failed phd defense

Evaluation Decisions for Doctoral Defense

Doctoral students are required to review the degree plans for their program, along with information about specific degree requirements and estimated timelines to reach various benchmarks for the different degree plan specializations.

There are three possible evaluation decisions for the doctoral defense.  All decisions—with the exception of “fail”—must be unanimous.

“Pass” requires that both the defense and the document (dissertation or treatise) are acceptable. In some cases, the committee may require revisions, which will be checked by the entire committee or by the supervising professor only. This should be agreed upon at the time of the defense and communicated with the student.

While the supervisor should wait to sign the Report of Dissertation Committee until all revisions have been reviewed, the other committee members may choose to sign at the defense. The committee should agree upon the length of time allowed for submission of the revised dissertation; this must be communicated clearly to the student.

The completed Report of Dissertation Committee should be returned to the Graduate School only after the final revisions to the dissertation have been approved and the GSC designee has signed.

If the dissertation and/or defense are not acceptable to all members of the committee, the decision will change to either "re-defend" or "fail" as discussed below:

“Re-defend” indicates that the committee is not satisfied with the dissertation or with the oral examination, but believes that rewriting may make it acceptable. In this case, the fully signed Report of Dissertation Committee should be returned to the Graduate School by the Supervisor, with each member of the committee indicating their decision. Another scheduled defense will be required and a new report will be generated.

Report on Doctoral Dissertation forms

Committee members should submit their individual Report on Doctoral Dissertation forms indicating their dissatisfaction.

“Fail” indicates that at least one member of the committee has decided that the dissertation is unsatisfactory and may not be rewritten. The fully signed Report of Dissertation Committee should be returned to the Graduate School by the supervisor, with each member of the committee indicating their decision.

Committee members should also submit their individual Report on Doctoral Dissertation forms indicating their dissatisfaction. This decision normally results in the termination of a doctoral student’s program.

Documentation

Document a dissertation defense as follows:

The supervisor should bring the Report of Dissertation Committee to the defense.

The scheduling information on the Report must be correct; if the time or location changes, the Graduate School must be informed.

All committee members sign the Report of Dissertation Committee, even if the member was not present at the defense.

Scanned or electronic signatures will be accepted as long as they are legible and dark enough to be imaged. Typed names as a signature are not allowed. Electronic and digitally authorized signatures may be accepted in any font format so long as they include the insignia or logo of the e-signature software used showing authorization.

Once all members have signed the report the Graduate Studies Committee chair or designee should provide the final signature.

The final signature indicates that all coursework and other departmental requirements have been completed. All signatures should be on a single page.

The Report of Dissertation Committee should be submitted to the Graduate School by the student.

The report should be submitted along with the student's final paperwork.

13 Tips to Prepare for Your PhD Dissertation Defense

How well do you know your project? Years of experiments, analysis of results, and tons of literature study, leads you to how well you know your research study. And, PhD dissertation defense is a finale to your PhD years. Often, researchers question how to excel at their thesis defense and spend countless hours on it. Days, weeks, months, and probably years of practice to complete your doctorate, needs to surpass the dissertation defense hurdle.

In this article, we will discuss details of how to excel at PhD dissertation defense and list down some interesting tips to prepare for your thesis defense.

Table of Contents

What Is Dissertation Defense?

Dissertation defense or Thesis defense is an opportunity to defend your research study amidst the academic professionals who will evaluate of your academic work. While a thesis defense can sometimes be like a cross-examination session, but in reality you need not fear the thesis defense process and be well prepared.

Source: https://www.youtube.com/c/JamesHaytonPhDacademy

What are the expectations of committee members.

Choosing the dissertation committee is one of the most important decision for a research student. However, putting your dissertation committee becomes easier once you understand the expectations of committee members.

The basic function of your dissertation committee is to guide you through the process of proposing, writing, and revising your dissertation. Moreover, the committee members serve as mentors, giving constructive feedback on your writing and research, also guiding your revision efforts.

The dissertation committee is usually formed once the academic coursework is completed. Furthermore, by the time you begin your dissertation research, you get acquainted to the faculty members who will serve on your dissertation committee. Ultimately, who serves on your dissertation committee depends upon you.

Some universities allow an outside expert (a former professor or academic mentor) to serve on your committee. It is advisable to choose a faculty member who knows you and your research work.

How to Choose a Dissertation Committee Member?

• Avoid popular and eminent faculty member
• Choose the one you know very well and can approach whenever you need them
• A faculty member whom you can learn from is apt.
• Members of the committee can be your future mentors, co-authors, and research collaborators. Choose them keeping your future in mind.

How to Prepare for Dissertation Defense?

1. Start Your Preparations Early

Thesis defense is not a 3 or 6 months’ exercise. Don’t wait until you have completed all your research objectives. Start your preparation well in advance, and make sure you know all the intricacies of your thesis and reasons to all the research experiments you conducted.

2. Attend Presentations by Other Candidates

Look out for open dissertation presentations at your university. In fact, you can attend open dissertation presentations at other universities too. Firstly, this will help you realize how thesis defense is not a scary process. Secondly, you will get the tricks and hacks on how other researchers are defending their thesis. Finally, you will understand why dissertation defense is necessary for the university, as well as the scientific community.

3. Take Enough Time to Prepare the Slides

Dissertation defense process harder than submitting your thesis well before the deadline. Ideally, you could start preparing the slides after finalizing your thesis. Spend more time in preparing the slides. Make sure you got the right data on the slides and rephrase your inferences, to create a logical flow to your presentation.

4. Structure the Presentation

Do not be haphazard in designing your presentation. Take time to create a good structured presentation. Furthermore, create high-quality slides which impresses the committee members. Make slides that hold your audience’s attention. Keep the presentation thorough and accurate, and use smart art to create better slides.

5. Practice Breathing Techniques

Watch a few TED talk videos and you will notice that speakers and orators are very fluent at their speech. In fact, you will not notice them taking a breath or falling short of breath. The only reason behind such effortless oratory skill is practice — practice in breathing technique.

Moreover, every speaker knows how to control their breath. Long and steady breaths are crucial. Pay attention to your breathing and slow it down. All you need I some practice prior to this moment.

6. Create an Impactful Introduction

The audience expects a lot from you. So your opening statement should enthrall the audience. Furthermore, your thesis should create an impact on the members; they should be thrilled by your thesis and the way you expose it.

The introduction answers most important questions, and most important of all “Is this presentation worth the time?” Therefore, it is important to make a good first impression , because the first few minutes sets the tone for your entire presentation.

7. Maintain Your Own List of Questions

While preparing for the presentation, make a note of all the questions that you ask yourself. Try to approach all the questions from a reader’s point of view. You could pretend like you do not know the topic and think of questions that could help you know the topic much better.

The list of questions will prepare you for the questions the members may pose while trying to understand your research. Attending other candidates’ open discussion will also help you assume the dissertation defense questions.

8. Practice Speech and Body Language

After successfully preparing your slides and practicing, you could start focusing on how you look while presenting your thesis. This exercise is not for your appearance but to know your body language and relax if need be.

Pay attention to your body language. Stand with your back straight, but relax your shoulders. The correct posture will give you the feel of self-confidence. So, observe yourself in the mirror and pay attention to movements you make.

9. Give Mock Presentation

Giving a trial defense in advance is a good practice. The most important factor for the mock defense is its similarity to your real defense, so that you get the experience that prepares for the actual defense.

10. Learn How to Handle Mistakes

Everyone makes mistakes. However, it is important to carry on. Do not let the mistakes affect your thesis defense. Take a deep breath and move on to the next point.

11. Do Not Run Through the Presentation

If you are nervous, you would want to end the presentation as soon as possible. However, this situation will give rise to anxiety and you will speak too fast, skipping the essential details. Eventually, creating a fiasco of your dissertation defense .

12. Get Plenty of Rest

Out of the dissertation defense preparation points, this one is extremely important. Obviously, sleeping a day before your big event is hard, but you have to focus and go to bed early, with the clear intentions of getting the rest you deserve.

13. Visualize Yourself Defending Your Thesis

This simple exercise creates an immense impact on your self-confidence. All you have to do is visualize yourself giving a successful presentation each evening before going to sleep. Everyday till the day of your thesis defense, see yourself standing in front of the audience and going from one point to another.

This exercise takes a lot of commitment and persistence, but the results in the end are worth it. Visualization makes you see yourself doing the scary thing of defending your thesis.

If you have taken all these points into consideration, you are ready for your big day. You have worked relentlessly for your PhD degree , and you will definitely give your best in this final step.

Have you completed your thesis defense? How did you prepare for it and how was your experience throughout your dissertation defense ? Do write to us or comment below.

The tips are very useful.I will recomend it to our students.

Excellent. As a therapist trying to help a parent of a candidate, I am very impressed and thankful your concise, clear, action-oriented article. Thank you.

Thanks for your sharing. It is so good. I can learn a lot from your ideas. Hope that in my dissertation defense next time I can pass

The tips are effective. Will definitely apply them in my dissertation.

My dissertation defense is coming up in less than two weeks from now, I find this tips quite instructive, I’ll definitely apply them. Thank you so much.

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Defending a PhD thesis like a boss!- an in-depth Guide

A thesis defense is a two-way process of PhD evaluation, a session during which experts ask questions related to the PhD dissertation for awarding a PhD degree.  

Defending a PhD thesis or dissertation is the last station of the PhD. The process of a doctorate is different! Even though prospective candidates don’t need to appear in the written examination, the thesis defense is a must!

It’s a process occurring behind closed doors or openly (sometimes!), under the supervision of subject experts or all, to award someone a prestigious doctor of philosophy degree .

PhD- the Philosophia doctor is a path full of complications and problems. Starting from admission to writing a thesis or viva, a candidate has to achieve every milestone to move forward towards a PhD. 

Broadly, a good graduation or master’s score, completion of the entrance exam, course work, PhD thesis, publication in a peer-reviewed journal, PhD presentation and well-completed PhD research are criteria to appear in the PhD defense. 

If a candidate fails to achieve any of the requirements given above, he or she can’t go-ahead. The PhD is all about research, passion, knowledge on one side whilst depression, lack of confidence, loneliness, frustration on the other side, nonetheless, it is a fun journey. 

Defending a PhD thesis at terminal can relax a doctoral student, although should not be taken for granted. 

The present piece of content is all about defending your PhD thesis, what is it and how to appear. I will also give you some tips that help you to successfully complete it. 

What is a thesis defense? 

The thesis defense is the terminal process of discussing ‘research’ to award the PhD degree. It is also referred to as PhD viva too; however, it is more a discussion session than a viva. 

A prospective student has to appear in the thesis defense along with the PhD thesis, a presentation and all other PhD related documentation. A student also has to carry all the materials and proofs that can be used to convenience a supervisor or expert to award the doctorate. 

The entire process is verbal. Two external subject experts, a guide, and a university VC conducts the process, note that other students can also appear in the PhD defense process too as a guest. 

Universities usually conduct close viva sessions to avoid ‘personal bullying’ during the thesis defense. 

During the process, questions are based on the thesis content, topic and subject of the prospective student’s research. The objective of conducting the defense session is to check the knowledge of a student, research aptitude and how he or he had done their research. 

It is a kind of evaluation process in which experts ask questions and point out gaps in research presented by a student.

Read more: 10 Genuine Suggestions to Design a PhD Title .

What is the process of thesis defense? 

The process of PhD thesis defense starts with the general introduction of experts followed by the presentation session. A candidate has to present their thesis in a PowerPoint presentation, keynotes or google slides. 10 to 20 minutes are alloted to present the work in 15 to 25 slides. 

Soon after, experts ask questions related to research. Several of them are, 

What is the purpose of the present research? 

Why is the present topic chosen? 

What is the study population and why only those are selecting 

What are the outcomes of the present work? 

Why are the results or outcomes important? 

What are the societal benefits of the present work? 

How or what the present research contributes to the present knowledge? 

These are the common questions asked to know the quality, quantity and strength of the research one has conducted. 

The process is of two types; close thesis defense viva and open thesis defense viva. 

In the close thesis defense viva, only a subject expert and a PhD supervisor conduct the entire process of the thesis defense, no one is allowed to interfere in it. A student can defend their thesis confidently, on the positive side, however, sometimes the integrity of the session doesn’t maintain due to lack of a monitoring body. 

During the open thesis defense, anyone can appear in the viva session including students of master’s and graduation. Also, anyone can ask questions related to the topic. 

Open thesis defense sometimes makes things harder for the prospective student. Which type of viva or defense system you have to face will depend on the university. The process and type of thesis defense vary from country to country and university to university.  

2 to 5 examiners or external evaluators are invited for a PhD thesis defense session by the university. The criteria to select examiners for the same are; they should be not from the university, they are experts in a related subject, they are working outside the university. 

University allows a PhD supervisor to the defense session but they can’t participate in the discussion. Examiner examines the thesis and will randomly ask queries to the presenter. 

Who conducts a thesis defense? 

The thesis defense of master’s, M Phil or PhD is held by the university under the vigilance of the supervisor for the student appearing in the degree. 

A PhD supervisor invites two or three other experts of the subject to conduct the session, university presentative or vice-chancellor closely monitors the entire process, if present. 

Related article: How much does a PhD Degree Cost in the USA, UK and India?

How long a thesis defense occurs? 

Per student 10 to 20 minutes are allotted to defend the thesis, however, it may vary, depending on how long a verbal questioning session happens. If it is interesting, it may take up to 2 hours. 

Sometimes, experts wind things in 30 minutes too; that depends on how neatly you have written your thesis and how beautifully you have given your presentation. Still, a few questions are common and asked in every thesis defense. 

Usually 20 minutes to 2 hours it takes to complete the thesis defense. 

What happens after the completion of the thesis defense? 

Defending a thesis isn’t like giving a written exam, which means the results are not like ‘pass’ or ‘fail’. The results are like how excellently one has done their doctorate- research, thesis and presentation. 

There are three possibilities after completing the PhD viva or thesis defense.

• First, you have successfully completed it.
• Second, you have failed in defending the thesis- revision required. 
• Third, there are chances of improvement- minor revision required. 

When you present your thesis excellently, write the dissertation in a proper way and accurately- like a professional writer, proofread it correctly, complete all the objectives mentioned in the thesis, done research in a proper way, you probably come in the first case. 

A PhD degree will be awarded to you soon! 

If a thesis is not written in a good way, not all the objectives are completed, not published a paper, or fails to write a thesis completely or it is partially incomplete, you fail in defending the thesis, need revision.

In this case, you have to re-appear in the Ph.D. to complete the incomplete work. 

The third case is a bit different in which a student is advised to do some minor changes and improvements to make their own thesis much better. Usually, re-viva is not conducted in these cases. 

In the second case, in which a student fails to defend their thesis, re-viva and second round of thesis defense will be conducted after six months or a year. 

Note that awarding the thesis entirely depends on the external examiner. 

Also read: PhD vs PsyD- Differences .

Can anyone fail in the thesis defense? 

I can say yes! But not exactly because it is not an examination. A candidate has to appear again after sometimes to defend the thesis. Here are the cases in which we can say, a candidate failed thesis defense.

• Improper, incorrect or partial thesis. 
• Incomplete objectives. 
• Incomplete research work. 
• Lack of significant outcomes. 
• No publication 
• Fail to answer questions during the defense. 

Practically it is not considered as ‘fail’, re-viva or another round of thesis defense will be conducted. 

Tips to successfully defend the thesis for PhD: 

When you will be on your presentation, an examiner opens your thesis; thoughts of curiosity, nervousness, excitement and energy will flow around you, all at once. 

In these conditions, even if your preparation is excellent, a small mistake can ruin everything for you. 

You have to balance your positive as well as negative emotions at the same time. Here are some of the tips that definitely help you to defend your PhD thesis successfully. 

Fill yourself with positivity: 

You are very near to your goal, one step ahead of getting a degree- an utmost academic honor- the PhD. Surely, you need to balance everything, as I said, but to do so, you need to behave positively. 

Even if you know the gaps, problems, limitations and problems of your PhD thesis, yourself or your knowledge, you need to keep calm and behave like everything will be on your side. 

Only you know what is not perfect in your presentation or thesis, why to show it to others! Stay calm, focus, confident and positive like everything is perfect there. 

If you still feel so negative, imagine there are so many students in the world who have not even reached this level! You are here, on the last step of the PhD- feel proud of yourself. 

Related article: Writing a Research Paper for a Ph.D. Dissertation.

Dress well, look well: 

To feel confident and positive, you have to look better. Wear a good, decent and formal dress, shave your beard or trim it, style your hair and polish your shoes. If you will look good, a positive and joyful atmosphere will be constructed in the room that will definitely help you. 

Don’t look tired, hopeless, restless, sleepless. 

Checklist all things: 

A couple of things are required during the PhD viva or thesis defense session. One is the presentation and the second is the thesis. In addition to this, don’t forget to take other documents related to your PhD like your plagiarism clearance certificate, your registration certificate and even your logbook. 

One can’t appear in the thesis defense session without a presentation and thesis. 

Other things are secondary in this case. 

Also read: How to Avoid Plagiarism in Your PhD Thesis?

Prepare a good presentation: 

Before preparing a PhD presentation, you need to know in which format the university allows to present the thesis. However, the globally accepted format is Microsoft Powerpoint. 

Prepare a good, decent and professional PhD presentation of 10 to 15 slides and save it in multiple formats. Include only necessary information, I know it is very difficult to summarize the 4000 to 5000-word essay in 10 slides. 

Also, don’t forget to include material, methods, theory, results and outcome of the research, those things are very essential. Make your presentation correct with your PhD supervisor before appearing in the thesis defense. 

Make a backup: 

What if your presentation will not run on the day of defending the thesis? What if you lost your hardcopy of the thesis? that is not good, right! 

 You are a PhD student , above all, out of the box thinking ability and good analytic thinking, how can you forget to make backups? 

Backup your presentation in a flash drive, cloud storage and email. Prepare presentations in multiple formats.

Make the back of the thesis soft copy as well and store it on different devices that are easily accessible in case of emergency. In addition to this, also prepare a rough and unbounded draft of the thesis hardcopy as a backup. 

Control yourself: 

Students who have done their PhD sincerely are confident about their work but it is very important to control yourself during the thesis defense. In any harsh condition don’t lose your calm, don’t be aggressive.

Even if you know that the expert is wrong- that is a rare case scenario, respect their opinion and behave accordingly. See it is obvious, no one knows more than you and your guide about your topic.

Try to explain things to the panel member, if it can’t work, leave it, respect their opinion and take it as suggestions. 

Read more: 10 PhD Programs You can choose to Study- A Comprehensive Guide .

Answer to the point: 

Sometimes it happens that you explain things more than the experts’ needs. There are drawbacks of explaining things elaborately, they can trap you! 

As I said, pay attention to the question asked by the expert and try to answer what they want, not more than that. Explain things if they don’t understand. 

Do this if you don’t have an answer: 

Experts’ duties are to find gaps and problems in your research so that they can find knowledge actually required. So it is obvious, they confuse you, and ask questions which you don’t know. 

 Don’t get nervous or panic, if you don’t know the answers. Take a deep breath and admit that you don’t have the answer or don’t have an idea about that. To support this situation, you can even make an assumption that this might happen or this will be the reason or give a probability.

See thesis defense is not like a viva, questions will be intellectual and will challenge your knowledge and thinking every time for sure. You have to show them your ability to think differently, not what to already know! 

Also read: 50 various PhD degree full forms .

Do this if something wrong happens! 

Days change, some are good, rest are bad. Things will be on your side someday, or not on other days. What you will do if something wrong happens whilst defending the thesis? 

Your presentation may not work, You lost your thesis, a big problem with the thesis- you didn’t know and problems in findings of results; these are some common problems I had seen in PhD viva. 

So you have to prepare for that, what to answer in those conditions. Anyone can make mistakes, simply apologize and request panel members that you will fix the problem soon. See, you have to act as per the situation, I can not tell you what you say in which conditions. 

For instance, if your presentation is not working or electricity is not there on the day of the presentation simply apologize for that, present it with the available utilities like chalk and blackboard.

The important thing is don’t panic, apologize first, and request to continue the presentation. For instance, if there is a major issue in the thesis, request the examiner that you will fix it, please allow you to continue the presentation. Try to complete your presentation, anyhow, who knows if they will impress. 

Be prepared for the most common questions: 

 The 10th tip is very useful and kind of a hack for you. There are several questions asked routinely during every thesis defense session. For instance,  what is the purpose of your research? How outcomes help society? Why have you chosen this topic? Why have you selected this technique for your work? What are the applications of your research? Like that. 

Be prepared for these questions, a few of them will be asked during the session. Then after the discussion will pick the heat, and your thinking ability will be tested. 

Read more: What is PhD?- History, Definition, Origin, Requirement, Fees, Duration and Process .

Conclusion: 

Thesis or dissertation and PhD viva or thesis defense aren’t mandatory for all. Some professional degrees seek only internships for the award of PhD or doctorate. IN PhD in medicine or psychology, thesis or viva isn’t conducted, though the criteria are decided by the universities and hence vary greatly. 

Still, the thesis defense is a common practice performed to award PhD, M Phil or post-graduation degree. 

Dr. Tushar Chauhan is a Scientist, Blogger and Scientific-writer. He has completed PhD in Genetics. Dr. Chauhan is a PhD coach and tutor.

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How to prepare an excellent thesis defense

What is a thesis defense?

How long is a thesis defense, what happens at a thesis defense, your presentation, questions from the committee, 6 tips to help you prepare for your thesis defense, 1. anticipate questions and prepare for them, 2. dress for success, 3. ask for help, as needed, 4. have a backup plan, 5. prepare for the possibility that you might not know an answer, 6. de-stress before, during, and after, frequently asked questions about preparing an excellent thesis defense, related articles.

If you're about to complete, or have ever completed a graduate degree, you have most likely come across the term "thesis defense." In many countries, to finish a graduate degree, you have to write a thesis .

A thesis is a large paper, or multi-chapter work, based on a topic relating to your field of study.

Once you hand in your thesis, you will be assigned a date to defend your work. Your thesis defense meeting usually consists of you and a committee of two or more professors working in your program. It may also include other people, like professionals from other colleges or those who are working in your field.

During your thesis defense, you will be asked questions about your work. The main purpose of your thesis defense is for the committee to make sure that you actually understand your field and focus area.

The questions are usually open-ended and require the student to think critically about their work. By the time of your thesis defense, your paper has already been evaluated. The questions asked are not designed so that you actually have to aggressively "defend" your work; often, your thesis defense is more of a formality required so that you can get your degree.

• Check with your department about requirements and timing.
• Re-read your thesis.
• Anticipate questions and prepare for them.
• Create a back-up plan to deal with technology hiccups.
• Plan de-stressing activities both before, and after, your defense.

How long your oral thesis defense is depends largely on the institution and requirements of your degree. It is best to consult your department or institution about this. In general, a thesis defense may take only 20 minutes, but it may also take two hours or more. The length also depends on how much time is allocated to the presentation and questioning part.

Tip: Check with your department or institution as soon as possible to determine the approved length for a thesis defense.

First of all, be aware that a thesis defense varies from country to country. This is just a general overview, but a thesis defense can take many different formats. Some are closed, others are public defenses. Some take place with two committee members, some with more examiners.

The same goes for the length of your thesis defense, as mentioned above. The most important first step for you is to clarify with your department what the structure of your thesis defense will look like. In general, your thesis defense will include:

• your presentation of around 20-30 minutes
• questions from the committee
• questions from the audience (if the defense is public and the department allows it)

You might have to give a presentation, often with Powerpoint, Google slides, or Keynote slides. Make sure to prepare an appropriate amount of slides. A general rule is to use about 10 slides for a 20-minute presentation.

But that also depends on your specific topic and the way you present. The good news is that there will be plenty of time ahead of your thesis defense to prepare your slides and practice your presentation alone and in front of friends or family.

Tip: Practice delivering your thesis presentation in front of family, friends, or colleagues.

You can prepare your slides by using information from your thesis' first chapter (the overview of your thesis) as a framework or outline. Substantive information in your thesis should correspond with your slides.

Make sure your slides are of good quality— both in terms of the integrity of the information and the appearance. If you need more help with how to prepare your presentation slides, both the ASQ Higher Education Brief and James Hayton have good guidelines on the topic.

The committee will ask questions about your work after you finish your presentation. The questions will most likely be about the core content of your thesis, such as what you learned from the study you conducted. They may also ask you to summarize certain findings and to discuss how your work will contribute to the existing body of knowledge.

Tip: Read your entire thesis in preparation of the questions, so you have a refreshed perspective on your work.

While you are preparing, you can create a list of possible questions and try to answer them. You can foresee many of the questions you will get by simply spending some time rereading your thesis.

Here are a few tips on how to prepare for your thesis defense:

You can absolutely prepare for most of the questions you will be asked. Read through your thesis and while you're reading it, create a list of possible questions. In addition, since you will know who will be on the committee, look at the academic expertise of the committee members. In what areas would they most likely be focused?

If possible, sit at other thesis defenses with these committee members to get a feel for how they ask and what they ask. As a graduate student, you should generally be adept at anticipating test questions, so use this advantage to gather as much information as possible before your thesis defense meeting.

Your thesis defense is a formal event, often the entire department or university is invited to participate. It signals a critical rite of passage for graduate students and faculty who have supported them throughout a long and challenging process.

While most universities don't have specific rules on how to dress for that event, do regard it with dignity and respect. This one might be a no-brainer, but know that you should dress as if you were on a job interview or delivering a paper at a conference.

It might help you deal with your stress before your thesis defense to entrust someone with the smaller but important responsibilities of your defense well ahead of schedule. This trusted person could be responsible for:

• preparing the room of the day of defense
• setting up equipment for the presentation
• preparing and distributing handouts

Technology is unpredictable. Life is too. There are no guarantees that your Powerpoint presentation will work at all or look the way it is supposed to on the big screen. We've all been there. Make sure to have a plan B for these situations. Handouts can help when technology fails, and an additional clean shirt can save the day if you have a spill.

One of the scariest aspects of the defense is the possibility of being asked a question you can't answer. While you can prepare for some questions, you can never know exactly what the committee will ask.

There will always be gaps in your knowledge. But your thesis defense is not about being perfect and knowing everything, it's about how you deal with challenging situations. You are not expected to know everything.

James Hayton writes on his blog that examiners will sometimes even ask questions they don't know the answer to, out of curiosity, or because they want to see how you think. While it is ok sometimes to just say "I don't know", he advises to try something like "I don't know, but I would think [...] because of x and y, but you would need to do [...] in order to find out.” This shows that you have the ability to think as an academic.

You will be nervous. But your examiners will expect you to be nervous. Being well prepared can help minimize your stress, but do know that your examiners have seen this many times before and are willing to help, by repeating questions, for example. Dora Farkas at finishyourthesis.com notes that it’s a myth that thesis committees are out to get you.

Two common symptoms of being nervous are talking really fast and nervous laughs. Try to slow yourself down and take a deep breath. Remember what feels like hours to you are just a few seconds in real life.

• Try meditational breathing right before your defense.
• Get plenty of exercise and sleep in the weeks prior to your defense.
• Have your clothes or other items you need ready to go the night before.
• During your defense, allow yourself to process each question before answering.
• Go to dinner with friends and family, or to a fun activity like mini-golf, after your defense.

Allow yourself to process each question, respond to it, and stop talking once you have responded. While a smile can often help dissolve a difficult situation, remember that nervous laughs can be irritating for your audience.

We all make mistakes and your thesis defense will not be perfect. However, careful preparation, mindfulness, and confidence can help you feel less stressful both before, and during, your defense.

Finally, consider planning something fun that you can look forward to after your defense.

It is completely normal to be nervous. Being well prepared can help minimize your stress, but do know that your examiners have seen this many times before and are willing to help, by repeating questions for example if needed. Slow yourself down, and take a deep breath.

Your thesis defense is not about being perfect and knowing everything, it's about how you deal with challenging situations. James Hayton writes on his blog that it is ok sometimes to just say "I don't know", but he advises to try something like "I don't know, but I would think [...] because of x and y, you would need to do [...] in order to find out".

Your Powerpoint presentation can get stuck or not look the way it is supposed to do on the big screen. It can happen and your supervisors know it. In general, handouts can always save the day when technology fails.

• Dress for success.
• Ask for help setting up.
• Have a backup plan (in case technology fails you).
• Deal with your nerves.

• PhD Failure Rate – A Study of 26,076 PhD Candidates
• Doing a PhD

The PhD failure rate in the UK is 19.5%, with 16.2% of students leaving their PhD programme early, and 3.3% of students failing their viva. 80.5% of all students who enrol onto a PhD programme successfully complete it and are awarded a doctorate.

Introduction

One of the biggest concerns for doctoral students is the ongoing fear of failing their PhD.

After all those years of research, the long days in the lab and the endless nights in the library, it’s no surprise to find many agonising over the possibility of it all being for nothing. While this fear will always exist, it would help you to know how likely failure is, and what you can do to increase your chances of success.

Read on to learn how PhDs can be failed, what the true failure rates are based on an analysis of 26,067 PhD candidates from 14 UK universities, and what your options are if you’re unsuccessful in obtaining your PhD.

Ways You Can Fail A PhD

There are essentially two ways in which you can fail a PhD; non-completion or failing your viva (also known as your thesis defence ).

Non-completion

Non-completion is when a student leaves their PhD programme before having sat their viva examination. Since vivas take place at the end of the PhD journey, typically between the 3rd and 4th year for most full-time programmes, most failed PhDs fall within the ‘non-completion’ category because of the long duration it covers.

There are many reasons why a student may decide to leave a programme early, though these can usually be grouped into two categories:

• Motives – The individual may no longer believe undertaking a PhD is for them. This might be because it isn’t what they had imagined, or they’ve decided on an alternative path.
• Extenuating circumstances – The student may face unforeseen problems beyond their control, such as poor health, bereavement or family difficulties, preventing them from completing their research.

In both cases, a good supervisor will always try their best to help the student continue with their studies. In the former case, this may mean considering alternative research questions or, in the latter case, encouraging you to seek academic support from the university through one of their student care policies.

Besides the student deciding to end their programme early, the university can also make this decision. On these occasions, the student’s supervisor may not believe they’ve made enough progress for the time they’ve been on the project. If the problem can’t be corrected, the supervisor may ask the university to remove the student from the programme.

Failing The Viva

Assuming you make it to the end of your programme, there are still two ways you can be unsuccessful.

The first is an unsatisfactory thesis. For whatever reason, your thesis may be deemed not good enough, lacking originality, reliable data, conclusive findings, or be of poor overall quality. In such cases, your examiners may request an extensive rework of your thesis before agreeing to perform your viva examination. Although this will rarely be the case, it is possible that you may exceed the permissible length of programme registration and if you don’t have valid grounds for an extension, you may not have enough time to be able to sit your viva.

The more common scenario, while still being uncommon itself, is that you sit and fail your viva examination. The examiners may decide that your research project is severely flawed, to the point where it can’t possibly be remedied even with major revisions. This could happen for reasons such as basing your study on an incorrect fundamental assumption; this should not happen however if there is a proper supervisory support system in place.

PhD Failure Rate – UK & EU Statistics

According to 2010-11 data published by the Higher Education Funding Council for England (now replaced by UK Research and Innovation ), 72.9% of students enrolled in a PhD programme in the UK or EU complete their degree within seven years. Following this, 80.5% of PhD students complete their degree within 25 years.

This means that four out of every five students who register onto a PhD programme successfully complete their doctorate.

While a failure rate of one in five students may seem a little high, most of these are those who exit their programme early as opposed to those who fail at the viva stage.

Failing Doesn’t Happen Often

Although a PhD is an independent project, you will be appointed a supervisor to support you. Each university will have its own system for how your supervisor is to support you , but regardless of this, they will all require regular communication between the two of you. This could be in the form of annual reviews, quarterly interim reviews or regular meetings. The majority of students also have a secondary academic supervisor (and in some cases a thesis committee of supervisors); the role of these can vary from having a hands-on role in regular supervision, to being another useful person to bounce ideas off of.

These frequent check-ins are designed to help you stay on track with your project. For example, if any issues are identified, you and your supervisor can discuss how to rectify them in order to refocus your research. This reduces the likelihood of a problem going undetected for several years, only for it to be unearthed after it’s too late to address.

In addition, the thesis you submit to your examiners will likely be your third or fourth iteration, with your supervisor having critiqued each earlier version. As a result, your thesis will typically only be submitted to the examiners after your supervisor approves it; many UK universities require a formal, signed document to be submitted by the primary academic supervisor at the same time as the student submits the thesis, confirming that he or she has approved the submission.

Failed Viva – Outcomes of 26,076 Students

Despite what you may have heard, the failing PhD rate amongst students who sit their viva is low.

This, combined with ongoing guidance from your supervisor, is because vivas don’t have a strict pass/fail outcome. You can find a detailed breakdown of all viva outcomes in our viva guide, but to summarise – the most common outcome will be for you to revise your thesis in accordance with the comments from your examiners and resubmit it.

This means that as long as the review of your thesis and your viva examination uncovers no significant issues, you’re almost certain to be awarded a provisional pass on the basis you make the necessary corrections to your thesis.

To give you an indication of the viva failure rate, we’ve analysed the outcomes of 26,076 PhD candidates from 14 UK universities who sat a viva between 2006 and 2017.

The analysis shows that of the 26,076 students who sat their viva, 25,063 succeeded; this is just over 96% of the total students as shown in the chart below.

Students Who Passed

The analysis shows that of the 96% of students who passed, approximately 5% required no amendments, 79% required minor amendments and the remaining 16% required major revisions. This supports our earlier discussion on how the most common outcome of a viva is a ‘pass with minor amendments’.

Students Who Failed

Of the 4% of unsuccessful students, approximately 97% were awarded an MPhil (Master of Philosophy), and 3% weren’t awarded a degree.

Note : It should be noted that while the data provides the student’s overall outcome, i.e. whether they passed or failed, they didn’t all provide the students specific outcome, i.e. whether they had to make amendments, or with a failure, whether they were awarded an MPhil. Therefore, while the breakdowns represent the current known data, the exact breakdown may differ.

Summary of Findings

By using our data in combination with the earlier statistic provided by HEFCE, we can gain an overall picture of the PhD journey as summarised in the image below.

To summarise, based on the analysis of 26,076 PhD candidates at 14 universities between 2006 and 2017, the PhD pass rate in the UK is 80.5%. Of the 19.5% of students who fail, 3.3% is attributed to students failing their viva and the remaining 16.2% is attributed to students leaving their programme early.

The above statistics indicate that while 1 in every 5 students fail their PhD, the failure rate for the viva process itself is low. Specifically, only 4% of all students who sit their viva fail; in other words, 96% of the students pass it.

What Are Your Options After an Unsuccessful PhD?

Appeal your outcome.

If you believe you had a valid case, you can try to appeal against your outcome . The appeal process will be different for each university, so ensure you consult the guidelines published by your university before taking any action.

While making an appeal may be an option, it should only be considered if you genuinely believe you have a legitimate case. Most examiners have a lot of experience in assessing PhD candidates and follow strict guidelines when making their decisions. Therefore, your claim for appeal will need to be strong if it is to stand up in front of committee members in the adjudication process.

Downgrade to MPhil

If you are unsuccessful in being awarded a PhD, an MPhil may be awarded instead. For this to happen, your work would need to be considered worthy of an MPhil, as although it is a Master’s degree, it is still an advanced postgraduate research degree.

Unfortunately, there’s a lot of stigma around MPhil degrees, with many worrying that it will be seen as a sign of a failed PhD. While not as advanced as a PhD, an MPhil is still an advanced research degree, and being awarded one shows that you’ve successfully carried out an independent research project which is an undertaking to be admired.

Finding a PhD has never been this easy – search for a PhD by keyword, location or academic area of interest.

Additional Resources

Hopefully now knowing the overall picture your mind will feel slightly more at ease. Regardless, there are several good practices you can adopt to ensure you’re always in the best possible position. The key of these includes developing a good working relationship with your supervisor, working to a project schedule, having your thesis checked by several other academics aside from your supervisor, and thoroughly preparing for your viva examination.

We’ve developed a number of resources which should help you in the above:

• What to Expect from Your Supervisor – Find out what to look for in a Supervisor, how they will typically support you, and how often you should meet with them.
• How to Write a Research Proposal – Find an outline of how you can go about putting a project plan together.
• What is a PhD Viva? – Learn exactly what a viva is, their purpose and what you can expect on the day. We’ve also provided a full breakdown of all the possible outcomes of a viva and tips to help you prepare for your own.

Data for Statistics

• Cardiff University – 2006/07 to 2016/17
• Imperial College London – 2006/07 to 2016/17
• London School of Economics (LSE) – 2006/07 to 2015/16
• Queen Mary University of London – 2009/10 to 2015/16
• University College London (UCL) – 2006/07 to 2016/17
• University of Aberdeen – 2006/07 to 2016/17
• University of Birmingham – 2006/07 to 2015/16
• University of Bristol – 2006/07 to 2016/17
• University of Edinburgh – 2006/07 to 2016/17
• University of Nottingham – 2006/07 to 2015/16
• University of Oxford – 2007/08 to 2016/17
• University of York – 2009/10 to 2016/17
• University of Manchester – 2008/09 to 2017/18
• University of Sheffield – 2006/07 to 2016/17

Note : The data used for this analysis was obtained from the above universities under the Freedom of Information Act. As per the Act, the information was provided in such a way that no specific individual can be identified from the data.

Browse PhDs Now

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• CAREER COLUMN
• 18 October 2018

Teach undergraduates that doing a PhD will require them to embrace failure

• Irini Topalidou 0

Irini Topalidou is a molecular biologist and geneticist who works as a research scientist in the Department of Biochemistry at the University of Washington in Seattle. Twitter: @irinakitop

You can also search for this author in PubMed   Google Scholar

My own graduate experience and 20 years in academic research have taught me that someone can be a good student without necessarily having what it takes to get a PhD or a career in academia. Often, students I see think that a solid undergraduate degree should guarantee later academic success, but the reality is quite different.

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doi: https://doi.org/10.1038/d41586-018-06905-0

This is an article from the Nature Careers Community, a place for Nature readers to share their professional experiences and advice. Guest posts are encouraged. You can get in touch with the editor at [email protected].

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10 easy ways to fail a Ph.D.

The attrition rate in Ph.D. school is high.

Anywhere from a third to half will fail.

In fact, there's a disturbing consistency to grad school failure.

I'm supervising a lot of new grad students this semester, so for their sake, I'm cataloging the common reasons for failure.

Read on for the top ten reasons students fail out of Ph.D. school.

Focus on grades or coursework

No one cares about grades in grad school.

There's a simple formula for the optimal GPA in grad school:

Anything higher implies time that could have been spent on research was wasted on classes. Advisors might even raise an eyebrow at a 4.0

During the first two years, students need to find an advisor, pick a research area, read a lot of papers and try small, exploratory research projects. Spending too much time on coursework distracts from these objectives.

Learn too much

Some students go to Ph.D. school because they want to learn.

Let there be no mistake: Ph.D. school involves a lot of learning.

But, it requires focused learning directed toward an eventual thesis.

Taking (or sitting in on) non-required classes outside one's focus is almost always a waste of time, and it's always unnecessary.

By the end of the third year, a typical Ph.D. student needs to have read about 50 to 150 papers to defend the novelty of a proposed thesis.

Of course, some students go too far with the related work search, reading so much about their intended area of research that they never start that research.

Advisors will lose patience with "eternal" students that aren't focused on the goal--making a small but significant contribution to human knowledge.

In the interest of personal disclosure, I suffered from the "want to learn everything" bug when I got to Ph.D. school.

I took classes all over campus for my first two years: Arabic, linguistics, economics, physics, math and even philosophy. In computer science, I took lots of classes in areas that had nothing to do with my research.

The price of all this "enlightenment" was an extra year on my Ph.D.

I only got away with this detour because while I was doing all that, I was a TA, which meant I wasn't wasting my advisor's grant funding.

Expect perfection

Perfectionism is a tragic affliction in academia, since it tends to hit the brightest the hardest.

Perfection cannot be attained. It is approached in the limit.

Students that polish a research paper well past the point of diminishing returns, expecting to hit perfection, will never stop polishing.

Students that can't begin to write until they have the perfect structure of the paper mapped out will never get started.

For students with problems starting on a paper or dissertation, my advice is that writing a paper should be an iterative process: start with an outline and some rough notes; take a pass over the paper and improve it a little; rinse; repeat. When the paper changes little with each pass, it's at diminishing returns. One or two more passes over the paper are all it needs at that point.

"Good enough" is better than "perfect."

Procrastinate

Chronic perfectionists also tend to be procrastinators.

So do eternal students with a drive to learn instead of research.

Ph.D. school seems to be a magnet for every kind of procrastinator.

Unfortunately, it is also a sieve that weeds out the unproductive.

Procrastinators should check out my tips for boosting productivity .

Go rogue too soon/too late

The advisor-advisee dynamic needs to shift over the course of a degree.

Early on, the advisor should be hands on, doling out specific topics and helping to craft early papers.

Toward the end, the student should know more than the advisor about her topic. Once the inversion happens, she needs to "go rogue" and start choosing the topics to investigate and initiating the paper write-ups. She needs to do so even if her advisor is insisting she do something else.

The trick is getting the timing right.

Going rogue before the student knows how to choose good topics and write well will end in wasted paper submissions and a grumpy advisor.

On the other hand, continuing to act only when ordered to act past a certain point will strain an advisor that expects to start seeing a "return" on an investment of time and hard-won grant money.

Advisors expect near-terminal Ph.D. students to be proto-professors with intimate knowledge of the challenges in their field. They should be capable of selecting and attacking research problems of appropriate size and scope.

Treat Ph.D. school like school or work

Ph.D. school is neither school nor work.

Ph.D. school is a monastic experience. And, a jealous hobby.

Solving problems and writing up papers well enough to pass peer review demands contemplative labor on days, nights and weekends.

Reading through all of the related work takes biblical levels of devotion.

Ph.D. school even comes with built-in vows of poverty and obedience.

The end brings an ecclesiastical robe and a clerical hood.

Students that treat Ph.D. school like a 9-5 endeavor are the ones that take 7+ years to finish, or end up ABD.

Ignore the committee

Some Ph.D. students forget that a committee has to sign off on their Ph.D.

It's important for students to maintain contact with committee members in the latter years of a Ph.D. They need to know what a student is doing.

It's also easy to forget advice from a committee member since they're not an everyday presence like an advisor.

Committee members, however, rarely forget the advice they give.

It doesn't usually happen, but I've seen a shouting match between a committee member and a defender where they disagreed over the metrics used for evaluation of an experiment. This committee member warned the student at his proposal about his choice of metrics.

He ignored that warning.

He was lucky: it added only one more semester to his Ph.D.

Another student I knew in grad school was told not to defend, based on the draft of his dissertation. He overruled his committee's advice, and failed his defense. He was told to scrap his entire dissertaton and start over. It took him over ten years to finish his Ph.D.

Aim too low

Some students look at the weakest student to get a Ph.D. in their department and aim for that.

This attitude guarantees that no professorship will be waiting for them.

And, it all but promises failure.

The weakest Ph.D. to escape was probably repeatedly unlucky with research topics, and had to settle for a contingency plan.

Aiming low leaves no room for uncertainty.

And, research is always uncertain.

Aim too high

A Ph.D. seems like a major undertaking from the perspective of the student.

But, it is not the final undertaking. It's the start of a scientific career.

A Ph.D. does not have to cure cancer or enable cold fusion.

At best a handful of chemists remember what Einstein's Ph.D. was in.

Einstein's Ph.D. dissertation was a principled calculation meant to estimate Avogadro's number. He got it wrong. By a factor of 3.

He still got a Ph.D.

A Ph.D. is a small but significant contribution to human knowledge.

Impact is something students should aim for over a lifetime of research.

Making a big impact with a Ph.D. is about as likely as hitting a bullseye the very first time you've fired a gun.

Once you know how to shoot, you can keep shooting until you hit it.

Plus, with a Ph.D., you get a lifetime supply of ammo.

Some advisors can give you a list of potential research topics. If they can, pick the topic that's easiest to do but which still retains your interest.

It does not matter at all what you get your Ph.D. in.

All that matters is that you get one.

It's the training that counts--not the topic.

Miss the real milestones

Most schools require coursework, qualifiers, thesis proposal, thesis defense and dissertation. These are the requirements on paper.

In practice, the real milestones are three good publications connected by a (perhaps loosely) unified theme.

Coursework and qualifiers are meant to undo admissions mistakes. A student that has published by the time she takes her qualifiers is not a mistake.

Once a student has two good publications, if she convinces her committee that she can extrapolate a third, she has a thesis proposal.

Once a student has three publications, she has defended, with reasonable confidence, that she can repeatedly conduct research of sufficient quality to meet the standards of peer review. If she draws a unifying theme, she has a thesis, and if she staples her publications together, she has a dissertation.

I fantasize about buying an industrial-grade stapler capable of punching through three journal papers and calling it The Dissertator .

Of course, three publications is nowhere near enough to get a professorship--even at a crappy school. But, it's about enough to get a Ph.D.

Related posts

• Recommended reading for grad students .
• The illustrated guide to a Ph.D.
• How to get into grad school .
• Advice for thesis proposals .
• Productivity tips for academics .
• Academic job hunt advice .
• Successful Ph.D. students: Perseverance, tenacity and cogency .
• The CRAPL: An open source license for academics .