitations of your research and make suggestions for further research.

In some cases, the discussion and conclusion sections can be combined. Check with your advisor if you want to combine these sections.

  • Thesis writing tips

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Your Thesis Introduction

phd introduction structure

November might be over, but we know your thesis is still there. Writing the introduction and conclusion sounds like a breeze after wrestling with all the other chapters, but these two might be tricky… Emma shares some fantastic advice on writing the Introduction Chapter. 

To clarify this blog is about the introduction of the thesis, not about the introduction for each thesis chapter (which is blogged about already).

I could not find a blog on introductions, perhaps because they are usually written last, near the end, when no one wants to write anything additional by that point.

Image credits: Youske Muroya / CC

But I have been struggling with the introduction. Introducing someone to your work in an interesting way yet ticking all those thesis boxes is tough. I rapidly realised that my introduction was becoming a literature review. I was confused where to situate the study because my method was exploratory, involving storytelling. The study was conducted with a school, but was also connected to several other areas such as theatre and drama studies, arts in education, psychology, and youth studies, to name a few.

I had written 15 pages of rubbish and needed help. I showed my work to someone that knows about writing. They advised me to start again.

From my experience no one can tell you exactly how to write the introduction because they are all different. But here are some tips to get started which will enable your supervisor to polish it further to fit with the rest of your thesis.

  • Imagine that you are telling someone you have just met about the motivation or inspiration for your study. Aim for 250 words or a page. Don’t look at your thesis questions or anything previously written. Write on a sheet of paper if that helps.
  • Take the time to select one area to connect your work to, even if it connects to several areas. Summarise this in a paragraph from your head (yes, again that means without looking at all those carefully taken notes and previous scribbles).
  • Are you using an epistemological stance/theoretical point of view? Tell the reader about it in a paragraph.
  • Rethink and add your research questions (you can look at previous drafts here, depending on the field your research questions may have changed quite a bit).
  • Write an outline of what is being discussed in the thesis chapter by chapter. Have a look at some thesis documents from your field in the Modern records centre part of the library/online to see how others do this.

This won’t write your introduction for you, but it does provide a place to work from. Now show this to someone who knows nothing about your work. See what questions they have and address them in the text.

Don’t worry if you get comments like this:

  • needs transition
  • structure of ideas is not right/I don’t understand what you mean here

Put it in a draw, have a break, now go back to it. Now check the order, summarize what each paragraph is about or how it fits into your analysis as a whole.

Are there transitions for the reader? You can find examples of transition words here .

Then work on connecting ideas, and paragraphs, using transition words. There is  help  on how to use the transition words if you get stuck.

So you’ve done a first draft, checked the order, and used transition words to help the readers follow your ideas.

The next step is to look at how you have started the chapter, referring to the usual route in your field this could be with a vignette, or the methods.

If you are not sure about the order ask:

Does this make the thesis sound interesting? Is the most important point first or at the forefront of the argument?

Now show your draft to your supervisor.

These are some ideas to get you started; of course your supervisor will have some better suggestions once you have a basic outline.

Emma Parfitt is a PhD researcher in Sociology at the University of Warwick, otherwise known as the storytelling researcher. Her research interests include storytelling, creative writing, emotions and behaviour. She has a degree in Environmental Science and an MA in literature from St Andrews University. Emma had also published an Ebook called Temptation and Mozzarella . Read more about her research in Emma’s  publications  and blog .

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8 thoughts on “ your thesis introduction ”.

This is the one of best blog. I was confused for writing a thesis, that time I got this blog; after I read this blog I got an idea about thesis writing. This is the one of best blog. Thesis writing is not tough one. While reading this blog you may get an idea and surly can write the best thesis.

The Italian philosopher sets out a number of considerations to take into account when choosing the topic, search the material the work plan, involving timing and wording .

Thanks for sharing us nice post to gain interesting knowledge to complete my Thesis.

  • Pingback: How to Write a Good PhD Introduction: Collected Resources | Turbulent London

You know, this is really great. I note ‘…not about the introduction for each thesis chapter (which is blogged about already)…’- where is that then? It’s a much smaller form of introduction but perhaps even harder in its concision. Thanks very much! Ed

Thanks for your comment, Ed. I don’t think Emma was referring to a particular post on PhD Life (we would have have linked it), but generally noted that she found resources to help her with that, but fewer that deal with the Introduction Chapter itself.

This post might be a good start: https://patthomson.net/2014/01/16/connecting-chapterschapter-introductions/

All the best, Ana (PhD Life)

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Landscapes and Narratives of PhD by Publication pp 1–9 Cite as

Introduction: Demystifying the PhD by Publication

  • Sin Wang Chong   ORCID: orcid.org/0000-0002-4519-0544 3 &
  • Neil H. Johnson   ORCID: orcid.org/0000-0001-8604-1193 4  
  • First Online: 28 September 2022

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This chapter documents the rationale for compiling a collection on the PhD by Publication. The aim of the book is to “demystify” this alternative route of doctoral education because there is a dearth of publications (journal articles or books) on this PhD route which is gaining popularity around the world. This book attempts to “demystify” PhD by Publication by identifying pertinent issues and (mis)conceptions pertaining to policies and practices through research, research syntheses, and surveys of university policies on the PhD by Publication internationally (Part I – Landscapes of PhD by Publication). Another layer of “demystification” pertains to experience (Part II: Narratives of PhD by Publication). The inclusion of reflective and autobiographical accounts by PhD by Publication supervisors, students, and graduates internationally provides a vivid insider’s perspective toward this PhD route. This chapter closes with an outline of each chapter of the book.

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Chong, S. W. (2020). PhD by published work and “doctorateness”: My experience at a UK university. Innovative Practice in Higher Education, 4 (1), 1–12. http://journals.staffs.ac.uk/index.php/ipihe/article/view/204/319

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Chong, S. W. (2021). Demystifying commentary guidelines of PhD by published work in the UK: Insights from genre analysis. In Innovations in education and teaching international (pp. 1–10). Advanced online publication. https://doi.org/10.1080/14703297.2020.1871396

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Hyland, K. (2015). Genre, discipline and identity. Journal of English for Academic Purposes, 19 , 32–43.

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Jackson, D. (2013). Completing a PhD by publication: A review of Australian policy and implications for practice. Higher Education Research and Development, 32 (3), 355–368. https://doi.org/10.1080/07294360.2012.692666

O’Keeffe, P. (2019). PhD by publication: Innovative approach to social science research, or operationalisation of the doctoral student … or both? Higher Education Research and Development, 39 (2), 288–301. https://doi.org/10.1080/07294360.2019.1666258

Smith, S. (2017). Supervising on a PhD by published work route: An exploration of the supervisory role. Zeitschrift für Hochschulentwicklung. Journal for Higher Education Development, 12 (2), 19–43.

Smith, S. (2019). The challenge of supervising students who are doing a PhD by published work . Trust Me! Blog. Retrieved from https://eprints.leedsbeckett.ac.uk/id/eprint/5648/1/TheChallengeOfSupervisingStudentsWhoAreDoingAPhdByPublishedWorkAM-SMITH.pdf

Wilson, K. (2002). Quality assurance issues for a PhD by published work: A case study. Quality Assurance in Education, 10 (2), 71–78. https://doi.org/10.1108/09684880210423555

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Chong, S.W., Johnson, N.H. (2022). Introduction: Demystifying the PhD by Publication. In: Chong, S.W., Johnson, N. (eds) Landscapes and Narratives of PhD by Publication. Springer, Cham. https://doi.org/10.1007/978-3-031-04895-1_1

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    Overview of the structure. To help guide your reader, end your introduction with an outline of the structure of the thesis or dissertation to follow. Share a brief summary of each chapter, clearly showing how each contributes to your central aims. However, be careful to keep this overview concise: 1-2 sentences should be enough.

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    8) Statistic Introduction: You can start your introduction with statistics con-cerning the parties affected by the problem that you will investigate. 9) Quotation Introduction: Start your introduction with a quotation that is re-levant to PhD thesis writing so that your reader takes it as a personal motiva-tion. 4.5.

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    The introduction should offer the reader an overview of the research that you have conducted. You are setting the scene for your reader and giving them a broad idea of what they can expect throughout the rest of the thesis. As such, you don't need to go into too much depth at this stage - the details can come later in the following chapters.

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    The PhD thesis is the most important part of a doctoral degree. This page will introduce you to what you need to know about the PhD dissertation. ... PhD thesis structure. ... Introduction - This sets out the key objectives of your project, why the work is significant and what its original contribution to knowledge is.

  10. How to Write a Good PhD Introduction: Collected Resources

    PhD Life: Your Thesis Introduction. This blog about doing a PhD is run by the Research Exchange at the University of Warwick. ... Explorations of Style: Introductions is a general post about how to write and structure introductions. Structuring a Thesis Introduction applies these principles specifically to writing up a PhD, which is a very ...

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    Stages in a thesis introduction. state the general topic and give some background. provide a review of the literature related to the topic. define the terms and scope of the topic. outline the current situation. evaluate the current situation (advantages/ disadvantages) and identify the gap. identify the importance of the proposed research.

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    Stating the research problem or research question. Brief overview of the structure of your dissertation. Crafting an Effective Introduction in 06 Steps. 1. Starting with a compelling opening. 2. Providing Background Information. 3. Clearly stating the research problem.

  13. How to Write a Thesis or Dissertation Introduction

    Overview of the structure. To help guide your reader, end your introduction with an outline of the structure of the thesis or dissertation to follow. Share a brief summary of each chapter, clearly showing how each contributes to your central aims. However, be careful to keep this overview concise: 1-2 sentences should be enough.

  14. How to Write an Essay Introduction

    Table of contents. Step 1: Hook your reader. Step 2: Give background information. Step 3: Present your thesis statement. Step 4: Map your essay's structure. Step 5: Check and revise. More examples of essay introductions. Other interesting articles. Frequently asked questions about the essay introduction.

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    1 Structure and Introduction 1-13 . 2 The Literature Review 14-28 . 3 The Methodology Chapter 29-37 . 4 The Data Chapters 38-54 ... Who is the course for? This is for PhD students working on a qualitative thesis who have completed their data collection and analysis and are at the stage of writing up. The materials should also be useful if you ...

  17. Introduction and conclusion thesis chapters

    Both the introduction and conclusion chapters frame your thesis. The introduction gives a preview of the thesis and often indicates the standard of the thesis. The conclusion gives a convincing summary of the thesis's findings. The introduction chapter. The conclusion chapter.

  18. Know How to Structure Your PhD Thesis

    The bottom line is that how to structure a PhD thesis often depends on your university and department guidelines. But, let's take a look at a general PhD thesis format. We'll look at the main sections, and how to connect them to each other. We'll also examine different hints and tips for each of the sections.

  19. Structuring your thesis

    Structuring your thesis. The best structure for your HDR thesis will depend on your discipline and the research you aim to communicate. Before you begin writing your thesis, make sure you've read our advice on thesis preparation for information on the requirements you'll need to meet. Once you've done this, you can begin to think about how to ...

  20. phd

    3. An introduction is a funnel into your work, be it a paper or a thesis. The basic idea is to start by providing the wider scope within which your work resides. You then focus in on your part of the field or research question through a few steps.

  21. Your Thesis Introduction

    Your Thesis Introduction. November might be over, but we know your thesis is still there. Writing the introduction and conclusion sounds like a breeze after wrestling with all the other chapters, but these two might be tricky…. Emma shares some fantastic advice on writing the Introduction Chapter. To clarify this blog is about the ...

  22. PhD Discussion Chapter: What It Is And How To Write It

    The PhD Discussion Chapter: What It Is & How To Write It. Sep 11, 2023. Your PhD discussion chapter is your thesis's intellectual epicenter. Think of it as the scholarly equivalent of a courtroom closing argument, where you summarise the evidence and make your case. Perhaps that's why it's so tricky - the skills you need in your ...

  23. Introduction: Demystifying the PhD by Publication

    This chapter documents the rationale for compiling a collection on the PhD by Publication. The aim of the book is to "demystify" this alternative route of doctoral education because there is a dearth of publications (journal articles or books) on this PhD route which is gaining popularity around the world. This book attempts to "demystify ...