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2.8 The Neoclassical School of Criminological Theory

Brandon Hamann

Classical ideology was the dominant paradigm for over a century, but it was eventually replaced by positivist approaches that seek to identify causes of criminal behavior. However, classical ideology had a resurgence during the 1970s in the United States. Neoclassical theory recognizes people experience punishments differently, and a person’s environment, psychology, and other conditions can contribute to crime as well. Therefore, crime is a choice based on context. Many crime-prevention efforts used classical and neoclassical premises to focus on “what works” in preventing crime instead of focusing on why people commit criminal acts. While the Classical School saw punishment as a means to an end regarding criminal behavior, Neoclassical theory saw punishment more as a deterrent to future crime, using it to prevent more than to punish. Through the development of specific policies – which will be covered in a later section – Neoclassical theorists sought to change behavior through laws and sanctions (Fedorek, 2019).

Dr. Derek Cornish

Drs. Cornish and Clarke [1] (1986) proposed a theory of causation that took a risk/reward approach to criminal behavior. They claimed that offenders “rationally” calculated the costs and benefits of their actions, and if the rewards outweigh the risk, then a crime would most certainly be committed. They didn’t propose that all criminals were thinking rationally or that they were at all rational individuals outright – criminals aren’t having philosophical debates over the moral and ethical complexities of their actions –  but if the situation presented itself, and the circumstances were right, then the probability of a criminal act were much higher.

Cohen and Felson [2] (1979) claimed that changes in modern society and environment made it easier for crime to take place. Since the conclusion of World War II, more people had entered the workforce, and more people spent time away from home. This meant that more and more people became accustomed to the routine of their lives doing menial tasks in the view of the public eye (running errands, paying bills, making groceries, fueling the car, etc.). Cohen and Felson stated that three things must converge in time and space for a crime to be committed – a motivated offender, a suitable target, and the absence of a capable guardian. In theory, the activities of our routines make us more prone to being the victim of a criminal act.

  • Cornish and Clarke (1986) – proposed a theory of causation based on Rational Choice and risk/reward. ↵
  • Cohen and Felson (1979) – proposed a theory of causation based on the routine of people as changes in modern society forced them out of their private lives and into the public view. ↵

2.8 The Neoclassical School of Criminological Theory Copyright © 2024 by Brandon Hamann is licensed under a Creative Commons Attribution-ShareAlike 4.0 International License , except where otherwise noted.

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5.4 Neoclassical

Classical ideology was the dominant paradigm for over a century. But it was eventually replaced by positivist approaches that seek to identify causes of criminal behavior, which you will learn about in the next section. However, classical ideology had a resurgence during the 1970s in the United States that is called neoclassical theory. Neoclassical theory recognizes people experience punishments differently and that a person’s environment, psychology, and other conditions can contribute to crime as well. In neoclassical theory, crime is a choice based on context. Many crime-prevention efforts used classical and neoclassical premises to focus on “what works” in preventing crime instead of focusing on why people commit criminal acts.

5.4.1 Activity: In the News: Oregon Measure 11 Example

In 1994, Oregon voters passed Measure 11, which established mandatory minimum sentencing for several serious crimes. Besides removing the judge’s ability to give a lesser sentence, Measure 11 prohibited prisoners from reducing their sentence through good behavior. Additionally, any defendant 15 years old or older who was accused of a Measure 11 offense was automatically tried as an adult. Recently, the Oregon Justice Resource Center reported the effects of Measure 11 on juveniles, especially minorities and many groups are actively working to reform Measure 11. Below are links to the news article and the report itself.

  • The Oregonian – “New Report Calls Measure 11 Sentences for Juveniles ‘Harsh and Costly’” .
  • Oregon Justice Resource Center’s Report Youth and Measure 11 in Oregon: Impacts of Mandatory Minimums .

Activity: Measure 11 Exercise

After reading the above box and hyperlinks, please explain why many juveniles are not deterred from committing serious crimes in Oregon.

5.4.2 Rational Choice Theory

Derek Cornish and Ronald Clarke (1986) proposed Rational Choice Theory to explain criminals’ behavior. They claimed offenders rationally calculate costs and benefits before committing crime and assume people want to maximize pleasure and minimize pain. The theory does not explain motivation, but instead it expects some people will always commit a crime when given the opportunity. They do not assume offenders are entirely rational, but they do have bounded rationality, which means that offenders must make a decision in a timely fashion with the information at hand before committing a crime. For example, if you were walking down a street and noticed an open window in a parked car, you may contemplate looking in. If you saw something inside, you may then consider stealing it. An entirely rational person may look around to see if there are any witnesses, try to determine if the owner is coming back soon, and so on. You may wait until nightfall. However, you may miss your opportunity. Thus, you need to make a quick decision with the relevant facts at that time.

That was an example of a “crime-specific” model, which is a model where all crimes have different techniques and opportunities. This model assumes that all crime is purposeful with the intention to benefit the offender. To dissuade offenders, Rational Choice Theory emphasized the significance of informal sanctions and moral costs. The theory advocates for a situational crime prevention approach by reducing opportunities. Reducing opportunities is much easier to manipulate and change compared to changing society, culture, or individuals. Ultimately, situational crime prevention strategies try to make crime a less attractive choice.

5.4.3 Routine Activity Theory

Another neoclassical theory is Routine Activity Theory , which was developed by Lawrence Cohen and Marcus Felson in 1979. It claims that changes in the modern world have provided more opportunities for offenders to commit crime. Routine Activity Theory says that three things must converge in time and space for a crime to be committed. They include a motivated offender, a suitable target, and the absence of a capable guardian.

A Venn diagram showing the three concepts of Routine Activity Theory: a likely (motivated) offender in circle one, a suitable target in circle two, and the absence of a capable guardian in circle three, all converging with crime meeting in the center of the diagram.

Figure 5.3. A diagram showing Routine Activity Theory in which the convergence of each of the three concepts: a likely (motivated) offender, a suitable target, and the absence of a capable guardian, within the same time and space creates an opportunity for a crime to be committed.

The motivated offender is considered to be a given as there will always be people who will seize opportunities to commit criminal offenses. Besides, there are a variety of theories to explain why people commit a crime. Suitable targets can be vacant houses, parked cars, a person, or any item. In reality, almost anything can be a suitable target. Finally, the absence of a capable guardian facilitates the criminal event. What can serve as a capable guardian? A plethora of people and things can serve as a guardian. For example, police officers, security guards, a dog, being at home, or even increased lighting to allow other people to see. Other examples are: security cameras, alarm systems, and deadbolt locks which can each reduce opportunities by serving as a capable guardian. Routine Activity Theory concentrates on the criminal event instead of the criminal offender.

5.4.4 Licenses and Attributions for Neoclassical

Figure 5.3. Routine Activity Theory is licensed under the CC BY SA-3.0 .

“Neoclassical” by Sam Arungwa, Megan Gonzalez, and Trudi Radtke is adapted from “ 5.5. Neoclassical ” by Brian Fedorek in SOU-CCJ230 Introduction to the American Criminal Justice System by Alison S. Burke, David Carter, Brian Fedorek, Tiffany Morey, Lore Rutz-Burri, and Shanell Sanchez, licensed under CC BY-NC-SA 4.0 . Edited for style, consistency, recency, and brevity.

Introduction to the American Criminal Justice System Copyright © by Sam Arungwa. All Rights Reserved.

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Classical and Neoclassical Theory on Criminology

The classical and neoclassical schools of thought came into rise in the late seventeenth and eighteenth century following the enlightenment move that acted as a liberating force in the western world. The enlightenment thinkers came up with principles that acted as foundations for the American and French revolutions (Schmalleger, 2002).

The classical theory of criminology has its origin in the 18 th century, a time in history when punishment for crime was severe and very intense. The philosophers of the classical school believed that people should be free to choose on how to act, secondly, avoidance is based upon the idea that human being is a hedonist who seeks delight and tries by all means to avoid pain and keeps weighing the consequences of his actions. The third assumption is that punishment can prevent people from committing crimes since the costs of crimes are more than its benefits. The fourth believe is that the more rapid is the punishment, the more effective it is in preventing people from committing the crimes that are associated with that particular punishment (Curran, & Renzetti, 2001).

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The neo-classical view on crime was that since crime and recidivism (tendency to repeat the crime after the punishment) are thought to be a problem, the initial political reaction should be to increase policing, stiffen the penalties and increase the monitoring and supervision of those who have been from the punishment centers such as the prison. This is because the main reason was to prevent the commitment of crimes and that failed, what can be done to keep the society safe for a long time is to lock the criminals in prisons (Schmalleger, 2002).

How the concepts are applied in contemporary criminology

With their main idea being the use of punishment to deter people from committing crimes, this concept is also being applied in contemporary criminology. Different countries have adopted different methods of dealing with criminals. These methods include use of prisons and rehabilitation centers in order to help in correcting the behavior of these criminals (Berger, Free, & Searles, 2001).

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For example, once one is caught committing a crime, he is charged in the courts of law and imprisoned. When one is in prison, he is denied of all the freedom that is required under normal circumstances. In some prisons, the criminals are beaten and subjected to harsh conditions as a means of punishing them for the crimes that have committed. This therefore prevents them from committing such a crime once one is set free. Another example is where punishment is given depending on the severity of the crime. Most of the justice systems have punishments ranging from small fines to death sentence depending on the severity of the crime (Reid, 1997). The contemporary justice system has adopted these theories to enable them understand human behavior and know how to deal with it.

The central point of view of classical criminology

The main point of view in the classical criminology was that since human beings are rational, they commit crimes knowing sin their efforts to search for pleasure or to avoid pain.  Therefore the most effective method of preventing human beings from committing crimes is by punishing them.

This theory supports a social responsibility where the neoclassical say that to keep the society safe, the criminals must be locked in the prisons. It is therefore the social responsibility of the justice system to act on behalf of those who have been wronged and to protect the society by locking up the criminals in the prisons.  However the main limitation of the classical thought of criminology is that it assumes that all criminals are rational. It dies not put into consideration the insane people who commit crimes and that may also not be aware when being subjected to punishment. Such people may repeat the crimes even after undergoing the punishment (Vito, Maahs, & Holmes, 2006).  

Another limitation is on the idea of giving a punishment depending on the severity of the crimes committed.  This may not help in ending the behavior completely since human beings, considering the fact that they area rational and seeking pleasure, will make choice between acts with heavy punishment and those with the light ones.

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Classical Vs. Neoclassical Theories Of Criminality Essay Sample

Type of paper: Essay

Topic: Social Issues , Education , Students , Crime , Criminal Justice , Punishment , Theory , Thinking

Published: 01/25/2020

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Classical Vs. Neoclassical Theories of Criminality

The classical school of criminology obtains its fundamental ideas from the “period of enlightenment.” This occurrence took place at the beginning of the eighteenth century in France. The main contributors to the classical school of criminal thought were Cesare Beccaria (an Italian) and Jeremy Bentham (an Englishman). The neoclassical school of thought on the other hand is a continuation of the classical school of thought. It subscribes to modern theories of criminology such as social control theory, drift theory as well as the classical school theory of rational choice. This paper will compare and contrast the two schools of thoughts with regard to the rational choice theory. According to Cesare, criminals are capable of rational thought and therefore they are able to make rational choices. That is, criminals make a choice to commit crime and any other actions they may take that are contrary to the law. Bearing this in mind, he proposes that the only way to deter such offences is by threat of punishment. This solution stems from the classical belief that humans are rational and hedonistic. That is they are capable of free will and that they seek to maximize pleasure and reduce pain. Fear controls human behavior, therefore a threat to inflict pain through punishment will prevent criminals from choosing to commit crime. In order to deter crimes effectively, Cesare acknowledges that the punishment should fit the crime. The cost of punishment should outweigh the benefits of the offence. Justice through administration of punishment should be prompt and certain to serve its usefulness/utilitarianism (Akers, 1990). As opposed to the neoclassical school of thought, classical school of thought argues that one is responsible for his action and therefore mitigating circumstances are inadmissible. Even though the neoclassical school of thought ascribes to the rationale choice theory and recognizes the need for punishment to deter crimes, it also acknowledges that punishment is only a tool in deterring crimes and not a means to its end. This is because humans do not always act rationally and on the other hand, not all of them are hedonistic and selfish. Following the classical approach to administering justice might lead to punishment of innocent people. Unlike the classical thought, the neoclassical school of thought recognizes other means of deterring crimes. They include socialization where fear of losing a social status, job, or recognition may deter one from committing offences. It therefore supports deterrent measures such as paroles, house sentencing, and rehabilitation. The drift theory that the neoclassical thought ascribes to is similar to the socialization theory. It explains that kids with fewer stakes in the society are most likely to drift and commit crimes. Incorporating them into the social system will serve as a preventive measure to deter them from committing crimes simply because they have nothing to lose (Gottfredson, 1990). In conclusion, the combined use neoclassical and the classical school of thoughts in the criminal justice system will serve better in administering justice. The use of punishment to deter crimes as well as recognizing the fact that apart from internal or rational choice, external circumstances may lead to commitment of an offence will serve more efficiently in administration of justice. Application of both theories creates a synergy and fairness in criminal justice.

Akers, R. L. (1990). "Rational Choice, Deterrence, and Social Learning Theory: The Path Not Taken". Journal of Criminal Law and Criminology. Gottfredson, M. &. (1990). A General Theory of Crime. Starnford: CA: Stanford University Press.

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Sozialwissenschaftliche Theorien

Classical Criminology

27. May 2019 | zuletzt aktualisiert am 18. April 2022 von Christian Wickert

Classical Criminology sees criminal action as the result of free and rational decisions of the acting individuals.

Inhaltsverzeichnis

Main proponents

Cesare Beccaria , John Howard , Jeremy Bentham , Samuel Romilly, John Anselm von Feuerbach, Sir Robert Peel, Samuel Pufendorf u.a.

Classical crime theory, especially according to Beccaria, is based on the assumption that people are free of will and thus completely responsible for their own actions, and that they also have the ability to rationally weigh up their abilities. Crime is therefore the result of free and rational decisions of the acting individuals.

Although social conditions are also mentioned as causes of crime in the classical period, Beccaria and others are more interested in the crime than in the perpetrator. This is due to the idea of equality of all human beings, as well as to the fact that any social (or at the beginning of the classical period also supernatural) circumstances can be met equally, which means that only the deed itself distinguishes the criminals from the non-criminals.

Implications for Criminal Policy

Cesare Beccaria (1738-1794)

The central demand of the classical school of criminolgy is the proportionality of the sanctions to its preceding crimes. According to Beccaria, the level of punishment must be based on the damage caused. The arbitrary use of justice and overly harsh and inappropriate punishments should be rejected. It is necessary to introduce clear, legal and equal rules for everyone with regard to punishment and the severity of penalties, which should not be based on the person committing the crime but only on the act itself. Therefore, for the same crimes, there must be consistently the same penalties, which in turn must be strictly bound to the written, precise definitions of the various crimes and their corresponding criminal regulations.

The call for punishment and less cruelty came not only from Beccaria. Romilly opposed the arbitrary imposition of harsh and disproportionate punishments, Peel called for the necessary secularization and rationalization of criminal law, Feuerbach advocated the abolition of torture, Pufendorf introduced the concept of human dignity into criminal law, and Howard achieved prison reforms that took into account the health and hygiene of prisoners.

Almost all criminologists from his time period also called for the more or less extensive abolition of the death penalty. However, Beccaria and other authors referred above all to the often disproportionate nature of this sanction to their crime. Many people were then executed for less serious crimes or even killed unjustly. Beccaria wanted to fight this grievance.

However, a stance which in principle is opposed to the death penalty – as it now prevails in many countries, particularly in Europe – cannot be associated with the classical school of criminology, even though they have often been interpreted in this way in the past. After all, Romilly, Feuerbach and Beccaria referred to offences that would still be eligible for the death penalty.

This phenomenon can be explained by the demand for the preventive effect of criminal law, which emerged at the time. According to Beccaria, punishment may only be used if and when it serves to prevent crime. Since man is seen as a free and responsible being, deterrence is the only imaginable form of crime prevention.

The first consequence of this is that secret trials must be abolished and court proceedings accelerated in order to discourage the apparently high level of crime investigation and effective suspension of justice. It also follows, however, that certain particularly serious crimes must continue to be punishable by the death penalty in order to comply with the requirements of proportionality and prevention.

However, Beccaria stresses that the vast majority of criminal offences should be punishable by imprisonment, since too frequent use of the death penalty leads to brutalisation of society and therefore no longer has a deterrent effect.

Skizze Panopticon nach einer Skizze von Jeremy Bentham (1791)

The deterrence hypothesis on the one hand and the underlying assumption of human rationality and responsibility on the other are also reflected in Bentham’s idea of the Panoptikum, a prison in which the inmates, due to the construction of the building, are at all times under the visual surveillance of the guards or must assume that this is the case. According to the tradition of classical criminology, Bentham assumes that this form of constant surveillance must lead to a conformist way of life for the prisoners within the walls, since it would be extremely irrational to behave criminally in the conscious presence of a guard. Even more than Beccaria, Bentham can be seen here as the implicit precursor of the ‘Rational Choice’.

Critical Appraisal & Relevance

It is certainly problematic that the question of the phenomenon of “crime” in the classical period was probably still a by-product of the political and literary handling of punishment and justice. There was no such thing as a specially developed classical theory of crime. The classical theory of crime is rather a summary of the mostly political ideas of Beccaria and his contemporaries, presented and interpreted in retrospect by recipients. Thus there are quite a few who date not classical but positivist criminology as the actual beginning of today’s criminology, since there the subject of “crime” is clearly outlined.

However, the significance of Beccaria and classical criminology (in addition to their influences on crime policy) can be justified above all by their diverse current perceptions (rational choice, deterrence, routine activity approach). Thus, the classical school is not only the oldest school, but probably also the most constant, whose relevance is repeatedly confirmed in neoclassical studies.

In terms of content, classical theory weakens the incompatibility of the assumptions that although people are free and responsible for their actions, they are at the same time subject to (supernatural, later social) causes that lead to their deviant behaviour. However, this contradiction is again due to the fact that Beccaria and Co. did not pursue a coherent crime theory, but tried to justify their political and criminal demands theoretically. On the one hand, it was necessary to mention society as the focus of criminal activities in order to achieve a certain understanding of the perpetrator and thus a renunciation of excessively harsh punishments (this was also associated with criticism of the judges and the judicial proceedings). On the other hand, the emphasis on the equality and freedom of all human beings was also important in order to underline the utilitarian and enlightenment thought prevailing at that time and to establish it in criminal law.

A theory-related critique can therefore be better carried out on the basis of deterrent and rational electoral theories .

  • Cesare Beccaria (1764): Dei delitti e delle pene
  • Cesare Beccaria (1819): On Crime and Punishment
  • Jeremy Bentham (1787): Panopticon or the Inspection-house . In: The Panopticon Writings. Hrsg. von Miran Bozovic. London/New York, 1995.
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SozTheo is a collection of information and resources aimed at all readers interested in sociology and criminology. SozTheo was created as a private page by Prof. Dr. Christian Wickert , lecturer in sociology and criminology at the University of Applied Sciences for Police and Public Administration in North Rhine-Westphalia (HSPV NRW). The contributions and linked articles available here do not necessarily reflect the official opinion, attitude or curricula of the HSPV NRW.

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