Metamaterial-Based Antennas

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  • Open access
  • Published: 02 June 2022

SRR metamaterial-based broadband patch antenna for wireless communications

  • Preet Kaur   ORCID: orcid.org/0000-0002-1125-3201 1 ,
  • Sonia Bansal 1 &
  • Navdeep Kumar 2  

Journal of Engineering and Applied Science volume  69 , Article number:  47 ( 2022 ) Cite this article

7 Citations

Metrics details

This paper presents the design and analysis of a broad-band patch antenna using split ring metamaterial. The SRR metamaterial structures are embedded in a unique and novel way in the patch antenna, so that subwavelength modes get introduced in the patch cavity and a broad bandwidth antenna with good performance characteristics is obtained. A rectangular microstrip patch antenna is taken as a reference antenna, which resonates at a frequency of 5.2 GHz and has an impedance bandwidth of 70 MHz. To improve the bandwidth of the patch antenna, firstly the split ring resonator (SRR) is designed according to the reference patch antenna. The optimized SRR metamaterial is placed in between the patch and ground plane of the proposed antenna. The – 10 dB impedance bandwidth of the metamaterial-embedded proposed antenna is 1.63–4.88 GHz and has an average gain of 4.5 dB. The Prototype of the proposed antenna and reference antenna is fabricated and experimental results are obtained. Experimental and simulated results are in good agreement. The presented antenna can be used for LTE, GSM, WiMAX, Bluetooth, and other wireless applications.

Introduction

In modern days, with the advancement in the wireless and electronics industry need for compact, broadband, high-gain, directional and low-cost antennas has increased very much because the antennas are the vital components in wireless communication system [ 1 ]. Patch antennas are low profile, have a simple geometric structure with the ability of easy fabrication on PCB and can be easily integrated with other wireless devices. So, these antennas are suitable for current wireless technology [ 2 ]. But one of the limitations of these antennas is narrow bandwidth. The bandwidth of patch antenna can be improved by embedding different shapes such as U shape and W shape in its ground plane [ 3 ], using a parasitic patch [ 4 ] and increase of substrate thickness. These techniques improve the bandwidth, but it reduces the efficiency of the antenna. Many other approaches like the slotted patch antenna technique, defected ground structures, merging of resonant modes [ 5 ], slotted array technique [ 6 ], and suspended techniques [ 7 ] are proposed in the literature. But these approaches have disadvantages of less improvement in bandwidth, complex structure, cross-polarization and impedance matching.

During the last few years, metamaterials have been the intense area of research in antenna design to improve antenna performance [ 8 , 9 , 10 , 11 , 12 , 13 ]. Metamaterials are artificial materials that exhibit properties that do not exist in naturally occurring materials. To improve the bandwidth of patch antenna different types of metamaterial [ 14 , 15 , 16 , 17 , 18 ] has been used by antenna designers for improving the bandwidth. A MIMO antenna with four ports is proposed by Xia Cao et al. [ 19 ] using a slotted square ring metamaterial structure to improve the bandwidth. Metamaterial-based imaging structure for wireless frequency range is presented in [ 20 ]. But the limitation of techniques used in these research works is that it improves the bandwidth, but it reduces the other performance parameters of the antenna and has complex antenna structures.

The main aim of this paper is to design a novel broadband patch antenna using metamaterial without degrading the other performance parameters of the antenna. The proposed technique in this paper uses 11 layers of SRR type MNG type metamaterial which are embedded between patch and ground plane. These SRR metamaterial structures are embedded in a unique and novel way in the patch antenna to improve the bandwidth of the reference patch antenna and make it broadband. The proposed patch antenna has wide bandwidth with good performance characteristics.

Design of reference antenna

A low-cost FR4 epoxy substrate with dielectric constant εr = 4.4 and loss tangent δ = 0.0025 is chosen for designing of reference antenna. The antenna is modeled and optimized in HFSS software. The optimized geometric parameters of the reference antenna are presented in Fig. 1 and fabricated antenna is presented in Fig. 2 . From Fig. 3 , it can be seen that the reference antenna resonates at a frequency of 5.2 GHz with a − 11.68 dB reflection coefficient (S11) and has a 70-MHz narrow impedance bandwidth. Figure 4 shows the measured and simulated gain in dB. The antenna has a gain of 4.02 dB at resonating frequency. The main drawback of this antenna is that it has a very narrow bandwidth and less return loss, which is not suitable for current wireless applications. So, SRR metamaterial is used in this paper to improve the bandwidth and overall performance of the antenna.

figure 1

Geometric structure of optimized reference microstrip patch antenna

figure 2

Fabricated reference patch antenna

figure 3

Measured and simulated reflection coefficients of reference patch antenna

figure 4

Measured and simulated gain of reference patch antenna

Design and analysis of unit cell of split ring resonator

A split ring resonator (SRR) comprises two concentric rings of copper printed on substrate material. Geometric parameters of SRR are presented in Fig. 5 a. Excitation of SRR with external magnetic field causes the current to flow from one ring structure to other through the slot between them. So, there is flow of very strong displacement current in this structure. The slots in SRR behaves like distributed capacitance and it behaves like LC circuit. The equivalent circuit of unit cell of SRR is presented in Fig. 5 b. In equivalent circuit, metallic ring structures are modeled by inductance L and capacitance C = Co/4 (Co/2 = capacitance due to single ring and structure behaves like LC circuit having resonant frequency given below as:

figure 5

a Geometric structure of unit cell of SRR, Rout = 3 mm, Rin = 2.8 mm, w = 1 mm, s = 1 mm, S L = 10 mm, S w = 10 mm, b Equivalent circuit of unit cell of SRR

SRRs effective permeability can be given as

Unit cell of split ring resonator is modeled and simulated in HFSS as shown in Fig. 6 . For simulation of SRR metamaterial unit cell boundary conditions are used. Repeated unit cell boundary conditions are applied along x and y direction ( xy plane) and wave ports are applied in z direction as shown in Fig. 6 . The S parameters of optimized SRR structure are calculated and then permeability and permittivity are extracted from S parameters using the Eqs. ( 3 – 6 ).

figure 6

Simulation model of unit cell of SRR (Unit cell boundary conditions are applied along x and y direction and wave ports are applied in z direction)

Real value of permeability (μ r ) and permittivity (ϵ r ) is shown in Fig. 7 . From permeability and permittivity graph it can be analyzed that real part of permeability of SRR at 5.4 GHz is negative and real part of permittivity is positive and maximum at his frequency, so this is MNG type resonating metamaterial. Refractive index ( \(n=\sqrt{\mu \varepsilon\ }\Big)\) is product of permittivity and permeability and is negative in this range. Figure 8 a, b shows E-field and the H-field of SRR structure. It shows that when SRR is excited with external magnetic field, it causes the current to flow from one ring structure to other through the slot between them. Hence there is a flow of strong displacement current in SRR structure.

figure 7

Real permittivity and permeability of split ring resonator

figure 8

a E-field of SRR structure. b H-field of SRR structure

Design and fabrication of proposed SRR-embedded patch antenna

For designing a broad-band antenna, optimized unit cell of SRRs is placed in between the patch antenna and ground plane. For this, the reference antenna substrate thickness is divided in two parts of 0.8 mm. The exploded view of SRR-embedded antenna is presented in Fig. 9 . Each layer of metamaterial placed under patch consist of four-unit cell of SRR.

figure 9

Exploded view of proposed metamaterial (single layer)-embedded patch antenna in HFSS

The optimized SRR-embedded antenna consists of 11 layers of metamaterial to achieve maximum bandwidth.

The optimized and designed SRR-embedded antenna is fabricated using PCB prototyping machine. Figure 10 presents the fabricated SRR layer and Fig. 11 presents the fabricated proposed SRR-embedded patch antenna with 11 layers of metamaterial.

figure 10

Fabricated single layer of metamaterial with four SRRs metamaterial

figure 11

Fabricated proposed antenna with metamaterial layers placed under it

Results and discussion

Simulation and measured results of proposed srr-embedded patch antenna.

The proposed SRR antenna presented in Fig. 11 is simulated and optimized in HFSS. Reflection coefficient of fabricated antenna is measured using vector network analyzer (VNA). The gain and radiation patterns of antenna are measured in anechoic chamber. As the SRR is placed under patch, subwavelength modes get introduced in the patch antenna. Effect of adding the different layers of SRR underneath the patch is studied extensively in this paper. Addition of three layers under patch cause the patch to resonate at 3.8 GHz with impedance bandwidth of 80 MHz as presented in Fig. 12 . The antenna has gain of 4.05 dB at this frequency as presented in Fig. 12 . As the more layers of SRR is embedded under the patch it causes more modes to get introduced in patch antenna and resonant frequency also shift towards the lower side. Addition of five layers increases the bandwidth of patch antenna from 80 MHz to 150 MHz and addition of nine layers introduces one mode at frequency of 1.8 GHz and other two modes at 3.5 GHz and 4.5 GHz as presented in Fig. 13 .

figure 12

Reflection coefficient and gain of three layers of SRR metamaterial-embedded antenna

figure 13

Reflection coefficient of five and nine layers of SRR metamaterial-embedded antenna

When 11 layers of SRR is added all the three modes introduced by nine layers of metamaterial get merged and broad-bandwidth of 3.25 GHz is obtained. Figure 14 shows the simulated and measured reflection coefficient graph of proposed antenna with 11 layers of metamaterial. From this graph, it can be seen that antenna resonates between 1.62 GHz and 4.87 GHz and it covers the wide bandwidth of 3.25 GHz. The return loss of this proposed patch antenna improves from − 11.68 dB to − 25.2 dB and has average gain of 4.5 dB in the resonating frequency range of 1.63 GHz to 4.88 GHz as shown in Fig. 15 . Addition of more layers of metamaterial underneath the patch does not show further improvement in results. Hence, the proposed antenna has 11 layers of SRR under the patch. This antenna has good average gain of 4.5 dB in the entire resonating frequency range. Figure 16 presents the simulated and measured E-plane and H-plane radiation pattern of this antenna at 3.5 GHz. Proposed and reference antenna has almost same radiation pattern in both planes.

figure 14

Simulated and measured reflection coefficient of proposed antenna with 11 layers of metamaterial

figure 15

Simulated and measured gain of proposed antenna with 11 layers of metamaterial

figure 16

Simulated and measured E plane ( a ) and H plane ( b ) radiation pattern of proposed antenna

Table 1 provides the comparison of various performance parameters of the reference antenna and proposed antenna. The conventional reference patch antenna produces a limited impedance bandwidth of 70 MHz. The SRR metamaterial improves the bandwidth of patch antenna significantly from 70 MHz to 3.25 GHz. Thus, bandwidth is multiplied by 46.42, which is huge improvement in bandwidth. The return loss of antenna also improves after embedding metamaterial and proposed antenna also has good gain in resonating frequency range. Due to introduction of various subwavelength modes in metamaterial-embedded antenna resonant frequency of reference antenna get shifted to lower frequency range of 1.63 GHz to 4.88 GHz from 5.4 GHz. All these subwavelength modes get merge and give rise to broad-bandwidth. Table 2 shows the comparison of proposed work with the other similar works. As per comparison, this can be concluded the embedding of SRR layer using proposed method gives significant improvement in bandwidth and designing and fabrication of proposed antenna is also very simple.

Conclusions

Developments of electronic warfare system and wireless communication in modern fast developing technologies include the use of metamaterial in antenna system for improving the performance of overall system. A broadband metamaterial-embedded antenna is proposed in this paper to adjust with current wireless systems. The presented antenna covers the frequency band of 1.63 GHz to 4.88 GHz is designed, analyzed and measured in this research paper. Simulated results shows that the presented antenna has bandwidth of 3.25 GHz (1.63–4.88 GHz) and the experimental results are close to simulated one. The proposed antenna has significant bandwidth and has average gain of 4.5 dB. The other advantages of proposed antenna are that it is cheap, simple, can be easy fabricated with PCB machine and can be integrated with other wireless devices. The presented antenna can be used for LTE, GSM, WiMAX, Bluetooth, and other wireless applications.

Availability of data and materials

The datasets generated during and/or analyzed during the current study are available from the corresponding author on reasonable request.

Abbreviations

Epsilion NeGative

Global System for Mobile Communications

High-frequency structure simulator

Long-term evolution

Printed circuit board

Split ring resonator

Worldwide Interoperability for Microwave Access

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Acknowledgements

We would like to acknowledge the support and guidance from Professor Dr. Asok de and Dr. S.K. Aggarwal during this research work.

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All authors contributed to the manuscript and have read and approved the final version. PK performed the literature review, simulation, and analysis. PK and SB performed fabrication and measurement. PK and SB were responsible for writing the manuscript and revisions. All authors read and approved the final manuscript.

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Kaur, P., Bansal, S. & Kumar, N. SRR metamaterial-based broadband patch antenna for wireless communications. J. Eng. Appl. Sci. 69 , 47 (2022). https://doi.org/10.1186/s44147-022-00103-6

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  • Published: 01 October 2020

Design of novel super wide band antenna close to the fundamental dimension limit theory

  • Shuvashis Dey 1 &
  • Nemai Chandra Karmakar 1  

Scientific Reports volume  10 , Article number:  16306 ( 2020 ) Cite this article

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This paper investigates the design and practical implementation of a Super Wide Band (SWB) antenna along with the application of fundamental bandwidth limitation theory of small antennas in the proposed design. The antenna is designed on a material with permittivity, ε r  = 3 where the patch metallization height is maintained as 0.035 mm. The designed antenna is then modified by enhancing the copper patch with an additional layer of 28.5 mm thickness. The proposed antenna achieves a huge frequency range with a ratio bandwidth starting from 96.96:1 to as high as 115.10: 1. The designed antenna operating band with thinner height starts from 1.65 to 160 GHz while with the added patch metallic height, the antenna operates from a minimum of 1.39 to 160 GHz with an average nominal bandwidth of more than 158 GHz. By enhancing the patch height, the antenna spherical volume is utilized more efficiently. Using this principle, the antenna impedance bandwidth is augmented while a reduction in electrical size is achieved. A comparison with the fundamental theories by Chu and Mclean illustrates that the designed SWB antenna electrical size exceeds Mclean and nearly touches the Chu fundamental limit curve. This eventually offers the maximized bandwidth with the most compact size for an SWB antenna. The designed antenna with thinner patch metallization height is practically fabricated and measured up to 67 GHz using Vector Network Analyzer to provide experimental validation.

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Introduction.

Ultra-Wide Band (UWB) radio technology has the ability to provide an exceedingly high data rate wireless communication over a short distance. Wireless personal area network (WPAN) based applications have a great demand for ultra-wideband (UWB) frequency band. However, there has been a recent trend to utilize the super wideband (SWB) range which can offer a pervasive service by covering both short and long-range data transmission 1 . Super wide band technology is far more advantageous than the narrow band, and it contains all the advanced characteristics of UWB. Moreover, SWB offers an increased channel capacity, greater time-accuracy and a superior resolution in comparison to that of the UWB 2 .

The most widely used definitions of bandwidth in the antenna community are the ratio and the percent bandwidth. Considering BW as nominal bandwidth which is the difference between the maximum ( f H ) and minimum ( f L ) frequencies at -10 dB, the ratio bandwidth can be described as: BR  =  BW / f L . Defining the ratio as R =  f H / f L, the ratio bandwidth can also be expressed as BR  = R: 1. SWB indicates a ratio bandwidth equals to or higher than 10:1 which means a larger frequency range compared to the decade bandwidth 3 .

Antenna is an essential part of communication systems, and it is a fundamental element of UWB and SWB radio technology. Advancement in electronic and communication technologies has facilitated the development of miniaturized, efficient and smart antenna systems 4 , 5 . Antenna miniaturization is a substantial and fascinating topic in the fields related to the electromagnetic and microwave engineering. Miniaturized and versatile antennas have an escalating demand, ever since the introduction of radio frequency (RF) based wireless communications. The requirement of an increased number of multi-functional systems in today’s contemporary world boosts the demand for compact portable terminals further. Such miniature devices involving mobile phones, global positioning system (GPS) systems and radio frequency identification (RFID) equipment necessitate efficient antennas that are small in size. These systems and continuing development of wireless gadgets will keep challenging the community to produce smaller and smarter multi-functional antennas on a persistent basis 6 , 7 . Especially, the UWB and SWB based applications pose a significant challenge due to the exceedingly stringent regulations about efficiency, size and bandwidth. In the end, such regulations are governed by some specific theoretical factors. Attaining these fundamental theoretical limits is of extreme importance in today’s competitive world, considering the increasing demand for compact antennas with large bandwidth so as to enable an extensive functionality in modern wireless appliances 8 .

This paper introduces the design and study of a novel super wide band antenna having a bandwidth ratio of up to 115.10:1. The proposed design incorporates a monopole antenna and it has a compact and planar structure. The antenna is designed on a commercially available substrate material named Rogers R03003 laminate. The thickness of the copper (metallic layer) patch of the antenna is initially set as 0.035 mm. The operating frequency of this antenna ranges from 1.65 to 160 GHz having a ratio bandwidth of about 96.96:1. The patch metallization height of the designed SWB antenna is then increased to 28.5 mm and its subsequent performance in terms of electrical size and bandwidth is investigated. This patch height is obtained through parametric analysis for the most optimized value of return loss vs. bandwidth. The operating frequency range of the antenna with increased patch height (1.39–160 GHz with a bandwidth ratio of 115.10:1) demonstrates substantial improvement over the antenna with thinner patch metallic layer. The proposed antennas with both patch thicknesses could be termed to have Super Wide Band (SWB) range since they possess an average impedance bandwidth of larger than 158 GHz and exceed the ratio bandwidth, R: 1 = 10:1 by a huge margin. The increment in patch thickness ensures the effective utilization of the antenna spherical volume. This improves the antenna impedance bandwidth which in turn plays a significant role in the electrical size reduction. A comparative study between the designed antennas and classical limitation theories given by Chu and Mclean demonstrates that the analytically obtained antenna electrical size surpasses the Mclean and reaches very close to the Chu fundamental limit curves. This provides an excellent uniqueness to the proposed antenna as it has the maximized achievable bandwidth for the smallest possible size. Here the entire simulation work is carried out using CST Microwave Studio software. The proposed antennas are practically fabricated, and experimental validation is performed through measurement. A vector network analyzer (VNA) having a range of up to 67 GHz is used to measure the fabricated antennas. An in-depth examination of S-parameters and far-field radiation patterns is performed here to indicate the convergence of the simulated and measured results.

The paper is organized as follows: Section “ Related works ” presents a brief review of the SWB antenna-based papers available in literature while section “ Fundamental limitation theory for small antennas ” discusses the fundamental limitation theory for small antennas. Section “ Antenna design ” introduces the design of circular disc monopole based SWB antenna whereas section “ Results and analysis ” illustrates the analysis of simulated and measured results followed by the comparative study of designed antenna electrical size with respect to the fundamental theories given by Chu and McLean. Finally, the conclusions and future directions are illustrated in section “ Conclusions ”.

Related works

In order to attain SWB operating frequency, a range of design methodologies and techniques have been adopted. A closer look in literature reveals an increasing trend of SWB antenna design-based works in recent times 1 , 2 , 3 , 9 , 10 , 11 , 12 , 13 , 14 , 15 , 16 , 17 , 18 , 19 , 20 , 21 , 22 , 23 , 24 , 25 , 26 . The SWB antenna proposed in 1 operates in the frequency band 1.44 to 18.8 GHz. It is quite efficient in covering most of the widespread wireless applications including, Bluetooth, LTE, WiMAX along with Digital Video Broadcasting-Handheld (DVB-H) band (1452–1492 MHz) for the portable media player (PMP) applications. However, it is not suitable for high-frequency applications. In 3 , 9 the design of different SWB antennas on textile materials are proposed and their conformal characteristics are analyzed. An SWB band of 5–150 GHz is realized in 2 , 14 . Despite the large frequency span, the antenna cannot be adopted for communications involving S-band or WiMAX due to its inoperability in lower bands. Another antenna ranging from 2.18 to 44.5 GHz is depicted in 15 which has a miniature size. Nonetheless, many common wireless application bands such as GPS, PCS, DCS and UMTS cannot be covered by using this antenna. It also fails to operate in the Q band (33–50 GHz) frequency range. A significant addition to the ever-increasing list of SWB antennas is depicted in 17 which covers a huge range starting from 11 to 200 GHz; however, it has the limitation in covering most of the common wireless applications like ISM, WLAN, UWB and so on. A keen investigation on the reported SWB antennas in literature reveals that the antenna proposed in 26 has debatably the highest achieved bandwidth ratio so far, with a ratio of 63.3:1. Although the proposed antenna in 21 claims to offer a ratio bandwidth of 111.1:1, however, this antenna does not essentially cover the entire SWB band in an uninterrupted manner, since it is designed to suppress the 4.7–6 GHz 21 . A comprehensive survey on SWB antenna-based papers is illustrated in 27 . It provides a thorough comparative analysis between the reported antennas based on various parameters. The SWB antennas depicted in this paper have widespread operability over a range of popular radio wave based wireless systems including ultra-wide band (UWB), global positioning systems (GPS), WiMAX technology, Long term evolution (LTE), 5G millimeter wave and many others. Besides, the proposed antennas can also operate in the Ku, K, Ka, S, C, X and Q bands which enables them to be used in satellite or global microwave communications and for space radio science studies 28 . These antennas also cover the band of recently introduced IEEE 802.11aj (45 GHz) which would offer a maximum data rate of more than 10 Gbps to satisfy the next round mobile traffic growth 29 .

Fundamental limitation theory for small antennas

An electrically small antenna can be described in terms of the antenna’s radian length, ℓ = λ/2π and highest dimension, a. If the wavenumber of the electromagnetic wave is represented by, k = 2π/λ, a small antenna can be defined to have the following inequality:

Put differently, an antenna that fits within a sphere having the radius of a  = 1/k can be defined as a small antenna. In general, the highest dimension of such an antenna is smaller than λ/4.

Quality factor, \({\text{Q}}\) is an important antenna parameter which establishes a link between antenna electrical size and bandwidth. It can be mathematically defined by the following equation:

Here, W e and W m are the time-average, non-propagating, stored electric and magnetic energy respectively and ω denotes the angular frequency while P rad represents the radiated power. At higher values, the antenna \({\text{Q}}\) is assumed to be reciprocal of its fractional bandwidth. However, at lower values of \({\text{Q}}\) , the antenna input impedance undergoes a slow variation with the frequency which results in a broad bandwidth potentiality of the antenna 30 .

For the lowest transverse magnetic (TM) mode, L.J. Chu derived an expression 31 of \({\text{Q}}\) as follows:

This differs from that obtained from his equivalent second-order network, which gives-

The two expressions are similar for lower values of k a (high \({\text{Q}}\) ) but begin to differ towards the upper limit of k a (i.e. as it approaches 1).

As k a  <  < 1, the equation becomes:

This relationship implies that the antenna size reduction results in a rapid increment in \({\text{Q}}\) values. Thus, a comparative look at Eqs. ( 1 ) and ( 3 ) reveals that a reduction in antenna size essentially reduces the bandwidth. Hence, it is a critical challenge for the electrically small antennas to have an optimally increased bandwidth with reduced size.

McLean proposed an alternate technique for calculating the antenna quality factor in 32 . In comparison to Chu’s approximate equation, this technique provides an exact expression for \({\text{Q}}\) calculation. This expression complies with Chu’s theory at higher \({\text{Q}}\) values, however, when the \({\text{Q}}\) is low, the two theories deviate from each other significantly.

Mclean’s Equations 32 for calculating \({\text{Q}}\) is as follows-

To validate the efficacy of fundamental limit theory, it is essential to apply on and compare with practically devised antennas. Such an approach on a range of antennas is reported in the literature and it is inferred that none surpass the fundamental limits. Hence, the classical theories by Chu and McLean are believed to offer realistic limits 33 .

To evaluate the electrical size of broadband small antennas, no universal method has been introduced so far. Classical theories can be effectively utilized for narrow band antennas defined using fractional-bandwidth. However, for ratio or octaval bandwidth which characterizes the broadband antennas, these theories are not very suitable. Nonetheless, here also, the concepts from Chu and McLean theories can be incorporated to obtain the optimum antenna sphere size (electrical size) that gets close to the fundamental limitation theory. In this case, the wideband antenna wavenumber calculation considers the lower-bound frequency of the operating band 34 .

Antenna design

Here, a circular disc monopole antenna is chosen since it has got a simple structure. The lightweight and low-profile nature of this antenna allow easy integration with substrate materials. With respect to patch height, two different antennas are designed here. The proposed planar antennas with SWB operating band are illustrated with all their dimensions in Figs. 1 and 2 . Figure  1 portrays the antenna on substrate Rogers RO 3003 laminate having a relative permittivity, ε r  = 3 with a patch metallization height of 35 µm. The dissipation factor of this laminate is tan δ = 0.0013. The designed antenna has a dimension of 60 × 40 mm 2 and the thickness of the RO 3003 laminate is 1.52 mm. The radius of circular disc (R) for both of the antenna patches is 14 mm which is fed by a 50-Ω microstrip feed line. The circular disc incorporates a square-shaped slot in its center which is added to another rectangular slot having a dimension of 12.13 × 2 mm 2 . Both of the antennas have a 30.2 mm long partial ground plane at the back of their substrate. To enhance the antenna impedance bandwidth, a rectangular notch of 12.1 × 1.8 mm 2 is introduced on the ground plane as well.

figure 1

SWB antenna on RO 3003 substrate having patch thickness of 0.035 mm (35 um) ( a ) simulated, ( b ) fabricated.

figure 2

Modified antenna having patch thickness of 28.5 mm.

Figure  2 shows the 2nd antenna whose patch height is modified while keeping the rest of the corresponding dimensions intact. The increased patch metallic height is selected as 28.5 mm which is found by using a CST microwave studio based parametric study. This patch thickness increment is instigated to augment the volumetric efficiency by utilizing the complete enclosed antenna spherical volume.

Results and analysis

The simulated and experimental results of the proposed antennas are analyzed in this section. It presents a detailed study of return loss, radiation patterns and surface currents along with the comparison of S-parameter and gain for antennas with different patch heights. The electrical sizes of both antennas are calculated thereafter; which are then compared with the theoretically obtained Chu and McLean curves representing fundamental limitation theory.

Simulated return loss, radiation patterns, gain and surface current distribution of antenna with thin patch

Figure  3 shows the simulated return loss vs frequency for the antenna with thin patch metallization on RO 3003 substrate. It is evident from Fig.  3 that the designed antenna occupies a frequency range of more than 158 GHz. The proposed antenna operates from 1.65 to 160 GHz with a considerably good impedance matching throughout its operating bandwidth.

figure 3

Simulated S-parameter of RO 3003 based antenna.

Figures  4 and 5 show the simulated 3D radiation patterns and gain plot of the antenna respectively. The radiation patterns at different frequencies illustrate that at lowers bands, the antenna exhibits an omnidirectional pattern. However, with increasing frequencies, the radiated power mostly gets confined at the top portion of the antenna which results in an almost directional pattern. This, in turn, results in a reduction of antenna 3-dB beamwidth at higher frequency ranges. Except for a few anomalies, the simulated gain vs frequency plot in Fig.  5 depicts an increasing trend of gain with frequency increment. At lower bands, the amplitude of gain appears to be quite low, however, as the frequency gets higher, the gain also increases which reaches to a value of more than 7 dB after 25 GHz. Based on the operating frequency, the efficiency of the designed antenna ranges from a minimum of 64% to a maximum of 93% approximately. This indicates that apart from being a good resonator, the proposed antenna is quite an efficient radiator as well.

figure 4

Simulated 3D radiation pattern of the designed antenna.

figure 5

Simulated gain vs frequency of RO 3003 based antenna.

From the s-parameter plot depicted in Fig.  3 , it can be seen that the first resonance (f 1 ) of the proposed antenna occurs at 1.65 GHz. In case of circular disc monopole based Super Wide Band (SWB) antennas, the first resonant frequency (fundamental mode) is determined by using the disc diameter (D) which roughly corresponds to the quarter wavelength at this fundamental frequency 35 . For the disc radius, R and wavelength, λ 1 at first resonance, the relationship is given by 35 :

For the velocity of light, C = 3 × 10 8  ms −1 and dielectric constant, ε r , the corresponding wavelength at a given frequency, f can be determined from the following equation:

By using Eq. ( 6 ), for the substrate dielectric constant, ε r  = 3, the corresponding wavelength (λ 1 ) for the first resonant frequency can be calculated as 104. 97 mm. Accordingly, the quarter wavelength at this frequency is 26.24 mm. As mentioned in section IV, the circular disc radius (R) of the proposed antenna is 14 mm. This essentially gives a disc diameter (D) value (28 mm) close to the quarter wavelength at 1.65 GHz. The circular disc monopole supports multiple resonant modes. The presence of perturbing notches on the disc and the ground plane also introduces additional resonances 33 , 36 . Once the fundamental frequency is defined based on the disc dimensions, the rest of the resonances can also be obtained since they are essentially the higher order harmonics (modes) of the first resonance. The operational principle of the SWB antenna is shown in Fig.  6 . The super wideband spectrum requires the adjacent resonance modes to overlap with each other. Such overlapping of multiple resonance modes closely distributed over the entire frequency spectrum helps the antenna to achieve super wide bandwidth 35 , 37 .

figure 6

Overlapping of multiple resonance modes to form super wide bandwidth 37 .

The radiation mechanism of the proposed antenna can be explained from its surface current distribution at different frequencies. Figure  7 shows the current distribution of the antenna at different sample frequencies starting from 2 to 140 GHz. The antenna resonance mode variation is depicted here in terms of the surface current analysis. From Fig.  7 , it is evident that the magnitude of current is comparatively higher around the feed line which makes it a better indicator of mode variation.

figure 7

Surface current distribution of antenna at different sample frequencies.

At 2 GHz (near first resonance), only the fundamental mode operates. In this case, the current oscillates at the top and middle portions of the circular disc which results in a broad envelope hump indicating a standing wave (no net current propagation). The perturbing notch of the disc is also surrounded by the standing wave while a small amount of current travels along the lower disc edge. This causes the corresponding 3D radiation pattern (Fig.  4 ) to appear as a donut with null radiated power at the top portion of the antenna 35 , 37 .

At 5 GHz, a slightly distorted yet donut shaped radiation pattern is exhibited. The surface current distribution at this frequency reveals the presence of second harmonic and a standing wave around the rectangular notch of the disc. In this case, the current oscillation is mainly confined at the top portion of the disc and a triangle shaped standing wave pattern is created. Since the rectangular notch is surrounded by the standing wave, there exists a radiating null at the antenna top (similar to the 2 GHz case). However, at this frequency, along with the lower edge, the current also travels in the middle portion and the top two edges of the circular disc. As a result, the antenna radiates with a deformed donut shape having the maximum radiated power at around the top two angular directions, namely 45° and 135°. The surface current analysis and the nearly omnidirectional patterns exhibited at 2 GHz and 5 GHz frequencies indicate that at such lower frequencies, the antenna mainly operates in the standing wave dominating modes 35 , 37 .

As the frequency increases, the circular disc monopole starts to exhibit higher order harmonics with a hybrid mode of operation which consists of both standing and travelling waves. For example, at 35 GHz, an increased number of harmonics can be observed which results in a complex heterogeneous surface current distribution. At such a high frequency, the travelling wave starts to become predominant although there are scattered areas on the disc where current oscillations occur to form standing waves. Interestingly, unlike the lower frequency cases, here, the perturbing notches of the disc are not surrounded by standing waves. Instead, a significant amount of current travels through that region. This prompts the antenna to confine most of the radiated power to the upward direction which indicates the occurrence of maximum radiation from the specified notch area. Due to the presence of scattered standing wave regions on the circular patch, the antenna encounters radiating nulls at the corresponding locations. This deviates the antenna radiation pattern from being omnidirectional 35 , 37 . A similar phenomenon can be observed at a much higher frequency of 95 GHz. Here, the number of higher order modes increase to such as extent that they start to overlap. The antenna radiates mostly on the upward direction and due to the increasing presence of combined travelling and standing waves, the far-field pattern incurs further distortion.

At extremely high frequencies such as 140 GHz, the antenna is quite electrically large. An animation of surface current distribution reveals that the antenna has a significantly high number of resonance modes at this frequency which are completely overlapped with each other. A hybrid mode of operation still persists here, while the propagation of travelling waves become more critical. This is because the wavelength of the travelling EM wave is extremely short in comparison to the antenna structure. The surrounding area of the perturbing notch of circular disc experiences the most current flow which causes the antenna to radiate sharply on the upward direction. In this case, the region of travelling current surrounding the notch is shallow in comparison to that of the lower frequency cases such as 35 GHz. Consequently, the area of maximum radiated power is also quite confined which is evident from the corresponding 3D radiation pattern shown in Fig.  4 . Due to the presence of a significantly dense combination of travelling and standing wave over the entire disc, the overall radiation pattern is completely distorted with high asymmetry 35 , 38 .

Measured return loss, radiation patterns and gain of antenna with thin patch

The proposed antenna with thin patch metallization is practically fabricated and measured by using Agilent programmable network analyzer (PNA) E8361A. The maximum operating frequency of this PNA is 67 GHz. Therefore, the designed antenna performance is measured up to this frequency range.

Figures  8 and 9 show the measurement set-up and the measured return loss vs frequency plot for RO 3003 based antenna respectively. It can be observed that the antenna exhibits an excellent impedance matching with a return loss of greater than 10 dB for the entire occupied band of 1.75 to 67 GHz. The slight offset of 100 MHz from the simulated lowest operating frequency band (1.65 GHz) occurs due to fabrication error or connector settings.

figure 8

Measurement set-up for return loss calculation of RO 3003 based antenna.

figure 9

Measured S-parameter of RO 3003 based antenna.

Figure  10 a,b show the comparative figures of simulated and measured E and H plane radiation patterns of the planar SWB antenna on RO 3003 substrate respectively. In this case, the antenna under test and a similar calibrated antenna are placed approximately 160 cm apart in order to accommodate the far-field distance at the highest operating frequency (67 GHz). From the figures, it is evident that the antenna exhibits omnidirectional radiation characteristics at low frequency (5 GHz). The radiation patterns exhibit some distortions at lower bands such as 20 GHz while at higher bands, the patterns deviate from being omnidirectional with a large number of ripples.

figure 10

( a ) E-Plane ( b ) H-Plane Radiation pattern of fabricated SWB antenna.

The measured gain vs frequency plot in Fig.  11 shows that the gain pattern follows the simulated results depicted in Fig.  5 . Alike the simulated results, the measured gain also tends to have low magnitude at lower frequency bands. As the frequency gets higher, the gain magnitude tends to increase in general although a significant amount of fluctuation is evident. Interestingly, the peak gain values of the antenna seem to exceed the simulated results though the overall gain values in the entire frequency band are mostly consistent with predicted values. The designed antenna on RO 3003 substrate has a peak gain of 17.19 dB at 60 GHz.

figure 11

Gain versus frequency plot of the designed antenna.

It can be observed that at some specific frequencies the antenna has a measured gain of lower than 0 dB. A significant reason for having such a low gain is the direction at which the gain measurement has been carried out. The designed antenna has a non-omnidirectional radiation pattern at higher frequencies. This means, depending on frequencies, the direction of maximum radiation of the antenna is varied. For example, at frequencies around 35 GHz and above, the radiation is mostly confined to the end-fire (along the antenna axis) direction although some radiated power exists in the broadside (perpendicular to the antenna plane) direction as well. Due to such end-fire radiation, there exist some frequency bands where the radiated power level is very low in the broadside direction. The gain measurement of the proposed antenna is performed in the broadside direction. Therefore, the frequency bands with low radiated power in that direction exhibit a lower gain. However, even at the frequencies where the measured gain is low, the antenna has reasonably high radiation at other directions. From the 3D radiation patterns, it can be seen that antenna often radiates either at both of its top sides (5 GHz case for example) or at the end-fire direction (35 GHz). This indicates that the antenna is efficient enough even at the frequencies where the gain is measured to be lower than 0 dB. The simulated antenna gain depicted in Fig.  5 exhibits the maximum gain (at any direction) over the entire frequency range whereas the measured gain is considered only for a single direction. In addition to the above, the designed antenna is associated with different types of losses including the conduction (ohmic) loss and surface wave loss. These losses also accumulate to affect the overall antenna efficiency and gain at different frequencies.

Comparison of simulated antenna parameters for different patch heights

Figure  12 illustrates the return loss comparison of designed antennas with different patch metallic thicknesses. The antenna having thick patch (28.5 mm) starts to resonate from 1.39 GHz frequency which is comparatively much lower than that of the thin patch (1.65 GHz). Hence, it is evident that the operating bandwidth of the designed antennas can be improved by enhancing the patch thickness. For the case of the antenna with increased patch height, the nominal bandwidth increases to 158.61 GHz in comparison to 158.35 GHz of the case having thin patch. The gain vs frequency plot comparison depicted in Fig.  13 shows that the increased patch height does not impact much on the gain of the proposed antennas.

figure 12

S-parameter comparison of antennas having different patch thicknesses.

figure 13

Gain plot comparison for antennas having different patch thicknesses.

The frequency-wise evaluated front-to-back ratios of the proposed antennas are depicted in Table 1 . As the radiation pattern is mostly omnidirectional at lower bands, the calculated ratio for antennas with both patch heights are found to be 0 dB at 2 GHz. At higher frequencies, the radiation pattern starts to deform which results in a fluctuation of the front-to-back (F \ B) ratio.

Calculation of SWB antenna electrical size

To evaluate the antenna performance with respect to size and bandwidth, the antenna electrical size for both thin and thick patch heights are calculated. An optimized antenna volumetric efficiency improves the impedance bandwidth while reducing its electrical size. In general, conventional antennas lack in utilizing their spherical volumes in an efficient manner due to which they cannot get close to the fundamental dimension limits specified by Chu and McLean curves. The optimal use of enclosed antenna spherical volume maximizes its impedance bandwidth by reducing the non-radiated stored energy of the reactive near-field region. In order to obtain a maximized antenna impedance bandwidth for an optimally small electrical size, in this paper, the volumetric efficiency of the antenna is augmented through the enhancement of patch thickness 33 .

The wavelength corresponding to the operating frequency (λ) of an antenna helps to determine its size or dimensions. Normally the wavelength for center frequency (λ c ) is considered for determining the antenna size of narrowband antenna but the scenario is different for UWB/SWB antenna. Classical fundamental limitation theories are developed on the consideration of wavenumber for center frequency of operating band (k = 2π/λ c ) of the antenna. Therefore, these theories are mostly applicable for the design of narrowband antenna since in this case, the wavelength difference between center and edge frequencies is quite less.

However, a close look at the wavelengths of the UWB/SWB antenna for different operating frequencies illustrates that the wavelength of center frequency is very much different from the lower and upper bound wavelengths. Hence, for UWB/SWB antennas, it is not feasible to use the concept of utilizing the central wavelength directly for the whole range of frequencies. Instead, a more appropriate approach is to define the antenna electrical size to satisfy the equation, k L a  = 1. Here k L represents the wavenumber corresponding to the lower bound of occupied bandwidth 33 . Table 2 presents the product (k L a ) of this wavenumber (k L ) and the antenna sphere radius ( a ) for all the designed and fabricated SWB antennas proposed in this work.

Impact of antenna volumetric efficiency on electrical size and bandwidth

Tables 2 and 3 represent the volumetric efficiency estimation in terms of the proposed antenna electrical size and bandwidth respectively. From Table 2 , a comparative study between the simulated antenna cases depicts that the antenna electrical size (k L a ), reduces from 1.037 to 0.8739 for increased patch height which is smaller than the theoretical limit (k a  = 1). This suggests that by utilizing the enclosing spherical volume effectively, the antenna electrical size reaches a value lesser than unity and subsequently, exceeds the theoretical fundamental dimension limit of ka  = 1. The fabricated thin patch antenna showed in Table 2 represents an electrical size of 1.1 which also indicate their proximity towards the fundamental limit.

A high volumetric efficiency improves the impedance bandwidth of the antenna as well. Table 3 shows a bandwidth enhancement from 1.65–160 GHz to 1.39–160 GHz for a corresponding patch thickness increment from 0.035 mm to 28.5 mm. This may appear quite trivial at first glance; however, such a bandwidth enhancement in the lower frequency band allows the antenna to cover a range of new applications. In the end, this results in an improvement of ratio bandwidth with a value of as high as 115.10:1 for the antenna with thick patch. Considering the maximum measurement limit of 67 GHz, Table 3 depicts a ratio of 38.28:1 for the RO 3003 based fabricated antenna. These are by far the highest achieved bandwidth ratios amid all the proposed and practically implemented antennas reported in the literature.

The fundamental limit theory by Chu 31 and Mclean 32 illustrates that as the antenna size reduces, its quality factor, \({\text{Q}}\) gets increased. Antenna bandwidth and quality factor have a reciprocal relationship which implies a direct proportionality between bandwidth and antenna size. Therefore, in general, a reduction in the dimension of antenna incurs a decrement in its bandwidth. However, in this paper, the antenna patch height is increased to ensure an optimized volumetric efficiency which in turn maximizes the impedance bandwidth for an electrically small SWB antenna.

The list of antennas shown in Table 4 is obtained from literature in order to analyze the bandwidth-size relationship. Figure  14 shows the comparison of these practical antennas with the Chu and McLean fundamental limit curves. If the corresponding point of an antenna gets close to or falls onto any of the theoretical limit curves, the antenna is considered to have achieved the maximum bandwidth for its size. To achieve the electrically small size, the k a value of the antenna has to be less than or equal to 1. Figure  14 shows a wide variety of antenna types, however, none of them achieves the maximized bandwidth-size performance or gets close to the fundamental limits 33 .

figure 14

Comparison of several practical antenna ( Q, ka ) values to the fundamental limits curve 33 .

In Fig.  15 , the quality factors, \({\text{Q}}\) of antennas with designed (simulated) thin and thick metallic patch along with the fabricated antenna are plotted against their respective electrical size which are again compared with the theoretical fundamental dimension limit curves by Chu and Mclean. Here, Mclean’s exact expression is used to calculate the quality factor of the proposed antennas. It is evident that for the case of thick patch metallization, the antenna electrical size reaches quite close to Chu theory curve and marginally exceeds the Mclean curve 31 , 32 . Hence, it can be stated that the proposed super wide band antennas are designed to get very close to the fundamental limitation theory.

figure 15

Comparison of proposed SWB antennas (simulated and fabricated) with the theoretical dimension limit curves.

Conclusions

This paper focuses on the design and experimental analysis of an electrically small super wide band antenna and its structural optimization to obtain proximity to the theory of classical fundamental dimension limit. A circular disc monopole based antenna is designed here with different patch heights and both of the respective antennas (with thin and thick patch) cover a much greater ratio bandwidth than 10:1 which indicates their operability as SWB antenna. It can be seen that the enhancement of antenna patch thickness results in a considerable improvement of ratio bandwidth. This illustrates that if the volumetric efficiency is augmented, the overall impedance bandwidth can be improved for a reduced antenna size. A comparative analysis with the classical Chu 31 and Mclean 32 theory demonstrates that all the proposed antennas get quite close to both the fundamental limit curves while the antenna with thick patch reaches the extent to surpass the Mclean curve. Thus, it can be deduced that the proposed thick patch-based antenna offers the maximized attainable bandwidth for the optimum compact size. The proposed antenna with thin patch is practically fabricated, and its experimental validation is carried out in order to indicate an excellent agreement between the simulated and measured results. These antennas operate in a varied range of popular wireless application bands including Wi-Fi, GPS, Bluetooth, UMTS, WiMAX, LTE, WLAN, PCS, UWB, satellite and terrestrial microwave communications. They can potentially be used as high-resolution sensors as well. These antennas can cover the recently approved IEEE 802.11aj (45 GHz band) standard 29 for millimeter wave applications that can offer a maximum data rate of 14.17 Gbps. Combining this standard with the SWB technology would be an excellent breakthrough in the wireless communication research community.

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Acknowledgements

This work is partially supported by the Australian Research Council Discovery Project Grant DP110105606.

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Shuvashis Dey & Nemai Chandra Karmakar

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S.D. conceived the idea, carried out the design and optimization as well as performed the experimental measurement and analysis. S. D also drafted the manuscript. N.K oversaw the project, participated in the measurement process and reviewed the manuscript.

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Dey, S., Karmakar, N.C. Design of novel super wide band antenna close to the fundamental dimension limit theory. Sci Rep 10 , 16306 (2020). https://doi.org/10.1038/s41598-020-73478-2

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Terahertz Antennas: Application, Research Challenges and Future Directions

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  • First Online: 08 March 2023
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research paper based on antenna

  • Amraoui Youssef 13 ,
  • Imane Halkhams 14 ,
  • Rachid El Alami 13 ,
  • Mohammed Ouazzani Jamil 14 &
  • Hassan Qjidaa 13  

Part of the book series: Lecture Notes in Networks and Systems ((LNNS,volume 635))

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  • The International Conference on Artificial Intelligence and Smart Environment

The increasing demand for unoccupied and unregulated bandwidth for wireless communication systems will inevitably lead to the extension of operating frequencies to the THz frequency range. Terahertz wireless communications appear to be an attractive and complementary technology compared to other less flexible and more expensive technologies. However, most THz antennas suffer from relatively high loss and low manufacturing accuracy due to their small size in the high frequency bands of THz waves. Therefore, this paper presents a detailed overview of THz antennas and the latest research on improving their performance. Research directions of THz antenna in 6G technology are presented.

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LISAC Laboratory, Sidi Mohamed Ben Abdellah University, Fez, Morocco

Amraoui Youssef, Rachid El Alami & Hassan Qjidaa

LSEED Laboratory, UPF, Fez, Morocco

Imane Halkhams & Mohammed Ouazzani Jamil

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Yousef Farhaoui

ISEG, Universidade de Lisboa, Lisbon, Cávado, Portugal

Alvaro Rocha

University of Sfax, Sfax, Tunisia

Zouhaier Brahmia

School of Engineering and Technology (SET), Sharda University, Greater Noida, Uttar Pradesh, India

Bharat Bhushab

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Youssef, A., Halkhams, I., El Alami, R., Jamil, M.O., Qjidaa, H. (2023). Terahertz Antennas: Application, Research Challenges and Future Directions. In: Farhaoui, Y., Rocha, A., Brahmia, Z., Bhushab, B. (eds) Artificial Intelligence and Smart Environment. ICAISE 2022. Lecture Notes in Networks and Systems, vol 635. Springer, Cham. https://doi.org/10.1007/978-3-031-26254-8_109

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