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Ten simple rules for choosing a PhD supervisor

Department of Biology, Dalhousie University, Halifax, Nova Scotia, Canada

Catherine Bannon

J. scott p. mccain, introduction.

The PhD beckons. You thought long and hard about why you want to do it, you understand the sacrifices and commitments it entails, and you have decided that it is the right thing for you. Congratulations! Undertaking a doctoral degree can be an extremely rewarding experience, greatly enhancing your personal, intellectual, and professional development. If you are still on the fence about whether or not you want to pursue a PhD, see [ 1 , 2 ] and others to help you decide.

As a PhD student in the making, you will have many important decisions to consider. Several of them will depend on your chosen discipline and research topic, the institution you want to attend, and even the country where you will undertake your degree. However, one of the earliest and most critical decisions you will need to make transcends most other decisions: choosing your PhD thesis supervisor. Your PhD supervisor will strongly influence the success and quality of your degree as well as your general well-being throughout the program. It is therefore vital to choose the right supervisor for you. A wrong choice or poor fit can be disastrous on both a personal and professional levels—something you obviously want to avoid. Unfortunately, however, most PhD students go through the process of choosing a supervisor only once and thus do not get the opportunity to learn from previous experiences. Additionally, many prospective PhD students do not have access to resources and proper guidance to rely on when making important academic decisions such as those involved in choosing a PhD supervisor.

In this short guide, we—a group of PhD students with varied backgrounds, research disciplines, and academic journeys—share our collective experiences with choosing our own PhD supervisors. We provide tips and advice to help prospective students in various disciplines, including computational biology, in their quest to find a suitable PhD supervisor. Despite procedural differences across countries, institutions, and programs, the following rules and discussions should remain helpful for guiding one’s approach to selecting their future PhD supervisor. These guidelines mostly address how to evaluate a potential PhD supervisor and do not include details on how you might find a supervisor. In brief, you can find a supervisor anywhere: seminars, a class you were taught, internet search of interesting research topics, departmental pages, etc. After reading about a group’s research and convincing yourself it seems interesting, get in touch! Make sure to craft an e-mail carefully, demonstrating you have thought about their research and what you might do in their group. After finding one or several supervisors of interest, we hope that the rules bellow will help you choose the right supervisor for you.

Rule 1: Align research interests

You need to make sure that a prospective supervisor studies, or at the very least, has an interest in what you want to study. A good starting point would be to browse their personal and research group websites (though those are often outdated), their publication profile, and their students’ theses, if possible. Keep in mind that the publication process can be slow, so recent publications may not necessarily reflect current research in that group. Pay special attention to publications where the supervisor is senior author—in life sciences, their name would typically be last. This would help you construct a mental map of where the group interests are going, in addition to where they have been.

Be proactive about pursuing your research interests, but also flexible: Your dream research topic might not currently be conducted in a particular group, but perhaps the supervisor is open to exploring new ideas and research avenues with you. Check that the group or institution of interest has the facilities and resources appropriate for your research, and/or be prepared to establish collaborations to access those resources elsewhere. Make sure you like not only the research topic, but also the “grunt work” it requires, as a topic you find interesting may not be suitable for you in terms of day-to-day work. You can look at the “Methods” sections of published papers to get a sense for what this is like—for example, if you do not like resolving cryptic error messages, programming is probably not for you, and you might want to consider a wet lab–based project. Lastly, any research can be made interesting, and interests change. Perhaps your favorite topic today is difficult to work with now, and you might cut your teeth on a different project.

Rule 2: Seek trusted sources

Discussing your plans with experienced and trustworthy people is a great way to learn more about the reputation of potential supervisors, their research group dynamics, and exciting projects in your field of interest. Your current supervisor, if you have one, could be aware of position openings that are compatible with your interests and time frame and is likely to know talented supervisors with good reputations in their fields. Professors you admire, reliable student advisors, and colleagues might also know your prospective supervisor on various professional or personal levels and could have additional insight about working with them. Listen carefully to what these trusted sources have to say, as they can provide a wealth of insider information (e.g., personality, reputation, interpersonal relationships, and supervisory styles) that might not be readily accessible to you.

Rule 3: Expectations, expectations, expectations

A considerable portion of PhD students feel that their program does not meet original expectations [ 3 ]. To avoid being part of this group, we stress the importance of aligning your expectations with the supervisor’s expectations before joining a research group or PhD program. Also, remember that one person’s dream supervisor can be another’s worst nightmare and vice versa—it is about a good fit for you. Identifying what a “good fit” looks like requires a serious self-appraisal of your goals (see Rule 1 ), working style (see Rule 5 ), and what you expect in a mentor (see Rule 4 ). One way to conduct this self-appraisal is to work in a research lab to get experiences similar to a PhD student (if this is possible).

Money!—Many people have been conditioned to avoid the subject of finances at all costs, but setting financial expectations early is crucial for maintaining your well-being inside and outside the lab. Inside the lab, funding will provide chemicals and equipment required for you to do cool research. It is also important to know if there will be sufficient funding for your potential projects to be completed. Outside the lab, you deserve to get paid a reasonable, livable stipend. What is the minimum required take-home stipend, or does that even exist at the institution you are interested in? Are there hard cutoffs for funding once your time runs out, or does the institution have support for students who take longer than anticipated? If the supervisor supplies the funding, do they end up cutting off students when funds run low, or do they have contingency plans? ( Fig 1 ).

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Professional development opportunities—A key aspect of graduate school training is professional development. In some research groups, it is normal for PhD students to mentor undergraduate students or take a semester to work in industry to get more diverse experiences. Other research groups have clear links with government entities, which is helpful for going into policy or government-based research. These opportunities (and others) are critical for your career and next steps. What are the career development opportunities and expectations of a potential supervisor? Is a potential supervisor happy to send students to workshops to learn new skills? Are they supportive of public outreach activities? If you are looking at joining a newer group, these sorts of questions will have to be part of the larger set of conversations about expectations. Ask: “What sort of professional development opportunities are there at the institution?”

Publications—Some PhD programs have minimum requirements for finishing a thesis (i.e., you must publish a certain number of papers prior to defending), while other programs leave it up to the student and supervisor to decide on this. A simple and important topic to discuss is: How many publications are expected from your PhD and when will you publish them? If you are keen to publish in high-impact journals, does your prospective supervisor share that aim? (Although question why you are so keen to do so, see the San Francisco Declaration on Research Assessment ( www.sfdora.org ) to learn about the pitfalls of journal impact factor.)

Rule 4: It takes two to tango

Sooner or later, you will get to meet and interview with a prospective PhD supervisor. This should go both ways: Interview them just as much as they are interviewing you. Prepare questions and pay close attention to how they respond. For example, ask them about their “lab culture,” research interests (especially for the future/long term), and what they are looking for in a graduate student. Do you feel like you need to “put on an act” to go along with the supervisor (beyond just the standard interview mode)? Represent yourself, and not the person you think they are looking for. All of us will have some interviews go badly. Remember that discovering a poor fit during the interview has way fewer consequences than the incompatibility that could arise once you have committed to a position.

To come up with good questions for the prospective supervisor, first ask yourself questions. What are you looking for in a mentor? People differ in their optimal levels of supervision, and there is nothing wrong with wanting more or less than your peers. How much career guidance do you expect and does the potential supervisor respect your interests, particularly if your long-term goals do not include academia? What kind of student might not thrive in this research group?

Treat the PhD position like a partnership: What do you seek to get out of it? Keep in mind that a large portion of research is conducted by PhD students [ 4 ], so you are also an asset. Your supervisor will provide guidance, but the PhD is your work. Make sure you and your mentor are on the same page before committing to what is fundamentally a professional contract akin to an apprenticeship (see “ Rule 3 ”).

Rule 5: Workstyle compatibility

Sharing interests with a supervisor does not necessarily guarantee you would work well together, and just because you enjoyed a course by a certain professor does not mean they are the right PhD supervisor for you. Make sure your expectations for work and work–life approaches are compatible. Do you thrive on structure, or do you need freedom to proceed at your own pace? Do they expect you to be in the lab from 6:00 AM to midnight on a regular basis (red flag!)? Are they comfortable with you working from home when you can? Are they around the lab enough for it to work for you? Are they supportive of alternative work hours if you have other obligations (e.g., childcare, other employment, extracurriculars)? How is the group itself organized? Is there a lab manager or are the logistics shared (fairly?) between the group members? Discuss this before you commit!

Two key attributes of a research group are the supervisor’s career stage and number of people in the group. A supervisor in a later career stage may have more established research connections and protocols. An earlier career stage supervisor comes with more opportunities to shape the research direction of the lab, but less access to academic political power and less certainty in what their supervision style will be (even to themselves). Joining new research groups provides a great opportunity to learn how to build a lab if you are considering that career path but may take away time and energy from your thesis project. Similarly, be aware of pros and cons of different lab sizes. While big labs provide more opportunity for collaborations and learning from fellow lab members, their supervisors generally have less time available for each trainee. Smaller labs tend to have better access to the supervisor but may be more isolating [ 5 , 6 ]. Also note that large research groups tend to be better for developing extant research topics further, while small groups can conduct more disruptive research [ 7 ].

Rule 6: Be sure to meet current students

Meeting with current students is one of the most important steps prior to joining a lab. Current students will give you the most direct and complete sense of what working with a certain supervisor is actually like. They can also give you a valuable sense of departmental culture and nonacademic life. You could also ask to meet with other students in the department to get a broader sense of the latter. However, if current students are not happy with their current supervisor, they are unlikely to tell you directly. Try to ask specific questions: “How often do you meet with your supervisor?”, “What are the typical turnaround times for a paper draft?”, “How would you describe the lab culture?”, “How does your supervisor react to mistakes or unexpected results?”, “How does your supervisor react to interruptions to research from, e.g., personal life?”, and yes, even “What would you say is the biggest weakness of your supervisor?”

Rule 7: But also try to meet past students

While not always possible, meeting with past students can be very informative. Past students give you information on career outcomes (i.e., what are they doing now?) and can provide insight into what the lab was like when they were in it. Previous students will provide a unique perspective because they have gone through the entire process, from start to finish—and, in some cases, no longer feel obligated to speak well of their now former supervisor. It can also be helpful to look at previous students’ experiences by reading the acknowledgement section in their theses.

Rule 8: Consider the entire experience

Your PhD supervisor is only one—albeit large—piece of your PhD puzzle. It is therefore essential to consider your PhD experience as whole when deciding on a supervisor. One important aspect to contemplate is your mental health. Graduate students have disproportionately higher rates of depression and anxiety compared to the general population [ 8 ], so your mental health will be tested greatly throughout your PhD experience. We suggest taking the time to reflect on what factors would enable you to do your best work while maintaining a healthy work–life balance. Does your happiness depend on surfing regularly? Check out coastal areas. Do you despise being cold? Consider being closer to the equator. Do you have a deep-rooted phobia of koalas? Maybe avoid Australia. Consider these potentially even more important questions like: Do you want to be close to your friends and family? Will there be adequate childcare support? Are you comfortable with studying abroad? How does the potential university treat international or underrepresented students? When thinking about your next steps, keep in mind that although obtaining your PhD will come with many challenges, you will be at your most productive when you are well rested, financially stable, nourished, and enjoying your experience.

Rule 9: Trust your gut

You have made it to our most “hand-wavy” rule! As academics, we understand the desire for quantifiable data and some sort of statistic to make logical decisions. If this is more your style, consider every interaction with a prospective supervisor, from the first e-mail onwards, as a piece of data.

However, there is considerable value in trusting gut instincts. One way to trust your gut is to listen to your internal dialogue while making your decision on a PhD supervisor. For example, if your internal dialogue includes such phrases as “it will be different for me,” “I’ll just put my head down and work hard,” or “maybe their students were exaggerating,” you might want to proceed with caution. If you are saying “Wow! How are they so kind and intelligent?” or “I cannot wait to start!”, then you might have found a winner ( Fig 2 ).

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Rule 10: Wash, rinse, repeat

The last piece of advice we give you is to do this lengthy process all over again. Comparing your options is a key step during the search for a PhD supervisor. By screening multiple different groups, you ultimately learn more about what red flags to look for, compatible work styles, your personal expectations, and group atmospheres. Repeat this entire process with another supervisor, another university, or even another country. We suggest you reject the notion that you would be “wasting someone’s time.” You deserve to take your time and inform yourself to choose a PhD supervisor wisely. The time and energy invested in a “failed” supervisor search would still be far less than what is consumed by a bad PhD experience ( Fig 3 ).

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The more supervisors your interview and the more advice you get from peers, the more apparent these red flags will become.

Conclusions

Pursuing a PhD can be an extremely rewarding endeavor and a time of immense personal growth. The relationship you have with your PhD supervisor can make or break an entire experience, so make this choice carefully. Above, we have outlined some key points to think about while making this decision. Clarifying your own expectations is a particularly important step, as conflicts can arise when there are expectation mismatches. In outlining these topics, we hope to share pieces of advice that sometimes require “insider” knowledge and experience.

After thoroughly evaluating your options, go ahead and tackle the PhD! In our own experiences, carefully choosing a supervisor has led to relationships that morph from mentor to mentee into a collaborative partnership where we can pose new questions and construct novel approaches to answer them. Science is hard enough by itself. If you choose your supervisor well and end up developing a positive relationship with them and their group, you will be better suited for sound and enjoyable science.

Funding Statement

The authors received no specific funding for this work.

guidelines for phd supervisor

  • What You Should Expect from Your PhD Supervisor
  • Doing a PhD

A good supervisor will act as your mentor. They will not only help you progress through each stage of a PhD program  but can also act as a source of information or someone to bounce ideas off. To get the most from your supervisor, it’s essential to first understand what their role and responsibilities are in relation to you and your PhD. This won’t only help you understand the different ways they can support you, but also enables you to define clear boundaries which will go a long way to ensuring an enjoyable and respected relationship between the two of you.

1. Expertise in Your Subject Area

You should expect your supervisor to be an expert in the subject you are focusing your PhD on. This is crucial as your supervisor will act as your primary means of support during your PhD. Therefore, the effectiveness of his or her support directly corresponds to their knowledge of your chosen subject, which could be the difference to your PhD succeeding or not.

In addition to this, a supervisor who is an expert in your chosen field could save you from unnecessarily adding a year or more to the duration of your PhD. This is because, as an expert, they will already possess an in-depth understanding of what can and cannot be achieved in the field and have an appreciation as to what would and what wouldn’t help your research stand out. This trait will help them keep you on track, which helps ensure your time is being used most effectively.

Ideally, your supervisor should have experience in supervising PhD students. Although you could theoretically tackle your PhD alone, there are many areas applicable to all PhDs, such as literature reviews, methodologies, experiments, thesis, and dissertations, that an experienced supervisor can guide you on.

2. Regular Supervisory Meetings

As good as your supervisor may be, their ability to support you only comes into fruition if you interact with them. You will be expected to arrange regular meetings with your supervisor, and if necessary, other members of your PhD panel. This will allow you to report back on your latest progress, discuss any issue you’re facing, and review any plans to identify potential improvements, etc. Some supervisors will suggest meeting at regular intervals, i.e. every other week, some will suggest meeting on completing a milestone, i.e. completion of your first draft of the literature review, and others will suggest meeting specifically as and when you need their support. While none are notably better than the other, the key is to pick what works best for you and to ensure you’re meeting them frequently, even if that means having to combine two or all of the approaches.

It’s important to appreciate your supervisor is going to be busy. They are not only going to be supervising you, but they’ll likely be providing supervision to several other students, teach undergraduate classes and have their own research projects going on. However, if you can’t meet your supervisor as often as you would like because of this, your communication doesn’t need to suffer. Instead, make use of email . Not only will your supervisor appreciate this as it gives him time to respond on his own schedule, but you’ll likely get a more detailed response.

3. Feedback on Work in Progress

Another vital aspect to expect from your supervisor is to receive continuous feedback on your work. With your supervisor being an expert in their field, he should be able to review your work and identify any issues or areas for improvement. Gaining feedback on your work is critical through all stages of your PhD. Initially, feedback will be imperative to ensure you’re staying on track. Besides this, it gives your supervisor the opportunity to help set up aspects of your PhD in ways they’ve witnessed first-hand to be most effective, for example, by suggesting an alternative way to structure your literature review or record your research findings. During the ending stages of your PhD, your supervisor will play an essential role in supporting you in the production of your thesis or dissertation. The more you liaise with them during this process, the smoother the process will be.

4. Advice and Support

The advice and support that your supervisor can offer you throughout your degree will be invaluable. As an old saying goes, you can never be distracted if you get the right advice from the right person, which in this case will be your supervisor. As well as providing technical support, many supervisors will also look to provide emotional support through words of encouragement when the moment warrants it. Having once undertaken the journey themselves, they fully appreciate how challenging and stressful the journey can be.

It’s important to note that although your supervisor is there to provide support, they are not there to help with the minor details or every problem you may encounter. The role of the supervisor is to mentor, not to teach, or do it for you. It will be your responsibility to plan, execute and monitor your own work and to identify gaps in your own knowledge and address them. Your supervisor may help by recommending literature to read or suggesting external training courses, however, you should expect nothing more intrusive than this.

5. Mediation and Representation

All universities and departments will have their own rules and regulations. As a professional academic student, you will have to adhere to these rules. These rules are unlikely to be limited to behaviour only with several rules influencing your work as a PhD student. These rules may relate to how you are expected to submit documentation or to the experiments that require special permission before being conducted within their labs. If you have any queries about any rule or regulation, your first point of contact should be your supervisor.

Before starting a PhD, it’s reasonable to have many expectations in mind. However, of all expectations, the one of your supervisors is likely to be the most important. Your supervisor will act as the backbone of your research project and should provide you with continuous support throughout each stage of your degree. A great supervisor may not only be the difference between a smooth and turbulent process, but sometimes may also be the difference between a successful and unsuccessful PhD.

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Top tips for choosing a PhD Supervisor

Özge Özden lays out the pros and cons you need to consider when choosing a supervisor, as well as five key qualities to look out for

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Selecting a PhD supervisor is one of the most crucial – and difficult – decisions a young researcher will have to make. And while there is no failsafe method of choosing one, your decision will undoubtedly be influenced by the subject in which you intend to work, the sort of research you wish to do and your checklist of goals for your PhD.

It is unwise to dismiss the importance of any personality traits that you think may make a relationship with a supervisor difficult. Remember that, when doing research, there will be extreme highs and extreme lows throughout the duration of your PhD studies, so you should try to choose a supervisor with whom you can collaborate effectively during challenging circumstances. There are many supervisors out there, and it is almost always feasible to find someone with whom you can work well and produce a good research project.

  • Ten platinum rules for PhD supervisors
  • Tips for new PhD supervisors: how to hold effective meetings
  • Bullying by supervisors is alive and well – now is the time to tackle it

A good PhD supervisor has experience overseeing PhD students through to completion, has a strong publication record, is active in their research field, has enough time to provide adequate supervision, is genuinely interested in your project, can provide mentorship and has a supportive personality.

Numerous PhD students criticise their adviser/s and, due to unstable supervisor-student interactions, end up dropping out. Ineffective and uncooperative supervisors may cause a lot of research students to feel quite uncomfortable. This is doubly important given that 32 per cent of PhD candidates are at risk of developing or already suffer from depression.

The ideas and opinions of your adviser are very important when you choose your doctoral research topic. If a doctoral student works on a subject that always arouses their curiosity and excites them then their discoveries will also often be interesting and they will be more likely to succeed. Of course, if the doctoral supervisor is interested in the subject chosen by their student, then that supervisor will be able to guide their student better.

In my opinion, the key difficulty with completing a PhD is not so much found academically, rather the process is incredibly difficult psychologically and emotionally. And there is added emotional weight if you are pursuing a PhD in a foreign nation far from your home, family and friends. As a result, selecting a good, friendly PhD supervisor is critical for engendering a healthy, long-term educational programme in which you are supported psychologically and emotionally.

What are the qualities of a good supervisor?

1. Effective communicator

Let’s assume you have a supervisor, but it’s still early days and you still have time to leave his or her domain. If you don’t receive a response to your emails from them within a fair amount of time, you need to discuss this. Always talk first, but if it continues you might seriously think about switching supervisors, because if you end up with one who ignores your emails and/or social media communications, such inactivity will always end up causing you issues, either directly or indirectly. An ideal supervisor should reply to your emails and messages promptly, even those sent via WhatsApp or other messaging apps, and offer helpful criticism.

2. Passionate

An excellent supervisor is passionate about the work of their pupils. They should be someone who is inspiring and uplifting, who helps their students reach new heights. Someone is not a good supervisor if they lack enthusiasm and interest in their role as your mentor and do not offer verbal encouragement.  

3. Knowledgeable

Your supervisor ought to be informed and skilled in your area of study and have top-notch study methods and data analysis skills. If they do not, there is a higher probability you will experience difficulties with your academic studies.

4. Supportive of your career

You should try to choose a supervisor who has a demonstrable history of assisting students in launching their careers. Typically, a good supervisor would introduce pupils to his or her co-workers and let PhD students know about any seminars or conferences that are pertinent to their field of study and future plans. Additionally, a competent supervisor should encourage future partnerships once their student’s PhD studies are finished and make the publishing of their research products easier.

In order to support their academic careers, some faculty members who are not actively engaged in research take on PhD or masters students. How can you determine if they are active or not is the question. For a start, try looking up the potential supervisor’s research articles on Google Scholar, ResearchGate or other academic websites.

One of the most important aspects to consider when it comes to supervisors is their previous track record. Feel free to enquire how many research fellows or PhD students they have previously educated and what those fellows went on to achieve. How many went on to become successful academics? Finally, remember that it is usually helpful to spend some time working with your potential supervisor voluntarily before making your final decision.

Above all, remember that this is a significant choice; you should not make it without careful consideration.

Özge Özden is the dean of the faculty of a griculture at Near East University, North Cyprus, where she has been working since 2012.

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  • CAREER COLUMN
  • 10 December 2021

Managing up: how to communicate effectively with your PhD adviser

  • Lluís Saló-Salgado 0 ,
  • Angi Acocella 1 ,
  • Ignacio Arzuaga García 2 ,
  • Souha El Mousadik 3 &
  • Augustine Zvinavashe 4

Lluís Saló-Salgado is a PhD candidate in the Department of Civil and Environmental Engineering at the Massachusetts Institute of Technology, Cambridge. Twitter: @lluis_salo.

You can also search for this author in PubMed   Google Scholar

Angi Acocella is a PhD candidate in the Center for Transportation & Logistics at the Massachusetts Institute of Technology in Cambridge. LinkedIn: @angi-acocella.

Ignacio Arzuaga García is a PhD student in the Department of Civil and Environmental Engineering at the Massachusetts Institute of Technology, Cambridge. LinkedIn: @ignacioarzuaga.

Souha El Mousadik is a PhD student in the Department of Civil and Environmental Engineering at the Massachusetts Institute of Technology, Cambridge.

Augustine Zvinavashe is a PhD candidate in the Department of Civil and Environmental Engineering at the Massachusetts Institute of Technology, Cambridge.

When you start a PhD, you also begin a professional relationship with your PhD adviser. This is an exciting moment: interacting with someone for whom you might well have great respect and admiration, but who might also slightly intimidate you.

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doi: https://doi.org/10.1038/d41586-021-03703-z

This is an article from the Nature Careers Community, a place for Nature readers to share their professional experiences and advice. Guest posts are encouraged .

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This beginner’s guide to supervision has been created for anyone who supports postgraduate researchers (PGRs) with any aspect of their research or the completion of their degree. The supervision of PGRs is a complex and time-consuming job, with a high degree of responsibility. Good supervision is a key component of PGR success and is vital to the health of our research as a nation as well as the health of our individual researchers. In the recent research literature, supervision has been shown to impact on PhD completion time, retention of students, their success, their perceptions of the value of the PhD, their mental health and well-being and their career choice. In acknowledgement, the UKRI statement of Expectations for Postgraduate Training states that “Research Organisations are expected to provide excellent standards of supervision, management and mentoring … ” and the UK’s Quality Assurance Agency states that therefore “Supervisors should be provided with sufficient time, support and opportunities to develop and maintain their supervisory practice”. Noting that “supervisors represent the most important external influence in the learning and development that occurs in students’ training” the International Union of Biochemistry and Molecular Biology’s Committee on Education details interpersonal responsibilities of the supervisor that cover the need to work as partners, see the student as a whole person, be aware of power imbalance and develop strategies for the resolution of relationship difficulties, as well as giving academic and career support.

Despite the life-shaping level of impact a supervisor has, learning to supervise well is not always a top priority for researchers in the often-intense early stages of building their career, and a great many supervisors find themselves having to learn to supervise in a hurry, as they take on their first formal responsibilities. With this in mind, please resist the temptation to save this article for ‘when problems arise’ – a proactive approach will help to avoid issues down the line. Those of you who are moving towards a future supervisor role may be tempted to bookmark this article for ‘when you are officially supervising’ – and so the point we would like to start by making is that if you are interacting with PGRs in the course of your work, you are already engaging with elements of supervisory practice. Supervision is not something you will switch on once you take a formal supervisor role, but a part of your practice that can and will develop. There is a great deal you can be learning, and indeed contributing to the PGR experience, long before your first ‘official’ (or first ‘challenging’) PhD student comes along. While we draw your attention here to several important areas of practice, this is not a guide that aims to simply hand you all the information you need to get started. Rather, it is intended to offer you some ideas to ignite your thinking about yourself and the experiences that have shaped you, about how you understand the role you play in ensuring successful doctoral completion and about your power and position, all of which influence how you react to and respond to others. An ill-considered approach may, after all, have lasting negative impact on your student.

The interpersonal nature of the job means that there is no single right way to supervise, and so creating your own personal blend of approaches is going to be important. What you choose to include in that blend will depend greatly on your own context, and your prior educational and workplace experiences. Consider your own educational journey to date, your family background and social context, your status and position, your personal values, what has challenged you, who has supported you and the privileges and power that you hold ( see here for a handy graphic to help you analyse these ). The cumulative effects of these factors and experiences have given you a filter through which you interpret your role and your purpose, as a supervisor.

Indulge us in a quick experiment. From your current perspective, how would you finish this sentence: The most important thing a supervisor can do is…. Now consider how you might have finished that sentence at the start of your PhD and the many thousands of ways it could have changed through the journey. Every PGR you encounter could finish this sentence differently, and it is good to be aware of that. Your own experience of being supervised will also tint and tone your supervision filter. There is a strong instinct to emulate what we have experienced as being ‘good supervision’, and to strongly reject what we perceive to be ‘bad supervision’. It’s easy to see how this approach can have limited effectiveness, for example if you and your supervisee’s perceptions of what constitutes ‘good supervision’ are very different. A clash in expectations can cause issues that persist through the PhD and influence your entire relationship

Thinking critically and systematically about how your personal experience influences your approach is important. Supplementing that, by engaging with a wide range of opportunities, resources and conversations is important in giving you the flexibility to be able to supervise across a wide range of people, situations and expectations.

So where to begin? As an ‘unofficial’ or, as we prefer to refer to it, an ‘associate’ supervisor, building up your experience and skills can be challenging. What activities to engage with, and what opportunities to support PGRs might be available to you? The answer will of course depend on your university, your department and the support and opportunities you have from specialist supervisor developers. We know not all universities (yet) offer the opportunity for research staff to be formally added to supervisory teams and so here we make suggestions that you can seek out or even create in your workplace, without formal supervisor status.

Day-to-day PGR support . The simplest form of associate supervision is found in the support, guidance, advice and training you offer to the PGRs that you share a workspace with. Welcoming new students, helping them adjust to the environment, rhythms and demands of the PhD and supporting them with research problem solving are all hugely valuable supervision work.

Creating collaborative spaces . Leading journal clubs, practice presentation sessions or writing groups, retreats or other peer-led support groups will give you opportunities to build specific knowledge of how PGRs learn to read critically, synthesize their reading and discuss their findings in line with the academic style and conventions of your discipline. As this is often a steep learning curve in the PhD, knowing how to support students in this will stand you in great stead.

Mentoring . Engaging with formal or informal opportunities to be a mentor will help you to sharpen your skills in how to deliver a powerful and meaningful conversation. Good-quality mentoring discussions can give PGRs an opportunity to make sense of their experiences, reset their expectations and remotivate themselves to get to the PhD finish-line. All incredibly useful elements of supervision.

Leading workshops . There may be opportunities to lead workshops as part of PGR induction week, research methods courses, research ethics or integrity workshops, skills development programmes or careers sessions. All will allow you to consider what PGRs need to know to succeed, and how you can best help them to do that learning.

Consider which of the aforementioned opportunities you are already doing, those that are available to you and those that are right for you – it’s not an ‘all or nothing’ approach so consider what is timely and sustainable for you. Decide what you might need to know, read, discuss or understand in order to perform those roles to the best of your ability. Below, we make some starter suggestions for ways to complement the experiential learning listed earlier, through engaging with a range of supervisor development activities and materials. Don’t forget that the Concordat to Support the Career Development of Researchers states that you are entitled to 10 days every year, to engage with professional learning and development, and this could be a perfect way to spend some of that time:

Read your institutional ‘PGR Code of Practice’, which sets out what PGRs can expect, what support they will receive and what they must agree to contribute and abide by. Perhaps your university also has a ‘statement of expectations for supervision’ type document too?

Understand the breadth of learning that supervisors should ensure takes place within a PhD by glancing at the UK’s national framework for PhD skills development, the Researcher Development Framework .

Read about the 10 areas of practice described by the UK Council for Graduate Education’s Good Supervisory Practice Framework and the accompanying Research Supervisor’s Bibliography.

Attend workshops and courses on supervision and join supervisor communities and conversations at your institution.

Read and subscribe to the Supervising PhDs Blog which publishes short, evidence-based articles, as quick 5-minute reads.

Observe experienced supervisors in practice. This can be done formally (by agreement, as a guest sitting in on a supervision meeting) or informally by observing interactions in your group, at conferences and in other shared spaces. Listen closely to what impact supervisors have on their PGRs and consider both supervisor and PGR perspectives.

Shadow formal processes. Associate supervisors can most commonly struggle with the opportunities to see the procedural checkpoints associated with PhD supervision. Arranging to support, deputize or shadow the supervisory team at PGR interviews, annual progress reviews and viva proceedings (where possible) can give you real insight into how to manage these tricky processes.

But before getting too immersed or overwhelmed in what is a vast wealth of supportive and enlightening material on PGR supervision, we would like to invite you to reflect on what opportunities to develop as a supervisor you are already engaged in and to offer you a framework for developing your supervisory practice.

Supervision is a practice . It is something you do, not merely something you are, and it is something you can learn and develop over time, not something that is innate. It’s helpful to recognize that you are continually learning from the experiences you have attained, and the further experiences, documents, advisory articles and training courses you will encounter. Supervision is commonly thought of as a research practice, in which we as the more experienced researcher advise the PGR, sharing the benefits of our knowledge of the subject area, of the research process and of the conventions and norms of our discipline. This process of socialization into the local and global research communities is important in creating a strong scientific identity.

Supervision should also be thought of as an educational practice because the PGR is learning from us, and in order to support them to gain their doctoral qualification, we deploy different ways of helping them learn. The learning in a PhD extends beyond the project or subject scope and includes knowledge of how to accrue skills and experiences that prepare them for a range of different future career options. A supervisor doesn’t have to be a careers advisor, but their support and open-mindedness to career exploration are greatly valued by those they supervise – especially since the vast majority of PhD graduates will find their long-term career success in roles beyond academic research and teaching.

Further, we would like to focus on the idea that good supervision must also be thought of as a leadership practice, as it is one through which we leverage our status and knowledge of the culture in which we work to show our PGRs how to operate successfully within the research environment and how to secure resources and opportunities. A good leader also holds the ability to relate to those they lead and to motivate and sustain them as they take on new responsibilities and challenges – highly relevant within a research degree context.

As you might already be imagining, these different ways of thinking about supervision and the different tasks they involve can overlap and intersect with each other.

Now you have had a chance to think about who you are and what you value as a supervisor, we present a leadership framework for thinking about what you do in practice as a supervisor. It is outdated to think of supervision as purely an academic pursuit, focused entirely on the task – the research project – yet many of the policy documents we encounter will naturally focus their attention on the formal processes and checkpoints of the doctorate. Emerging in the last decade, we have seen a welcome escalation of research literature and guidance related to the holistic and interpersonal aspects of supervision, working with the preferences, contexts, motivators, career aspirations and support needs of the individual supervisee.

What we want to emphasize ( Figure 1 ), with the aid of John Adair’s model of Action Centred Leadership (1973) is the often-neglected team aspect of supervision. We have selected Adair’s model to help to illustrate supervision in practice as, first, it highlights actions that we can take to lead effectively, rather than taking a more theoretical ‘leadership-style’ approach. Second, this model asks us to reflect on the balance we create between the different areas of practice, the task, the individual and the team, which can be a helpful framework for how to partition your time as a developing supervisor. It can also be a clue as to where you might seek training and development, for instance, if you spot areas on the model that you feel less confident with or less inclined towards.

Action Centred Supervisory Leadership.

Action Centred Supervisory Leadership.

Here are some ways in which you might consider your role in cultivating the team aspect of supervision, as a way of reducing uncertainty and stress for everyone involved and creating a cohesive and supportive culture for PGRs, and for yourself. Think about your ‘team’ in the broadest sense, not just those you supervise or manage, but across the entire research ecosystem around you:

The supervisory team . Most doctorates are now supervised by more than one supervisor. How can your team work together as a cohesive support crew for PGRs, rather than operating as a group of people with competing priorities and interests? How do you work in tandem with those with oversight of PGR matters, such as PGR Convenors and Deans.

Role clarity . This applies to defining the supervisory team roles, to student–supervisor roles and to student–student roles, where there are shared activities. Who takes responsibility for making progress in the PhD? Who takes action? Who makes decisions? What responsibilities are shared?

Values and behaviour . Does your team know what you value, and what you won’t stand for? What are the team rules on sustainable working hours, taking holidays and self-care. How do you expect your team to solve problems, admit mistakes and recognize their blind spots and learning needs? What kinds of interpersonal behaviour are and are not acceptable? What strategies do you have for resolving disagreements?

Cultivate collaboration . Expect people to work together and actively reduce comparison and competitiveness. Think beyond a ‘research collaboration’ and find regular spaces for peer-learning, team-working and group discussion. Think lab meetings, journal clubs, practice presentations and writing groups. Add online chat channels for rapid response peer support. How can these physical and online spaces take on a confidence-building supportive tone, rather than spotlighting one person?

Fairness, openness and equity between PGRs . Within your team how are you ensuring that opportunities come to everyone equally? What does an inclusive working practice look like to you? When decisions must be made, how are you communicating them?

Make introductions . Commonly, supervisors are the broker between PGRs and key people in your discipline and global research community. But think local too. Introduce your PGRs to the full support network including administrators, developers, funding specialists, librarians and finance teams. Help PGRs to navigate the organization and proactively find support.

Like your wider practice, how you bring these ideas together will be developed and informed by your own experience so far. The key success factor in all of the earlier points is that you are able to role model good practices yourself, not just require them of others. Your PGRs will be strongly influenced, not by what you say, but by what they see you do in reality.

Having now thought about your own supervision filter and how this interacts with your approach to the Action Centred Leadership model, you may be beginning to crystallize certain expectations, of yourself as a supervisor (now and in the future) and of the PGRs you will supervise. The idea of actively and explicitly ‘setting expectations’ with PGRs has in recent years become a mainstay of many supervisor development programmes and advice books. There are several common expectation-setting activity worksheets such as the one created by Anne Lee and the one created by Hugh Cairns (it would be interesting here to note whether you perceive that these linked resources are based more on the task, individual or team). These tools are designed to be used in the first weeks of the PhD to get off to a good start. However, we suggest that expectation setting can usefully begin before the PGR arrives, indeed before they are accepted on to the PhD programme. It is common for academics to list topics or projects they will supervise on their institutional web pages, so why not add how you will supervise and communicate the principles that govern your approach. When you interview potential PhD candidates, why not look beyond their academic achievements, and talk to them about what they are looking for in a supervisor?

We would like to thank you for reading this post and for committing your valuable time and energy to considering our points and to taking an intentional approach to supervision, an important academic responsibility and a vital underpinning of a good research culture. Don’t forget that while the PGRs you support as a supervisor at any stage will be very appreciative, not everyone will be aware of the level of effort and expertise you are contributing to your groups and departments. Documenting your contribution and your commitment to upholding good supervisory practice can be done on your CV, in job and promotion applications, in your annual performance and development reviews and even through formal professional recognition channels like the UKCGE Recognised (Associate) Supervisor Award. Having knowledge and awareness of the contribution you are making to upholding the standards set out by research funders and regulatory bodies will benefit you in funding applications and can also help you feed in to university conversations about the development opportunities staff need and the formal recognition and opportunities for supervision that we would like to see afforded to all levels of supervisors, who, after all, make a life-changing contribution to the career success and well-being of those they supervise.■

Adair, J. (1973) Action-centred leadership . McGraw-Hill, London.

Denicolo, P., Duke, D., and Reeves, J. (2019) Supervising to inspire doctoral researchers . Sage, London

Guerin, C. and Green, I. (2013). ‘“They’re the bosses”: feedback in team supervision’. J. Furt. High. Educ . 39 , 320–335. doi: 10.1080/0309877x.2013.831039

Robertson, M.J. (2017). Trust: The power that binds in team supervision of doctoral students. High. Educ. Res. Devel . 36 , 1463–1475. doi: 10.1080/07294360.2017.1325853

Wisker, G. (2012) The good supervisor: supervising postgraduate and undergraduate research for doctoral theses and dissertations . 2nd ed. Palgrave Macmillan, Basingstoke.

Web Resources

Supervising PhDs

UKCGE Good Supervisory Practice Framework .

graphic

Kay Guccione is Head of Research Culture & Researcher Development at the University of Glasgow, UK. She is a National Teaching Fellow, with research and practice specialisms in doctoral supervision, mentoring and community building for researchers. She is editor of the Supervising PhDs blog https://supervisingphds.wordpress.com/ . Email: [email protected] .

graphic

Rhoda Stefanatos is a Researcher Development Specialist at the University of Glasgow, UK. She leads the development of a wide range of opportunities, experiences and resources for research staff. She uses her rich experience as a researcher to inform her approach to empowering researchers to communicate, create and collaborate.

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A Guide to Changing Your PhD Supervisor

Changing your PhD Supervisor

Embarking on the challenging yet rewarding journey of a PhD is a commitment that extends beyond the confines of research papers and scholarly pursuits. Central to this academic odyssey is the relationship forged with a guiding force—the PhD supervisor. A symbiotic connection that shapes the trajectory of research, personal growth, and the overall PhD experience.

However, as the academic landscape evolves, students may find themselves at a crossroads, contemplating a decision that could reshape the course of their doctoral pursuit—changing their PhD supervisor. In this exploration, we delve into the intricate fabric of this decision-making process, dissecting the reasons behind such contemplation and weighing the nuanced pros and cons associated with altering the academic compass.

Join us on this reflective journey as we navigate the delicate terrain of academic mentorship, dissecting the potential for alignment or misalignment of research interests, the dynamics of mentorship and support, and the profound impact of diverse perspectives. Yet, with change comes disruption—weighing the cost of potential setbacks in research progress, administrative hurdles, and the intricate dance of managing relationships within the academic ecosystem.

In this discourse, we aim to unravel the layers of complexity surrounding the decision to change a PhD supervisor. Through anecdotes, insights, and careful analysis, we seek to equip Ph.D. candidates with the tools needed to make informed decisions, fostering an environment where academic and personal growth can thrive.

Embark with us on this intellectual exploration, where the nuances of change intersect with the pursuit of knowledge, and the delicate dance of transition unfolds in the pursuit of academic excellence.

Introduction

Pros of changing your phd supervisor, cons of changing your phd supervisor, how to convey my supervisor regarding change of supervisor decision, download the template here.

The foundation of any successful PhD journey lies in the dynamic between the student and their supervisor. This relationship extends beyond the academic realm, shaping not only the trajectory of research but also influencing personal and professional development. A supportive and symbiotic connection with a supervisor fosters an environment where ideas flourish, guidance is paramount, and the doctoral candidate gains invaluable insights from a seasoned mentor. This relationship becomes a cornerstone, influencing the overall satisfaction and success of the Ph.D. experience.

Despite the significance of the supervisor-student relationship, there are instances when students find themselves contemplating a change. This may arise from a variety of factors such as misaligned research interests, challenges in communication, evolving career aspirations, or even shifts in personal circumstances. A brief exploration of these reasons sets the stage for understanding the complexities that prompt candidates to reassess and, potentially, redefine this pivotal connection.

At the heart of this blog post is the examination of a decision that carries both weight and consequence—the choice to change one’s PhD supervisor. The thesis of our exploration is to provide a comprehensive analysis of the pros and cons associated with such a decision.

We also delve into the delicate process of communicating this decision, recognizing the sensitivity and significance of such conversations. Just as a change in academic direction requires thoughtful consideration, conveying this decision to a supervisor demands a careful blend of professionalism, gratitude, and clarity. As we navigate through the nuances of this academic crossroads, we aim to provide insights, tips, and a sample script to assist students in approaching this conversation with respect, transparency, and a focus on the academic journey ahead.

A. Alignment of Research Interests

  • Examples and Anecdotes: Picture yourself passionate about unravelling the mysteries of renewable energy sources, only to find your initial supervisor specializes in historical architecture. By making the courageous decision to change supervisors, you align yourself with an expert in sustainable energy. This shift not only reignites your enthusiasm but also establishes a connection between your passion and your research, turning your academic journey into a fulfilling exploration.
  • Impact on Research Productivity and Satisfaction: The impact of this alignment on research productivity and satisfaction cannot be overstated. Your newfound synergy with a supervisor who shares your research interests streamlines the process. Meetings become more fruitful, discussions more engaging, and the satisfaction derived from your work transforms from a mere academic obligation to a genuine intellectual pursuit.

B. Better Mentorship and Support

  • Illustrative Cases: Consider the case of Sarah, who initially struggled with a lack of communication and mentorship in her first year. Changing supervisors led her to Dr. Rodriguez, known for her hands-on mentoring approach. This shift not only transformed Sarah’s academic journey but also instilled a sense of confidence and direction, illustrating the profound impact of effective mentorship.
  • Personal and Academic Development: The metamorphosis brought about by improved mentorship extends beyond academic realms. Dr. Rodriguez’s investment in Sarah’s personal and academic growth not only refined her research skills but also nurtured her self-confidence. Sarah emerged from this mentorship with a more profound understanding of her strengths and a fortified sense of academic purpose.

C. Diverse Perspectives

  • Experiences of Gaining Different Perspectives: Enter the world of Alex, who transitioned from a supervisor entrenched in qualitative research to one with a robust quantitative background. This shift opened avenues for Alex to integrate diverse methodologies, leading to a more comprehensive and nuanced research approach. The amalgamation of these perspectives not only enriched the research process but also broadened Alex’s intellectual horizons.
  • Enrichment of Research and Academic Growth: The exposure to diverse perspectives became the catalyst for academic growth. Engaging with varied viewpoints became a cornerstone of Alex’s intellectual development. This enrichment not only strengthened the quality of the research but also equipped Alex with a versatile set of skills crucial for navigating the intricate landscape of academia.

D. Career Opportunities

  • Stories of Enhanced Opportunities: Meet James, who, through a change in supervisor, found himself immersed in collaborative projects and international conferences. This shift not only enhanced his academic portfolio but also created avenues for industry collaborations. The diverse experiences gained under the new supervision became stepping stones for James’s future career opportunities.
  • Broadening Professional Networks: Changing supervisors often means entering new academic circles. In Lily’s case, this shift broadened her professional networks, exposing her to different conferences, workshops, and collaborative opportunities. The ripple effect of these connections extended beyond the academic realm, positioning Lily for a more expansive and interconnected professional journey.

E. Personal Growth

  • Adapting to New Challenges: Imagine the story of Mark, who faced unforeseen challenges upon changing supervisors. The adjustment period, though daunting, became a testament to Mark’s adaptability. This ability to navigate uncharted waters not only demonstrated resilience but also contributed to Mark’s personal growth, reinforcing his capacity to thrive amidst academic uncertainties.
  • Building Resilience and Adaptability: Mark’s journey highlights that personal growth extends beyond the realm of academia. The challenges faced during the transition nurtured not only resilience but also adaptability. These qualities, now ingrained in Mark’s academic persona, serve as invaluable assets not just for his PhD journey but for his future professional endeavours.

A. Disruption in Progress

  • Impact on Research Timeline: Consider the case of Emily, who, midway through her PhD, changed supervisors due to a shift in research focus. This transition resulted in a temporary disruption in her research timeline as she needed to recalibrate her methodologies and refine her research questions. The adjustments, while necessary for alignment, extended the overall duration of her Ph.D. project.
  • Strategies for Minimizing Disruptions: To minimize disruptions, Emily proactively engaged in regular communication with both her previous and new supervisors. This strategic approach allowed for a smoother transition, as she could carry forward valuable insights from her initial work while incorporating the guidance of her new supervisor. Open and transparent communication became the cornerstone for mitigating the impact on her research timeline.

B. Administrative Hassles

  • Navigating University Procedures: John’s decision to change his supervisor involved navigating complex university procedures. From obtaining approvals to filling out paperwork, the administrative process proved to be a bureaucratic challenge. The intricacies of university protocols can be time-consuming and stressful, adding an administrative layer to an already nuanced decision.
  • Addressing Logistical Challenges: John tackled administrative hassles by seeking guidance from academic advisors and administrative staff. Proactive planning and careful adherence to university guidelines helped streamline the administrative process. By addressing logistical challenges promptly, John mitigated the bureaucratic hurdles associated with changing supervisors.

C. Limited Options

  • Challenges in Finding a Suitable Alternative: Amy faced the challenge of limited options when searching for an alternative supervisor. The specialized nature of her research narrowed the pool of available academics with expertise in her field. This limitation created a dilemma, as finding a suitable alternative proved to be a meticulous process requiring careful consideration of academic compatibility.
  • Exploring Available Options within the Institution: Amy expanded her search by exploring potential supervisors within her institution who had overlapping interests. Collaborating with academic advisors and department heads, she identified alternative mentors who could provide the necessary guidance. While challenging, this exploration within the institution allowed Amy to make a well-informed choice, considering both expertise and compatibility.

D. Potential for Miscommunication

  • Addressing Communication Challenges During the Transition: Michael encountered communication challenges when transitioning to a new supervisor, leading to misunderstandings regarding research expectations. The potential for miscommunication became apparent during the initial stages of the transition, affecting the clarity of project goals and timelines.
  • Strategies for Clear Communication: Recognizing the importance of clear communication, Michael initiated regular meetings with the new supervisor. Setting clear expectations, discussing project milestones, and seeking feedback became integral components of their communication strategy. By addressing potential miscommunication head-on, Michael established a foundation for a more effective working relationship.

E. Impact on Relationships

  • Navigating Interpersonal Dynamics with the Previous Supervisor and Colleagues: When Emma changed supervisors, she faced the delicate task of navigating interpersonal dynamics with her previous supervisor and colleagues. This transition required tact and diplomacy, as maintaining positive relationships with the academic community was crucial for a harmonious academic environment.
  • Maintaining a Positive Academic Environment: Emma proactively engaged in open and honest conversations with her previous supervisor, expressing gratitude for the mentorship received. She also communicated transparently with colleagues about her decision, emphasizing that the change was driven by research alignment. By approaching the transition with professionalism and respect, Emma succeeded in maintaining a positive academic environment, fostering goodwill among her peers.

1. Choose the Right Time and Setting:

  • Schedule a meeting with your current supervisor in a private and comfortable setting.
  • Ensure that you have enough time for a thorough discussion without interruptions.

2. Be Prepared:

  • Reflect on your decision and be clear about your reasons for wanting to change supervisors.
  • Consider preparing a brief outline or notes to help you articulate your thoughts during the conversation.

3. Start Positively:

  • Begin the conversation on a positive note by expressing your appreciation for the guidance and support you have received so far.
  • Acknowledge the contributions of your current supervisor to your academic journey.

4. Be Honest and Direct:

  • Clearly state your decision to change supervisors. Use straightforward language to avoid any ambiguity.
  • If applicable, briefly explain the reasons behind your decision. Focus on academic or research-related factors rather than personal issues.

5. Highlight Your Goals:

  • Emphasize that your decision is driven by your academic and research goals. Highlight the importance of aligning your research interests with your supervisor to ensure a more productive collaboration.

6. Express Gratitude:

  • Express gratitude for the time and effort your current supervisor has invested in your academic development.
  • Reinforce that your decision is about finding the best possible fit for your research objectives.

7. Offer Solutions:

  • If applicable, suggest potential solutions or ways to ease the transition. This could include a plan for completing any ongoing projects or assisting in the search for a replacement.

8. Be Open to Discussion:

  • Encourage an open dialogue. Allow your supervisor to express their thoughts and ask questions.
  • Be receptive to feedback and be willing to discuss any concerns your supervisor may have.

9. Follow Up in Writing:

  • After the meeting, send a follow-up email reiterating your decision and expressing gratitude.
  • Include any agreed-upon next steps or arrangements for a smooth transition.

10. Maintain Professionalism:

  • Throughout the conversation, maintain a professional and respectful tone.
  • Avoid placing blame or speaking negatively about your current supervisor.

Sample Script:

“Thank you for taking the time to meet with me. I want to express my sincere appreciation for your guidance and support during our collaboration. After careful consideration, I have made the decision to change supervisors. This decision is driven by a desire to align my research interests more closely with my academic goals. I believe this change will contribute positively to my academic journey. I am committed to ensuring a smooth transition and am open to discussing any concerns or suggestions you may have. I value the time we’ve spent working together and appreciate your understanding.”

Remember that communication is key in these situations, and approaching the conversation with professionalism and clarity will contribute to a more constructive dialogue.

Email Template to Convey Your Decision to Change Supervisor

Subject: Request for a Meeting to Discuss Research Direction

Dear [Supervisor’s Name],

I trust this message finds you well. I appreciate the support and guidance you have provided throughout our collaboration. Your insights have been invaluable to my academic journey.

After careful consideration and reflection, I have come to the decision to explore a change in my supervisory arrangement. This decision is rooted in my commitment to align my research interests more closely with my academic goals, and I believe that a different supervisory dynamic may better support the direction I intend to take with my research.

I would like to request a meeting to discuss this matter further. I believe that an open and honest conversation will allow us to explore the best path forward. I am committed to ensuring a smooth transition and would like to discuss any concerns or suggestions you may have. Your feedback is important to me, and I want to ensure that this decision is made with the utmost professionalism and consideration.

I propose we schedule a meeting at your earliest convenience. Please let me know a time that works for you, and I will make the necessary arrangements.

Thank you once again for your support, and I look forward to discussing this matter with you.

Best regards,

[Your Full Name]

[Your Program/Department]

[Your Contact Information]

Read my article on ” Can you do a PhD without a supervisor” . This article will guide you on how one can do PhD without a research supervisor.

In the intricate tapestry of a Ph.D. journey, the decision to change supervisor stands as a pivotal crossroads, demanding careful contemplation and strategic navigation. As we explored the myriad facets of this complex choice, it became evident that the pros and cons are as diverse as the academic landscapes each student traverses.

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The Good Supervision Guide for new and experienced research supervisors of PhDs

This guide, written by a PhD candidate, is based on interviews with UCL Faculty Graduate Tutors at UCL.

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1 August 2019

Written by Alexandra Bulat (PhD Candidate, UCL School of Slavonic and East European Studies).

Whether you are  new to supervision or already have extensive experience , it is always possible to learn from others’ experiences. 

This guide was compiled based on interviews with Faculty Graduate Tutors from across the  disciplines:

  • medical sciences
  • arts and humanities
  • mathematical and physical sciences
  • life sciences
  • population health sciences
  • built environment
  • engineering
  • social and historical sciences. 

We asked them to give examples of what ‘good supervision practice’ means for them and developed a guide based on the themes which emerged from these conversations. 

Some supervision advice applies to some disciplines more than others, whereas other insights transcend disciplinary boundaries.

What good research supervision practice is

Even after years of experience, some naturally struggle to answer the question 'What is good supervision practice?' with precise examples. 

We identified three key principles, which, if applied, will likely improve the relationship between you and your PhD students. 

Each principle is divided into themes which include advice from the Faculty Graduate Tutors we interviewed.

1. Set expectations, but be aware of the changing reality

This section provides advice on: 

  • setting expectations early in the PhD
  • being flexible
  • planning the PhD process
  • managing your time spent on supervision.

2. Communicate well with students, peers and make use of institutional resources

  • listening to students
  • communicating with fellow supervisors and working well with the institutional structures in which supervision takes place
  • making use of the resources available.

3. Think outside the (thesis) box

This section provides advice on:

  • how to think beyond the thesis as a piece of research 
  • how to consider your students’ career aspirations, which may not always be academic.

Download the full PDF guide to good research supervision

Where to find help and support

Research supervision web pages from the UCL Arena Centre, including details of the compulsory Research Supervision online course. 

Research and project supervision: an introduction  (Arena guide)

Appropriate Forms of Supervision Guide from the UCL Academic Manual

the PhD diaries

The UCL Doctoral School

Handbook and code of practice for graduate research degrees

Doctoral Skills Development programme

Student skills support (including academic writing)

Student Support and Wellbeing

UCL Students' Union (UCLU)  

UCL Careers

External resources

Vitae: supervising a docorate

UK Council for Graduate Education

Higher Education Academy – supervising international students (pdf)

Becoming a Successful Early Career Researcher , Adrian Eley, Jerry Wellington, Stephanie Pitts and Catherine Biggs (Routledge, 2012) - book available on Amazon

This guide has been produced by the UCL Arena Centre for Research-based Education . You are welcome to use this guide if you are from another educational facility, but you must credit the UCL Arena Centre. 

Further information

More teaching toolkits  - back to the toolkits menu

Research supervision at UCL

Research and project supervision (all levels): an introduction - UCL Arena Centre toolkit

[email protected] : contact the UCL Arena Centre 

UCL Education Strategy 2016–21  

Case studies : browse related stories from UCL staff and students.

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Educational resources and simple solutions for your research journey

guidelines for phd supervisor

Bringing Out the Best in the PhD Student–Supervisor Relationship

guidelines for phd supervisor

Once you decide to embark on your PhD journey, one of the most important decisions is choosing a PhD thesis supervisor. Every research student grapples with the question of “How to find a PhD supervisor”, more so if they are dealing with physical disabilities or mental health issues. The final choice determines not only the success and quality of your research but also your well-being throughout the program.

Table of Contents

Qualities of a good PhD supervisor

Wondering how to choose a PhD supervisor or what to ask a potential PhD supervisor? Here are the key roles that your supervisor can (and should) play:

Bridging cultural differences

A good supervisor will do their best to make a student comfortable if they are in an unfamiliar geographical and/or cultural setting. They should help a student overcome barriers or biases faced if they’re part of a minority group. When finding a PhD supervisor, see if they make you feel at home and eager to start work.

Supporting students with physical or mental disabilities

When looking at how to choose a PhD supervisor, look for one who will advise how PhD students with disabilities can work effectively by suggesting suitable adjustments or flexibility. Awareness about neurodiversity is on the rise and it is one of the things that should be on your list of what to ask a potential PhD supervisor. Supervisors are becoming increasingly sensitive and more equipped to handle students’ emotional barriers such as lack of motivation, impostor syndrome, and fear of failure.

Navigating administrative and regulatory affairs

If you are new to the institute, system, or country, find a PhD supervisor who can guide you regarding university protocols and regulations, administrative and technical support, etc.

Choose a PhD supervisor who will help connect you with other researchers and forge collaborations and connections to further your research and career.

Being approachable and open to communication

When figuring out how to find a PhD supervisor, it is most important that you choose one who will be available and easy to contact.

Stimulating intellectual growth

An encouraging supervisor should throw challenges at you. They should encourage you to think out of the box and not follow the beaten path.

How to choose a good PhD supervisor

Now that you know the kind of support you can expect, here are some tips on how to choose a good PhD supervisor for your doctoral journey.

Read recent publications by potential supervisors

Check if their area of research is a match with yours and if their experience and expertise align with what you are looking for.

Talk to past and current students

Get an idea about the lab culture and ask about a potential PhD supervisor’s approach to students with disabilities and students from minority communities.

Meet in person if possible

Get to know the personality of your potential supervisor and understand their availability and commitment better. Inform them about any physical or mental health issues and ask your potential PhD supervisor about arrangements to manage these conditions.

guidelines for phd supervisor

Maximizing support and assistance from your supervisor

Your relationship with your PhD guide is not a one-way street. We just discussed the qualities of a good PhD supervisor and how to choose a good PhD supervisor. But how can  you  make sure that your guide will be happy to help you?

Identify specific needs

If you are managing a disability or chronic illness, here’s what you should do and what to ask a potential PhD supervisor:

  • Be upfront with your supervisor and discuss any likely effects of your condition in advance.
  • Ask a potential PhD supervisor about resources applicable to your particular condition (e.g., software to assist students with visual difficulties, communication aids, or additional financial support as a disabled student).
  • Work with your supervisor to draw up a realistic plan for conducting and monitoring your project to help keep your research on track.

  Be honest

One key tip on how to find a PhD supervisor is to be transparent about your work and progress. Do not hide any inadvertent errors you may have made in your experiment or analyses. Always keep your supervisor “in the loop”! Honesty in every aspect of your work and working relationship will help build trust.

Be realistic

Ask your potential PhD supervisor about and align your expectations for work and a work-life balance with them. Set realistic expectations and targets; this will be even more important if health challenges are likely to affect your work pace. Your supervisor can then manage expectations and support your progress in the face of these challenges.

Be independent

No supervisor encourages hand holding. When choosing a PhD supervisor, you must demonstrate independence to inculcate your supervisor’s trust in you. Here are some ways you could to this:

  • Meet agreed deadlines and responsibilities as best you can.
  • Show that you have worked on feedback they have provided.
  • Offer your help on projects, especially if it helps you learn a new skill. Inform your supervisor that you are open to providing assistance with peer review, for example.

Knowing what to ask a potential PhD supervisor combined with a demonstration of responsibility

When choosing a Phd supervisor, know that your supervisor may be simultaneously running many projects. Different students might be at different stages of their PhD, and it is up to the supervisor how to manage each student’s requirements. Trust their approach on this.

Have open conversations

Have regular meetings with your supervisor (every week or 10 days) to discuss your research progress, drafts of upcoming papers, and even emotional roadblocks if any. Understand their working and communication style and adapt accordingly.

Have open conversations about your state of mind; your supervisor is sure to hear you out and offer guidance and motivation.

To conclude

Answering the question of how to find a PhD supervisor may take some effort and time. Moreover, arriving at a comfortable working arrangement with your chosen supervisor may also take some fine-tuning. You should strive to streamline your working style to motivate your supervisor to help you.

Choose a good PhD supervisor who will offer support beyond academic aspects for your overall welfare. That being said, recognize that your supervisor is not your de facto counsellor. You may even leverage other support systems (support groups, online forums, or professional counsellors) to complement the guidance and motivation provided by your supervisor.

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You are your students' primary interface with their PhD world, so make it work well.

Helping students

  • See your students frequently, say once a fortnight. Have a regular session once a month.
  • Agree a pattern of formal meetings, what will be required at the meetings and who is expected to initiate the meeting.
  • Read the  Code of Practice .
  • Submit termly supervision reports via the CamSIS Postgraduate Feedback and Reporting System, PFRS (see https://www.camsis.cam.ac.uk/academics )
  • Make sure they check the literature. Push them to use the library and other resources for browsing and searching. Point them to specialist items yourself. Don't let them think the Web is all that matters.
  • Foster group participation and activity, including student talks.
  • Encourage your student to talk with other people outside their group, whether staff or students, as well as their Graduate Advisor.
  • Make sure they have a fair deal on kit. The Lab has resources for this.
  • Help them get to useful workshops and conferences, especially by having a paper accepted. If they want you as joint author, don't be coy. Also summer schools. The lab has resources to back up college grants.
  • Keep them to the timetable on  CPGS/first and  second year reports, and their third year progress statement or, even better, a draft thesis.
  • Ensure they attend relevant graduate training schools and participate in  Researcher Development activities offered in-house, by the School of Technology and by the University.
  • Point your students towards the Submitting and Examination  advice and guidance when they are finally ready to submit their thesis.

Other things:

  • Name the student's Academic Adviser .
  • Point your students at the  Graduate Course Handbook pages and other Department pages for them.
  • Cause your students to attend Researcher Skills Programme training and other events the department arranges for them.
  • Arrange for two independent Assessors to scrutinize the CPGS/first year and second year reports.
  • Check your students know about safety and go to safety sessions.
  • Make sure they, and you, know the collaboration/IPR conditions on their funding, and the department's guidelines.
  • With industrially funded students, check everyone knows any requirements on research freedom and work progress.
  • Make sure your students (and you) know the University's and funding bodies ground rules on residence, non-research work, notifying illness and internships (if you don't, the students can lose money), etc.
  • Ensure your students apply for conference and travel funding, and complete the checklist, BEFORE they book their flights.
  • Check out your students have sensible commitments on demonstrating and undergraduate supervision.
  • Keep college graduate tutors informed on problems, particularly to do with money. On formal matters, students are entitled to act on their tutor's advice and will be rescued if their tutor gets it wrong. That's not guaranteed if it was the supervisor's advice that was bad.
  • Speak with the Secretary of the Degree Committee early if you see a looming issue with one of your students.
  • In your research students' final writing-up year and before you have appointed Examiners, talk to them about the level of access to their theses on the Apollo Repository .
  • Read whatever the Student Registry officially tells your students they can expect from you and whatever the Student Registry tells you you should be doing.

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IMAGES

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  1. What to Expect from your PhD Supervisor

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  2. Ten simple rules for choosing a PhD supervisor

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  6. PDF University Grants Commission New Delhi 110002

    Procedure for Award of Ph.D. Degree) Regulations, 2022. 1.2 They shall apply to: 1.2.1 every University established or incorporated by or under a Central Act, a Provincial Act, ... Supervisor, Number of Ph.D. scholars permissible per Supervisor, etc. 6.1 Any regular Professor/Associate Professor of the University/ College, with at least five ...

  7. A brief primer on the PhD supervision relationship

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    3. Feedback on Work in Progress. Another vital aspect to expect from your supervisor is to receive continuous feedback on your work. With your supervisor being an expert in their field, he should be able to review your work and identify any issues or areas for improvement. Gaining feedback on your work is critical through all stages of your PhD.

  9. Top tips for choosing a PhD Supervisor

    Passionate. An excellent supervisor is passionate about the work of their pupils. They should be someone who is inspiring and uplifting, who helps their students reach new heights. Someone is not a good supervisor if they lack enthusiasm and interest in their role as your mentor and do not offer verbal encouragement. 3.

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  16. A Guide to Changing Your PhD Supervisor in 2024

    Encourage an open dialogue. Allow your supervisor to express their thoughts and ask questions. Be receptive to feedback and be willing to discuss any concerns your supervisor may have. 9. Follow Up in Writing: After the meeting, send a follow-up email reiterating your decision and expressing gratitude.

  17. PDF Effective supervisor-PhD interaction

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    If you are new to the institute, system, or country, find a PhD supervisor who can guide you regarding university protocols and regulations, administrative and technical support, etc. Networking Choose a PhD supervisor who will help connect you with other researchers and forge collaborations and connections to further your research and career.

  21. Guidelines for PhD supervisors

    See your students frequently, say once a fortnight. Have a regular session once a month. Agree a pattern of formal meetings, what will be required at the meetings and who is expected to initiate the meeting. Read the Code of Practice. Submit termly supervision reports via the CamSIS Postgraduate Feedback and Reporting System, PFRS (see https ...

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    3 Ph.D. PROGRAMME 1 ... 7 SUPERVISOR RECOGNITION 5 8 CHANGE OF SUPERVISOR 7 9 NUMBER OF SCHOLARS 11 10 DURATION OF THE PROGRAMME 11 11 EXTENSION OF MAXIMUM DURATION 11 12 DOCTORAL COMMITTEE 12 13 PROGRAMME STRUCTURE 13 ... In the Regulations, unless the context otherwise requires, i. "University" means Anna University, Chennai 600 025.