anu phd thesis guidelines

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Application to submit phd thesis by compilation, degree level.

CHM/COS Requirements for a Thesis by Compilation

A 'Thesis by Compilation' allows a candidate to submit his / her thesis for examination by published work. The number of publications is not prescriptive due to disciplinary variability, however should include at least three publications of which the majority are first author.

All candidates are automatically set up to submit their thesis as a standard thesis. If you wish to submit your thesis as a 'Thesis by Compilation' you must submit an MMD-HDR "Change Working Thesis Details" eForm at least 12 months, and no later than 6 months before completing the 'Notification of Intent to Submit' (NOI) milestone eForm. This process requires approval from your Primary Supervisor and Delegated Authority. It is important to speak with your Primary Supervisor, Delegated Authority or HDR Administrator before requesting a change to your thesis format.

Please see: " Change Working Thesis Details " webpage for more information on format types and procedure. 

The University procedure ( ANU HDR - Thesis by Compilation and Thesis by Creative Works procedure ) also requires a detailed ‘statement of contribution’ to be included and bound into the thesis at the time of submission.

This statement must detail the contribution to each paper, and include an agreement to the contribution statement and the inclusion of the paper by co-authors, using the ' Thesis by Compilation_Statement of Contribution ' template attached.

To ensure this requirement is followed, the statement must be endorsed by the supervisor and the Delegated Authority before submission of the thesis.

At least two months prior to submission, and after consulting with your supervisory panel, a candidate should commence the 'Notification of Intent to Submit (NoI)' milestone eForm (available via ISIS) indicating the thesis title, abstract, intended date of submission and thesis format.

NB: You CANNOT change these details following submission so please ensure they are correct prior to submission of thesis for examination. 

[SEE: Thesis by Compilation Application & Thesis by Compilation_Statement of Contribution forms]

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• Procedure: Higher degree by research - submission and examination of theses

Guideline : Higher Degree by Research: Editing of Theses

To provide guidelines for e ditors, whether they are formal supervisors, informal mentors, family or friends or professionals, regarding the extent and nature of help they offer in the editing of research candidates' theses and dissertations.

• The Institute of Professional Editors Limited (IPEd) have collaboratively developed an agreed set of guideli n es based on the Australian standards fo r editing practice that provide guidance to candidates, supervisors and professional editors in how much assistance they should provide to candidates who have requested help in writing their theses.

Proof-Reading and Editing of Research Theses and Dissertations

• Academic supervisors of higher degree by research candidates provide editorial advice to their candidates on:
• Matters of content, substance and structure;
• Interpretation of the research literature and data;
• use of illustrations and tables;
• use of language (including clarity, voice and tone, grammar, spelling and punctuation);
• use of technical and specialised terminology. (IPEd 2019).
• Supervisors may also provide copy editing and proofreading. The Australian standards for editin g practice outline the differences between editorial advice on content, substance and structure (Part C), copy editing (Part D) and proofreading (Part E).
• Candidates may use third parties (professional or otherwise) to assist in preparing their thesis for submission, provided they discuss this with their supervisor and provide the editor with a copy of this guideline and the Australian Standards for editing practice guideline before they commence work.
• Third party editorial intervention is restricted to:
• Where a third party provides advice on matters of structure (Standard C), only examples should be given, not detailed sets of changes.
• Feedback as a result of professional editing or proofreading is provided in a format that encourages consideration of the recommendations of the editor rather than simply acceptance of those recommendations.
• Where editorial advice is given, it is acknowledged as per the Higher degree by research - submission and examination of theses procedure .

Editorial Services

• Available editorial services include:
• A directory of editors fro m the Canberra Society of Editors ;
• A searchable database f r om the Institute of Professional Editors ( IPEd ) .
• Before commissioning an editor , the following checklist should be used to determine the scope of work in line with these guidelines: http://w w w.editorscanberra.org/wp-content/uploads/checklist . pdf .

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Research proposals

If you are applying to undertake a research degree or a degree with a research component at ANU, or are in the first year of your research degree, you may be expected to produce a research proposal that demonstrates that you understand the process of scholarly inquiry. In particular, that 'good' research starts with you identifying an important problem or 'gap' in knowledge in your field and/or discipline that you can address or fill.

These pages provide strategies to help you to establish your credibility as a scholar by developing a persuasive research proposal. A persuasive research proposal sets out what you intend to conduct research on, why and how you plan to go about operationalising it, and how you make a contribution to knowledge. More specifically, these pages detail the various stages involved in designing a research project from understanding the purpose of a research proposal to what to consider in writing one. 

Purpose>>

Useful resources

• Agee, J. (2009). Developing qualitative research questions: A reflective process. International Journal of Qualitative Studies in Education,   22 (4), 431-447. doi:10.1080/09518390902736512
• Paltridge, B., & Starfield, S. (2007).  Thesis and dissertation writing in a second language: A handbook for supervisors . London: Routledge.
• Punch, K.F. (2006). Developing effective research proposals (2nd ed.). London: Sage.

Structuring

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PhD Programs in Research School of Management

The Research School of Management (RSM) has internationally recognised researchers who can supervise doctoral candidates on a diverse range of topics. To complete the PhD program, candidates who will do their research under the guidance of a supervisory panel, have to take four compulsory and two elective courses, be successful in the thesis proposal review process, and write a substantial thesis that is passed by external examiners.

The Program Learning Outcomes for RSM’s PhD pertinent across its various disciplines are:

Explain their philosophical approach and its incorporation into a significant research journey and the building of their doctoral identity.

Problematise a complex social phenomenon within or across the domains of business and management studies that merits targeted study and research skills to advance scholarship and professional practice.

Identify relevant databases to systematically retrieve applicable and appropriate literature to address research problems and ensuing questions.

Critically and systematically review and discuss the extant body of complex knowledge within a domain to demonstrate the expertise and skills required for scholarly inquiry.

Devise an effective research design, including a justification of the methodology(ies)  developed, adapted and implemented for the scholarly study of the topic of interest.

Actively prioritise the conduct of responsible and ethical research within an environment that promotes scholarship and collegiality

Develop insights into the discipline through expert and specialised analytical, research and technical skills as applied to the research data collected.

Determine the contributions and implications of the research for the advancement of theoretical knowledge and practice.

Propose future directions of research in the discipline based on original insights and  knowledge gained through a critical discussion of the findings of the research.

Produce a manuscript in the form of a monograph or collection of scholarly articles to effectively communicate, disseminate and promote new insights within the academic community and society at large. 

RSM staff have diverse research interests and can provide supervision across a range of topics in disciplines such as:

• Business Information Systems
• Corporate Social Responsibility
• Entrepreneurship
• Human Resource Management
• International Business
• Organisational Behaviour
• Project Management
• Strategic Management

Read more about RSM  research areas and researchers .

CRICOS #: 048345A

Duration: 2 to 4 years full time (4 to 8 years part time)

Before you submit an application for entry to the program, you should:

• ensure you meet the admission requirements outlined below
• identify potential supervisors – that is, one or two academics in RSM who conduct research in your area of interest.

You can find information on researchers and their research areas in the  ANU researchers database  and on the  RSM research clusters page .

You may  contact the potential supervisor(s) directly and ask if they are available to work with you . You’ll need to indicate on your application form the name(s) of potential supervisors who have agreed to supervise your proposed research.

Potential supervisors cannot guarantee entry into RSM’s PhD program. Admission will depend on the strength of your application relative to others in the pool.

After you’ve completed the steps above, you can proceed with an  online application .

Application deadlines

The first semester of the ANU academic year starts in February, and the second semester starts in July. While all applications for first semester entry must be submitted  before 31 October,  international applicants wishing to be considered for an  ANU scholarship  should submit their applications  before   31 August .

To be considered for a scholarship, your application must be accompanied by all the supporting documents listed below, including the referee reports. Request for referee reports are triggered and sent to your nominated referees at the time of submission of program application. It is thus important that you submit your application in advance (2-3 weeks) to allow time for your referees to provide their reports prior to the scholarship deadline.

If you’re currently completing an academic degree and haven’t yet received your final results and transcript, you should still submit all available documents before the deadline, and forward remaining results once you receive them. We won’t make a final decision on your application until we’ve received all the required documents.

The admission requirements for a PhD program in RSM reflect the advanced knowledge that candidates will need to undertake the coursework component of the degree, and the research experience and skills needed to successfully undertake and complete the research thesis.

The minimum qualification requirement for admission to the PhD program in RSM is:

• an Australian Bachelor degree with at least Second Class Honours Division A (First Class Honours highly preferred) or its international equivalent, which should include a substantial thesis component in a relevant discipline – such as management, marketing, international business, business information systems or psychology – from an approved university, or
• a Master of Philosophy (or equivalent) degree with a significant research thesis component, from an approved university, or
• a coursework Master degree comprising a research thesis counting towards no less than 25 per cent of the degree, with the thesis grade and overall GPA (grade point average) both being at least a 6.0 (distinction) on a 7-point scale, from an approved university.

Admission to RSM’s PhD program is competitive and we can only admit a limited number of applicants each year. Meeting the minimum entry requirements does not guarantee you a place in the program.

If you don’t satisfy the minimum entry standard for the School’s PhD program, you might consider applying to the MPhil program . If you’d like to consider this pathway, contact the RSM HDR (higher degree by research) convenor for more information.

English language requirements

All applicants must satisfy the University’s  English language admission requirements . An international applicant who is not a native English speaker may satisfy these requirements by submitting evidence of an  IELTS  overall score of at least 6.5, and with no component less than 6.0, or a paper-based  TOEFL  score of at least 570, with at least 4.5 in the essay component.

Application and supporting documentation

You must submit your application online via the  ANU Application Manager .

In addition to the standard information required in the online application, you must submit the following supporting documents as part of your application:

• a completed RSM PhD/MPhil  application questionnaire
• academic transcripts (scanned colour copies) and grading systems for all previously completed degrees
• a research proposal (fewer than three pages, double-spaced, including a list of key references) that outlines your proposed area of research, the questions you plan to address, a research model and the major research methods you intend to use as part of your PhD thesis – see these guidelines on how to  prepare a persuasive research proposal
• an up-to-date CV or resume
• copies of research publications (if available), e.g. research articles that you’ve published in recognised international journals or have presented at respected international conferences
• official  TOEFL  or  IELTS  results (where applicable) to demonstrate that you satisfy the University’s  English language requirements
• a one-page statement outlining your motivation to undertake a PhD in RSM, describing your strengths, weaknesses, career goals and anything else you feel is relevant
• nomination of three referees. A referee report form will automatically be sent to the referees you list in your online application. Your application will be complete and ready for assessment once we receive all documents, including referee reports
• GRE General Test  or  GMAT  scores (if taken)
• additional relevant supporting documents (if available – five-page limit).

Offers of admission

The HDR convenor will review all complete applications submitted by the relevant deadline.

If your application is short-listed, you may be required to attend an interview (face to face or online).

We may send you an offer of admission if you satisfy the eligibility criteria and your area of interest matches those of RSM academics with supervisory capacity. However, since admission is competitive and supervisory capacity is limited, we won’t send any offers of admission until  after the relevant application deadline , irrespective of the date when you submit your application.

The PhD program in RSM consists of two components –  coursework  and  research .

Candidates undertake the research component concurrently with the required coursework.

PhD coursework component

In the coursework component, PhD candidates learn the foundations of key theories and research methods and have the opportunity to specialise in fields of interest.

Mandatory courses

PhD candidates must complete the following four mandatory courses within the first twelve (12) months of the commencement of their program as per ANU procedure – HDR – Candidature progression ( https://policies.anu.edu.au/ppl/document/ANUP_012810 )

• MGMT8006  Management Research Methods (Semester 1)
• MGMT8018  Qualitative Research Methods (Semester 1)
• MGMT8019  Quantitative Research Methods in Management (Semester 1)
• MMIB8008 Theory in Management

Candidates without sufficient background in statistics may be required to take an additional prerequisite course before enrolling in MGMT8019.

Elective courses

PhD candidates can select two courses, with approval from their supervisors, from the following list:

• MGMT8003  Organisational Behaviour (Semester 1 and 2)
• MGMT8022  Strategic Management (Semester 1 and 2)
• MKTG7001  Marketing for Leaders (Semester 1)
• INFS8202  Industry Research Project (Semester 1 and 2)
• INFS8205  Digital Strategy, Executive and Operations (Semester 1 and 2)
• MGMT7107  Managing Across Cultures (Semester 2)
• MMIB8004  Special Research Topic 2 (Semester 1 and 2)
• other courses approved by the supervisor and RSM HDR convenor.

PhD research component

In the research component, candidates contribute to their field of specialisation by writing a thesis under the guidance of a panel of supervisors. The thesis must demonstrate the candidate’s ability to undertake independent research, and make a significant contribution to one of the disciplines of RSM, with the potential to be published in leading journals in relevant disciplines.

The thesis is typically 200 to 250 pages, with a maximum limit of 400 pages or 100,000 words. The thesis will be independently assessed by three external expert examiners of international standing.

Candidates are expected to consult with their supervisory panel, which can assist, advise, and provide support and encouragement for a timely and successful completion of the thesis.

Research supervisory panel

When a candidate is admitted to the program, a primary supervisor is appointed. The primary supervisor has the responsibility of overseeing the candidate’s progress until a supervisory panel is chosen. During the first year of the program, it is important that candidates start developing their research topic ideas by consulting with their primary supervisor and other academic staff at RSM. In this year, a supervisory panel will also be chosen (typically comprising three academics). Based on the primary supervisor’s nominations, the HDR convenor will determine the composition of the supervisory panel in consultation with the candidate.

The primary supervisor will provide close supervision on the research. Other panel members will assist when needed. At the very least, the panel members are required to read the final drafts of the thesis proposal and the dissertation. The panel is also consulted during the annual review of the candidate’s progress.

RSM seminar program

RSM runs a weekly seminar program, featuring internationally renowned speakers presenting their work. To provide learning and networking opportunities that assist in the development of research skills, all research candidates are required to attend and actively participate in the seminar series.

Research integrity training

Within three to six months of enrolment, all PhD candidates must complete the  Research Integrity Training  and pass the exam. Completion of this course and exam is a compulsory milestone for all PhD candidates.

Thesis proposal review

PhD candidates must develop their thesis proposal in the first year of their candidature, and submit it to their supervisory panel for review by the second year of study. The purpose of the thesis proposal review is to assess the originality, significance, adequacy and achievability of the candidate’s thesis plan.

The candidate generally submits their thesis proposal in conjunction with their seminar presentation. The proposal includes a description of the research to be undertaken in the thesis, along with a summary of the thesis structure and time plan. Successful completion of the review is required to continue in the program.

Annual progress review

It is University policy that each candidate’s progress be reviewed periodically. In each year of their program, PhD candidates are required to submit an  annual plan and report  as a basis for periodic progress review. This document provides details on work completed by the candidate since the previous review, current progress, and any problems that may impact their research. It also outlines the coursework and research the candidate intends to undertake in the following 12 months.

During their program, PhD candidates are expected to present their research yearly (when studying full-time) at opportunities provided by RSM, such as seminars, conferences and doctoral colloquiums.

Oral presentation

In their final year, candidates are required to give a final  oral presentation  on their research, usually three months before submitting their thesis.

Read more about  research candidate milestones .

Thesis submission and examination

The culmination of a PhD program in RSM is a written thesis which, upon completion, is submitted for examination. The thesis is examined by experts in the relevant field.

For more information on the process, visit our page on  submitting a thesis .

For information about scholarships available to HDR candidates, visit our page on  scholarships and fees .

Read details of some of our alumni’s recent  job placements .

A list of current PhD candidates in the School is available on the  RSM staff directory .

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PhD & MPhil Study Options

Doctor of Philosophy (PhD)

Full-time Doctor of Philosophy (PhD) students normally spend a minimum of three years at ANU, while part-time students spend up to six years. Candidates are normally required to submit a thesis of no more than 100,000 words and must meet the internationally recognised standard for the degree in the relevant discipline.

Master of Philosophy (MPhil)

Degrees of Master of Philosophy (MPhil) are designed for students who require an advanced research qualification, but who want a shorter degree program than the PhD. The MPhil program is offered on a full-time and part-time basis. It usually takes students between one and two years full-time, or between two and four years part-time, to complete.  Candidates are normally required to submit a thesis of no more than 60,000 words and must meet the internationally recognised standard for the degree in the relevant discipline.

CASS requires research students to complete coursework as part of their degree. This will include training on research methods, ethics and other topics as deemed appropriate by your supervisory panel.

Finding a supervisor

Identifying a potential primary supervisor is an important part of your graduate research application. Browse the ANU Researchers database to find and contact a potential supervisor to support your application. In most cases the School or Centre location of your potential supervisor will determine which School or Centre within CASS you will reside in. Please note, that once you have found a potential supervisor, any offer of supervision will be subject to you being formally offered admission to the program and meeting any conditions (if applicable).

The PhD in Law is an opportunity for you to engage in high-quality independent research as part of an extended research project. 

Program description

The PhD in Law is an opportunity for you to engage in high-quality independent research as part of an extended research project. The PhD degree requires submission of a thesis of not more than 100,000 words that makes a substantial contribution to learning in the field of law. Each candidate has a supervisory panel of academics. Students are encouraged to participate in the activities of the ANU College of Law, and would most often be based on campus and study full-time.

Mode of delivery

The research outcome of a PhD degree is a thesis of not more than 100,000 words. During their study, candidates are assessed against milestones which include: annual plans (completed 3 months after commencement and then annually); annual reports; a thesis proposal review; and an oral presentation.

Research students at ANU must fulfil the minimum residency requirements specified in the Australian Government’s  Research Award Rules 2017  unless approval has been obtained for a reduced period of attendance, or the student is externally based. Applicants should make a detailed case for any reduced period of attendance, preferably at the time of application. ANU also has a  PhD Attendance Requirements Policy  which describes these requirements.

If you are approved to study externally (via distance), the minimum attendance on campus is 4 weeks each year. For further information, please refer to the Guidelines For Externally Based Students on the ANU Law  Apply online  page. Approval to study externally cannot be guaranteed.

ANU Law will provide a suitable work space and computer on the ANU campus in Canberra. All students will have access to Wattle (Web Access to Teaching & Learning Environments), the University’s online learning platform.

One of the world's top 20 law schools Times Higher Education Rankings (2024)

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Graduating from ANU Law will see you join a prestigious and highly recognised alumni network .

4 years full-time (note that some scholarships are for a maximum of 3.5 years at present with a possible extension). If part-time study is approved, the maximum duration is 8 years.

Make an enquiry

Call and chat to a member of our Future Student Experience team.

Apply for Doctor of Philosophy in Law as a domestic or international student.

Course guide

View the Doctor of Philosophy in Law course guide for more information.

Entry requirements

The minimum entry requirements are: English language proficiency, and at a minimum, a bachelor's degree with first or upper second class honours, usually in law. Admission into this program is highly competitive and we therefore prioritise applicants with a first class honours degree. We favour applicants who also have a masters degree with a high grade point average.

The level of English language required for Law is high, see How to Apply . If you are an international student, you must provide a current IELTS or TOEFL certificate as proof of your competency. The tests can be arranged through the British Council or the Australian Embassy in your country.

ANU has the highest level of graduate employability of any Australian university.

In addition, graduating from ANU Law will see you join a prestigious and highly recognised alumni network of over 20,000 professionals in Australia and around the globe.

Academic experts

Each candidate has a supervisory panel of academics, usually drawn from the ANU College of Law’s experts .

With particular expertise in constitutional and administrative law , international law , environmental law , migration law, governance and national security , our academic staff are frequently called on by parliamentary committees, peak bodies, professional associations and the media for analysis, advice and guidance on the law, and what might be done to improve it.

Many of our expert research staff are also award winning teachers who are are always accessible and work closely with you to ensure you successfully complete your studies. We have created a supportive and nurturing environment in which you can thrive.

Admission to practice

A PhD in Law will not provide a basis for admission to practice.

ANU currently enrols domestic research students under the Research Training Scheme (RTS) which is funded by the Commonwealth Government. RTS funded students are not required to contribute to the cost of their tuition for the duration of their program.

International students are required to pay the cost of their tuition for the duration of their program. The annual fee for international students (2018) is $40,416.00.

Fees for the PhD program are also available on the Programs and Courses website.

Scholarships

ANU funds and administers a range of scholarships for graduate research degree programs, especially for domestic students. See our HDR scholarships page for information on these scholarships and their deadlines.

More information on ANU costs and fees , and scholarships and support is available on the central ANU website.

For more information on the Australian education system please go to the government websites MyUniversity and StudyAssist .

We have prepared detailed information on how to apply to do Higher Degree Research at ANU Law , including information on scholarships, putting your application together, applying online and commencement. Please read through these instructions thoroughly.

Programs and courses

For information on admission requirements, fees, courses, electives, suggested study patterns and more see Programs and Courses.

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